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HomeMy WebLinkAboutAgenda - 10-12-1999 - 2ORANGE COUNTY BO:: ARD OF COUNTY COMMISSIONERS WORK SESSION AGENDA ITEM ABSTRACT Meeting Date: October 12,1999 Action Agenda Item #_ SUBJECT: REPORT ON COMPREHENSIVE PLAN UPDATE DEPARTMENT: Planning PUBLIC HEARING: Yes —x —No ATTACHMENT(S): -GIS Presentation background - BOCC Goal on Comprehensive Plan - Memorandum entitled "Comprehensive Plan" with Attachments INFORMATION CONTACT: Craig N. Benedict, AICP, Director, Ext. 2592 Gene Bell Comp. Ping. Supr., Ext. 2589 TELEPHONE NUMBERS: Hillsborough -732-8181 Durham -688-7331 Mebane -227-2031 Chapel Hill -967-9251 PURPOSE: To receive a report on land use planning in Orange County and discuss ideas for the preparation of a new comprehensive plan (with particular emphasis on the land use element). VIEW GIS PRESENTATION BACKGROUND: The Land Use Element of the Orange County Comprehensive Plan (as amended) was adopted in September 1981 with a 20 year planning horizon. Beginning work on a new plan early in FY 1999 -2000 will allow time to prepare the plan and pursue adoption in the latter part of 2001. Besides the 20 year time line and changes in existing conditions, events coalescing in favor of a new plan at this time include: the upcoming Year 2000 Census; the availability of GIS technology to prepare maps and perform spatial analysis; the completion of the Shaping Orange County's Future initiative; and new leadership in the Planning Department. The memorandum entitled "Comprehensive Plan" contains an attachment entitled "Twentieth Century Land Use Planning." Please pay special attention to item A (The Development Management Plan) on page 375, item B (The Contemporary Hybrid Plan) on page 377, and Table 2 (Comparison of Plan Types) on page 381. As part of the Comprehensive Plan, area plans may be prepared which focus on a portion of the County such as a township, a watershed or an interstate highway interchange. h:\complan\pb7-13ab.doc\7-6-99\gb z' Likewise, technical information and/or task force reports prepared as part of a plan element or an area plan may be incorporated as part of the appendix of or as a supplement to the Comprehensive Plan. RECOMMENDATION: Receive as information. h: \complan \pb7- 13ab.doc \7- 6 -99 \gb BOARD OF COUNTY COMMISSIONERS WORK SESSION ORANGE COUNTY COMPREHENSIVE PLAN 2000 GIS PRESENTATION October 12, 1999 The primary goals of urban and rural planning are: A. To encourage development where adequate public services exist, and B. To discourage development where it is difficult to provide services, and C. To discourage development where environmental preservation is warranted. PRINCIPLES Several basic planning and local government administration principles can be employed to shape growth patterns. The comprehensive plan is an elaboration of the goals, objectives and policies (GOP's) that acts as a guide for the ensuing implementing land development regulations. GIS PRESENTATION The GIS presentation will illustrate the application of the principles noted below on a county -wide basis. Various public facilities and general environmental areas (planning attributes are noted on following pages) have been located on the Orange County map. (To be illustrated at the meeting.) GROWTH ATTRIBUTE KEY Concentric and colored distance rings or buffers were added around facilities and features to illustrate the highest or lowest value to direct or discourage growth, respectively. Example: Green The best possible location for development based on a specific planning attribute Blue Transition Yellow Proceed with caution Orange Transition Red and White Least potential growth and probable area to discourage growth based on various environmental an public service factors. U I. TRANSPORTATION NETWORK Transportation • Locate development close to major corridors because: • 1. Roads are designed for higher capacities, • 2. Less commuting time and less pollution, • 3. Less traffic on rural roads. II. URBAN SERVICES A. Water and Sewer • Locate development where public water and sewer systems exist because: • 1. Public administration of water and sewer systems are better alternatives than the environmental challenges of private wells and septic systems, • 2. Development can be directed to the urban area where higher residential densities and non - residential intensities are feasible. B. Urban Area/Rural Activity Node • Locate development where urban and rural services and employment are available. • 1. Commercial services (food, clothing, etc.) • 2. Office and Industrial employment centers • 3. Cultural and recreation centers • 4. Rural Services at secondary collector roads which reduce travel time of rural activities. S C. Urban and Rural Public Services and Facilities • Locate development where the provision of public services is safe and cost effective. • 1. If development is close to FIRE, EMS and POLICE facilities then • a) faster the response time, b) less travel miles, c) less cost • 2. If development is closer to SCHOOLS then • a) less time for children on buses or travel time for parents, b) more cost effective for bus transportation, c) more interaction with school and nearby community. III. WATERSHED PROTECTION • Discourage development in critical and protected watersheds because watersheds support: • 1. Regional environmental preservation • 2. Regional water supplies IV. ENVIRONMENTALIWILDLIFE CORRIDOR • Discourage development near valuable flora and fauna resources by • 1. Protecting prime forests and wetlands and stream buffers • 2. Providing wildlife corridor connectivity. V. SOIL AND SEPTIC SYSTEM SUITSABILITY • Discourage non -urban development where soils are inadequate to support private septic systems • 1. Potential of environmental health problems are higher. • 2. Potential of groundwater contamination. • 3. Potential of failed private septic systems creating high and long term burden on public fiscal systems. FY 1999 - 2000 ORANGE COUNTY BOARD OF CONMSSIONERS PROPOSED GOAL Enter date this document prepared: 05/06/99 COMPREHENSIVE PLAN GOAL STATEMENT: To prepare a new Orange County Comprehensive P1. an. Goal Initiated/Proposed By; Board .of County Commissioners Most Recent Version Adopted by BOCC: New Goal The Land Use Element of the Orange County Comprehensive Plan (as amended) was adopted in September 1981 with a 20 year planning horizon. Beginning work on a new plan early in FY 1999 -2000 will allow time to prepare the plan and pursue adoption in the latter part of 2001. Besides the 20 year time line, events coalescing in favor of a new plan at this time include: the upcoming Year 2000 Census; the availability of GIS technology to prepare maps and perform spatial analysis; the completion of the Shaping Orange County's Future initiative; and new leadership in the Planning Department. As part of the Comprehensive Plan, area plans may be prepared which focus on a portion of the County such as a township, a watershed or an interstate highway interchange. Likewise, technical information and/or task force reports prepared as part of a plan element or an area plan may be incorporated as part of the appendix of or as a supplement to the Comprehensive Plan. Completion of this goal will involve the following commitment of existing and approved staff resources; Planning Director, Comprehensive Planning Supervisor, Planner II(s) in Comprehensive Planning, Planning GIS Coordinator, and Planning Interns. Extensive coordination with ERCD, EDC the schools stems, Housing and CD Orange Public Transportation, and municipal jurisdictions will also be required. g Adraig \pingoal2do65- 25 -99 \gb J FY 1999 -2000 ORANGE COUNTY BOARD OF COM MSIONERS PROPOSED GOAL Enter date this document prepared: 6M6/99 W OBJECTIVE 1— Prepare a new land use element which designates the general distribution, location, and extent of the uses of land for housing, business, industry, open space, education, public buildings and grounds, and other categories of public and private uses. DATE ADOPTED TASKS/MILESTONES TARGET FOR COMPLETION BY BOCC Build planning information base: collect and map data on existing land uses, population, transportation, utilities, environmental constraints, historical/cultural features, and the local economy; analyze data to identify trends; and present findings at public meeting to solicit comment and identify key issues. January 2000 Define goals and objectives to guide planning process: refine issues; analyze preliminary May 2000 recommendations from SOCF initiative; conduct meetings to define preliminary goals and objectives; and take recommended goals and objectives to public hearing. . Prepare draft alternative plans: prepare alternative plans reflecting status quo, low growth, high growth scenarios; and conduct meetings to present plans and solicit feedback on preferred October 2000 alternatives . Prepare recommended draft plan: use comments from meetings, adopted goals and objectives, final SOCF recommendations, and preliminary 2000 Census data to prepare recommended draft plan; and February 2001 conduct public hearing on draft plan. Secure adoption. of plan: conduct Planning Board and other necessary reviewstrecommendations on draft plan; make revisions as necessary; and bring before BOCC to consider adoption. June 2001 g Acraig\pingoai2doc \5- 25 -99 \gb FY 1999 -2000 ' ORANGE COUNTY BOARD OF COMMVHSSIONERS PROPOSED GOAL FY 1999 -2000 . ORANGE COUNTY BOARD OF CONMSSIONERS PROPOSED GOAL Enter date this document prepared:_ 05/06/99 OBJECTIVE 2b - Maintain transportation program and keep abreast of transportation initiatives in the region and be a leader in transportation oriented development. Transportation impacts from development are a critical facet that can affect quality of life standards. With increasing population growth and commuting to labor markets inside and outside the County, transportation alternatives are paramount. Evaluate the impact of UNC's expansion on traffic issues. DATE TASKS/MILESTONES TARGET FOR ADOPTED COMPLETION BY BOCC Evaluate LTNC's student', teacher and service population. August 1999 Research the commuting times and residence locations for the service population that cannot afford September 1999 near town housing prices. Extrapolate proposed expansion impacts. October 1999 Develop a transportation plan to support student and service employee movement from transportation November 1999 nodes to urban areas. gAcraig \p1ngoa12doc \5- 25 -99\gb d FY 1999 -2000 6 ORANGE COUNTY BOARD OF COMVHSSIONERS PROPOSED GOAL Enter date this document prepared: 05/06/99 OBJECTIVE 2d - Maintain transportation program and keep abreast of transportation initiatives in the region and be a leader in transportation oriented development. Transportation impacts from development are a critical facet that can affect quality of life standards. With increasing population growth and commuting to labor markets inside and outside the County, transportation alternatives are paramount. Work with Orange Public Transportation (OPT) Director to. prepare a new Community Transportation Service Plan. ■ Y ice` g Acrai&ingoal2doc \5- 25 -99 \g b OBJECTIVE 4 Assist ERCD in preparation of open space element (Natural Areas Element) which identifies the location and extent of existing and proposed open space for the preservation of natural resources, the managed production of resources, outdoor recreation, and public health and safety. - g: \craig \p1ngoa12doc \5- 25 -991gb FY 1999 -2000 10 ORANGE COUNTY BOARD OF COMMMISSIONERS PROPOSED GOAL Enter date this document prepared: 05/05/99 OBJECTIVE 6 — Assist the Economic Development Commission (EDC) in updating the economic development element which contains an analysis of the local economy and projections of future economic activity. The economic development element may also identify existing and nrMosed sites for new and exvandini businesses and industries, and the facilities needed to serve them. (q Orange County Planning Department MEMORANDUM TO: Orange County Planning Board FROM: Gene Bell, Planner III SUBJ: Comprehensive Plan DATE: ;July 1, 1999 An adopted Board of County Commissioners' goal for Fiscal Year 1999 -2000 is the preparation of a new Orange County Comprehensive Plan. The Orange County Land Use Plan adopted in September 1981 has frequently been referred to as the comprehensive plan, but it is actually a land classification plan. Amendments to the Orange County Zoning Ordinance in 1988 designated the Land Use Plan as the Land Use Element of the Orange County Comprehensive Plan. In addition to land use, the amendments also established the following as elements of the comprehensive plan: transportation, housing, open space, recreation, economic development, and. services and facilities. With the exception of housing, each of these elements has been addressed to some degree in the ensuing years though efforts have been somewhat piecemeal and there hasn't been a consistent thread unifying the various elements. As in the past, land use will continue to be the dominant element of the comprehensive plan, and will be the main focus of this report: Two attachments to this memo will be useful in focusing discussion. First, is a handout entitled "An Overview of Land Use Planning in Orange County" prepared two years ago for a community meeting. It captures quite well in two pages the way the County has approached land use planning over the past 20 years. The second attachment entitled "Twentieth Century Land Use Planning' was written by UNC professors Edward Kaiser and David Godschalk and published in the Summer 1995 edition of the Journal of the American Planning Association. An Overview of Land Use Planninzin Oran -e Coon "An Overview of Land Use Planning in Orange County" points out the County's strong consistency requirement between the adopted land use plan and zoning. A point not covered is, that for the most part, the only zones currently applied consistent with land use designations are those of a low - density residential and rural nature, e.g., agricultural residential (AR), rural residential (R -1), and rural buffer (RB). There is very little undeveloped land zoned for commercial or high-density residential uses even though there are areas designated for such in the plan. The County's traditional approach has been to receive applications for rezoning to such uses and if they are consistent with the OVAI IAG2.2 pliarry them through the public hearing/approval process. For Ten and Twenty Year Transition (residential) Areas this has created some problems. For example, the underlying assumption on transition is that it is suitable for densities of two to 13 residential units per acre, but no up -front analysis (in the plan) has been done to determine what density would be most acceptable/desirable/supportable for a given area. A recent example of this is the Lawrence Park planned development located east of Lawrence Road between US 70 Business and I -85. The. area is designated Twenty Year Transition, but the proposed density of three units per acre was strongly opposed by most residents in the area as too dense." Had there been a tighter range of densities specified for this area when -the plan was prepared, residents and the developer both would have had fewer "surprises." Designation of transition area densities is not a new concept, and was done to a limited ' degree in the Joint Planning Area Land Use Plan prepared in 1986. Three levels of transition. were delineated: Carrboro Transition Area I , Suburban Residential/Carrboro Transition Area I, and Urban Residential. Respective densities for the three transition categories are one or fewer units per acre, one to five units per acre, and six to 13 units per acre. In that Chapel Hill and Carrboro zoning was applied to these areas after plan adoption, a person unfamiliar with the early stages of the plan might not realize that the concept of transition area densities was dealt with many years ago. A similar issue is zoning for commercial and manufacturing uses. The adopted plan designates certain activity nodes for commercial and industrial purposes.. Once again, however, the base zoning in most of these areas is low density residential meaning that a person desiring a commercial or industrial zone must go through the rezoning process — a process that can take from five to six months under average circumstances. The uncertainty and time - consuming nature of the rezoning process prompted the Planning Board and Economic Development Commission (EDC) to undertake the designation of Economic Development Districts (EDD's) in the early 1990s. The basic premise behind EDDs was that areas suitable for a range of economic development uses would be identified in the plan; a stringent set of design standards relative to the districts would be developed; and the areas would be rezoned to EDD. Afterward, an applicant desiring to undertake a permitted use in an EDD would have only to submit and gain approval of a site plan from planning staff and not have to go through the traditional - rezoning process. Three EDD's were adopted in 1994 (I- 85/Buckhom Road, I40 /01d NC 86, and I -85/US 70), but to date only one use has located in an EDD (the State Employees' Credit Union) and it had to go through the traditional public hearing process because of setback/buffer issues. Twentieth Century Land Use Plannin The article by Kaiser and Godschalk tracks land use planning thought and practice through the Twentieth Century, most notably the second half of the century. Using the "1950s General Plan" as the baseline, they identify four.distinct plan types (land use design, land classification plan, verbal policy plan, and development management plan) that emerged over the ensuing decades and their evolution into the "1990s Hybrid Design-Policy-Management Plan." Please pay special attention to item A (The h: \complan\20thcent.doc \7- 6 -99 \gb 2 at Development Management Plan) on page 375, item B (The Contemporary Hybrid Plan) on page 377, and Table 2 (Comparison of Plan Types) on page 381. The current Orange County plan most closely fits under the "Land Classification Plan" heading. The following paragraph from the article summarizes quite well the;features of the land classification plan; The land classification plan identifies areas where development will be encouraged (called urban, transition, or development areas) and areas where development will be discouraged (open space, rural conservation, or critical environmental areas). For each designated area, policies about the type, timing, and density of allowable development, extension of infrastructure, and development incentives or constraints apply. The planning principle is to concentrate financial resources, utilities, and services within a limited, prespecified area suitable for. development, and to relieve pressure on nondevelopment areas by withholding facilities that accommodate growth. This description tracks quite closely with the County's approach. The discussion points out that the land classification plan "... is less specific about the pattern of land uses within areas specified for development, which results in a kind of silhouette of urban form." This too fits the traditional County approach relative to transition areas. Other than to say they are suitable for urban-scale development with the extension of water and sewer, nothing is said about the actual density or mix of uses that might ultimately take place. Delineation of EDDs (and particularly the I-40 %Old NC 86 EDD) was an attempt to define future development in transition areas at a more specific level and should be the minimum level of detail for future transition area planning. Next Steps The 1990s Hybrid Design- Policy- Management Plan, or some variation thereof, seems to hold considerable potential as a model to guide Orange County's upcoming planning effort. Features emphasized in the Hybrid Design- Policy- Management Plan not found in the current plan include: • greater detail on areas projected to receive growth; • greater control on areas to discourage growth; • stronger link to implementation; • more responsiveness to short-term changes; and • stronger link to transportation and capital improvements. Kaiser and Godschalk cite the General Plan for Loudon County, Virginia as a good example of "... a county approach to the contemporary hybrid plan." Planning staff has inquired about obtaining a copy of this plan as a potential model; likewise, research is underway on planning efforts in other North Carolina jurisdictions that might have applicability for Orange County. This information will be shared with the Planning Board as it becomes available. h: lcomplan\20thcent.docl7- 6 -99\gb 3 23:1 AN OVERVIEW OF LAND USE PLANNING IN ORANGE COUNTY The LAND USE ELEMENT OF THE ORANGE COUNTY COMPREHENSIVE PLAN is the official guide for the rational distribution of growth in the County. It is embodied in both map and text and serves as a policy guide to assist public officials in their day -to -day decision making. The plan was adopted in 1981 and has been amended at various times since. The purpose of this short paper is to give an overview of the plan, summarize Joint Planning with Chapel Hill and Carrboro, and briefly discuss implementation and public participation. LAND USE ELEMENT The foundation of the Land Use Element is the county -wide goals and policies, which provide the written framework to guide future public and private development decisions. The township components are the key structural element of the plan, i.e., a specific plan for each of the County's seven townships. Township components contain most of the land. use planning information and recommendations in the Land Use Element. LAND CLASSIFICATION SYSTEM One of the fundamental methods used to achieve the stated goals and policies of the Land Use Element is the design and application of a land classification system. Each category of the system is designed to accommodate certain uses throughout the County to achieve a desired pattern of development. There are 22 land use categories in the plan, which can be grouped under the broad headings of urban, transition, activity node, rural, and conservation. STRATEGY. To minimize the energy - inefficient and land consuming pattern of rural sprawl, the Land Use Element is premised on two basic strategies: activity nodes and in -fill urban development. The activity node strategy serves to cluster commercial and industrial development at major intersections throughout the County. Activity nodes are of various sizes and types to accommodate specified levels of intensity of commercial and industrial activities. The primary objective of the activity node strategy is the efficient and compact use of land. ACTIVITY NODE/ IN-FILL URBAN DEVELOPMENT The activity node strategy cannot be effective without a parallel strategy directed at managing development trends in the urban and urbanizing areas of the County. Thus, the Land Use Element incorporates a second development strategy: "in -fill" development. This strategy is premised on.' the desirability of encouraging development to occur first within the corporate limits of the towns and then within those areas surrounding the towns which are in transition from rural to urban development patterns. The major management tool used to accomplish in -fill objectives is a structured, cooperative planning process between the municipalities of Chapel Bill and Carrboro and Orange County. This process is governed by the three -party Joint Planning Agreement, first signed in 1984 and amended several times in the ensuing years. JOINT PLANNING AGREEMENT The Joint PlwmingAgreement contains definitions, standards, and procedures specific to the area in southeastern Orange County known as the Joint Planning Area QPA). This area is in the County's jurisdiction, but is administered differently than other areas (of County jurisdiction) zy 'used on the Joint Pkaming Agreement. The application of land use ordinances is governed by the jointly prepared and adopted JPA Land Use Plan. Amendments to the adopted plan or agreement have to be considered at a joint public hearing and approved by Chapel Hill, Carrboro, and Orange County to be effective. The plan is generally based on two land use categories: Transition. Areas and the Rural Buffer. TRANSITION AREAS Transition Areas are future urban growth areas for Chapel Hill and Carrboro. Administration of land use ordinances in these areas was transferred to the towns following adoption (by Orange County and the respective towns) of municipal zoning plans consistent with the adopted JPA _ Land Use Plan. As long as development in the transition areas is consistent with the adopted zoning, the County's only involvement is .courtesy review of projects. Proposals for rezoning in the transition areas (consistent with the plan) require a joint public hearing with the County and relevant town and joint approval of the new zoning. RURAL BUFFER Surrounding the urban areas is the Rural Buffer which contains approximately 38,000 acres and is defined generally by the . New Hope Creek drainage basin to the north and the University Lake watershed to the west. The Rural Buffer is projected to remain rural in character, not require urban services, and annexation is prohibited in this area. The Rural Buffer (RB) zoning district requires a minimum lot size of two acres for residential development. The University Lake watershed overlay portion of the RB district permits five lots of a development (occurring on a parcel existing when the new ordinance was adopted) to be two acres, but requires all additional lots to be a minimum of five acres. The County administers land use ordinances in the Rural Buffer with the towns having courtesy review of proposed developments. LAND USE PLAN EAPLEMENTATION Plan implementation is accomplished primarily through the application of zoning although a variety of land use ordinances are available for various aspects of implementation. A key feature of land use planning in Orange County is the requirement for consistency between the plan category for an area and application of zoning there. The "Land Use Element Categories - ;toning District Matrix" in Section 4 of the plan identifies the appropriate zone(s) for various land use categories. If a zone is not compatible with the land use category for an area it cannot be applied there until such time as the plan is amended to a compatible category. The land use plan serves as a guide and should not be changed to be reactionary to a zoning request. There are three reasons for which the plan can be amended: because of changed or changing conditions in a particular area; to correct an error or omission; or in response to a change in land use policy. PUBLIC PARTICIPATION Orange County encourages public participation in the planning process and no decisions on plan amendments or zoning changes are made until a public hearing is held on the proposal. Quarterly public hearings are conducted for areas outside the JPA and semi- annual hearings are held for areas inside the JPA. Plan. amendments and rezoning requests for the same property cannot be considered simultaneously, but must go through separate hearing cycles. In the second month following a public hearing, the Planning Board considers testimony given at the hearing and formulates a recommendation on the proposal for the Board of County Commissioners. The h\ ccmplam\lupovrva.doc\6- 16 -99\gb 2 25 County Commissioners normally decide on the amendment at their first monthly meeting following the Planning Board recommendation. Thus, there is a period of approximately two months between the public hearing and a decision by the County Commissioners. This short narrative has attempted to highlight the key features of land use planning in Orange County relative to the Land Use Element of the Orange County Comprehensive Plan, Joint Planning with Chapel Bill and Carrboro, and plan implementation and public participation. A comprehensive update to the plan and land use element is anticipated in the coming year (Fiscal Year 1999- 2000). h:\- omplan\lupovrvu.doc\6- 16 -99 \gb 3 27 Twentieth Century Land Use Plannin 9 A Stalwart Family Tree Edward J. Kaiser and David R Godschalk How a cityt land is used defines its character, its potential for development, the role it can Play within a regional economy and how it impacts the natural environment Seattle Planning Commission 1993 During the twentieth century, community physical development plans have evolved from elite, City Beautiful designs to participa tory, broad-based strategies . for managing urban change. A review has evolved from The twentieth desl8n and inearr� lanning into an intricate use plan of land use planning's intellectual and practice history shows the continu- simple roots in civic ous incorporation of new ideas and techniques. The traditional mapped combination of design, policy, and land use design has been enriched with innovations from policy plans, management. Its family tree illustrates land classification plans, and development management plans. Thanks to how new branches growing from dif- this flexible � i ado tato local cal governments can use contemporary land fi:rent disciplinary roots have been in- tegrated into contemporary hybrid use Pig to build consensus and support decisions on controversial plans. A source of the vitality of tradi. issues about space, development, and infrastructure. If this evolution per - tonal land use planning has been its sists, local plans should continue to be mainstays of community develop ability a to respond ro and incorporate ment policy into the twenty -first century. " new approaches, including verbal pol- i plans, growth management Unlike the more rigid, rule- oriented modern architecture contem- cy P gemenc plans, , and land classification plans. Despite porary local planning does not appear destined for deconstruction by a predictions of its demise, land use postmodern revolution. Though critics of comprehensive physical plan- planning is still a mainstay of efforts to ning have regularly predicted its demise (Perin 1967, Perloff 1980, Jacobs manage commueity change, while be. coming more participatory and elei:- 1992, Friedmann 1993),' the evidence demonstrates that spatial planning tronically based, and concerned with is alive and well in hundreds of United States communities. A 1994 tabu- increasingly complex issues. lation found 2,742 local comprehensive plans prepared under state , Kaiser, AICP, is a professor and Chair, growth management regulations in twelve states. (See table 1.) This figure and Godschalk, AICP, is Stephen Bax. of course significantly understates the overall nationwide total, which ter Professor, in the Department of would include all those plans prepared in the other thirty -eight states City and Regional Planning at the uni. and in the noncoastal areas of California and North Carolina. It is safe to varsity of North Carolina at Chapel Hill. Coauthors of the fourth edition assume that most, if not all, of these plans contain a mapped land use of Urban land Use Pknning, they are element? Not only do such plans help decision makers to manage urban both former editors of this journal. growth and change, they also provide a platform for the formation of Journal ofdo Awrioon planning community consensus about land use issues, now among the most con- Amda6on, Vol. 61, No. 3, Summer troversial items on local government agendas. 1995. *American Planning This article looks back at the history of land use planning and for - Association, Chicago, IL. ward to its future. It shows how planning ideas, growing from turn-of- APA JOURNAL- SUMMER 199s 1365 EDWARD J. KAISER AND DAVID R. GODSCHALK TABLE 1. Local comprehensive plans in growth - managing states and coastal areas as of 1994 Number of Comprehensive Plans Compiled from telephone survey of state sourcm the- century roots, culminated in a midcentury con- sensus on a general concept —the traditional land use design plan. That consensus was stretched as planning branched out to deal with public participation, envi- ronmental protection, growth management, fiscal re- sponsibility, and effective implementation under turbulent conditions. To meet these new challenges, new types of plans arose: verbal policy plans, land clas- sification plans, and growth management plans. These in turn became integrated into today's hySdd compre- hensive plans, broadening and strengthening the tra- ditional approach. , Future Land use planning will continue to evolve in certain foreseeable directions, as well as in ways un- foreseen. Among the foreseeable developments are even more active participation by interest groups, call- ing for planners' skills at consensus building and man= aging conflict; increased use of computers and electronic media, calling for planners' skills in infor- mation management and communication; and contin- uing -concerns over issues -of diversity, sustainability, and quality of life, calling for planners' ability to ana- lyze and seek creative solutions to complex and inter- dependent problems. The Land Use Planning Family Tree We liken the evolution of the physical develop- ment plan to a family tree. The early genealogy is rep- 1 J APA JOURNAL • SUM MM 1995 resented as the roots of the tree (figure 1). The general plan, constituting consensus practice at midcentury, is represented by the main trunk. Since the 1970s this traditional "land use design plan" has been joined by several branches —the verbal policy plan, the land clas- sification plan, and the development management plan. These branches connect to the trunk although springing from different planning disciplines, in a way reminiscent of the complex structure of a Ficus tree. The branches cott)Lbine into the contemporary, hybrid comprehensive plan integrating design, policy, classi- fication, and management, represented by the foliage at the top of the tree. As We discuss each of these parts of the family tree, we show how plans respond both to social climate Changes and to "idea genes" from the literature. We also draw conclusions about the survival of the tree and the prospects for new branches in the future. The focus of the article is the plan prepared by a local government -a county,. municipality, or urban region —for the long -term development and use of the land.9 Roots of the Family Tree: The First SO Years New World city plans certainly existed before this century. They included UEnfant's plan for Washing- ton, William Penn's plan for Philadelphia, and Gen- Cities/ State Towns Counties Regions' Total Source California (coastal) 97 7 0 104 Coastal Commission Florida 377 49 0 426 Department of Community Affairs Georgia 298 94 0 .392 Department of Community Affairs ' Maine 270 0 0 270 Dept. of Economic and Community Development Maryland 1 1 0 2 Planning Office New Jersey 567 0 0 567 Community Affairs Department North Carolina (coastal) 70 20 0 90 Division of Coastal Management Oregon 241 36 1 278 Department of Local Community Development _ Rhode Island 39 0 1 40 Department of Planning and Development Vermont 235 0 10 245 Department of Housing and Community Afrairs Virginia 211 94 0 305 Department of Housing and Community Development Washington 23 0 0 23 Office of Growth Management TOTAL 2429 301. 12 2742 Compiled from telephone survey of state sourcm the- century roots, culminated in a midcentury con- sensus on a general concept —the traditional land use design plan. That consensus was stretched as planning branched out to deal with public participation, envi- ronmental protection, growth management, fiscal re- sponsibility, and effective implementation under turbulent conditions. To meet these new challenges, new types of plans arose: verbal policy plans, land clas- sification plans, and growth management plans. These in turn became integrated into today's hySdd compre- hensive plans, broadening and strengthening the tra- ditional approach. , Future Land use planning will continue to evolve in certain foreseeable directions, as well as in ways un- foreseen. Among the foreseeable developments are even more active participation by interest groups, call- ing for planners' skills at consensus building and man= aging conflict; increased use of computers and electronic media, calling for planners' skills in infor- mation management and communication; and contin- uing -concerns over issues -of diversity, sustainability, and quality of life, calling for planners' ability to ana- lyze and seek creative solutions to complex and inter- dependent problems. The Land Use Planning Family Tree We liken the evolution of the physical develop- ment plan to a family tree. The early genealogy is rep- 1 J APA JOURNAL • SUM MM 1995 resented as the roots of the tree (figure 1). The general plan, constituting consensus practice at midcentury, is represented by the main trunk. Since the 1970s this traditional "land use design plan" has been joined by several branches —the verbal policy plan, the land clas- sification plan, and the development management plan. These branches connect to the trunk although springing from different planning disciplines, in a way reminiscent of the complex structure of a Ficus tree. The branches cott)Lbine into the contemporary, hybrid comprehensive plan integrating design, policy, classi- fication, and management, represented by the foliage at the top of the tree. As We discuss each of these parts of the family tree, we show how plans respond both to social climate Changes and to "idea genes" from the literature. We also draw conclusions about the survival of the tree and the prospects for new branches in the future. The focus of the article is the plan prepared by a local government -a county,. municipality, or urban region —for the long -term development and use of the land.9 Roots of the Family Tree: The First SO Years New World city plans certainly existed before this century. They included UEnfant's plan for Washing- ton, William Penn's plan for Philadelphia, and Gen- CONTEMPORARY DESIGN POLICY MANAGEMENT HYBRID PLANS LAND USE DESIGN MANAGEMENT PLAN 19908 DEVELOPMENT L vRRB 19808 �' �LICy 1'1.A14 1970s LAND SIFICA,nON PLAN CL 19608 GENERA PLAN - 19508 A Perloff 1980 Chapin 1965 Beaman 1928 AU 1976 Growth Management 1970s, Fagin 1959 Kent 1964 Planning Enabling Oregon 1973 AU 1976 Meyerson 1956 701 Requirements' - Act 1928 CZMA 1972 Planning Theory 1960s Walker 1941 1949.1954 Olmsted 1910 McHarg 1969 Bassett 1938 Burnham 1909 Hawaii 1961 FIGURE 1. The family tree of the land use plan eral Oglethorpe's plan for Savannah.,- These plans, eluding "the general location and extent of new public however, were blueprints for undeveloped sites, com- improvements ... and in the case of private develop - missioned by unitary authorities with power to imple- merits, -the general distribution amongst various ment them unilaterally (Reps 1965). classes of land uses, such as residential, business, and In this century, perhaps the most influential early industrial uses ... designed for the future, twenty- city plan was Daniel Burnham's plan for Chicago, five to fifty years" (Black 1968, 352 -3). Together, published by the Commercial Club of Chicago (a Olmsted and Bettman anticipated the development of civic, not a government entity) in 1909 (Schlereth -,the midcentury land use plan. 1981). The archetypical plan -as- inspirational- vision, Another early influence, the federal Standard City it focuses only on design of public spaces as a City Planning Enabling Act of 1928, shaped enabling acts Beautiful effort. passed by many states. However, the Act left many The City Beautiful approach was soon broadened planners and public officials confused about the dif- to a more comprehensive view. At the 1911 National ference between a master plan and a zoning ordinance, Conference on City Planning, Frederick Law Olmsted, so that hundreds of communities adopted "zoning Jr., son of the famous landscape architect and in his plane without having created comprehensive plans as own right one of the fathers of planning, defined a city , the basis for zoning (Black 1968, 353). Because the Act plan as encompassing all uses of land, private prop - also did not make clear the importance of comprehen- erty, public sites, and transportation. Alfred Bettman, siveness or define the essential elements of physical de speaking at the 1928 National Conference of City velopment, no consensus about the essential content Planning, envisioned the plan as a master design for of the plan existed. the physical development of the city's territory, in Ten years later, Edward Bassett's book, The Master APA JOXMNAL- stnrrnM 1995 L36 EDWARD J. KAISER AND DAVID IL GODSMALK Plan (1938), spelled out the plan's subject matter and format- supplementing the 1928 Act, and consistent with it. fie argued that the plan should have seven ele- ments, all relating to land areas (not buildings) and capable of being shown on a map: streets, parks, sites for public buildings, public reservations, routes for public utilities, pier -head and bulkhead lines (all pub- lic facilities), and zoning districts for private lands. Bassett's views were incorporated in many state en- abling laws (Haas 1955). The physical plans of the first half of the century were drawn by and for independent commissions, re- flecting the profession's roots in the Progressive Re- form movement, with its distrust of politics. The 1928 Act reinforced that perspective by making the plan ring commission, not the legislative body,,the princi- pal client of the plan, and purposely isolating the commission from politics (Black '1968, 355). Bassett's' ` book reinforced the reliance on An independent com- mission. He conceived of the plan as a "plastic" map, kept within the purview of the planning commission, capable of quick and easy change. The commission, not the plan, was. intended to be the adviser to the local legislative body and to city departments (Bas - . sett 1938). By the 1940s, both the separation of the planning function from city government and the plan's focus on physical development were being challenged. Rob - ert Walker, in The Planning Function in Local Government, argued that the "scope of city planning is properly as broad as the scope of city government" (Walker 1941, 110). The central planning agency might not necessar- ily do all the planning, but it would coordinate depart- mental planning in the light of general policy considerations— creating a comprehensive plan but one without a physical focus. That idea was not widely accepted. Walker also argued that the independent planning commission should be replaced by a depart- ment or bureau attached to the office of mayor or city manager (Walker 1941, 177), That argument did take hold, and by the 1960s planning in most communities was the responsibility of an agency within local gov- ernment, though planning boards still advised elected officials on planning matters! This evolution of ideas over SO years resulted at midcentury in a consensus concept of a plan as ' fo- cused on long -term physical development; this focus was a legacy of the physical design professions. Plan- ning staff worked both for the local government exec- utive officer and with an appointed citizen planning board, an arrangement that was a legacy of the Pro- gressive insistence on the public interest as an anti- dote to governmental corruption. The plan addressed- 368 APA JOURNAL • SUMMER 1995 .�O both public and private uses of the land, but did not deal in derail with implementation. The Plan after Midcentury: New Growth Influences Local development planning grew rapidly in the 1950s, for several reasons. First, governments had to contend with the postwar surge of population and ur- ban growth, as well as a need for the capital invest- ment in infrastructure and community facilities that had been postponed during the depression and war years. Second, municipal legislators and managers be- came more interested in planning as it shifted from being the responsibility of an independent commis - sion to being a function within local government. Third, and very important, Section 701 of the Housing Act of. 1954 required local governments to adopt a long -range general plan in order to qualify for federal grants for urban renewal, housing, and other pro- grams, and it also made • money available for such comprehensive planning.s The 701 program's double- barrelled combination of requirements and financial support led to more urban planning in the United States in the latter half of the 1950's than at any previ- ous time in history (cited from Scott 1969, in Beal and Hollander 1979, 159). At the same time, the plan concept was pruned and shaped by two planning educators. T. J. Kent, Jr. was a professor at the University of California at Berkeley, a planning commissioner, and a city council- man -in the 1950s.. His book, The Urban General Plan (1964), clarified the policy role of the plan.6 F. Stuart Chapin, Jr. was a TVA planner and planning director in Greensboro, NC in the 1940s, before joining the planning faculty at the University of North Carolina at Chapel Hill in 1949. His contribution was to codify the methodology of land use planning in the various editions of his book, Urban Land Use Planning (1957, 1965).' What should the plan look like? What should it be about? What is its purpose (besides the cynical pur- pose of qualifying for federal grants)? The 701 pro- gram, Kent, and Chapin all offered answers. The -701" Program Comprehensive Plan Guidelines In order to qualify for federal urban renewal aid — and, later, for other grants -a local government had to -prepare a general plan that consisted of plans for physical development, programs for redevelopment, and administrative and regulatory measures for con- trolling ' and guiding development. The 701 program specified what the content of a comprehensive devel- opment plan should include: • A land use plan, indicating the locations and amounts of land to be used for residential, commer- cial, industrial, transportation, and public purposes • A plan for circulation facilities • A plan for public utilities • A plan for community facilities T. J. Kent's Urban General Plan Kent's view of the plan's focus was similar to that of the 701 guidelines: long -range physical develop- ment in terms of land use, circulation, and commu- nity facilities. In addition, the plan might include sections on civic design and utilities, and special areas, such as historic preservation or redevelopment area It covered the entire geographical jurisdiction of the community, and was in that sense comprehensive. The plan was a vision of the future, but not a blueprint; a policy statement, but not a program of action; a for- mulation of goals, but not schedules, priorities, or cost estimates. It was to be inspirational, uninhibited by short -term practical considerations. Kent (1964, 65 -89) believed the plan should em- phasize policy, serving the following functions: • Policy determination —to provide a process by which a community would debate and decide on its policy • Policy communication —to inform those concerned - with development (officials, developers, citizens, the courts, and others) and educate them about future possibilities • Policy effectuation —to serve as a general reference for officials deciding on specific projects • Conveyance of advice --to furnish legislators with the counsel of their advisors in a coherent, unified form The format of Kent's proposed plan included a unified, comprehensive, but general physical design for the future, covering the whole community and rep- resented by maps. (See figure 2.) It also contained goals and policies (generalized guides to conduct, and the most important ingredients of the plan), as well as summaries of background 'conditions, trends, issues, problems, and assumptions. (See figure 3.) So that the plan would be suitable for public debate, it was to be a complete, comprehensible document, containing factual data, assumptions, statements of issues, and goals, rather than merely conclusions and recommen- dations. The plan belonged to the legislative body and was intended to be consulted in decision - making dur- ing council meetings. TWENTIETH CENTURY LAND USE PLANNIN, Kent (1964, 25 -6) recommended overall goals for the plan: • Improve the physical environment of the commu-. nity to make it more functional, beautifixl, decent, healthful, interesting, and efficient • Promote the overall public interest, rather than the interests of individuals or special groups within the community Effect political and technical coordination in com- munity development • Inject long -range considerations into the determina- tion of short - range actions • Bring professional and technical knowledge to bear on the making of political decisions about the physi- cal development of the community F .Stuart Chapin, Jr.-Is .Urban Land Use Plan Chapin's - ideas, though focusing more narrowly on the land use plan, were consistent with Kent's in both the 1957 and 1965 editions of Urban Land Use Planning, a widely used text and reference work for planners. Chapin's concept of the plan was of agener- alized, but scaled, design for the future use of land, covering private land uses and public facilities, includ- ing the thoroughfare network (Chapin 1957, 275 -7, 378). Chapin conceived of the land use plan as the first step in preparing a general or comprehensive plan. Upon its completion, the land use plan served as a temporary general guide for decisions, until the comprehensive plan was developed. Later, the land use plan would become a cornerstone in the compre- hensive plan, which also included plans for transpor- tation, utilities, community facilities, and renewal, only the general rudiments of which are suggested in the land use plan (Chapin 1957, 277, 388). Pur- poses of the plan were to guide government ded sions on public facilities, zoning, subdivision control, and urban renewal, and to inform private developers about the proposed future pattern of urban devel- opment. The format of Chapin's land use plan included a statement of objectives, a description of existing con - ditions and future needs for space and services, and finally the mapped proposal for the future develop- ment of the community, together with a program for implementing the plan (customarily including zoning, subdivision control, a housing code, a public works ex- penditure program, an urban renewal program, and other regulations and development measures) (Chapin 1957, 280 -3). APA JOURNAL - SUMMER 1995 1369 FIGURE 2. Example of the land use design map featured in the 19SOs General Plan Soura: Kent 1991, 111 370 APA JOURNAL • SUMMER 1995 BENNIE °[tea �.p•'v,•., � !.r:} . #i+, liz, 41 a IILD�Ef� �ARK=i �r L Y:o DC'w 4. A ALBANY �` • mot: ar.'M�°'sv a:• 1 tli• ,, tR�.(}'al dyke r• (�. � H CA' P(�ANIA�.- °j'rx•.k'�x�.,•;4y:.�t %s.�.rl;.r go s. . i A EMERYVILLE o OAKLAND' 1958 o s000 Fwt ' - - THE MASTER PLAN eONS13TS OF THIS BERKELEY MASTER PLAN MAP AND THE AMOMMMMS TEXT BERKELEY PLANNING COMMISSION (Note: That portion of the plan drawing showing schematic proposals for the development of the tidelands west of line A-A has been deleted.) RESIDENTIAL AREAS COMMERCIAL AND INDUSTRIAL AREAS NET RESIDENTIAL DENSITY Central District 0-30 Persons Per Acre Commercial Service District 30-50 Persons Per Acre Community Shopping Center 50-80 Persons Per Acre Neighborhood Shopping Center 80-150 Persons Per Acre Special Industrial District FS Neighborhood Boundary and Number Industrial District PUBLIC SCHOOLS RECREATION AREAS CIRCULATION SYSTEM ❑ Existing Existing Freeway Proposed A Proposed Major Thoroughfare K Kindergarten -Primary ® Viewpoint Secondary Thoroughfare E Elementary see** Scenic Drive Feeder Street J Junior High ___ Trail • e • Rapid Transit Route H Senior High ® Rapid Transit Station FIGURE 2. Example of the land use design map featured in the 19SOs General Plan Soura: Kent 1991, 111 370 APA JOURNAL • SUMMER 1995 BENNIE �3 TWENTIETH CENTURY LAND USE PLANNING THE URBAN GENERAL PLAN INTRODUCTION: Reasons for G.P.; roles of council, CPC, citizens; historical background and context of G.P. {s, SUMMARY OF G.P.: Unified statement including (a) basic policies, (b) major proposals, and (c) one schematic drawing of the physical design. BASIC POLICIES I. CONTEXT OF THE G.P.: Historical background; facts geographical and physical trends factors; social and economic assumptions factors; major issues, forecasts . prgblems, and opportunities. 2. SOCIAL OBJECTIVES AND URBAN PHYSICAL- STRUCTURE CONCEPTS: Value judgments concerning social objectives; professional judgments concerning major physical- structure concepts adopted as basis for G.P. . 3. BASIC POLICIES OF THE G.P.: Discussion of the basic policies that the general physical design is intended to implement. contents of the GENERAL PHYSICAL DESIGN Description of plan proposals in relation to large -scale G.P. drawing and citywide drawings of: 1. Working - and - living - These drawings areas section. must remain general. 2. Community- facilities They are needed section. because single G.P. 3. Civic - design section. drawing is .too 4.. Circulation section. complex to enable 5. Utilities section. each element to be clearly seen. (Plus regional, functional, and district drawings that are needed to explain G.P.) . and publication as a FIGURE 3. Components of the 19SOs -1960s General Plan Source: Kent 1964, 93 The Typical General Plan of the 1950s and 1960s Influenced by the 701 program, Kent's policy vi- sion, and Chapin's methods, the plans of the 1950s and 1960s were based on a clear and straightforward concept: The plan's purposes were to determine, com- municate, and effectuate comprehensive policy for the private and public physical development and redevel- opment of the city. The subject matter was long -range physical development, including private uses of the land, circulation, and community facilities. The stan- dard format included a summary . of existing and emerging conditions and needs; general goals; and a long -range urban form in map format, accompanied by consistent development policies. The coverage was comprehensive, in the sense of addressing both public and private development and covering the entire plan- ning jurisdiction, but quite general The tone was typi- cally neither as "inspirational" as the Burnham plan for Chicago, nor as action- oriented as today's plans. Such was the well- defined trunk of the family tree in the 19SOs and 1960s, in which today's contemporary plans have much of their origin. Contemporary Plans: Incorporating New Branches Planning concepts and practice have continued to evolve since midcentury, maturing in the process. By the 1970s, a number of new ideas had taken root a Re- ferring back to the family tree in figure 1, we can see a trunk and several .distinct branches: ' • The land use design, a detailed mapping of future land use arrangements, is the most direct descendant of the 19SOs plan. It still constitutes the trunk of the tree. However, today's version is more likely to be accompanied by action strategies, also mapped, and to include extensive policies. • The land classification plan, a more general map of growth policy areas rather than a detailed land use pattern, is now also common, particularly for count - ies, metropolitan areas, and regions that want to en- courage urban growth in designated development areas and to discourage it in conservation or rural areas. The roots of the land classification plan in- clude McHarg's Design With Nature (1969), the 1976 APA JOURNAL -stns 1995 1371 EDWARD I KAISER AND DAVID R. GODSCHALK American Law Institute (ALI) Model Land Develop- ment Code, the 1972 Coastal Zone Management Act, and the 1973 Oregon Land Use Law. - The verbal policy plan de- emphasizes mapped policy or end -state visions and focuses on verbal action policy statements, usually quite detailed; sometimes called a strategic plan, it is rooted in Meyerson's (1956) middle -range bridge to comprehensive planning, Fagin's (1959) policies plan, and PerlofFs (1980) strategies and policies general plan- - The development management plan lays out a specific program of actions to guide development, such as a public investment program, a development code, and a program to extend infrastructure and services; and it assumes public sector initiative for influenc- ing the location, type, and pace of growth. The roots of the development management.plan are in the en- vironmental movement, and the movements for state growth management and.community growth control (DeGrove 1984), as well as in ideas from Fagin (1959) and the ALI Code. We looked for, but could not find, examples of land use plans that could be termed purely prototypi- cal "strategic plans," in the sense of Bryson and Eins weiler (1988). Hence, rather than identifying strategic planning as a separate branch on the family tree of the land use plan; we see the influence of strategic plan- ning showing up across a range of contemporary plaris. We tend to agree with the planners surveyed by Kaufman and Jacobs (1988) that strategic planning differs from good comprehensive planning more in emphasis (shorter range, more realistically targeted, more market oriented) than in kind. The Land Use Design Plan The land use design plan is the most traditional of the four prototypes of contemporary plans and is the most direct descendent of the Kent- Chapin -701 plans of the 1950s and 1960s. It proposes a long - range future urban form as a pattern of retail, office, indus- trial, residential, and open spaces, and public land uses and a circulation system. Today's version, however, in- corporates environmental processes, and sometimes agriculture and forestry, under the "open space " cate- gory of land use. Its land uses often include a "mixed use category, honoring the neotraditional principle of closer mingling of residential, employment, and shopping areas. In addition, it may include a develop- ment strategy map, which is designed to bring about the future urban form and to link strategy to the com- munity's financial capacity to provide infrastructure and services. The plans and strategies are often orga- nized around strategic themes or around issues about 372 - APA JouRML ■ SUNIM 1995 31 growth, environment, economic development, trans- portation, or neighborhood /community scale change. Like the other types of plans in vogue today, the , land use design plan reflects recent societal issues, par- ticularly the environmental crisis, the, infrastructure crisis, and stresses on local government finance. Con - temporary planners no longer view environmental factors as development constraints, but as valuable re- sources and processes to be conserved. They also may question assumptions about the desirability and inev- itability of urban population and economic growth, particularly as such assumptions stimulate demand for expensive new roads, sewers, and schools. While at midcentury plans unquestioningly accommodated growth, today's plans cast the amount, pace, location, and costs of growth as policy choices to be determined in the planning process. The 1990 Howard County (Maryland) General Plan, winner of an American Planning Association (APA) award in 1991 for outstanding comprehensive .plan - ning, exemplifies contemporary land use design. (See figure 4.) While clearly a direct descendent of the tradi- tional general plan, the Howard County plan adds new types of goals, policies, and planning techniques. To enhance communication and public understanding, it is organized strategically around six themes /chapters (responsible regionalism, preservation of the rural area, balanced growth, working with nature, commu- nity enhancement, and phased growth), instead of the customary plan elements. Along with the traditional land use design, the plan includes a "policy map" (strategy map) for each theme and an overall policies map for the years 2000 and 2010. A planned service area boundary is used to contain urban growth within the eastern urbanized part of the county, home to the well- known. Columbia New Town.10 The plan lays out specific next steps to, be implemented over the next. two years, and defines yardsticks for measuring suc- cess. An extensive public participation process for for- mulating the plan involved a 32- member General Plan Task Force, public opinion polling to discover citizen concerns, circulation of preplan issue papers on devel- opment impacts, and consideration of six alternative development scenarios." The Land Classification Play . Land classification, or development priorities mapping, is a proactive effort by government to spec- ify where and under what conditions growth will oc- cur. Often, it also regulates the pace or timing of growth. Land classification addresses environmental protection by designating "nondevelopment" areas in especially vulnerable locations. Like the land use de- sign, the land classification plan is spatially specific TWENTIETH CENTURY LAND USE PLANNINu FIGURE 4. Howard County, Maryland, General Plan, Land Use 2010 Source: Adapted from Howard County 1990 and map- oriented. However, it is less specific about the pattern of land uses within areas specified for de- velopment, which results in a kind of silhouette of ur- ban form. On the other hand, land. classification is more specific about development strategy, including timing. Counties, metropolitan. areas, and regional planning agencies are more likely than cities to use a land classification plan. The land classification plan identifies areas where development will be encouraged (called urban, tran- sition, or development areas) and areas where de- velopment will be discouraged (open space, rural, conservation, or critical environmental areas). For each designated area, policies about the type, timing, and density of allowable development, extension of in- frastructure, and development incentives or con- straints apply. The planning principle is to concentrate financial resources, utilities, and services within a lim- ited, prespecified area suitable for development, and to relieve pressure on nondevelopment areas by with- holding facilities that accommodate growth .12 Ian McHarg's (1969) approach to land planning is an early example of the land classification concept. He divides planning regions into three categories: natural use,. production, and urban. Natural use areas, those with valuable ecological functions, have the highest priority. Production areas, which include agriculture, forestry, and fishing uses, are next in priority. Urban areas have the lowest priority and are designated after alldcating the land suitable to the two higher - priority 'uses. McHarg's approach in particular, and land classi- fication generally, also reflect the emerging environ- mental consciousness of the 1960s and 1970s. As early as 1961, Hawaii had incorporated the land classification approach into its state growth manage - ment system (Degrove 1984). The development frame- work plan of the Metropolitan Council of the Twin Cities Area defined "planning tiers," each intended for a different type and intensity of development (Reichert 1976). The concepts of the "urban service area, ", first used in 1958 in Lexington, Kentucky, and the "urban growth boundary," used throughout Oregon under its 1973 statewide planning act, classify land according to growth management policy (Abbott, Howe, and Adler APA JOURNAL- SUMMER 1995 1373 EDWARD I KAISER AND DAVID R. GODSCHALK 1994). Typically, the size of an urban growth area is based on the amount ofland necessary to accommodate development over a period of ten or twenty years. Vuion 2005.• A Comprehensive Plan for Forsyth County, Nortfi Carolina exemplifies the contemporary approach to land classification plans. The plan, which won hon- orable mention from APA in 1989, employs a six- category system of districts, plus a category for activ- .ity centers. It identifies both short- .and long -range growth areas (4A and 4B in figure 5). and applica- ble to each district are detailed in the plan. The Verbal Policy Place: Shedding the Maps The verbal policy. plan focuses on written state- ments of goals and policy, without mapping specific, land use patterns or implementation strategy. Some- times called a policy framework plan, '-ace verbal policy plan is more easily prepared and flexible than other types of plans, particularly for incorporating nonphys- ical development policy (Perloff 1980, 233 -8). Some claim that such a plan helps the planner to avoid rely- ing too heavily on maps, which are difficult to keep up to date with the community's changes in policy (Hol- lander et al. 1988). The verbal policy plan also avoids falsely representing general policy as applying to spe- cific parcels of property. The skeptics, however, claim that verbal statements in the absence of maps provide too little spatial specificity to guide implementation decisions (Reichert 1976). The verbal policy plan may be used at any level of government, but is especially common at the state level, whose scale is unsuited to land use maps. The plan usually contains goals, facts and projections, and general policies corresponding to its purposes —to un- derstand current and emerging conditions and issues, to identify goals to be pursued and issues to be ad- dressed, and to formulate general principles of action.. Sometimes communities do a verbal policy plan as an interim plan or a first step in the-planning process. Thus, verbal policies are included in most land use de- sign plans, land classification plans, and development management plans. The Calvert County, MD Comprehensive Plan (Calvert County 1983), winner of a 1985 APA award, exempli- fies the verbal policy plan. Its policies are concise, easy to grasp, and grouped in sections corresponding to the FIGURE S. Example of a land dassQfication plan Source. Adapted from Forsyth County City- County Planning Board 1988 174 - APA JOURNAL -SUMMER 1995 six divisions of county government responsible for im- plementation. It remains a policy plan, however, be- cause it does not specify a program of specific actions for development management. Though the plan dearly addresses physical development and discusses specific spatial areas, it contains no land use map. (See figure 6 for an illustrative page from the Calvert County plan.) The Development Management Plan The development management plan features a coordinated program of actions, supported by anal- 37 TWENTIETH CENTURY LAND USE PLANNIN j yses and goals, for specific agencies of local govern- ment to undertake over a three-to-ten-year period. The program of actions usually specifies the content, geo- graphic coverage, timing, assignment of responsibil- ity, and coordination among the parts. Ideally, the plan includes most or all of the following compo- nents: - • Description of existing and emerging development conditions, witli particular attention to develop - ment processes, the political- instirutional context, and a critical review of the existing systems of devel- opment management INDUSTRIAL DISTRICTS Industrial Districts are intended to provide areas in the county which are suitable for the needs'of industry. They should be located and designed to be compatible with the surrounding land uses, either due to existing natural features or through the application of standards. RECOMMENDATIONS: 1. Identify general locations for potential industrial uses. 2. Permit retail sales as an accessory use in the Industrial District. SINGLE - FAMILY RESIDENTIAL DISTRICTS Single - Family Residential Districts are to be developed and promoted as neighborhoods free from any land usage which might adversely affect them. RECOMMENDATIONS: 1. For new development, require buffering for controlling visual, noise, and activity impacts between residential and commercial uses. 2. Encourage single - famity residential development to locate in the designated towns.. 3. Allow duplexes, triplexes, and fourplexes as a conditional use in the 'R -f' Residential Zone so long as the design is compatible with the single - family residential development 4. Allow home occupations (professions and services, but not retail sales) by permitting the employment of one tuti-time equivalent Individual not -residing on the premises.. MULTIFAMILY RESIDENTIAL DISTRICTS ` Multifamily Residential Districts provide for townhouses and multifamily apartment units. Areas designated in this category are those which are currently served or scheduled to be served by community or multi -use sewerage and water supply systems. RECOMMENDATIONS: 1. Permit multifamily development in the Solomons, Prince Frederick, and Twin Beach Toms. 2. Require multifamily projects to provide adequate recreational facilities equipment structures, and play surfaces. 3, Evaluate the feasibility of increasing the dwell[Ing unit density permitted In the multifamily Residential Zone (R -2). FIGURE 6. An excerpt from averbal policy plan Source: Calvert County, Maryland 1983 APA JOURNAL- SUWvM 1995 137S EDWARD J. KAISER AND DAVID R. GODSCHALK • Statement of goals and/or legislative intent, includ- ing management- oriented goals • Program . of actions —the heart of the plan —in- cluding: 1. Outline of a proposed development code, with: (a) procedures for reviewing development per- mits; (b) standards for the type of development, density, allowable impacts and/or performance standards; (c) site plan, site engineering, and con - struction practice requirements; (d) exactions and impact fee provisions and other incentives / disincentives; and (e) delineation of districts where various development standards, proce- dures, exactions, fees, and incentives apply 2. Program for the expansion of urban infrastruc` tare and community facilities and their service areas 3. Capital improvement program 4. Property acquisition program S. Other components, depending on the commu- nity situation, for example, a preferential taxa- tion program, an urban revitalization program for specific built -up neighborhoods, or a historic preservation program • Official maps, indicating legislative intent, which may be incorporated into ordinances, with force of law —among them, goal -form maps (e.g., land classi- fication plan or land use design); maps of zoning dis- tricts, overlay districts, and other special areas for which development types, densities, and other re- quirements vary; maps of urban services areas; maps showing scheduled capital improvements; or other maps related to development management stan- dards and procedures The development management plan is a distinct type, emphasizing a specific course of action, not gen- eral policy. At its extreme the management plan actu- ally incorporates implementation measures, so that the plan becomes part of a regulative ordinance. Al- though the spatial specifications for regulations and other implementation measures are included, a land use map may not be. One point of origin for development management plans is Henry Fagin's (1959, 1965) concept of the "policies plan," whose purpose was to coordinate the actions of line departments and provide a basis for evaluating their results, as well as to formulate, com- municate, and implement policy (the traditional pur- pose). Such a plan's subject matter was as broad as the responsibilities of the local government, including but not limited to physical development. The format in- cluded a "state of the community" message, a physical plan, a financial plan, implementation measures, and 376 APA JOURNAL • SUMMER 1995 detailed sections- for each department of the gov- ernment. A more recent point of origin is A Model Land De- velopment Code (American Law Institute 1976), in- tended to replace the 1928 Model Planning Enabling Act as a model for local planning and development management. The model plan consciously retains an emphasis on physical development (unlike Fagin's broader concept), but stresses a short -term program of action, rather than a long -term, mapped goal form. The ALI model plan contains a statement of condi- dons and problems; objectives, policies, and stan- dards; and a short -term (from one to five years) Program of specific public actions. It may also include land acquisition requirements, displacement impacts, development regulations, program costs and fund sources, and environmental, social, and economic con- sequences. More than other plan types, the develop- ment management plan: is a "course of action" initiated by government to control the location and timing of development.l' The Sanibel, Florida, Comprehensive Land Use Plan - (1981) exemplifies the development management plan. The plan outlines the standards and procedures of regulations (Le, the means of implementation), as well as the analyses, goals, and statements of intent normally presented in a plan. Thus, when the local leg - islature adopts the plan, it also adopts an ordinance for its implementation. Plan and implementation are merged into one instrument, as can be seen in d%e con - tent of its articles: Article 1: Preamble: including purposes and objec- tives, assumptions, coordination with sur- rounding areas, and implementation Article 2: Elements of the Plan: Safety, Human Sup- port Systems, Protection of Natural Envi- ronmental, Economic and Scenic Resources, Intergovernmental Coordina- tion, and Land Use Article 3: Development Regulations: Definitions, Maps, Requirements, Permitted Uses, Sub- divisions, Mobile Home and Recreation Ve- hides, Flood and Storm Proofing, Site Preparation, and Environmental Perfor- mance Standards Article 4: Administrative Regulations (i.e, proce- dures): Standards, Short Form Permits, De- velopment Permits, Completion Permits, Amendments to the Plan, and Notice, Hearing and Decision Procedures on Amendments Figure 7 shows the Sanibel plan's map of permitted uses, which is more like a zoning plan than a land use TWENTIETH CENTURY LAND USE PLANNING FIGURE 7. Map of permitted uses, Sanibel Source. • City of Sanibel 1981 design plan, because it shows where regulations apply, and boundaries are exact. The Contemporary - Hybrid Plan: Integrating Design, Policy, and Management The rationality of practice has integrated the use- ful parts of each of the separate prototypes reviewed here into contemporary. hybrid plans that not only map and classify land use in both specific and general ways, but also propose policies and management mea- sures. For example, Gresham, Oregon (1980) com- bined land use design (specifying residential, commercial, and industrial areas, and community facilities and public lands) with an overlay of land clas- sification districts (developed, developing, rural, and conservation), and also included standards and proce- dures for issuing development permits (i.e., a develop- ment code). Prepared with. considerable participation by citizens and interest grups, such plans usually re- flect animated political debates about the costs and benefits of land use alternatives. The states that manage growth have created new land use governance systems whose influence has broadened the conceptual arsenals of local planners. DeGrove (1992, 161) identifies the common elements of these systems: • consistency— intergovernmentally and internally (i.e., between plan and regulations) • concurrency— between infrastructure and new de- velopment • compactness —of new growth, to limit urban sprawl • affordability—of new housing • economic development, or "managing to grow" • sustainability-of natural systems DeGrove attributes the changes in planning under growth management systems to new hard -nosed con - cerns for measurable implementation and realistic funding mechanisms. For example, Florida local gov- ernments must adopt detailed capital improvement programs as part of their comprehensive plans, and substantial state grants may be withheld if their plans do not meet consistency and concurrenry requ. - ments. Another important influence on contemporary plans is the renewed attention to community design. The neotraditional and transit- oriented design move - ments have inspired a number of proposals for• mixed- use villages in land use plans (Calthorpe 1993; . Duany and Plater- Zyberk 1991). "A JoURML- sUMMHR 1995 377 T � FIGURE 7. Map of permitted uses, Sanibel Source. • City of Sanibel 1981 design plan, because it shows where regulations apply, and boundaries are exact. The Contemporary - Hybrid Plan: Integrating Design, Policy, and Management The rationality of practice has integrated the use- ful parts of each of the separate prototypes reviewed here into contemporary. hybrid plans that not only map and classify land use in both specific and general ways, but also propose policies and management mea- sures. For example, Gresham, Oregon (1980) com- bined land use design (specifying residential, commercial, and industrial areas, and community facilities and public lands) with an overlay of land clas- sification districts (developed, developing, rural, and conservation), and also included standards and proce- dures for issuing development permits (i.e., a develop- ment code). Prepared with. considerable participation by citizens and interest grups, such plans usually re- flect animated political debates about the costs and benefits of land use alternatives. The states that manage growth have created new land use governance systems whose influence has broadened the conceptual arsenals of local planners. DeGrove (1992, 161) identifies the common elements of these systems: • consistency— intergovernmentally and internally (i.e., between plan and regulations) • concurrency— between infrastructure and new de- velopment • compactness —of new growth, to limit urban sprawl • affordability—of new housing • economic development, or "managing to grow" • sustainability-of natural systems DeGrove attributes the changes in planning under growth management systems to new hard -nosed con - cerns for measurable implementation and realistic funding mechanisms. For example, Florida local gov- ernments must adopt detailed capital improvement programs as part of their comprehensive plans, and substantial state grants may be withheld if their plans do not meet consistency and concurrenry requ. - ments. Another important influence on contemporary plans is the renewed attention to community design. The neotraditional and transit- oriented design move - ments have inspired a number of proposals for• mixed- use villages in land use plans (Calthorpe 1993; . Duany and Plater- Zyberk 1991). "A JoURML- sUMMHR 1995 377 L�� 1 EDWARD J. KAISER AND DAVID R GODSCHAIX Toward a Sustainable Seattle: A Plan for Managing Growth (1994) exemplifies a city approach to the con- temporary hybrid plan. Submitted as the Mayor's rec- ommended comprehensive plan, it attempted to muster political support for its proposals. Three core values — social equity, environmental stewardship, and economic security and opportunity— underlie the plan's overall goal of sustainability. This goal is to be achieved by integrating plans for land use and trans - portation, healthy and affordable housing, and careful capital investment in a civic compact based on a shared vision. Citywide population and job growth targets, midway between growth ` completely by re- gional sprawl and growth completely by infill, are set forth within a 20 -year time frame. The plan is de- signed to meet the requirements. of the Washington State Growth Management Act. The land use element designates urban center vil- lages, hub urban villages, residential urban villages, neighborhood villages, and manufacturing/industrial centers, each with specific design guidelines (figure 8). The city's capacity for growth is identified, and then allocated according to the urban village strategy. Fu- ture development-is directed to mixed -use neighbor- hoods, some of which are already established; existing single - family areas are protected. Growth is shaped to build community, promote pedestrian and transit use, protect natural amenities and existing residential and employment areas, and ensure diversity of people and activities. Detailed land use policies carry out the plan. Loudoun County Cbowa and Changer. General Plan (1991), which won APA's 1994 award for comprehen- sive planning in small jurisdictions, exemplifies a county approach to the contemporary hybrid plan. Its goals are grouped into three categories: 1. Natural and cultural resources goals seek to protect fragile. resources by limiting development or mitt- gating disturbances, while at the same time not un- duly diminishing land values. 2. Growth management goals seek to accommodate and manage the county's fair share of regional growth, guiding development into the urbanized eastern part of the county or existing . western towns and their urban growth areas, and conserv- ing agriculture and open space. areas in the west. (See figure 9.) 3. Community design goals seek to concentrate growth in compact, urban nodes to create mixed - use communities with strong visual identities, human -scale street networks, and a range of hous- ing and employment opportunities utilizing neo- traditional design concepts (illustrated in figure 9). Three time horizons are addressed: the "ultimate" vision through 2040, the 20 year, long -range devel- 378 APA JOURNAL • SUMMER 1995 opment pattern; and the five -year, short- range de- velopment pattern. The plan uses the concept of community character areas as an organizing frame- work for land use management. Policies are proposed for the overall county, as well as for the eastern urban growth areas, town urban growth areas, rural areas, and existing rural village areas. Implementation tools include capital facility and transportation proffers by developers, density transfers, community design guidelines, annexation guidelines, and an action schedule of next steps. Summary of the Contemporary Situation Since midcentury, the nature of the plan has shifted from an elitist, inspirational, long -range vision that was based on fiscally innocent implementation advice, to a framework for community consensus on future growth that is supported by fiscally grounded actions to manage change.ls Subject matter has ex- panded to include the natural as well as the built envi- ronment. Format has shifted from simple . poliry statements and a single large -scale map of future land use, circulation, and community facilities, to a more complex combination of text, data, maps, and time ta- bles. In a number of states, plans are required by state law, and their content is specified by state agencies (Bollens 1993). Table 2 compares the general plan of the 1950s -1960s with the four contemporary proto- type plans and the new 1990s hybrid design -policy- management plan, which combines aspects of the pro- totype plans. Today's prototype land use design continues to emphasize long -range urban form for land uses, com- munity facilities, . and transportation systems as shown by a map; but the design is also expressed in general policies. Land use design is still a common form of development plan, especially in municipal- ities.16 The land classification plan also still emphasizes mapping, but of development policy rather than policy about a pattern of urban land uses. Land clas- sification is more specific about development manage- ment and environmental protection, but less specific about transportation, community facilities, and the internal arrangement of. the future urban form. County and regional governments are more likely than are municipalities to use land classification plans. The verbal policies plan eschews the spatial speci- ficity of land use design and land classification plans and focuses less on physical development issues. It is more suited to regions and states, or may serve as an interim plan for a city or county while another type of plan is being prepared. A NIORTHGATE 0 NIFISITY DiSTRICT SIATILF WER FIRST HILL Cl"PiTOL NIL aTr 1 EDWARD J. KAISER AND DAVID R. GODSCHALK ~ l J 1 Phase I Baetera Urban Growth Area Town Urbaa Growth Arew ■Phase H Phase III ❑ Rural area • Mdsting rural village FIGURE 9. . Neotradidonal community schematic and generalized policy planning areas, Loudoun County, Virginia General Plan Source. Planning 60, 3: 10 (1994) 380 APA JOURNAL • SUMMER 1995 TABLE 2. Comparison of plan types 1950s General Features of Plans Plan Land Use Maps Nature of Recommendations Time Horizon Link to Implementation Public Participation Capital Improvements Land Use /Tr4nsportation Linkage Environmental Protection Social Policy Linkage X13 TWENTIETH CENTURY LAND USE PLANNING Contemporary Prototype Plans 1990s Hybrid Land Development Design - Policy. Land Use Classification Verbal Management Management Design. Plan Policy Plan Plan Plan Detailed Detailed General . No By growth areas General and area specific General Land use Growth Variety of Specific Policy and community policies & locations & community management actions goals objectives incentives policies actions Long range Long range Long range Intermediate Short range Short and long range range Very weak. Weak to Moderate Moderate Strong Moderate to moderate Strong Pro-forma Active Moderate Moderate Active Active Advisory Recommended Recommended Recommended Required Recommended to required Moderate Strong Weak Varies Strong Strong Weak Moderate Strong Varies Varies Strong Weak Weak Weak Moderate to Weak Moderate strong The development management plan represents the greatest shift from the traditional land use plan. It embodies a short -to- intermediate -range program of governmental actions for ongoing growth manage- ment rather than for long -range comprehensive Planning In pracace, these four types of plans are not mutu- ally exclusive. Communities often combine aspects of them into a hybrid general plan that has policy sec - dons covering environmental /social /economic/hous- mg/infrastructure concerns, land classification maps defining spatial.growth policy, land use design maps specifying locations of particular land uses, and devel- opment management programs laying out standards and procedures for guiding and paying for growth. Re- gardless of the type of plan used, the most progressive planning programs today regard the plan as but one part of a coordinated growth management program, rather than, as in the 19SOs, the main planning prod- uct. Such :a program incorporates a capital improve- ment program, land use controls, small area plans, functional plans, and other devices, as well as a gen- eral plan -17 The Enduring Land Use Family Tree and Its Future Branches . For the first SO years of this century, planning re- sponded to concerns about progressive governmental reform, the City Beautiful, and the "City Efficient" Plans were advisory, specifying a future urban form, and were developed by and for an independent com- mission. By midcentury this type of plan, growing out of the design tradition, had become widespread in lo- cal practice. During the 19SOs and 1960s the 701 pro- gram, T.J. Kent, and F. Stuart Chapin, Jr. further articulated the plan's content and methodology. Over the last 30 years,.environmental and infrastructure is- sues have pushed planning toward growth manage- ment. As citizen activists and interest groups have taken more of a role, land use politics have become more heated. Planning theorists, too, have questioned the midcentury approach to planning, and have pro- posed changes in focus, process, subject matter, and format, sometimes challenging even the core idea of rational planning. As a result, practice has changed, though not to a. monolithic extent and without en- drely abandoning the traditional concept of a plan. In- stead, at least four distinct types of plans have evolved, all descending more or less from the mid- century model, but advocating very different concepts of what a plan should be. With a kind of self - correcting com- mon sense, the plans of the 1990s have subsequently incorporated the useful parts of each of these proto- types to create today's hybrid design/policy/manage- ment plans. To return to our analogy of the plan's family tree: Roots for the physical development plan became well APA JOURNAL- SUMMER 1995 L1.11 EDWARD J. KAISER AND DAVID R GODSCHALK established during the first half of this century. By 1950, a sturdy trunk concept had developed. Since then, new roots and branches have appeared —land classification plans, verbal policy plans, and develop- ment management plans. Meanwhile development of the main trunk of the tree —the land use design —has continued. Fortunately, the basic gene pool has been able to combine with new genes in order to survive as a more complex organism —the 1990s design -policy- management hybrid plan. The present family tree of planning reflects both its heredity and its envi- ronment. The next ;generation of physical development Plans also should mature and adapt without abandon- ing their heritage. We expect that by the year 2000; plans will be more participatory,' more eletctronically based, and concerned with increasingly complex is- sues. An increase in participation seems certain, bol- stered by interest groups' as well as governments' use of expert systems and computer' databases. A touch broader consideration of alternative plans and scenar- ios, as well as a more flexible and responsive process of plan amendment, will become possible. These changes will call upon planners to use new skills of consensus building and conflict management, as more groups ar- ticulate their positions on planning matters, and gov- ernment plans and interest group plans compete, each backed by experts (Susskind and Cruikshank 1987). With the advent of the "information highway," plans are more likely to be drafted, communicated, and debated through electronic networks and virtual reality images. The appearance of plans on CD ROM and cable networks will allow more popular access and input, and better understanding of plans' three - dimensional consequences. It will be more important than ever for planners to compile information accu- rately and ensure it is fairly communicated. They will need to compile, analyze, and manage complex data- bases, as well as to translate abstract data into under - standable impacts and images. Plans will continue to be affected by dominant is- sues of the times: aging infrastructure and limited public capital, central city decline and suburban growth, ethnic and racial diversity, economic and envi- ronmental sustainability, global competition and interdependence, and land use /transportation /air quality spillovers. Many of these are unresolved issues from the last thirty years,_ now grown more complex and interrelated. Some are addressed by new programs like the Intermodal Surface Transportation Efficiency Act (ISTEA) and HUD's Empowerment Zones and En= terprise Communities. To cope with others, planners must develop new concepts and create new tech- niques. 382 APA JOURNAL • SUMMER 1995 4µ. One of the most troubling new issues is an at- tempt by conservative politicians (see the Private Prop- erty Protection Act of 1995 passed by the U.S. House of Representatives) and "wise use" (Jacobs 1995) groups to reverse the precedence of the public interest over individual private property rights. These groups challenge the use of federal, state, and local regula- tions to implement land use plans and protect envi- ronmental resources when the result is any reduction in "the economic value of affected private property. Should their challenge succeed and become widely adopted in federal and state law, growth management plans based on regulations could become toothless. Serious thinking by land use lawyers and planners would be urgently needed to create workable new im- plementation techniques, setting in motion yet an- other.planning evolution. We are optimistic, however, about the future of land use planning. Like democracy, it is not a perfect institution but works better than its alternatives. Be- cause land use planning has adapted effectively to this century's turbulence and become stronger in the pro- cess, we believe that the twenty -first century will see it continuing as a mainstay of strategies to manage community change. AUTHORS' NOTE We appreciate the constructive comments on earlier drafts of this article by a number of colleagues, especially Alan Black, Linda Dalton, and Kern Lowery, and by the journal's reviewers and editors. Matthew Goebel conducted the sur- vey of comprehensive plans in growth- managing states. NOTES 1. Each critic puts forth his or her own alternative to com- prehensive physical planning. Some make radical rec- ommendations, such as doing away with the mapped land -use general plan (Perloff 1980, 233 -4) or even with long -range planning for Euclidean space based on straight and parallel lines and angles of plane triangles (Friedmann 1993, 482). However, the principles embod- ied in their solutions tend to turn up in land use plan- ning practice over time. Thus, we find that some comprehensive plans, such as Sanibel's, include land use regulations as recommended by Perin (1967, 337). Per - lofFs (1980) call for policy planning has been heeded by- nearly all contemporary plans, though not to the exclu- sion of land use maps. Actually, no one could have fore- seen in 1980 the extent to which GIS has tied policy analysis to land use mapping, suitability studies, sketch planning, and scenario development (Harris and Batty 1993). Friedmann (1993) calls for planning that is normative, innovative, political, aw sactive, and based on social learning. Arguably, all of these qualities may be found in leading edge examples of contemporary land use planning. Jacobs (1992) sees land use planning as a modernist conception challenged by postmodern phenomena, including a populist citizen movement, a redefinition of private property rights, and growing computer literary. Again, these factors affect land use planning without rendering it obsolete. 2. In growth- managing states, regulations for local com- prehensive plans typically specify the content of the land use elements. For example, Florida's 9J -5 rules re- quire maps of existing and proposed land use in all local plans prepared in that state. Not only, are local plans mandatory in Florida, but also they must include realis- tic capital improvement programs, be adopted by the governing body, and be revised every five years. There is evidence that stare planning mandates improve the quality of local plans (Berke and French, 1994). 3. The land use plan typically is one element of a compre- hensive or general plan, which also includes other ele- ments, such as transportation, community facilities, and economic development. We acknowledge that these:, are related to land use decisions, but here we limit our attention to land use., 4. In the late 1940s more than SO percent of all planning directors in dries with populations over 25,000 were still appointed by planning commissions. The commis -, sion was the client for .the plan, and therefore the plan was not seen as something tied closely to implemenra- tion. By 1971 only. 18 percent of planning directors were appointed by such commissions, most being appointed instead by chief executives, and working directly in the executive branch (sometimes working for the planning commission as a second boss) (reported in Brooks, 1988). It was only natural that planning became more closely linked to decision making, and the role of plans was increasingly seen as more closely linked to decisions and implementation. S. Through the end of 1964, the 701 program had allo- cated $79 million in grants for planning in 4,462 locali- ties (cited in Black 1968). By its peak, 1971 through 1975, the program was allocating approximately $100 million a year. At its rescindment in 1981, the program had appropriated over $1 billion to comprehensive plan- ning (Feiss 1985, 182). 6. Kent's book was later summarized by Alan Black, who worked originally with Kent, in a chapter on the "The Comprehensive Plan" in the 1968 edition of Principles and Practice of Urban Planning (the planner's "big green bible "), which summarizes the state of the art of plan- ning practice in the 1960s (Black 1968). In testimony to the staying power of Kent's concept of the plan, the book was republished in 1991, virtually unchanged. 7. Chapin's ideas, like those of Kent, had staying power. However, to keep pace with advances in methodology, his book appeared in a third edition in 1979 and in a fourth edition in 1995 (Chapin and Kaiser 1979; Kaiser, Godschalk, and Chapin 1995). 8. A late 1970s survey, "The State of the Art in Local Plan- ning," looked at 27 communities nominated by con - suliing firms and HUD staff as having 'especially �s TWEN71ETH CENTURY LAND USE PLANNING interesting or effective master plans" (Fishman 1978, appendix to chapter 5). Examples of our prototypes in- cluded Philadelphia (land use design), Boulder and Pe- taluma (growth management. plan), Cleveland and Dallas (policies plan). The report looked at a number of distinguishing plan features, including whether they were top down or bottom up, the physical versus social nature of their goals, the inclusion of maps, the pro - cesses for plan preparation and revision, implements don strategies, and citizen participation approaches. 9. Social issues, such as segregation, unemployment, crime, and community disintegration, are primarily ad- dressed through the housing and economic develop - ment elements of comprehensive plans, although there are linkages to land use through neighborhood plans, community facility programs, and public investment strategies. 10. In this respect, the Howard County Plan also has some similarities to the prototype land classification plan. 11. For an account of the politics behind the plan (the plan was adopted but the county executive and planning di- rector lost their positions) and an assessment of the les- sons of the planning process, see Avin and Mennitto (1992): 12. Classification plans usually include more than just the two basic types of districts— development and nondevel opment. For example, the urban area might be divided into a "developed" area, consisting of the built -up cen- tral city and older suburbs, and a "transition" area, which is undeveloped or only partially developed at the time of the plan. The transition area might be divided into districts to be developed earlier (e.g, first 10 years) and districts to be developed later (e.g., years 10 -20). A "rural" area might be divided into agricultural districts with a policy of long -range commitment to agricultural and forest uses, and less critical rural districts that could become urban transition in the future. "Environ- mentally critical" area might be divided into areas with specific critical environmental processes, _e.g, wetlands being designated as separate from water supply water- sheds, with each having its 'own policies and develop - ment standards. 13. Adapted. from plans for Breckenridge, Colorado, 1977, 1987, Gresham, Oregon, 1980; Sam�bel, Florida, 1981; ' and Hardin County, Kentucky, 1985; see also Fagin 1959, 1965; American Law Institute 1976. 14. The idea of plan as course of action originated in the 1960s as planning theory incorporated notions from policy analysis and business administration into the ra.- donal planning model, broadening the design concept of a plan. These new concepts stressed means as much as ends, and shifted the role of government from facili- tating private development to proactive guidance of growth. 15, codification of the action requirements of land use Plans can be found in the regulations implementing the Florida and Oregon growth management gets. Florida requires the provision of infrastructure "concurrently" with future. development (DeGrove 1992,16 -7). Oregon APA JOURNAL- SUMMER 1995 1383 EDWARD J. KAISER AND DAVID R GODSCHALK requires that communities delineate and enforce urban growth boundaries (Howe 1993). 16. See, for example, the Cleveland Civic Vrsion 2000 Citywide Plan (Cleveland City Planning" Commission 1991), suc- cessor to Cleveland's o&- described 1975 Policy Planning Report: 17. Growth management programs are related to the no- tion of the urban development guidance system, intro- duced by Chapin (1963). His concept featured the general plan as the organizing element, backed_by an "urban development policies instrument," a public works program (to be followed up with a more derailed capital improvements program), an urban development code (unifying most development regulations), and a civic education/participation program. REFERENCES Abbott, Carl, Deborah Howe, and Sy Adler. 1994. Planning the Oregon Way: A 7kvnty Year Evaluation. Corvallis, OR: Ore- gon State University Press. American Law. Institute (ALI). 1976. A Model Land DevekT- meet Code. 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Growth Management in the Twin Cities Metropolitan Area: The Development Framework Planning Pro- cast Saint Paul, MN: Metropolitan Council of the Twin Cities Area Reps; John. 1965. Tfie Making of Urban America: A History of City Planning in the United States Princeton, NJ: Princeton University Press. Sanibel, City of. 1981. Comprehensive Land Use Plan. Sanibel, Florida: City of Sanibel Schlereth, Thomas J. 1981. Burnham's Plan and Moody s Manual. Journal of the American Planning Association 47,1: 70 -82: Scott, Mellier G. 1969. American City Planning Since 1890. Berkeley, CA: University of California Press. Seattle Planning Department. 1993.. A Citizen's Guide to the Draft Comprehensive Plan. Toward a Sustainable Seattle: Seat- tle's Plan for Managing Growth Seattle, WA: Seattle Plan- ning Department. Seattle Planning Department. 1994. The Mayor's Recom- mended Comprehensive Plan: Toward a Sustainable Seattle. Se- attle, WA: Seattle Planning Department. ' Susskind, Lawrence, and Jeffrey Cruikshank. 1987. Breaking the Impasse: Consensual Approaches to Resolving Public Disputes New York: Basic Books. Walker, Robert 1941. Tile Planning Function in Urban Govern- ment. Chicago: University of Chicago Press. APA JOURNAL a SUMMER 1995 138S IN.TERGOUERNMENY COORDINATION mic A El MA MEM1011111 IlAfFM� di 7i- ...HOUSING:,,. lip CONSERVATION it .,-RECREATION. AND �, i, i 1 i--� 1 I OPEN SPACE I V`o IJ CAPITAL, ,R0VE­...,.:' INFRASTRUG ENTTURE 4 •leaI we] A1111a[@lot(:40avi :11!1= LA]Vn Of the or' jNE E ft age CO MENT "t3' Comprehensive PIS �0"^�+Q� �D1►b'►'�mnmyw rs rc �er year Transitio Year Tra n nsition ral ReSent, ural Buff AOricultur � Resource ai Residential urce Protection Areas Municipal Jurisdictions Public InferestAreas l�► Water SuppiYWafe�he � ds Watershed Critica, Areas Activity Nodes Rural Commune Rural Net � Node dhborhood Node ■ Rural industrial Node ■ Commercial Node commercial /industrial No Economic DeVe10 de M Orange Co /Ch pmenf Joint Planning l H111 /ca�vro BOARD OF COUNTY COMMISSIONERS WORK SESSION OCTOBER 12,1999 COMPREHENSIVE PLAN GIS PRESENTATION OF "GOOP" PLANNING MODEL Introduction: The "GOOP" (Growth Optimum Overlay Plan) model was developed by the Orange County Planning staff. The intent of the basic model was to visualize a growth model using GIS. Planning theory and public facility attributes in Orange County were the basis of the map. Various layers of information were created and values were assigned to buffers (linear areas of a particular width) depending on the relative proximity of the service. The highest value of 5 was assigned to an area where growth would be acceptable because a specific attribute, such as a major transportation corridor, was located within 2 miles. The value decreases as distance increases. The majority of model attributes (i.e. transportation, urban, public and non - public services) illustrate where growth should be directed. The second part of the model illustrates where growth should not occur such as watersheds, wildlife corridors and poor soils. In this case, low values were assigned to these areas so the model, when averaging all the attributes, would reflect the lowered growth value and therefore the relative sensitivity of developing in that area. Zoning layers were not added since they are a secondary construct of a mix of variables. The final product of this model can be to reflect patterns of land use intensity and location including environmental constraints. The model also notes the relative efficiency of providing services to different areas. The model can serve as a preliminary growth plan on which to develop a land use element and implementing zoning regulations. A thorough analysis of the various urban growth areas will be an important aspect of the master plan. WEIGHT PLANNING ATTRIBUTE .20 I. TRANSPORTATION LAYER 5 — within 2 miles of I- 40/1 -85 4 — within 4 miles of I- 40/1 -85 3 — within 6 miles of I- 40/1 -85 2 — within 8 miles of I- 40/1 -85 1 -1 mile of NC54, NC86, NC57, NC157, NC49, US70 0 — Remainder II. URBAN SERVICE LAYER .20 A. WATER AND SEWER 5 — Within Existing and proposed Service Area 4- 3— 2- 1- 0 — Remainder Note: Differentiation between existing and proposed infrastructure was not available at this time in GIS format but would be a good determinant to promote the efficient use of existing facilities before utility extension are considered. gAcraig \bocc- gis \10- 12 -99 \dg Classification methods You can explore your data by applying the different classification techniques found in the Graduated Color and Graduated Symbol Legend Editors or by typing in your own classes. The purpose of classification is twofold: to make the process of reading and understanding a map easier and to show something about the area you're mapping that is not self- evident. Try each of the classification types and see if any interesting spatial patterns appear. ArcView provides six classification methods to display data: Natural Breaks This is the default classification method in ArcView. This method identifies breakpoints between classes using a statistical formula ( Jenk's optimization). This method is rather complex, but basically the Jenk's method minimizes the sum of the variance within each of the classes. Natural Breaks finds groupings and patterns inherent in your data. Quantile In the quantile classification method, each class contains the same number of features. Quantile classes are perhaps the easiest to understand, but they can be misleading. Population counts (as opposed to density or percentage), for example, are usually not suitable for quantile classification because only a few places are highly populated. You can overcome this distortion by increasing the number of classes. Imagine the difference, for example, if five classes are used in the chart instead of three. Quantiles are best suited for data that is linearly distributed; in other words, data that does not have disproportionate numbers of features with similar values. Equal Area This method classifies polygon features by finding breakpoints so that the total area of the polygons in each class is the approximately the same. (ArcView determines the total area of the features that have valid data values.) Classes determined with the equal area method are typically very similar to Quantile classes when the sizes of all the features are roughly the same. Equal Area will differ from Quantile if the features are of vastly different areas. Equal Interval The equal interval method divides the range of attribute values into equal sized sub - ranges. Then the features are classified based on those sub - ranges. Standard Deviations When you classify data using the standard deviations method, ArcView finds the mean value and then places class breaks above and below the mean at intervals of either 1/4, 1/2, or 1 standard deviations until all the data values are contained within the classes. ArcView will aggregate any values that are beyond three standard deviations from the mean into two classes, greater than three standard deviations above the mean (" > 3 Std Dev. ") and less than three standard deviations below the mean V< -3 Std. Dev. "►. 0 Related topics