HomeMy WebLinkAboutAgenda - 09-25-2000-1ORANGE COUNTY
BOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: September 25, 2000
Action Agenda
Item No. 1
SUBJECT: County/OCS/CHCCS Discussion/Policy Issues
DEPARTMENT: County Manager
PUBLIC HEARING: (Y/N) No
ATTACHMENT(S):
As listed in "Background"
INFORMATION CONTACT:
John Link or Rod Visser, ext 2300
Donna Dean, ext 215.1
Cra~_Benedict, ext 2592
TELEPHONE NUMBERS:
Hillsborough 732-8181
Chapel Hill 968-4501
Durham 6$$-7331
Mebane 336-227-2031
PURPOSE: To discuss various issues with policy and/ or financial implications that are of
current interest to the Orange County Commissioners, Orange County Board of Education,
and/or Chapel Hill-Carrboro Board of Education.
BACKGROUND:
a) School Capital Planning/Funding Task Force Discussions
At the March 29, 2000 CIP work session, the BOCC expressed its intent to convey to the two
school boards expectations regarding communication about, and review processes that should
be associated with, school capital projects. The BOCC enumerated a number of points that
should be addressed in a written policy related to planning and funding school projects.
Staff drafted a proposed policy document to lay out the BOCC's expectations regarding
collaboration and communication on planning and funding schaal capital projects. Both school
boards expressed a number of concerns about the draft policy and requested that the BOCC
refrain from adopting any such policy until formal dialogue among the boards could be
conducted. In August 2000, the work group that had reviewed school funding options last
winter met to discuss potential improvements to the draft policy on school capital planning and
funding. Several revised versions of the policy have been circulated among the elected
officials and staff involved in that work group. While full consensus on the policy has not been
achieved, there seems to be general agreement that the version of the proposed policy
presented here for discussion among the three full boards is more workable than the original
draft prepared in April.
The Manager recommends that the BOCC discuss the proposed policy with the school boards
and consider the schools' feedback in moving towards formal adoption of this policy, likely at a
subsequent BOCC meeting in .October ar November.
Since the September 7 draft of the policy was circulated for comment to the elected officials
serving on this task force, Superintendent Pedersen has submitted a memo outlining five
proposed changes that the Boards may wish to discuss and consider far inclusion in the policy
to be adopted.
Attachment 1 a-1- 9/7/00 Draft Policy on Planning and Funding School Capital Projects
Attachment 1a-2 - 9/18/00 Memo from CHCCS Superintendent
b) Program/Staff/Facility Issues with Significant 2001-02 Budgetary Impacts
It has become a regular practice of both school systems to outline at semi_annual work
sessions with the Board of Commissioners those initiatives that might lead to additional
funding requests in future fiscal years. This has also been a regular topic reviewed at monthly
meetings between the County Manager and the two Superintendents. Both school systems
indicated their desire to discuss at this September 25 work session initiatives or external
factors that may impact the 2001.-02 school budgets. OCS indicated specifically an interest in
addressing class size reduction in grades 3, 6, and 9; Spanish teachers; and pre-K classes in
all K-5 schools. The Boards may wish to discuss the financial implications of these issues, and
any others that OCS or CHCCS may be considering for the upcoming fiscal year.
No Attachments
c) Adequate Public Facilities Ordinance Development
Orange County Planning staff has been collaborating with school and municipal staffs and
attorneys for more than a year on the development of an adequate public facilities ordinance
(APFb). The fundamental purpose of such an ordinance would be to ensure, to the maximum
extent practical, that new residential development be approved only when it can reasonably be
expected that adequate public school facilities will be available to accommodate students who
would live in the new residential developments.
The Schools and Land Use Councils (SLUG) have been examining this issue in detail during
2000. The SLUG, at their last meeting on September 13, approved a resolution
recommending that the proposed Schools Adequate Public Facilities Ordinance be formally
transmitted to the County Commissioners, and then to the governing boards of the
municipalities and school systems for comment and suggested revisions.
This meeting provides an opportunity for the full boards to discuss the main provisions of the
proposed APFO, review the process to date, and discuss possible next steps that would
ultimately lead to adoption and implementation of a Schools APFO in Orange County. County
Planning Director Craig Benedict will be available to the various governing boards aver the
next few months for presentations and/or to respond to questions about the proposed APFO.
Attachment 1c-1-Draft Schools Adequate Public Facilities Ordinance
Attachment 1 c-2 -Draft Memorandum of Understanding
Attachment 1c-3 -SLUG Resolution Recommending and Transmitting fhe Schools
APFO and Memorandum of Understanding
FINANCIAL IMPACT: There is no financial impact tied directly to the discussion at this
meeting. However, decisions that the school boards and BOCC will make at subsequent
meetings are likely to have significant implications for future capital and operating budgets.
RECOMMENDATION(S): The Manager recommends that the boards discuss the issues
noted and provide direction to staff, as appropriate.
DRAFT
Revised
9/07/00
ORANGE COUNTY
Policy on Planning and Funding School Capital Projects
(This document is intended to clarify the expectations of the Orange County Board of Commissioners in
collaborating with the Boards o}~Education in planning for and implementin.~ school capital protects, ~~l~is'
l'~~1~L{,1 i9^y
1. Background
The County's ten year capital investment plan is a planning document that is updated annually.
Before the beginning of each fiscal year, the Boazd of County Commissioners approves the
funding plan in concept. However, funding of individual projects is contingent upon the scope
of work required to complete the project.
Concern: Clearly • Level 1 Projects: Level one projects are those projects that have a relati
define Level 1 and small sco a of work and can be accom lished usin a ~ T`
P. P g ~~ e.~~!
Leve12 projects. ~ ~ ~ ;~{`
in-house staff or entail urchasin a ui ment and vehicles
°n~~ ~^~~~~ Far. _~~s'
~~ ~ M ~ "~ ' The Boazd approves the entire project ordinance at one time.
• Level 2 Projects: Level two projects are major projects that require several phases to
complete. For these projects, the Baazd approves funding for individual components as
project scope develops rather than allocating a lump sum for the life of the project.
Major components include:
Concern: Continue to
use the "phased
approval approach" for
Leve12 projects but
decrease the number of
times the Beard of
Commissioners
approves the pxoject
anal ordinance
Timing is a major
concern in the rraulti-
phase~f process
~~
• Planning, architect, engineering
• Site acquisition and associated fees
• Construction
• Equipment, Furnishings, Non-Recurring Start-Up costs
• Technology
y
~,.
Page 1 of 7
Policv on Plannine and Fundine Schnnl C:anital Prniects
4
DRAFT
Revised following 8/17/00 task force meeting and includes Superintendents' comments
Revised
9/07/00
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2. Site Standards
Tn accordance with North Carolina State Statutes, a local board of education cannot execute a
contract nor expend funds to purchase' a facility site without the consent of the local board of
county commissioners. As each school system in Orange County plans for future school-related
facilities, it is important that they adhere to the following guidelines related to the potential
acquisition, either by purchase or donation, of a site, in addition to any siting criteria they may
have established internally:
Patential Sites -The Board of Education is to notify the Orange County Board of
Commissioners, in writing, whenever ,they have tentatively identified a potential
school site for purchase, or if a potential donor indicates interest in donating a site to
the system. The written correspondence should provide the following information for
Commissioner consideration:
• Location, including tax map numbers, of the potential site;
• Opportunities for additional facilities to be co-located as a park site, as
outlined in the "Memorandum of Agreement for Providing Coordinated Site
and Facility Planning";
• The availability of public utilities at or in close proximity to the site;
• If a donated site:
• Any knowledge of a donor's plans for adjacent development;
Concern:
Ensuring that the • Special considerations or expectations the donor may have
entire Board of referenced in initial discussions pertaining to the donation;
Commissioners is
aware of talks Upon receipt of the Board of Education's notification, the Commissioners
and potential
sites from the will appoint, by a majority vote of the Board, a representative to work
beginning; avoid directly with the Board of Education. As a partner with the school system,
"surprises" in the the Commissioner representative will receive information and provide input
end
Page 2 of 7
Policy on Plannins and Funding School Capital Projects
5
DRAFT
Revised following 8/17/pp task force meeting and includes Superintendents' comments
Revised
9/07/00
talks and negotiations related to the potential site.
W,~-Ws ~ ~
~,~' Environmental Factors -- A school system is to pay particular attention to the physical
environment surrounding the site and new facility.
Jn order to avoid future flood hazazds, a facility should not be located in close
proximity to wetlands, stream buffers, or in a flood plain. Facility siting should
also avoid other physical factors that create either additional construction or
longer-term maintenance problems, or other unfavorable environmental impacts.
Once a system acquires a site and before grading begins, each school system
receives State approval of its erosion control plan and additional County review to
ensure that unnecessary cutting of trees or clearing of land does not occur.
Adequate natural buffers are to be left intact with existing trees, or replanted if the
areas are disturbed during construction. Special attention should be paid to
"specimen" trees as outlined in the County land development code.
Road and Utility Requirements -Major elements For a system to consider in siting a
new facility relate to infrastructure requirements by a Town or other public utility. In
some recent instances, the systems have been required to provide costly infrastructure
such as sidewalks and road improvements. These elements greatly inflate
construction costs of new facilities. As a system begins initial planning, there should
be a joint meeting between elected Town, County and Education offtcials to ~~ ~~
particulaz requirements that all parties expect of other project partners.
3. Building Design Standards
As a school system selects a particulaz facility design, it is important
that the most cost-effective design alternative be pursued. Historically
in Orange County, new school buildings have been designed uniquely.
for each particular project. The Board of Commissioners encourages
systems to pursue non-traditional, or prototype, designs that can be
replicated for use on more than one nroiect. ~ '
4. Construction Standards ~ ~~ °;uia:
Over the past few years, the County has given special attention to defining construction
standards for each school level -elementary, middle and high schools. The standards provide a
Page 3 of 7
Policy on Planning and Funding School Capital Praiects
6
DRAFT
Revised following 8/17/00 task force meeting and includes Superintendents' comments
Revised
9/07/00
minimum and maximum square footage and student capacity for each level. As a system
undertakes constructiori of a new facility, it is critical that the system adheres to the most recent
school construction standards (estimated project cost should include a reasonable allowance for
inflation).
The Commissioners agree to provide funding for new school facilities that are designed. within
the adopted standazds. They do not agree to fund projects that go beyond the adopted standards
unless there is sufficient justification provided in writing by the Boazd of Education. One
justification for going beyond the standazds centers on community use of the new facility. For
example, a system may design a facility with a "lazger than standards gymnasium" that allows
for citizen/communityuw. In this, case, the system must provide detailed explanations outlining
the benefits to be offered to the community and citizens, in the context of the intergovernmental
"Memorandum of Agreement for Providing Coordinated Site and Facility Planning".
5. Project Approval
A project's inclusion in the ten-year plan does not give the Schools or the County legal authority
to expend funds. The legal authority to expend funds lies in County Commissioner approved
capital project ordinances. Therefore, the schools should not incur any expenses far any capital
project until the Boazd of County Commissioners approves the capital project ordinance.
In order to provide timely flow of the approval process and ensure that all elements are
addressed, the following steps should be followed:
• Details included in each system's ten-yeaz Capital Investment Plans regarding the scope and
timing of various phases of individual capital projects is limited. To that end, as individual
Boards of Education begin discussions related to new capital projects ~ ,construction, site
acquisitions, major renovations; etc), they will be expected, in writing, to notify the Board of
County Commissioners of the substance of those discussions. The memorandum from the
School Board will:
• Provide the Commissioners with an overview of the project concept along with other
project specifics that the Board of Education has defined to that point;
• Justify the need based on current school capacities and projected student enrollments
consistent with the School Adequate Public Facility Ordinance (if the Ordinance is in
effect at this time);
rovide a preliminary cost projection of the project based upon the adopted school
construction standazds and provisions of the Cost Effective Facilities Initiative (CEFl7,
which has derived from earlier discussions about "value engineering" ~~~~~p~~Gy; .,;~; ;
,.''.,,
• Request that the Board of Commissioners approve a capital project ordinance to provide
funding for the initial planning phase of the project;
Page 4 of 7
Policy on Planning and Funding School Capital Projects
7
DRAFT
Revised fallowing 8/17/00 task force meeting and includes Superintendents' comments
Revised
9/07/00
• Instruct the Superintendent to update the County Manager, in writing, of the project's
progress at his/her monthly meetings with the County Manager.
• .Upon receipt of the memorandum from the Board of Education, the Board of
Commissioners will:
• Aet upon the project concept by either approving it or asking the Board of Education to
amend the concept plan;
• Instruct County staff to confirm the project's cost estimate and student capacity in
accordance with the County's adopted School Construction Standards Reports along
with student enrollment projections;
• If the Board of Commissioners approves the project concept, the County
Budget Director will prepare an agenda abstract and related capital project
ordinance that provides funding for the concept and pre-planning phase of
the project;
• .Appoint, by ma'ority vote of the Board, either a Commissioner
h ^' 6~
_ _ representative ~h.
and one staff representative, or two staff - ~
representatives, to partner with the school system as the plans ,,;, .:;.. re
develop; ~ ~~~--
ei.
• Instruct the County Manager to update the Commissioners on a regular basis
regarding the written information shared by the School Superintendent.
6. Expenditure of Project Funds
Funding far Praject Planning -School systems will not expend or encumber for
planning of any project until the Soard of County Commissioners has approved the
plan concept.
Background -For several years, the Board of Commissioners has approved a capital project
ordinance entitled Planning for Future Projects for each school system. The creation of
these ordinances enabled a system to expend a portion of their pay-as-you-go funds for
planning during a project's conceptual stages. Once a project grew beyond the. concept
stages, systems requested the Commissioners to approve a "project specific" capital project.
ordinance allocating all funds anticipated to carry out the planned project. In turn, each
district expended their monies up-front for planning, design, architect, construction,
furniture and equipment. In return, the County reimbursed each District with all of the
project-related expenditures up to the total project budget.
With the changes implemented by the County Commissioners in June 1999, this process
has changed. Tt is important to note that unless a County approved capital project
ordinance is in place (i.e. adopted by the County Commissioners), that the County is
Page S of 7
Policy on Planning and Fundine School Capital Proiects
8
DRAFT
'Revised following 8/l7/00 task force meeting and includes Superintendents' comments
Revised
9/07/00
not legally or otherwise obligated to reimburse the school system for their
expenditures. If the Board of County Commissioners approve the project concept and
capital project ordinance as outlined in Item S above, the following. steps occur:
• Following Board of Commissioner approval of fmal plans for the project, the school
system advertises for construction bids;
• Once the system receives the bids, the School Superintendent notifies the County
Manager, in writing, of the result of all bids received.
7. Submission Timelines
• While the Board of Education may receive the bids, it should not execute any contract
until the Board of County Commissioners receives bid information and approves a
capital project ordinance for the construction phase of the project;
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Upon adoption by the Board of Commissioners, the County Budget Director informs the
School Finance and Budget Director and the County Finance Director of the abstract
Page 6 of 7
Pnlicv nn Planning and Fundine School Capital PrOieCtS
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DRAFT
Revised following 8/17/00 task force meeting and includes Superintendents' comments
Revised
9/07/00
approval and the assigned account number(s). This is done via a standard memorandum
that indicates purpose and account codes.
All requests for payment from the School Finance Directors are forwarded to the County
Finance Department for payment. The County Finance Department ensures that the
requisition for payment falls within the purposes approved by the Board of Education.
$. Change Orders
The School Superintendent submits, in writing, to the County Manager all contract
change orders for the project. Upon receipt of the information, the County Budget
Director prepares an agenda abstract and an amended capital project ordinance for
approval by the Board of Commissioners. at their next scheduled meeting.
Page 7 of 7
Policy on Planning and Fundine School Capital Proiects
1p
DRAFT
.. MEMORANDUM OF AG
FOR PROYIDIl~G CUORDIl~TATED SITE AND FACII~ITY PLANNIl~TG
This agreement between the Orange County and Chapel Hil]/ Carrboro Boards ofEducati~n and
the governing Boards of orange County and the Towns of Chapel Hyll, Carrbaro and Hillsborough
is intended to establish and implement a coordinated site and facility planning process for schools
and compatible government facilities: The purpose of the coordinated planning process is to share
iafai~nation among the parties to the agreemeirt,, optimiie the collocation and use of schools and
other public facilities in a way that builds community, provides public services where they are
most needed, assures the compatibility of collocated services; and e£~ciently uses public _
resources.
This agreement recognizes the existence of two school districts -the Chapel Hill/CaiTbaro School
District and the Prange County School District - and, a.Schools and Land Use Council for each
district. Decisions on collocation of facilities in the Chapel Hall/Carrbaro School District may
involve the Chapel HilUCarrboro Board of Education and any or all of the following units of local
government: the Town of Chapel Hill, the Town of Carrboro, and Orange County. Decisions on
collocation pf facilities is the Orange County School District may involve the Orange County
Board of Education and one, or both of the following units of local government; the Town of
Hillsborough and Orange Caumy. Wherever passible, agreementJcoaperation across school
district lines shall be pursued.
To £uther these goals, the Orange County and Chapel Hill/ Carrbam Boards of Education and .the
governing Boards of Orange County and the Towns of Chapel Hill, Carrboro and Hillsborough do
hereby agree to the following separate and shazed responsibilities for coordinated facility planning
to the extent that rt does rat delay time critical construction af, either school or government
facilities. These statements of responsibilities are intended to be consiste>Yt with all applicable laws
and regulations; where they are not, they are superseded by those applicable laws and regulations.
Specifically, this agreement is nvt intended to supersede the statutory autbority~ of either Board of
Education to. select school sites or to build, inaiutaan or~epair school facilities or the other
governing Boards to approve the .amounts to be spent for sites. and to determine the funds available
for school 'and cawrty or municipal facilities. This agreement does not supersede local
government planniing and zoning authority and/or land use planning and zoning requirements.
L The Orange County and/or Chapel H~l/Carrboro Boazds of Education will:
A Identify appropriate site criteria for public school facilities; and
B. Identity interior and exterior space and exterior site requirements for school facilities; and
C. Begin a planning process after the interna]/exteraal space needs for collocated facilities are
determined; and
19
D. Recommend school facility priorities, timetables. far completion, and related funding
needs; and
E. Determine the most appropriate means of managing the construction, renovation, or repair
of public school facilities, within the funding available for these activities; and
F. Whenever possible, address joint collocation of facilities on each parcel of land being
considered for development; and
G, Assign to the superixrtendent the responsibility of providing the necessary staffing and
other resources to participate in a joint facility planning process.
II. When joint development (or cooperative development) of facilities are planned far a school
site, the Governing Boards of Orange County and/or the Towns of Chapel I~11, Carrboro and
~Tillsborough will, as appropriate and in their respective interests: .
A Identify appropriate site criteria far county and municipal government facilities and
facilities in which contracted county or municipal services are provided; and
B. Identify interior space and exterior site requirements, £or county or municipal government
facilities and facilities in which contracted county or municipal services are provided; and
C. Determine priorities, timetables for completion,, and related funding requirements for
county or municipal government facilities; and .
D. Determine the most appropriate means of managing the construction, renovation, or repair
of county or municipal government facilities; and
E. Determine the funding available for school and county or municipal government facilities;
and
F. Assign to the County and/or Town Managers the responsibility of providing the necessary
staffing and other resources to participate in a coordinated facility planning process; and
G. Whenever possible, address joint collocation of facilities on each parcel of land being
considered for development. .
III. The Orange County and/or Chapel IdilUCarrbaro Boards of Education and the governing
Boards of Orange County and/or the Tawas of Chapel Dill, Carrbaro, and/or I~llsborough
will jointly:
A Identify opportunities for collocating compatible public facilities on sites, including
facilities for schools, county government, municipal governments, state and federal
government, and other public authorities providing complementary public services; and
12
B, Develop master site•plans on which public facilities will be collocated; and
C. Determine the most appropriate means of relating various public services on sites,
considering all program needs, and including opportunities for sharing spaces; and
D. Designate a lead jurisdiction in designing common facilities and include other jurisdictions
in design; and
E. Determine the most appropriate and effective means of coordinating the construction of
shared facilities located on common sites; and
F. Determine the most appropriate and effective means of coordinating maintenance of shared
public facilities located on common sites; and
G, Determine the most appropriate and effective means of scheduling and establishing fees for
usage of any shared public facilities an common sites; and
H. Determine the most appropriate and pract~ira1 means of sharing operating costs for shared
public facilities on common sites; and
L ,Determine the most appropriate and practical means of providing public ownership of sites
and site improvements where public facilities are collocated. Public ownership of sites
will be implemented in the following manner:
1. School sites will be owned in fee simple by the Orange County School Board and/or
the Chapel Hill-Carrbaro City Schools Board or orange County in those instances
where the financing of the purchase of the site or the financing of the cost of the
facilities on the site requires Orange County ownership.
Z. Park sites will be owned in fee simple by the appropriate jurisdiction (i.e., County;
taws) unless otherwise agreed.
A faint lease agreement will be signed between the appropriate parties setting forth the
conditions of the joint use~area and facilities. •I,anguage will be included in the agreement
to address review and approval of joint use facilities and who bears the cost of installation/
COnstrLlCtlon' and maintenance.
N. The Orange County and Chapel Hill/Cazrbom Boards ofEducation and the governing
Boards of Orange County and the Towns of Chapel Hill, Carrbaro, and Hillsborough
will, as appropriate, jointly develop any iaterlocal agreements or understandings .needed to
allow participation of other units of government in the collocation of public facilities.
V. This Memorandum of Agreeme~ shall become effective upon approval by each governing
board and school board. It shall remain in effect until terminated by all parties to it. A party
may not withdraw from this agreement until it holds a public hearing on the proposed
withdrawal followed by written notices to the other parties within thirty (3D) 'days of the
public hearing. The withdrawal shall be effective one (1) yeaz following receipt by the other
parties of the written notice. Withdrawal of one party shall not invalidate the Memorandum
of Agreement with respect to the remaining pies
SCHOOLS AND LAND USE COUNCIL FOR SCHOOLS AND LAND USE COUNCIL
CI3APEL T~.L/CARRBORO SCHOOL FOR ORANGE COUNTY SCHOOL
DISTRICT DISTRICT
CHAPEL HII.LCARRk30R0 ORANGE COUNTY
BOARD OF EDUCATION BOARD OF IDUCATION
ORANGE COUNTY ORANGE COUNTY
TOWN OF CARRBORO TOWN OF I~LSSOROUGH
TOWN OF CHAPEL NR •T -
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77
CHAPEL HILL - CARRBORO CITY SCHOOL'S
Lincoln Center, Merritt Mill Road
Chapel Hill, North Carolina 27516-2881 .
Telephone: (919) 967-8211 .
Fax: (919) 933-45fi0
Neil G. Pedersen
Superintendent
Steve Scroggs,
William J. Mullin,
MEMORANDUM TO:
FROM:
SUBJECT:
DATE:
John Link
Neil G. Pederse
~tar~C Superintendent
for upport Services
Comments Regarding September 7, 2000 D
Planning and Funding School Capital Projec
September "! 8, 2000
The following suggestions regarding the September 7th draft on Planning
School Capital Projects were compiled by Bill Mullin. We recommend the
into the final document.
Pacfe 1. Level 1 Projects
Suggested wording as follows:
"Specific examples of Level 1 projects include roofing projects, parking
conditioning and mechanical upgrades, re-wiring of existing buildings,
improvements to buildings and grounds."
Pa e 1 Level 2 Projects
Comments regarding the draft's suggestion of multiple phasing of project
The last draft dated $/20/OO was better in that it stipulated a 3 phase proc
Planning phase, a Design/Construction phase, and a Final Accounting pt
The 9R/00 draft includes a new 4th phase. The ConoepUPre-Planning PI
occur as the first step and cover "preliminary design work that is needed
new facility".
The additional phase seems cumbersome and somewhat redundant., Th
site selection is part of the work perFormed by the Schools and Land Use
subject to the newly adopted acreage guidelines for combined school anc
>r of Facilities
Management
Policy on
id Funding
inclusion
paving, air
standard
;a
would
to siting a
subject of
;ouncil and
park sites.
78
Preliminary design is addressed by adherence to the County's new scr
standards.
A project's initial schematic design is further developed after a Site has
Indeed, the chosen site can dramatically effect the reuse of plans and
prototypes.
The 3' Phase approach, outlined in the 8/20!00 draft is more efficient.
Pape I, Level 2 Projects
The major project components that require approved funding should s~
a Project Contingency. Since the availability and use of contingency fu
construction change orders is suggested under Section 8 (page 7), the
specii'led with the other budget components. Available contingency fur
to keep the project moving on schedule.
Paae 3, Buifdins~ Design Standards
The draft policy~states that "unique design" would require cost comparisc
it is assumed, this would occur as part of the early planning phase of the
Design concepts, such as new approaches in the area of environmental
a goal of the project or a regulatory requirement of the development pern
event, it may not be practical to provide "a detailed cost comparison" of u
features during the initial stages of discussion. More reliable estimates c
later in the project's design development or at the time construction bids
and approved. .
Pa e 7 Chan a girders
The actual wording of Section 8 has not been suggested, however, the ~
broader than just referring to contingency funds that are permitted far ch
The project's budget contingency should be approved by the Commissic
the process along with the other major budget components. The school
have the discretion of using the approved contingency funds for change
other work associated with the project. The Final Accounting Phase of t
provide information regarding the expenditure of contingency funds.
construction
n selected.
ing
fically include
.for
ids should be
are essential
analysis and,
asign, may be
t. In either
ique design
n be provided
re reviewed
cy should be
~e orders.
rs early in
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AN ORDINANCE AMENDING THE DEVELOPMENT ORDINANCE ~ 9
TO REQUIRE THAT IN MOST CASES THE ADEQUACY OF PUBLIC
SCHOOL FACILITIES TO ACCOMMODATE NEW DEVELOPMENT BE
CONSIDERED IN THE APPROVAL PROCESS
WHEREAS, the portion of Orange County served by the [Chapel HilUCarrboro]
[Orange County] school system, has for the past decade been experiencing rapid growth
in population; and
WHEREAS, this rapid growth, and that which is anticipated, creates a demand for
additional school facilities to accommodate the children who reside within new
developments; and
WHEREAS, the responsibility for planning for and constructing new school
facilities lies primarily with the [Chapel HilUCarrboro School Board] [Orange County
School Board], with funding provided by Orange County; and
WHEREAS, [Chapel Hill; Carrboro, Orange County and the Chapel Hill/Carrboro
School District] [Orange County, Hillsborough, and the Orange County School District]
have recognized the need to work together to ensure that new growth within the School
District occurs at a pace that allows Orange County and the School District to provide
adequate school facilities to serve the children within such new developments; and
WHEREAS, to implement the Memorandum of Understanding between [Orange
County, Chapel Hill, Carrboro, and the Chapel Hi1UCarrboro School Boazd] [Orange
County, Hillsborough, and the Orange County School Boazd], the [governing body]
desires to provide a mechanism to assure that, to the extent possible, new development
will take place only when there aze adequate public school facilities available, or planned,
which will accommodate such new development;
NOW THEREFORE, [THE GOVERNING BODY] ORDAINS:
Section 1. Section
adding a new
ADEQUATE PUBLIC SCHOOL FACILITIES
1. Purpose.
The purpose of this ordinance is to ensure that, to the maximum extent practical, new
residential development will be approved only when it can reasonably be expected that
adequate public school facilities will be available to accommodate such new
development.
2. Certificate of Adequacy of Public Schools Facilities.
(a) No application for approval of a subdivision preliminary plat, minor subdivision
final plat, site plan, or conditional or special use permit for a project containing a
residential use may be accepted as complete unless on the date of such acceptance there
Development Ordinance is amended by
to read as follows:
of the
~o
exists a valid and current Certificate of Adequacy of Public Schools Facilities (CAPS)
applicable to the project for which such approval is sought.
(b) A CAPS shall not be required for a general use or conditional use rezoning or for
approval of a master land use plan. However, if a rezoni~ig or master plan is approved, a
CAPS will be required before any residential development of the property is authorized
pursuant to any of the approvals specified in subsection (a) of this section, and the
rezoning of the property or approval of a master plan provides no indication as to whether
the CAPS will be issued. The. application for rezoning or master plan .approval shall
contain a statement to this effect.
(c) A CAPS must be obtained from the School District. The School District will
issue or deny a CAPS in accordance with the provisions of the Memorandum of
Understanding between [Chapel Hill, Carrboro, Orange County, and the Chapel Hill
Carrboro School District] [Orange.County, Hillsborough, and the Orange County-School
District] dated
(d) An applicant shall seek from the School District a CAPS for a proposed
residential development before an application for approval of a subdivision preliminary
plat, minor subdivision final plat, site plan, or conditional or special use permits
submitted to the [town] [county]. The CAPS, if issued, shall expire as provided in
Section 4.
(e) A CAPS attaches to the land in the same way that development permission
attaches to the land. A CAPS may be transferred along with other interests in the
property with respect to which such CAPS is issued, but may not be severed or
transferred separately.
3. Service Levels.
(a) This section describes the service levels regarded as adequate by the parties to the
Memorandum of Understanding described in subsection (b) with respect to public school
facilities.
(b) As provided in the Memorandum of Understanding between [Orange County,
Chapel Hill, Carrboro, and the Chapel Hi1UCarrboro School District] [Orange County,
Hillsborough, and the Orange County School District], adequate service levels for public
schools shall be deemed to exist with respect to a proposed new residential development
if, given the number of school age children projected to reside in that development, and
considering all the factors listed in the Memorandum of Understanding, the number of
students projected to attend the elementary schools, the middle schools, and the high
school[s] within the [Chapel HilUGarrboro) [Orange County] School District will not
exceed the following percentages of the building capacities of each of the following three
school levels:
elementary school level 105%
middle school level 107%
high school level ] 10%
For purposes of this ordinance, the term "building capacity" means the capacity of
permanent buildings, not mobile units or trailers.
~"~ t1 A P T
4. Expiration of Certificates of Adequacy of Public Schools Facilities.
(a) A CAPS that has been obtained pursuant to Subsection 2(d) before an application
for approval of a subdivision preliminary plat, minor subdivision final plat, site plan, or
canditional or special use permit has been submitted shall expire unless the developer
submits and the [Town] [County] accepts as complete an application for approval of that
subdivision preliminary plat, minor subdivision final plat, site plan, or conditional or
special use permit within 90 days of the date of the CAPS and receives the requested
approval within two years of the date of the CAPS.
(b) A CAPS issued in connection with approval of a subdivision preliminary plat,
minor subdivision final plat, site plan, or conditional or special use permit shall expire
automatically upon the expiration of such plat, plan; or permit approval.
5. Applicability to Previously Approved Projects and Projects Pending
Approval.
(a) This ordinance and the Memorandum of Understanding between the [governing
body], Orange County and the School District are general in nature and applicable to all
property subject to land use regulation by the [governing body]. Except as otherwise
provided herein, the provisions of this ordinance shall apply to applications for approval
of subdivision preliminary plats, site plans and conditional or special use permits that are
submitted for approval after [the effective date of this ordinance].
(b) The provisions of this ordinance shall apply to subdivision preliminary plats, site
plans and conditional or special use permits that have expired.
(c) The provisions of this ordinance shall not apply to amendments to subdivision
preliminary plat, site plan, or special or conditional use permit approvals issued prior to
the effective date of this ordinance so long as the approvals have not expired and the
proposed amendments do not increase the number of dwelling units authorized within the
development by more than five percent.
(d) The [governing body] shall issue a special exception to the CAPS requirement to
an applicant whose application for approval of a subdivision preliminary plat, minor
subdivision final plat, site plan or conditional or special use permit covering property
within a planned unit development or master plan project that was approved prior to the
effective date of this ordinance, if the [governing body] finds, after an evidentiary
hearing, that the applicant has (1) applied to the School District for a CAPS and the
application has been denied, (2) in good faith made substantial expenditures or incurred
substantial binding obligations in reasonable reliance on the previously obtained planned
unit development or master plan approval, and (3) would be unreasonably prejudiced if
development in accordance with the previously approved development or plan is delayed
due to the provisions of this ordinance. Tn deciding whether these findings can be made,
the [governing body] shall consider the following, among other relevant factors:
(1) Whether the developer has installed streets, utilities, ar other facilities or
expended substantial sums in the planning and preparation for installation of such
facilities which were designed to serve or to be paid for in part by the
. ~ _ ~~
development of portions of the planned unit development or master planned
project that have not yet been approved for construction;
(2) Whether the developer has installed streets, utilities, or other facilities or
expended substantial sums in the planning and preparation far installation of such
facilities that directly benefit other properties outside the development in question
or the general public;
(3) Whether the developer has ,donated land to the School District for the
construction of school facilities or otherwise dedicated land or made
improvements deemed to benefit the School District and its public school system;
(~) Whether the developer has had development approval for a substantial
amount of time and has in good faith worked to timely implement the plan in
reasonable reliance on the previously obtained approval;
(5) The duration of the delay that will occur until public school facilities are
improved or exist to such an extent that a CAPS can be issued for the project, and
the effect of such delay on the development and the developer.
The decision of the [governing body] is subject to review by the Orange County
Superior Court by proceedings in the nature of certiorari. Any petition for review by the
Superior Court shall be filed with the Clerk of Superior Court within 30 days after a
written copy of the decision [of the governing body] is delivered to every aggrieved party
who has filed a written request for such copy with the Clerk to "the [governing body] at
the time of its hearing on the application for a special exception. The written copy of the
decision of the [governing body] may .be delivered to the aggrieved party either by
personal service or by certified mail, return receipt requested.
The [chair or the mayor] of the [governing body] or any member temporarily
acting as [chair or mayor] may, in his or her official capacity, administer oaths to
witnesses in any hearing before the [governing body] concerning a special exception.
6. Exemption From Certification Requirement for De Minimus Development
Impact Associated with Negligible Student Generation Rates
A CAPS shall not be required under the following circumstances:
(a) . For a residential development permanently restricted by zoning or federal
guidelines to housing for the elderly and/or adult care living and/or special
needs facilities.
(b) For residential development permanently restricted as dormitory housing.
7. Appeal of School District Denial of a CAPS.
The applicant for a CAPS which is denied by the School District may, within 30.
days of the date of the denial, appeal the denial to the [governing body] of [local
government from which development permit is sought]. Any such appeal shall be heard
by the [governing body] at an evidentiary hearing before it. At this hearing the School
District will present its reasons for the denial of the CAP5 and the evidence it relied on in
22
23
denying the CAPS. The applicant appealing the denial may present its reasons why the
CAPS application should have, in its view, been approved and the evidentiary basis it
contends supports approval. The [governing body] may (1) affirm the decision of the
School District, (2) remand to the School District far further proceedings in the event
evidence is presented at the hearing before the [governing body] not brought before the
School District or, (3) make a recommendation to the School District. The [governing
body] will only make a recommendation if it finds that the CAPS should have been
issued by the School District as prescribed in the Memorandum of Understanding ampng
the School District, Orange County and the [governing body]. A decision of the
[governing body] affirming the School District may be appealed by the applicant for a
CAPS by proceedings in the nature of certiorari and as prescribed for an appeal under
Section 5(d) of this ordinance.
7. information Required From Applicants.
The applicant for a CAPS shall submit to the School District all information
reasonably deemed necessary by the School District to determine whether a CAPS should
be issued under the provisions of the Memorandum of Understanding between the
[governing body], Orange County, and the School District. An applicant for a CAPS
special exception or an applicant appealing a CAPS denial by the School District shall
submit to the [governing body] all information reasonably deemed necessary by the
[governing body] to determine whether a special exception should be granted as provided
in Section 6(d) of this ordinance or for the hearing of an appeal of a School District
denial of a CAPS as provided in Section 7 of this ordinance. A copy of a request for a
CAPS special exception or of an appeal of a School District denial of a CAPS shall be
served on the superintendent of the School District. Service may be made by personal
delivery or certified mail, return receipt requested.
Section 2. This ordinance shall become effective
The foregoing ordinance, having been submitted to a vote, received the following vote
and was duly adopted this day of , 2000.
Ayes:
Noes:
Absent or Excused:
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,t ~.a
MEMORANDUM OF UNDERSTANDING ~ s
by and
This Memorandum of Understanding is entered into this day of , 2000,
between the Town of ,the City of ,Orange County, and the
(the "School District").
WHEREAS, the portion of Orange County, served by the [name of school district] has
for the past decade been experiencing rapid growth in population; and
WHEREAS, this growth, and that which is anticipated, creates a demand for additional
school facilities to accommodate the children who reside within new developments; and
WHEREAS, the responsibility for planning for and constructing new school facilities lies
primarily with the (Orange County School District or Chapel
HilUCarrboro School District), with funding provided by Orange County; and
WHEREAS, ,Orange County and the School District have
recognized the need to work together to ensure that new growth within the School District occurs
at a pace that allows Orange County and the School District to provide adequate school facilities
to serve the children within such new developments;
WHEREAS, parties have worked cooperatively and developed a system wherein 'school
facilities are currently adequate to meet the needs of the citizens of the county and will continue
to maintain a Capital Investment Plan (CJP) that is financially feasible and synchronized with
historical growth patterns;
NOW, THEREFORE, the parties to this memorandum hereby agree as follows:
Section 1. The parties will work cooperatively to develop a realistic capital facilities
program for the construction of schools such that, from the effective date of this
Memorandum;
a. No school level (i.e. elementary, middle or high) is more than
1. Elementary School 105% of Building Capacity
2. Middle School 107% of Building Capacity
3. High School 110% of Building Capacity
(if number of schools within a level is very low the district may initiate a
higher percentage limit and step down in percentage to the number above as
new schools open)
b. The term "the school districts building capacity" will be determined by State
guidelines and the school district guidelines (consistent with CII' School
Construction Guidelines/policies developed by the school districts and the
Board of County Commissioners) and as used herein refers to permanent
buildings. Mobile classrooms and other temporary student accommodating
classroom spaces are not permanent buildings and may not be counted in
determining the school districts building capacity.
~6
c. The capital facilities program shall utilize a projected growth rate for student
enrollment agreed upon by the parties, which growth rate may differ from
one school level to another: (i.e., number of students per level per year.)
Section 2. The towns and the county will adopt amendments to their respective ordinances,
in substantially the form attached hereto as Exhibit A, to coordinate the approval
of residential developments within the School District with .the adequacy of
existing and proposed school facilities.
Section 3. The School District will establish an administrative process to receive and take
action upon applications for Certificates of Adequacy of Public Schools Facilities
("CAPS") submitted by developers who are required by an implementing
ordinance conceptually similar to that attached as Exhibit A to have such
certificates before obtaining development permission from the town or the county.
The School District will issue a CAPS for a proposed development if it concludes
that, given the number of school age children projected to reside in that
development, and considering all of the factors listed immediately below, the
number of students projected to attend the applicable school district elementary,
middle, and high school levels will not exceed the capacities noted in Section 1 of
this memorandum. Factors to be considered by the School District in making this
determination include the following:
a. The number of students attending elementary schools, middle schools, and
high schools and the building capacity at each school level.
b. ,Projected or ongoing construction of new schools or permanent expansion
of existing schools as planned in the adopted CIP. If the completion of such
school construction is necessary for a CAPS to be issued for a particular
development project, then there must be a reasonable expectation that such
construction will be completed in time to be of benefit to such project. A
"reasonable expectation" of a proposed completion date requires, at the very
least, that construction of a proposed new school has received all. necessary
governmental approvals and that funding is in place, or that such approvals
and funding appeaz "reasonably certain."
c. Projected increases, in enrollment due to residential growth. The following
will be taken into consideration in determining projected enrollment
increases:
(i) Single-family residential building lots that have received final plat
approval, or have been created by a plat exempt from subdivision
regulation approval, but that do not contain a completed dwelling;
(ii) Single-family or multi-family residential building lots for which: (1)
preliminary subdivision plat approval, (2) minor subdivision final plat,
(3) zoning compliance permit approval or special or conditional use
permit approval have been granted so long as such approvals have not
expired;
(iii) Developments for which subdivision preliminary plat, minor
subdivision final plat or site plan approval applications have been
submitted but not yet granted, so long as CAPS for such projects have
been issued and remain unexpired or special exceptions that have been
granted;
(iv) Any phasing and time schedule for project development consistent
with preliminary plat and/or master plan application and, if applicable,
approval.
d. Any other factors deemed relevant by the School District in determining
whether each school level will meet the level of service described herein if
the proposed project is constructed.
Section 4. A CAPS that has been obtained before an application for approval of a
subdivision preliminary plat, minor subdivision final plat, site plan, or conditional
or special use permit has been submitted shall expire unless the developer submits
and the [Town/County] accepts as complete an application for its approval within
90 days of the date of the CAPS and receives the requested approval within two
years of the date of the CAPS. A CAPS issued in connection with approval of a
subdivision preliminary plat, minor subdivision final plat, site plan, or conditional
or special use permit shall expire automatically upon the expiration of such plat,
plan, or permit approval.
Section S. The towns and the county will provide to the School District all information
reasonably requested by the School District to assist the District in making its
determination as to whether the CAPS should be issued, including without
limitation all information the other parties to this agreement have regarding the
matters specified in Section 3.c.(i) through (iv) above.
Section 6. The School district will use its best efforts to construct schools and/or permanent
expansion/additions in accordance with the CIl' referenced in Section 1 above.
Section 7. Orange County will use its best efforts to provide the funding to carry out the
capital facilities program referenced in Section 1 above.
Section 8. The affordable housing element shall be incorporated into the Schools Adequate
Public Facilities Ordinance agreed upon by all parties, which shall provide an
accommodation for affordable housing. Affordable housing as defined in Orange
County Affordable Housing policy and meets all criteria (i.e. 80% or less with
some permanency requirement) is an important goal of local governments within
Orange County. Although affordable housing will be subject to the SAPFO, the
county through its funding to the school districts for new school construction will
be providing for adequate capacity far students generated from affordable housing
by apportioning their funding as an allocation or reservation for affordable
housing. The :funding formula accommodation will approximate new affordable
housing goals which is a minor portion of new housing construction.
2$
Section 9. The parties agree that there is an exemption from Certification Requirement for
De Miniimus Development hnpact associated with Negligible Student Generation
Rates.
A CAPS shall not be required under the following circumstances: (a) for a
residential development restricted to housing far the elderly and/or adult raze
living and/or special needs facilities, (b) for residential development restricted to
housing for students.
Section 10. The parties acknowledge that this Memorandum of Understanding is not intended
to and does not create legally binding obligations on any of the parties to act in
accordance with its provisions. Rather, it constitutes a good faith statement of the
intent of the parties to cooperate in a manner designed to meet the mutual
objective of all the parties that the children who reside within the School District
aze able to attend school levels that satisfy the level of service standazds set faith
herein.
m ~~
~~Ji~l
' A RESOLUTION BY THE SCHOOLS AND LAND USE COUNCILS
(SLUG) TO RECOMMEND AND TRANSMIT THE SCHOOLS Zg
ADEQUATE PUBLIC FACILITIES ORDINANCE (SCHOOLS APFO)
MEMORANDUM OF UNDERSTANDING AND ORDINANCE
WHEREAS, the Orange County Board of Commissioners and municipal governing boards
make land use, zoning, and development decisions that can increase the numbers of
school children; and
WHEREAS, the Orange County Schools Board of Education and Chapel Hill-Carrboro City
Schools Board of Education are responsible for school policy and school buildings; and
WHEREAS, the Boazd of County Commissioners with approval of the other jurisdictions has
established Schools and Land Use Councils (one for each school district) to advise on
issues concerning growth and land. use issues relating to schools; and
WHEREAS, the Schools and Land Use Councils aze charged with developing a coordinated
plan for approving developments, accounting for the impact of the developments on
school capacity, siting schools, and building schools to meet demonstrated need in a
timely manner; and
WHEREAS, the Schools and Land Use Councils (SLUG) are composed of elected
representatives from the Orange County Commissioners, Carrboro Board of Aldermen;
Chapel Hill Town Council, Hillsborough Town Board of Commissioners, Chapel Hill-
Carrboro City Schools Boazd of Education, and Orange County Schools Boazd of
Education; and
WHEREAS, the SLUG has met on primarily a monthly basis to develop and review a Schools
APFO since April of 1999; and
WHEREAS, the SLUG referred the development of legal and technical matters and pazameters
for policy decisions to a workgroup of attorneys and planning director and school
representatives from all member agencies and a draft was submitted to the SLUG; and
WHEREAS, the various aspects of a Schools APFO was explained to each of the elected bodies
in the latter part of 1999 early 2000 by the Orange County Planning Department where
questions and answers were explored; and
WHEREAS, On March 27 and 30, 2000 joint meetings with school districts and Assembly of
Governments were held to further elaborate on the implications of a Schools APFO and
receive direction to pursue finalization of the Memorandum of Understanding and
ordinance from the SLUG; and
WHEREAS, the SLUG finds the Memorandum of Understanding and ordinance to be
supportive of the goals and responsibilities of the councils and strongly believes the
ordinance to be in the best interests of the community;
30
NOW, THEREFORE BE IT RESOLVED that the SLUC have approved the Schools APFO
Memorandum of Understanding and ordinance and hereby transmit the memorandum and
ordinance to the Board of Count Commissioners for comme t and review of fiscal
impact and then to the respective entities to:
a. Review and make comment, if necesssary, on the Memorandum of Understanding
and ordinance;
b. Approve, approve with conditions/comments or refer back to the SLUC for
further research and analysis;
Acknowledge that the Memorandum of Understanding and ordinance is not
construed to be the final adoption of implementing land development regulations
that will process through a later public hearing germane to the applicable entity.
Approved by the members of the councils:
Schools and Land Use Council for the Schools and Land Use Council for the
Chapel Hi11-Carrboro Schools District Orange County Schools District
Alice Gordon
Orange County Board of Commissioners
Nick Didow
Chapel Hill-Carrboro School Board
Teresa Williams
Chapel Hill-Carrboro School Board
Edith Wiggins
Chapel Hill Town Council
Lee Pavao
Chapel Hill Town Council
Allen Spalt
Carrboro Board of Aldermen
Diana McDuffee
Cazrboro Boazd of Aldermen
Maxgazet Brown
Orange County Boazd of Commissioners
Stephen Halkiotis
Orange County Boazd of Commissioners
Susan Halkiotis
Orange County School Board
Brian Lowen
Hillsborough Town Board .