HomeMy WebLinkAboutAgenda - 04-04-2000-9aORANGE COUNTY
BOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: Apri14, 2000
Action Agenda
Item No. ,,. q- 4
SUBJECT: Lon -Term Housing Affordability Policy
DEPARTMENT: Housing/Community Dev. PUBLIC HEARING: (Y/1~ No
ATTACHMENT(S): INFORMATION CONTACT:
Tara L. Fikes, ext 2490
Long Term Housing Affordability Policy
Letter from EmPOWERment, Inc.
Comparison Statement
TELEPHONE NUMBERS:
Hillsborough 732-8181
Chapel Hill 968-4501
Durham 6$$-7331
Mebane 336-227-2031
PURPOSE:
To approve along-Term Housing Affordability Policy that will ensure long-term housing affordability
with County affordable housing projects.
BACKGROUND:
On December 7, 1999, the County Attorney and the Housing/Comrnunity Development Director
presented a report regarding long-term housing affordability that included several potential strategies that
could be utilized with future County affordable housing projects. Since that time, the Board has indicated
an interest in adopting specific strategies for ensuring long-term affordability for the County's programs.
The attached Policy includes specific strategies that may be utilized for both rental and owner-occupied
affordable housing projects that receive fmancial contributions from the County. These strategies are
designed to promote the Commissioners' interest in retaining these properties in the County's
affordable housing inventory.
After the Board's initial discussion, the local non-profit, EmPOWERment, Inc., expressed concerns
regarding the equity sharing proposal included in the attached Policy. Their concerns are detailed in the
attached February 7, 20001etter.
In an effort to illustrate the details of the equity sharing proposals, included with this abstract is a
"Comparison Statement" comparing the County's current equity sharing proposal and the one proposed
by EmPOWERment.
FINANCIAL IMPACT:
None.
RECOMMENDATION (S):
The Manager recommends approval of the Long Term Housing Affordability Policy.
Lon$-Term T3ousing Affordabilit.~PolicX
P r se:
2
This policy establishes the acceptable strategies far ensuring long-term affordability in all
affordable housing programs supported by County financial resources.
Homeownership programs are targeted to families with incomes at or below $0% of the
HUD published area median income.
Rental housing programs are targeted to families with incomes at or below 60% of the
HUD published area median income.
Definitions
Affordable Housing - is defined as (1) owner-occupied housing which can be purchased for no
more than 2.5 times to 3.0 times the total annual family income, or (2) rental housing for which
the occupant pays no more than 30% of gross income for all housing costs including utilities.
First-time homebuyer/Qualified buyer - A first-time homebuyer for the purposes of this
program is any low income household that has not owned a home within the past three (3) years
including households living in manufactured housing not permanently affixed to a foundation, or
owner-occupants of homes not feasible for renovation.
I. Fact Fee Reimbursemen~~~Qgram (existing policy last revised March 4, 1998.)
A. Owner-Occupied Housing
Any organization requesting impact fee reimbursement must certify in writing,
that, for owner occupied housing, it will remain affordable to the anticipated beneficiary
or beneficiaries for a period of a minimum of twenty (20) years or longer depending upon
the funding source. This requirement will be secured by a Declaration of Restrictive
Covenants.
B. Rental Housing
An organization requesting impact fee reimbursement for rental housing must
certify that the property will remain affordable for ninety-nine (99) years. The rental
housing certification must be secured by a Declaration of Restrictive Covenant requiring
repayment to Orange County of the impact fee if the rental housing does not remain
affordable during the period of affordability, which covenant will be further secured by a
note and deed of trust. Evidence must be provided that agency and/or program
guidelines are in place to assure affordability compliance.
II. Land Trust Model
The Land Trust model utilizes anon-profit, community based organization known as a
Community Land Trust (CLT) whose purpose is to acquire land and make it available to
individual families and others, such as cooperatives, through along-term lease for a term
up to 99 years. The leaseholders or homebuyers do not hold title to the land -the title is
retained by the CLT -they own the improvements or housing units/structures on the land.
The benefits of this model include the ability of the CLT and housing ownership and
protection of affordability for future residents in the sale of buildings and other
improvements on the land. The land lease gives the CLT the first option to purchase the
home, when and if it is sold, at an affordable price set by a resale formula. The resale
formula gives homeowners a fair return for their investment, while keeping the price of
the housing units/structures affordable for future residents.
III. New,and Existing First-Time Homebu, e~grams
A. Right of First Refusal
A right of first refusal or right to purchase is accomplished by means of a Declazation of
Restrictive Covenants on the property purchased by the first-time homebuyer. Any
assignment, sale, transfer, conveyance, or other disposition of the Property or any part
thereof whether voluntarily or involuntarily or by operation of law ("Transfer") shall not
be effective unless and until the below-described procedure is followed.
If the original homebuyer or any subsequent qualified homebuyer ("Buyer")
contemplates a Transfer to a non low-income household as defined herein, Buyer shall
send to Orange County and/or the sponsoring non-profit organization, not less than 90
days prior to the contemplated closing date of the Transfer, a "Notice of Intent to Sell."
This Notice of Intent to Sell shall be accompanied by a copy of a completed, fully
executed bona fide offer to purchase the Property on the then current North Carolina Bar
Association "Offer to Purchase and Contract" form. If Orange County and/or the
sponsoring non-profit organizations elects to exercise its said right of refusal, it shall
notify the Buyer of its election to purchase within 30 days of its receipt of the Notice and
shall purchase the Property or portion thereof within 90 days of the receipt of the
"Notice of Intent to Sell." As between the County and the sponsoring non-profit
organization, if both wish to and have the means to exercise the right of first refusal, the
sponsoring non-profit organization shall have priority.
If neither Orange County nor the sponsoring non-profit organization advise the Buyer in
a timely fashion of an intent to purchase the Property, then the Buyer shall be free to
Transfer the property in accordance with this Section.
S. Equity Sharing
4
All financial contributions provided by the County will be provided as a deferred
second loan secured by a forty (40) year Deed of Trust and Promissory Note, forgivable
at the end of 40 years. This Deed of Trust and Promissory Note shall constitute a lien on
the Property; subordinate only to private construction financing or permanent first
mortgage financing.
The period of affordability will be 99 years and each individual housing unit will
be secured by a Declaration of Restrictive Covenants that will incorporate a right of first
refusal that may be exercised by a sponsoring non-profit organization and/or Orange
County.
The non-profit organization and/or the County as applicable retains full
responsibility for compliance with the affordability requirement for assisted units
throughout the term of affordability, unless affordability restrictions are terminated due
to the sale of the Property to anon-qualified buyer.
If the buyer no longer uses the Property as a principal residence or is unable to
continue ownership, then the buyer must sell, transfer, or otherwise dispose of their
interest in the Property only to a qualified homebuyer, i.e., aloes-income household, one
whose combined income does not exceed 80% of the area median household income by
family size, as determined by the U.S. Department of Housing and Urban Development
at the time of the transfer, to use as their principal residence.
However, if the property is sold during the term of affordability to anon-qualified
homebuyer to be used as their principal residence, the net sales proceeds (sales price less
selling costs and 1$` mortgage payoff) or "equity", after repayment, if required by the
Note and Deed of Trust, of the initial County contribution, will be divided 50/50 by the
seller of the Property and the County. If the initial County contribution does not have to
be repaid because the sale occurs more than forty years after the County contribution is
made, then the seller of the Property and the County will divide the entire equity realized
from the sale.
Effective Date: Apri13, 2000
5
Ens
r~er~#
INC.
Reclaiming the POWER of our Communifies
February 7, 2000
~oneec o~_oi~crc~
Y+v~m S Foushee, Presideae { ~ 000
~~ ~~, ~~ r ~ V
Ms. Tara F'ki es F 1
s~~y ~a~, v~ Praidanc Dkector of Housing and Comrmmity Developm~t
ye~s~p Orange County
Maethew Feaaington, Seereeuy ~ 81, g 1
r~dsa~-ea~ I~llsborough, NC 27278
~ane Sxin, Tneasueee
C,bc<.•, Cora/mwr Saiv Fmoidatioir
~'M Br°°~ Dear ]VIs. Fakes:
REA.LIl7H
s~ s~~
~~~
We appreciate your contimied support of our efforts to preserve local
'~°" B'm"`~`
Z.b~d St,.d Nag6lo,~oad Asroaufion neighborhoods and expand affordable housing for working famlies. In just two
years we have helped 22 famn7ies to purchase theQ first homes, and we currently
x~ ~b~
x~.sx~aa. have nine properties under development. We have buds a strong track record of
~~ ~ accountably, production and commmmity control
rya s~a~b~.
~,m >~ I am writing on behalf of the Board to express our complete dismay at the County's
~~ .gyp. ~ unfair and disproportionate equity sharing proposals. As members of the Board and
~~ staff explained, EmPOVVERment, Inc. works with low income, first-time buyers
with incomes averaging about SO°l~o of area median. For these families
Mme, ~~ homeownership is not just a safe place to live, but also a chance to begin building
n~ wealth through the equity in their homes. Lake the rest of us, this equity is ava0able
M~~ ~;~n for home repairs, coIlege education or financial crises. la fact, studies have shown
~"""'°~' ~°"'~'~'` spar that over 70°yo of the assets held by people of color is in their homes. Severely
-rte. c~•« curtailing the ab'y to bufid wealth on the single largest investment in a famd<1y's life
~'°'"~ is both unfair and counter-productive. Ifthese e~ead to the HoME
Y_ F~s~ program, the Commissioners wfil be moving toward the unfommate goal of creating
~~ °~ two classes of homeowners ion Orange County. those rich enough to buy m. an .
J ~ mfiated market, and the rest of us who would have to sacrifice our farmilies'
economic security for the right to hve in the community we work in. ,I trust this is
~~ not the County's interion.
~os-a vvesc tt~«~y s~eee ExnPOWERmeat, Inc. respects the County's com®otment to protecting pubfic
c~.~, rrc z~sio
Phanc l~i~! ~~-sr~n mv~~ and maintainin lon term affordab ' and we have ah~eady designed
g g- ~Y~
F~ c~l~ ~~-0~io our program to promote these goals. We require that families grant us a right of
`~°""`~ fnrst refiisal, and we secure any subsidy with a deed of trust to ensure that these
fiords are returned if the ~Y sells their home. Additionally, we require that they
repay a percentage of the appreciation on their home based upon the amount of
subsidy received to the total appraised value of the home. We believe that this
6
solution fairly balances the goals of protectiug pubfic investment, promoting long-term
affordability and helping working families build wealth and security. I am attaching a
description of how our program works using the Fine I~i71 project as au example.
We sincerely hope that the Commissioners will allow us to continue with a model that
protects the interests of the County and our homebuyers. We look forward to meeting
with you or the Commissianers to discuss our concerns.
Sincerely,
~,G~aw a0. ~!
Vivian S. Foushee
President
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COMPARISON~SHEE~QUITY SHARING PROPOSALS
Situation I
The property is sold during the term of affordability by the original buyer to another qualified
homebuyer, i.e., aloes-income household, one whose combined income does not exceed 80% of
the area median household income by family size, as determined by the U.S. Department of
Housing and Urban Development at the time of the transfer, to use as their principal residence.
County Proposal
No equity sharing is required. The original dwelling unit remains in the affordable housing
stock.
EXAMPLE:
This family purchased this home in 1995 for a purchase price of $120,000. The family financed
this purchase in the following manner.
Cash downpayment $ 1,000
First Mortgage $ 89,000
Deferred Loan/County ~ 30,000
Total $120,000
In 2000; the family decides to sell the home at a price of $130,000.
Property Sales Price: $130,000
First Mortgage Payoff $(8'7,000)
Deferred Loan to be assumed
by the next buyer. ~ 00,0001
Proceeds to the Seller $ 13,000
In this example, the seller must sell to a low income family, thus, the property sales price less the
deferred loan must make the property affordable to the next buyer.
Property Sales Price: $130,000
Deferred Loan to be assumed
by the next buyer. ~ (,30.0001
$100,000
The property must be affordable at $140,000 or the sales price must be reduced to make it
affordable for the next buyer. When the property is sold to a qualified buyer, the seller retains
100% of the appreciation (proceeds from the sale). The property remains in the affordable
housing stock of the community.
9
EmPOWERment Proposal
Shared appreciation upon the sale of the home, based upon the proportion of the public subsidy
to the total appraised value of the home. The original dwelling unit remains in the affordable
housing stock.
EXAMPLE:
This family purchased this home in 1995 for a purchase price of $120,000. The family financed
this purchase in the following manner.
Cash downpayment $ 1,000
First Mortgage $ 89,000
Deferred Loan/County X0.000
Total $120,000
In 2000, the family decides to sell the home at a price of $130,000.
Property Sales Price: $130,000
First Mortgage Payoff $ (87,000)
Deferred Loan to be assumed
by the next buyer. X30.0001
Net Proceeds $ 13,000
When the property is sold to a qualified buyer, the seller shares the proceeds of the sale (equity)
in proportion to the total cost of home at the initial purchase. Continuing with this example, the
original sales price was $120,000 and the $30,000 deferred loan represents 25% of the total
appreciation. Applying the "proportionate share" formula, 25% of the proceeds or $3,250 would
be repaid to the County and the remainder, $9,750 would be retained by the seller.
10
Situation II
The property is sold during the term of affordability to anon-qualified homebuyer to be
used as their principal residence.
County Proposal
The equity, after repayment of the initial County contribution, will be divided SO/50 by the seller
of the Property and the County. The original dwelling unit does not remain in the affordable
housing stock.
EXAMPLE:
This family purchased this home five years ago for a purchase price of $120,000 five years ago.
The family financed this purchase in the following manner.
Cash downpayment $ 1,000
First Mortgage $ 89,000
Deferred Loan/County ~ 30,009
Total $120,000
In 2000, the family decides to sell the home at the market value of $130,000.
Property Sales Price: $130,000
First Mortgage Payoff $ (87,000)
Deferred Loan Repayment $ 00,0001
Proceeds to the Seller $ 13,000
In this example, the seller does not sell to a low income family, the County recovers the initial
$30,000 investment, and, the buyer and the County share the net proceeds of the sale 50/50. In
this example, the County would receive the initial investment of $30,000 and $6,500 in equity
payment. The seller would receive $6,500.
11
EmPOWERment Proposal
Shared appreciation upon the sale of the home, based upon the proportion of the public subsidy
to the total appraised value of the home. The property would not remain in the affordable
housing inventory.
EXAMPLE:
This family purchased this home in 1995 for a purchase price of $120,000. The family financed
this purchase in the following manner.
Cash downpayment $ 1,000
First Mortgage $ 89,000
Deferred Loan/County S ~Qi000
Total $120,000
In 2000, the family decides to sell the home at a price of $130,000.
Property Sales Price: $130,000
First Mortgage Payoff $ (87,000)
Deferred Loan Repayment $ 00.0001
Proceeds to the Seller $ 13,000
In this example, the seller does not sell to aloes-income family. When the property is sold, the
seller shares the proceeds of the sale (equity) in proportion to the total cost of home at the initial
purchase. Continuing with this example, the original sales price was $120,000 and the $30,000
deferred loan represents 25% of the total appreciation. Thus, at the time of resale, the actual
return to the buyer is as follows.
Original Sales Price
Deferred Loan
$120,000
$30,000 or 25% ofthe price
Current Property Sales Price
First Mortgage Payoff
Deferred Loan Repayment
Net Proceeds
$130,000
$ (87,000)
X30,0001
$ 13,000
Applying the "proportionate share" formula, 25% of the proceeds or $3,250 would be repaid to
the County and the remainder, the seller would retain $9,750. The County would receive the
initial investment of $30,000 plus $3,250.