HomeMy WebLinkAboutRES-2025-022-Adoption of the Final Financing Resolution Authorizing the Issuance of Installment Purchase Financing for Various Capital Investment Plan Projects Mw2025 -022 Attachment 1
iding final approval for Resolution prov
Spring 2025 installment financing
Introduction - -
The Board of Commissioners (the " Board ") of Orange County, North Carolina
(the " County" ) has previously determined to carry out various public improvements
and acquisitions, as identified in the County' s capital improvement plan and as
described in Exhibit A .
The Board has determined to finance these undertakings by using an
installment financing, as authorized under Section 160A - 20 of the North Carolina
General Statutes . In an installment financing, the County secures the financing by its
promise to pay and a mortgage - like interest in some or all of the property to be
acquired or improved, but not by a pledge of specific revenues or the County' s taxing
power . The County' s financing plan also includes the use of limited obligation bonds
(the " Bonds ") , which represent interests in County payments that can be sold to
investors .
County staff has made available to the Board the draft documents listed on
Exhibit B (the " Documents " ) , and a draft of an official statement designed to provide
information about the County and the financing to prospective investors in the Bonds .
These items all relate to the County ' s carrying out the financing plan .
This resolution provides the Board' s final approval of the financing terms and
the substantially final financing documents, and authorizes County staff to complete
the financing process .
The Board of Commissioners of Orange County, North Carolina,
RESOLVES, as follows :
1 . Determination To Proceed with Financing - - The Board confirms its
decision to carry out the proposed installment financing as described above, to
provide financing for new public improvements and acquisitions .
Under the financing plan, the County will receive funds from the sale of the
Bonds to carry out the projects . The County will repay the funds over time, with
interest. The County will secure its repayment obligation by granting a mortgage - like
interest in some or all of the facilities listed on Exhibit C .
2. Approval of Documents; Direction To Execute Documents - - The Board
approves the forms of the Documents submitted to this meeting. The Board
authorizes the Board Chair and the County Manager, or either of them, to execute and
deliver the Documents when in final form . The Documents in their respective final
forms must be in substantially the forms presented , with changes as the Chair or the
County Manager may approve . The execution and delivery of any Document by an
authorized County officer will be conclusive evidence of that officer ' s approval of any
changes .
The Documents in final form, however, must be consistent with the financing
plan described in this resolution and must provide (a) for the amount financed by the
County not to exceed $ 78 , 000 , 000 , (b) for a true interest cost of the financing not to
exceed 6 . 00 %, and ( c) for a financing term not to extend beyond November 1 , 2045 .
The amount financed under the Documents may include amounts to pay financing
expenses and other necessary and incidental costs .
3. Sale of Bonds; Approval of Official Statement - The Board appoints (a)
Robert W. Baird & Co . Incorporated, as senior manager, and ( b ) both Samuel A.
Ramirez & Co ., Inc . , and Siebert Williams Shank & Co . , LLC , as co - managers , to
underwrite a public offering of the proposed limited obligation bonds .
The Board approves the draft official statement submitted to this meeting as
the form of the preliminary official statement pursuant to which the underwriters will
offer the bonds for sale . The preliminary official statement as distributed to
prospective investors must be in substantially the form presented, with such changes
as the Finance Officer may approve . The Board directs the Finance Officer, after the
sale of the Bonds , to complete and otherwise prepare the preliminary official
statement as an official statement in final form .
The Board authorizes the use of the preliminary official statement and the final
official statement ( collectively, the " Official Statement" ) by the underwriters in
connection with the sale of the bonds .
The Board acknowledges that it is the County' s responsibility, and ultimately
2
the Board ' s responsibility, to ensure that the Official Statement neither contains an
untrue statement of a material fact nor omits to state a material fact required to be
included therein for the purpose for which the Official Statement is to be used or
necessary to make the statements therein, in light of the circumstances under which
they were made, not misleading.
4. Officers To Complete Closing - The Board authorizes the County
Manager, the Finance Officer and all other County officers and employees to take all
proper steps to complete the financing in accordance with this resolution .
The Board authorizes the County Manager to hold executed copies of all
financing documents authorized by this resolution in escrow on the County' s behalf
until the conditions for their delivery have been completed to his satisfaction, and then
to release the executed documents for delivery to the appropriate persons or
organizations .
Without limiting the generality of the previous paragraphs, the Board
specifically authorizes the County Manager ( a) to approve and enter into, on behalf of
the County, any additional agreements appropriate to carry out the financing plan
contemplated by this resolution, and (b) to approve changes to any documents
previously signed by County officers or employees, provided that the changes do not
substantially alter the intent from that expressed in the form originally signed . The
County Manager' s authorization of the release of any document for delivery will
constitute conclusive evidence of his approval of any changes .
In addition, the County Manager and the Finance Officer are authorized to take
all appropriate steps for the efficient and convenient carrying out of the County' s on -
going responsibilities with respect to the financing. This authorization includes,
without limitation, contracting with third parties for reports and calculations that may
be required under the Documents , this resolution or otherwise with respect to the
financing.
5. Release of Certain Collateral - As the County no longer needs to use the
Hillsborough Elementary School property as part of the collateral for the County' s
financing, the Board directs the County Manager and all other County officers to take
all appropriate action (a) to release that property from the lien of the financing deed
of trust and (b) transfer the property back to The Orange County Board of Education .
3
6. Additional Provisions - The Board authorizes all County officers and
employees to take all further action as they may consider desirable to carry out the
purposes of this resolution . In particular, the Board directs the Clerk to this Board to
apply the County' s seal to the final form Documents, and to attest to the application
of the seal . The Board ratifies all prior actions of County officers and employees to
this end . Upon the unavailability or refusal to act of the County Manager, the Chair or
the Finance Officer, any other of those officers may assume any responsibility or carry
out any function assigned in this resolution . In addition, the Vice Chair or any Deputy
or Assistant Clerk may carry out or exercise any rights or responsibilities assigned in
this resolution to the Chair or the Clerk. The Board repeals all other Board
proceedings, or parts of proceedings , in conflict with this resolution, to the extent of
the conflict. This resolution takes effect immediately.
4
Exhibit A - Tentative Proiect List with Estimated Amounts
Project Est. Amount ( $)
School capital projects 57 , 077 , 708
Public building improvements, incl safety,
accessibility and sustainability improvements 6 , 519 , 528
Emergency services projects 4, 306, 018
Vehicles 3 , 157 , 906
Sportsplex improvements 2 , 456, 000
IT infrastructure improvements 11665 , 255
Parks and recreation projects 1 , 247, 982
Affordable housing development 250 , 000
Project Totals 761680 , 397
Financing Costs and Contingencies - approx . 1 , 3191603
TOTAL 781000 , 000
The final amount financed will not exceed the estimated total needed for the projects
and the financing costs .
5
Exhibit B - - Draft Documents
(a) A draft dated May 12 , 2025 of a Third Supplemental Trust Agreement to
be dated on or about June 1 , 2025 , between the County and The Bank of New York
Mellon Trust Company, N .A . (the "Trustee ") . This instrument provides for the advance
of funds to the County, for the issuance of the limited obligation bonds, for the
County' s obligation to repay the amounts advanced , and for the County' s
responsibilities for the use and care of the collateral . The Trustee keeps certain
official records for the bonds, processes bond payments and other payments , and acts
as a representative of the bondholders .
(b ) A draft dated May 12 , 2025 of a Deed of Trust Supplement # 3 to be dated
on or about June 1 , 2025 , from the County to a deed of trust trustee for the Trustee ' s
benefit . This instrument provides for a security interest in property to secure the
County' s repayment obligations and its other obligations under the financing
documents .
( c) A draft of a Bond Purchase Agreement to be dated on or about June 5 ,
2025 , providing for the underwriters ' obligation to purchase the Bonds . The final
form of this Agreement will set out the final principal amount, principal payment
schedule and interest rates for the Bonds, and the other terms and conditions for the
underwriters ' obligation to purchase the Bonds .
( d) A draft dated May 12 , 2025 of a Lease Extension to be dated on or about
June 1 , 2 02 5 , between the County and The Orange County Boad of Education . Some of
the collateral consists of County schools , for which ownership has been transferred
to the County to facilitate the financing of improvements . The County then leases the
schools back to the Board of Education for continued use as schools . As we are
continuing to use the schools as collateral, we need to extend the term of the leases
to match the new financing term . The financing plan contemplates a similar lease
extension with the Chapel Hill - Carrboro schools , which will proceed according to
similar form documents . The approval of the draft for County schools constitutes the
use of a similar form document related to City schools .
6
Exhibit C - Potential Collateral Facilities
Orange County Library in Hillsborough, Whitted Building, and Blackwood Farm
Park
Also from Orange County Schools : Orange Middle, New Hope Elementary,
Pathways Elementary and Orange High
Also Culbreth Middle School and Ephesus Elementary School from the Chapel
Hill - Carrboro City Schools .
`
- t ,
_-4 ' r