HomeMy WebLinkAbout2019-883-E Housing - EmPOWERment 509 Central development agreement1
NORTH CAROLINA
AFFORDABLE HOUSING
LAND BANKING FUNDS
ORANGE COUNTY
DEVELOPMENT AGREEMENT
This DEVELOPMENT AGREEMENT, dated December 2, 2019 between Orange County,
a local political subdivision of the State of North Carolina, (hereinafter referred to as the “County”)
and EmPOWERment, Inc., a North Carolina Non-Profit Corporation (hereinafter referred to as
“Owner” or “EmPOWERment”).
WITNESSTH
WHEREAS, on June 27, 2003, EmPOWERment provided second mortgage down
payment assistance to a Shannon J. Brown, a qualified purchaser, to purchase a single family
residence using FY 2001 HOME funds for property located at 509 Central Avenue, Hillsborough,
North Carolina (PIN #9864-59-7395) (hereinafter referred to as “the Property”), and more
particularly described in Exhibit A, Legal Description; and
WHERAS, the Property was secured by a Promissory Note, Deed of Trust and a
Declaration of Restrictive Covenants which provided that the County have a “Right of First
Refusal” to purchase the Property should the qualified purchaser desire to sell the property to a
non-qualified purchaser; and
WHEREAS, the qualified purchaser desired to sell the property to a non-qualified
purchaser; and
WHEREAS, on April 2, 2019 the Orange County Board of Commissioners voted to
exercise the County’s “Right of First Refusal” to purchase the Property at a cost of One Hundred
Fifty-Eight Thousand Three Hundred Thirty-Three dollars and 33/100 ($158.333.33) using
County Affordable Housing Land Banking Funds and then rehabilitate the Property using Thirty-
One Thousand Six Hundred Fifty-Five dollars ($ 31,655.00) in County Single Family
Rehabilitation funds for a total amount of the County’s investment in the Property of One
Hundred Eighty-Nine Thousand Nine Hundred Eighty-Eight dollars and 33/100
($189,988.33) (hereinafter “Project Funds”); and
WHEREAS, the Orange County Board of Commissioners on April 2, 2019 approved the
conveyance to Owner of the Property, valued at One Hundred Eighty-Nine Thousand Nine
Hundred Eighty-Eight dollars and 33/100 ($189,988.33), for affordable housing subject to the
terms of the County’s Long Term Affordable Housing Policy and the leasing of the dwelling to a
low to moderate income family earning up to 60% of HUD area median income; and
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WHEREAS, such transfer of Property will be in exchange of a secured lien on the Owner’s
Property in the amount of Project Funds as described herein.
NOW, THEREFORE, in consideration of the mutual covenants, promises, and
representations contained herein, it is agreed between the parties hereto as follows:
I. USE OF PROJECT FUNDS
A. The County has used Project Funds to purchase and rehabilitate the Property described in
Exhibit A. After the Project was acquired and rehabilitated the County shall then transfer
the Property to EmPOWERment as outlined in the Terms of this Agreement and within the
parameters of the Scope of Services, Exhibit B contained herein.
B. EmPOWERment acknowledges that the value of the transfer of Property is One Hundred
Eighty-Nine Thousand Nine Hundred Eighty-Eight dollars and 33/100 ($189,988.33), and
that the value of the Property will be provided to them as a fixed subsidy provided in the
form of a deferred loan.
C. The County and EmPOWERment acknowledge that the County has expended the Project
Funds to acquire and rehabilitate to Property, that no transfer of Project Funds to Owner
shall take place, and that the Property shall be conveyed as described in Section II of this
Agreement.
II. CONVEYANCE
Conveyance of Property. The County shall convey the Property identified in Exhibit A to
Owner, on which is a single family residence to Owner pursuant to this Agreement.
III. LIEN POSITION
Orange County hereby acknowledges that the terms and conditions of its (i) Development
Agreement, (ii) Promissory Note, (iii) Deed of Trust and Security Agreement and (iv) Declaration
of Restrictive Covenants (collectively referred to as “Orange County Loan Documents”), for
Empowerment, Inc. shall not be subordinate to any other documents. The Declaration of
Restrictive Covenants (“Declaration”), Exhibit C, described in Paragraph VI of this Agreement
should be recorded prior to the Deed of Trust.
IV. TIMELINESS
The Owner shall lease the Property within six (6) months from the date of this Agreement.
However, in the event of any alterations or additions or of circumstances beyond the control of the
Owner, which in the opinion of the Director of the County’s Department of Housing, Human
Rights and Community Development will require additional time to lease the Property, then in that
case, the time for leasing the Property shall be extended by the County Manager in writing for a
period of time not to exceed six (6) months. Any further extensions will require the approval of
the Orange County Board of County Commissioners.
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V. DURATION OF THE AGREEMENT
This Agreement will remain in effect for the Period of Affordability as provided in Section VI,
Affordability Requirements.
VI. AFFORDABILITY REQUIREMENTS
A. Period of Affordability
1. Owner agrees to keep the single family home (“Project Dwelling Unit”) for families
with incomes up to 60% of Area Median Income as determined by the U.S. Department
of Housing and Urban Development and amended from time to time.
2. The Project Dwelling Unit must remain affordable during the “Period of Affordability”,
which is ninety-nine years. The Period of Affordability starts from the date of
recording of the Declaration and continues for a period of ninety-nine years thereafter.
The Owner shall retain full responsibility for compliance with the affordability
requirement for each of the Project Dwelling Units during the Period of affordability
as provided in the Declaration, recorded at Book ______, Page _____, Orange County,
North Carolina Registry. (The form of which is attached as Exhibit C and hereby
incorporated into this Agreement. The Declaration shall constitute and remain a lien on
the Property during the Period of Affordability.)
3. If the affordability restrictions are terminated due to the sale of the Property to a non-
qualified buyer the Resale Provisions of this Section of this Agreement shall apply.
4. Owner agrees to the Affordability Requirements as provided herein and the Resale
Provisions provided in the Exhibit C, Declaration of Restrictive Covenants, Section
4.b.
5. It is further the responsibility of the Owner to rerecord the Declaration of Restrictive
Covenants periodically and no less often than one day less than every 30 years from
the date hereof for the purpose of renewing the rights of first refusal in the Property or
portion thereof including any leasehold interest in the Property or portion thereof.
Orange County retains the right to, periodically and every 30 years after the first
recording of the Declaration of Restrictive Covenants on the Property to register, with
the Register of Deeds of Orange County, a notice of preservation of the Restrictive
Covenants on the Property as provided in North Carolina General Statute § 47B-4 or
any comparable preservation law in effect at the time of the recording of the notice of
preservation. It is the intent of this Agreement that the 99-year duration of this
Declaration of Restrictive Covenants be accomplished and that any future owner of the
Property, Owner, and Orange County will do what is necessary to ensure that the same
is not extinguished by N.C. Gen. Stat. § 41-29 or any comparable law purporting to
extinguish, by the passage of time, preemptive rights in the Property and by the Real
Property Marketable Title Act or any comparable law purporting to extinguish, by the
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passage of time, non possessory interests in real property. Any future owner, Owner
and Orange County agree to do what each must do to accomplish the 99-year duration
of this Declaration of Restrictive Covenants.
B. Resale Provisions. The Declaration of Restrictive Covenants shall include at least the
following elements in their resale provisions for the Improvements:
1. If the buyer no longer uses the Property as a principal residence or is unable to continue
ownership, then the buyer must sell, transfer, or otherwise dispose of their interest in
the Property only to a qualified homebuyer, i.e., a low-income household, one whose
combined income does not exceed 80% of the area median household income by family
size, as determined by the U.S. Department of Housing and Urban Development at the
time of the transfer, to use as their principal residence.
2. If the Property is sold, transferred, or otherwise disposed of during the Period of
Affordability to a non-qualified homebuyer or to other than an agency with similar
interest in affordable housing, the Right of First Refusal provision of the then current
County’s Long-Term Housing Affordability Policy must be followed and the net sales
proceeds (sales price less: 1) selling cost, 2) the unpaid principal amount of the original
first mortgage and 3) the unpaid principal amount of the initial County contribution
and any other initial government contribution secured by a deferred payment
promissory note and deed of trust) or "equity" will be divided 50/50 by the seller of
the Property and the County. If the initial County contribution does not have to be
repaid because the sale occurs more than forty years after the County contribution is
made, then the seller of the Property and the County will divide the entire equity realized
from the sale.
3. The resale provision shall remain in effect for the full Period of Affordability.
4. Any proceeds from the recapture of funds under this provision will be used to
facilitate the acquisition, construction, and rehabilitation of housing for the purposes of
promoting affordable housing.
VII. OWNER PERFORMANCE UNDER THIS AGREEMENT
A. Owner agrees to lease the Project to families whose income does not exceed 60% of the
area median income by family size, as determined by the U.S. Department of Housing and
Urban Development and as may be amended from time to time. Monthly rents must not
exceed the HUD Published Fair Market Rents in effect at the time of occupancy.
Residential leases will not exceed one year in term.
B. The Project shall be occupied no later than six months after project completion. (See
Section IV) In the event that Owner is unable to complete its obligations to occupy the
Project within this time or by extensions approved by the County under the terms of this
Agreement, Owner will be required to repay the full amount of the County’s outstanding
loan as provided in the loan documents.
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C. Owner shall ensure that the Project dwelling units meet the Section 8 Housing Quality
Standards (HQS) prior to leasing. All repair work must be completed in accordance with
applicable building and zoning ordinances and N.C. Housing Finance Agency Energy
Standards.
D. Owner is responsible for verifying the income of prospective tenants and maintaining
eligibility data. Owner shall maintain tenant files as part of its Books and Records as
required and for the period of time required by Section VIII of this Agreement. Owner
must provide the County an initial occupancy report verifying the income eligibility of all
tenants at the time of initial lease-up. Owner must furnish the County with an annual report
on the Project dwellings units by July 31 of each year thereafter certifying that all tenants
earn less than 60% of the area median income by family size, as determined by the U.S.
Department of Housing and Urban Development and as amended from time.
E. Owner must submit an annual rental operations budget to the County each year at least
sixty days prior to the July 1 beginning date for the fiscal year.
F. Owner agrees and authorizes the County to conduct on-site reviews, examine client and
contractor records, client applications and to conduct any other procedures or practices to
assure compliance with these provisions.
G. Owner agrees to not violate any State or Federal laws, rules or regulations regarding a
direct or indirect illegal interest on the part of any employee or elected official of the Owner
in the Project or payments made pursuant to this Agreement.
H. Owner shall adopt the audit requirements of the Office of Management and Budget
(hereinafter "OMB") Circular A-110, "Grants and Agreements with Institutions of Higher
Education, Hospitals, and Other Nonprofit Organizations," and Circular A-122, "Cost
Principles for Nonprofit Organizations," and OMB Circular A-133, "Audits of Institutions
of Higher Education and Other Non-Profit Institutions." Owner shall submit to the County
copy of said audit report. Owner shall permit the authorized representatives of the County,
and any state or federal agency required to inspect and audit all data and reports of the
County and Owner relating to its performance under the Agreement.
I. County shall provide, upon request, copies of all laws, regulations and orders cited in this
Agreement.
J. Owner certifies by executing this Agreement that Owner has not been identified, and has
not utilized the services of any agent or subcontractor identified, on the list created by the
State Treasurer pursuant to G.S. 147-86.58. By executing this Agreement Provider
certifies that Provider has not been identified, and has not utilized the services of any agent
or subcontractor identified, on the list created by the State Treasurer pursuant to G.S. 147-
86.81. By executing this Agreement Provider affirms Provider is and shall remain in
compliance with Article 2 of Chapter 64 of the North Carolina General Statutes.
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K. Owner hereby assures and certifies that it will comply with the regulations, policies,
guidelines and requirements with respect to the acceptance and use of Project Funds in
accordance with the policies of the County. Also, Owner certifies with respect to the
Project that the Project will be conducted and administered in compliance with:
1. Title VIII of the Civil Rights Act of 1968 (Pub. L. 90-208, 42 U.S.C. Sec 2000d at
seq.), as amended; and that the Owner will administer all programs and activities
related to housing and community development in a manner to affirmatively further
fair housing;
2. Section 504 of the Rehabilitation Act of 1973 (Pub. L. 93-112), as amended, and
implementing regulations when published in effect;
3. The Age Discrimination Act of 1975 (Pub. L. 94135), as amended, and implementing
regulations when published for effect;
4. The Fair Housing Act (42 U.S.C. 3601-20);
5. Lead Based Requirements at 24 CFR Part 35
VIII. ADMINISTRATION AND REPORTING REQUIREMENTS
A. Owner shall submit to the County a quarterly Progress Report no later than the fifth day of
the months of January, April; July; October until the activity has been reported completed.
B. After completion, the Owner is responsible for verifying the income of prospective tenants
and maintaining eligibility data. Owner shall maintain tenant files as part of its Books and
Records as required and for the period of time required by Section VIII of this Agreement.
The Owner must provide the County an initial occupancy report verifying the income
eligibility of all tenants at the time of initial occupancy. The Owner must then furnish the
County with an annual report on the Project dwelling units by July 31 of each year
thereafter certifying that all tenants earn less than 80% of the area median income by family
size, as determined by the US Department of Housing and Urban Development and as
amended from time to time.
C. Miscellaneous Provisions
1. Termination of Agreement. The full benefit of the Project will be realized only after
the completion of the affordability periods for all Project dwelling units. It is the
County's intention that the full public benefit of the Project shall be completed under
the auspices of the Owner for the assisted units as follows:
a. In the event that the Owner is unable to proceed with any aspect of the Project in a
timely manner, and County and the Owner determine that reasonable extension(s)
for completion will not remedy the situation, then the Owner will retain
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responsibility for requirements for any dwelling units assisted and County will
make no further payments to the Owner.
b. In the event that the Owner, prior to the contract completion date, is unable to
continue to function due to, but, not limited to, dissolution or insolvency of the
organization, its filing a petition for bankruptcy or similar proceedings, or is
adjudged bankrupt or fails to comply or perform with provisions of this agreement,
then the Owner shall, upon the County’s request, convey to the County the Property
assisted with Land Banking funds. Conveyance shall be at the sole discretion of
County and on a Project dwelling unit by Project dwelling unit basis.
c. Conveyance shall occur within thirty (30) days of County and the Owner's
agreement of the Owner’s inability to continue as a viable organization. The Owner
shall convey the Property to the County by general warranty deed, free and clear of
all liens and encumbrances of record except those which create a beneficial interest
in County (Declaration of Restrictive Covenants and Deed of Trust).
2. Default, Remedies. This Agreement may be terminated by a non-defaulting party
upon an event of default hereunder, after written notice thereof and thirty (30) days
grace period in which the defaulting party may act to cure. As used herein, the term
"an event of default" shall mean and refer to a failure or act of omission by either party
with respect to any undertaking, obligation, covenant or condition as set forth in this
Agreement. With respect to any event of default, the non-defaulting party may exercise
any right available to it at law or in equity with respect to such default.
3. Books and Records. The Owner shall maintain records of its loan requirements under
this contract for a period of not less than the completion of the affordability periods for
all Project dwelling units.
a. The Owner shall ensure access to records and financial statements, as necessary, to
provide effective monitoring and evaluation of project performance. Additionally,
the Owner shall submit a copy of its annual audit to the County.
b. Upon reasonable advance notice, County or its authorized representatives may from
time to time inspect, audit, and make copies of any of the Owner records that relate
to this contract. If any audit by County discloses that payments to the Owner were
in excess of the amount to which the Owner was entitled under this contract, the
Owner shall promptly pay to County the amount of such excess. If the excess is
greater than 1% of the contract amount, the Owner shall also reimburse County its
reasonable costs incurred in performing the audit.
c. The Owner shall maintain files of all tenants, regardless of length of occupancy,
residing in assisted units. Documentation shall verify eligibility for federal assisted
housing at the point of initial tenancy and every subsequent year thereafter for the
period of affordability. Information maintained shall include: tenant income level;
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name of family members; ethnic data; family type – e.g. female head of household;
disability status; and monthly rent.
d. The Owner shall maintain records verifying the affordability of the dwelling units.
4. Notices. Any Notice shall be in writing and shall be given by depositing the same in
the United States mail, post-paid and registered or certified, and addressed to the party
to be notified, with return-receipt requested, or by delivering the same in person to an
officer or principal of such party. Notice deposited in the mail in the manner here in
above described shall be effective upon mailing. For purposes of Notice, the addresses
of the parties shall, unless changed as hereinafter provided, be as follows:
a. To the County: Orange County
c/o Housing. Human Rights and Community
Development Department
P.O. Box 8181
Hillsborough, NC 27278
ATTN: Director
b. To Owner: Empowerment, Inc.
109 N. Graham Street
Chapel Hill, NC 27516
ATTN: Chair, Board of Directors
Either the County or the Owner may change the person or address to which any future
Notice shall be given as herein provided.
5. No Assignment. No transfer or assignment of the interest of the Owner in this
Agreement shall occur without the prior written consent of the County; neither may the
Owner assign this Agreement without the prior written consent of County.
6. Conflict of Interest. The Owner shall be aware of and observe the requirements of the
Orange County Affordable Housing Program which provides that no member of the
Orange County Board of Commissioners shall be admitted to any share or part of this
Agreement or to any benefit to arise from the same. The Owner shall also be aware of
and observe the requirements which states that no member, officer, or employee of
Orange County or its designees or agents, no member of the governing body of the
locality who exercised any functions or responsibilities with respect to the program
during his/her tenure or for one year thereafter, shall have any private interest, direct or
indirect, in this contract or any subcontract, or the proceeds thereof, for work to be
performed in connection with the program assisted under the agreement.
7. Binding Effect. This Agreement shall be binding upon and shall inure to the benefit
of the parties hereto and their respective successors and assigns.
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8. Indemnification. To the extent legally possible, the Owner shall indemnify and hold
County, its officers, agents, and employees, harmless from and against any and all
claims, actions, liabilities, costs, including attorney fees and other costs of defense,
arising out of or in any way related to any act or failure to act by the Owner, its
employees, agents, officers, and contractors in connection with this contract. In the
event any such action or claim is brought against County, the Owner shall, upon
County's tender, defend the same at the Owner’s sole cost and expense, promptly satisfy
any judgment adverse to County or to County and the Owner jointly, and reimburse
County for any loss, cost, damage, or expense, including attorney fees suffered or
incurred by County.
9. Subcontracting. The Owner shall not subcontract work under this Agreement, in
whole or in part, without the County's prior written approval. The Owner shall require
any approved subcontractor to agree, as to the portion subcontracted, to comply with
all applicable federal, state, and local laws, rules, ordinances, and regulations at all
times and in the performance of the work and to comply with all applicable obligations
of the Owner specified in this contract. Notwithstanding County's approval of a
subcontractor, the Owner shall remain obligated for full performance of this contract
and County shall incur no obligation to any subcontractor the Owner shall indemnify,
defend, and hold County harmless from all claims of its contractors.
10. No Joint Venture or Agency. The County and the Owner each agree and acknowledge
that nothing contained herein or otherwise, including, without limitation, any act of the
County or the Owner under this Agreement, shall be deemed or construed to create any
relationship of joint venture, partnership or agency between the parties.
11. Effect of Waiver or Forbearance. No failure by the County to insist upon the strict
performance of any term or condition of this Agreement, or to exercise any right or
remedy upon the breach by the Owner of any of its obligations, agreements, or
covenants hereunder, shall be a waiver of such affected term or condition or of such
breach; nor shall any forbearance by the County to seek a remedy for any breach by the
Owner be a waiver by the County of its rights and remedies with respect to that or any
other breach.
12. Governing Law. This Agreement shall be construed in accordance with and governed
by the laws of the State of North Carolina. Any litigation arising out of this Agreement
shall be brought in courts sitting in North Carolina, with venue in Orange County. In
determining the basic services to be provided, should any documents be referenced in
or attached to this Agreement, the terms herein shall have priority in any conflict
between the terms of referenced documents and the terms of this Agreement.
13. Severability. The provisions of this Agreement are independent of and separable from
each other, and no provision shall be affected or rendered invalid or unenforceable by
the fact that for any reason any other provision may be invalid or unenforceable in
whole or in part. If any provision of this Agreement or the application thereof to any
person or circumstances shall, to any extent, be or become invalid or unenforceable,
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the remainder of this Agreement, or the application of such provision to persons or
circumstances other than those as to which it is held invalid or unenforceable, shall not
be affected thereby, and each provision of this Agreement shall be valid and be
enforced to the fullest extent permitted by law. The County and The Owner agree to
substitute for such provision of this Agreement or the application thereof determined
to be invalid or unenforceable, such other provision as most closely approximates, in a
lawful manner, such invalid, illegal or unenforceable provision. If the County and the
Owner cannot agree, they shall apply to a court of competent jurisdiction to substitute
such provision as the court deems reasonable and judicially valid, legal and
enforceable. Such provision determined by the court shall automatically be deemed
part of this Agreement ab initio.
14. Equal Opportunity. The Owner shall not discriminate against any employee or
applicant for employment because of race, color, religion, sex, national origin, political
affiliation or belief, age, handicap, or familial status in the implementation of the
Project. Owner shall at all times remain in compliance with all applicable local, state,
and federal laws, rules, and regulations including but not limited to all state and federal
anti-discrimination laws, policies, rules, and regulations and the Orange County Non-
Discrimination Policy and Orange County Living Wage Policy (each policy is
incorporated herein by reference and may be viewed at
http://www.orangecountync.gov/departments/purchasing_division/contracts.php.).
Any violation of this requirement is a breach of this Agreement and County may
immediately terminate this Agreement without further obligation on the part of the
County. This paragraph is not intended to limit and does not limit the definition of
breach to discrimination.
15. Headings. Headings are for convenience only and shall not be used to interpret or
construe its provision.
16. Gender; Singular and Plural. As used herein, the neuter gender includes the feminine
and masculine. The masculine includes the feminine and neuter, and the feminine
includes the masculine and neuter and each includes a corporation, partnership or other
legal entity when the context so requires. The singular number includes the plural and
vice versa, whenever the context so requires.
17. Recording. The parties hereto agree that upon notice to the other and at its own cost
and expense, a party may record this Agreement in the Office of Register of Deeds for
Orange County.
18. Compliance with Laws. To the extent applicable, each party hereto agrees to comply
with all laws, ordinances and regulations affecting the Property from and after the date
hereof. Without limiting the generality of the foregoing, the Owner shall comply with
all federal, state and local laws, regulations and ordinances applicable to the
expenditure of funds provided by the County, to purchase and develop the Property.
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19. Publicity; Signage. The Owner agrees to provide such publicity with respect to the
County's participation in the development of the Property as the County shall
reasonably require. Any signage at the Property shall acknowledge the County's role
and contribution.
20. Counterparts. This Agreement may be executed in one or more counterparts, each of
which shall be deemed an original but all of which together shall constitute one and the
same instrument.
21. No Third Party Rights. The parties hereto covenant and agree that nothing contained
in this Agreement or any act by the County or the Owner shall be deemed or construed
by the parties or any third party to create any relationship of third party beneficiary,
including third party principal or agent, or to create any right, claim or cause of action
against the County, the Owner or any of their respective officers, agents or employees
by any third party.
22. Performance of Government Functions. Notwithstanding anything in this
Agreement which may be to the contrary, nothing contained in this Agreement shall in
any way stop, limit or impair the County from exercising or performing any regulatory,
policing or governmental powers or functions with respect to the Property including,
without limitation, inspection of the Property in the performance of such functions.
23. Duration of Agreement. This Agreement shall be effective on the date of execution
and shall remain in effect during the period of affordability required by the recorded
Declaration of Restrictive Covenants.
IN WITNESS WHEREOF, the parties hereto, intending to be legally bound, have set their hands
and seals on the day and year first above written.
[SIGNATURE PAGE TO FOLLOW]
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SIGNATURE PAGE
EMPOWERMENT
By: _________________________________
ORANGE COUNTY, NORTH CAROLINA
By: ___________________________________
Bonnie Hammersley, County Manager
ATTEST: ____________________________
____________________________
Printed Name
Clerk/Deputy Clerk to the Board of Commissioners
This document has been pre-audited in accordance with the N.C. Local Government and Fiscal
Control Act.
_______________________________________,
Gary Donaldson, CTP, Chief Financial Officer
Approved as to form and legality
____________________________
Annette M. Moore, Staff Attorney
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EXHIBIT A
Legal Description
Lying and being in Hillsborough Township, Orange County, North Carolina and consisting of 0.29
acres, more or less, designated as Lot A on that plat survey by ENT Land Surveys, Inc. by Steve
F. Yuhasz, L-2793, dated October 4, 1994 and entitled “Subdivision of Property Surveyed for
James L. Freeland and Willard D. Cates” and recorded in Plat Book 72, Page 111, Orange County
Registry.
Orange County PIN Number 9865-59-7395
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EXHIBIT B
Scope of Services
Services to be provided are in accordance with the Orange County Board of County Commissioner
Resolution RES-2019-20 approved April 2, 2019.
x Leasing of Property located at 509 Central Avenue to an individual or family earning up to
no more than 60% of HUD Area Median Income at the time of the leasing of the Property.
The properties shall meet Section 8 Housing Quality Standards (HQS) prior to leasing.
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EXHIBIT C
Declaration of Restrictive Covenants
Prepared by and return to: Annette Moore, Orange County Attorney’s Office, P.O. Box 8181; Hillsborough,
NC 27278
PIN: 9788-04-6303
DECLARATION OF RESTRICTIVE COVENANTS
THIS DECLARATION OF RESTRICTIVE COVENANTS (Declaration), dated
________________, by EmPOWERment, Inc., a North Carolina non-profit corporation, for itself
and its successors and assigns (“Owner” or “EmPOWERment”), is given as a condition precedent
to the award of Orange County Affordable Housing Land Banking funds.
RECITALS:
WHEREAS, on June 27, 2003, EmPOWERment provided second mortgage down
payment assistance to a Shannon J. Brown, a qualified purchaser, to purchase a single family
residence using FY 2001 HOME funds for property located at 509 Central Avenue, Hillsborough,
North Carolina (PIN #9864-59-7395) (hereinafter referred to as “the Property”), and more
particularly described in Exhibit A, Legal Description; and
WHERAS, the Property was secured by a Promissory Note, Deed of Trust and a
Declaration of Restrictive Covenants which provided that the Orange County, a local political
subdivision of the State of North Carolina (“County”) have a “Right of First Refusal” to purchase
the Property should the qualified purchaser desire to sell the property to a non-qualified purchaser;
and
WHEREAS, the qualified purchaser desired to sell the property to a non-qualified
purchaser; and
WHEREAS, on April 2, 2019 the Orange County Board of Commissioners voted to
exercise the County’s “Right of First Refusal” to purchase the Property at a cost of One Hundred
Fifty-Eight Thousand Three Hundred Thirty-Three dollars and 33/100 ($158.333.33) using
County Affordable Housing Land Banking Funds and then rehabilitate the Property using Thirty-
One Thousand Six Hundred Fifty-Five dollars ($ 31,655.00) in County Single Family
Rehabilitation funds for a total amount of the County’s investment in the Property of One
Hundred Eighty-Nine Thousand Nine Hundred Eighty-Eight dollars and 33/100
($189,988.33) (hereinafter “Project Funds”); and
WHEREAS, the Orange County Board of Commissioners on April 2, 2019 approved the
conveyance to Owner of the Property, valued at One Hundred Eighty-Nine Thousand Nine
Hundred Eighty-Eight dollars and 33/100 ($189,988.33), for affordable housing subject to the
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terms of the County’s Long Term Affordable Housing Policy and the leasing of the dwelling to a
low to moderate income family earning up to 60% of HUD area median income; and
WHEREAS, such transfer of Property will be in exchange of a secured lien on the Owner’s
Property in the amount of Project Funds as described herein.
WHEREAS, EmPOWERment, Inc. as a condition precedent to the transfer of this
Property from County to Owner, shall execute, deliver, and record this Declaration in the Office
of the Register of Deeds of Orange County in order to create certain covenants pertaining to the
Property and running with the land for the purpose of enforcement of the affordability
requirements of the terms of the Affordable Housing Land Banking Development Agreement,
which is hereby incorporated by reference into and made part of this Agreement, between the
County and EmPOWERment, Inc. A copy of the Affordable Housing Land Banking Development
Agreement (hereinafter, “DEVELOPMENT AGREEMENT”) is on file with the Office of the
Clerk to the Orange County Board of County Commissioners;
NOW, THEREFORE, in consideration of the promises and covenants hereinafter set forth and
of other valuable consideration, the receipt and sufficiency of which is hereby acknowledged,
Owner intends, declares, and covenants that the regulatory and restrictive covenants set forth
herein governing the use, occupancy, and transfer of the Property shall be and are covenants
pertaining to the Property and running with the land for the term stated herein and are binding
upon all subsequent owners of the Property and for such term, except as specifically provided
herein, and are not merely personal covenants of Owner.
SECTION 1 REPRESENTATIONS, COVENANTS AND WARRANTIES OF OWNER
Owner hereby represents, covenants and warrants as follows:
a. It is contemplated that the Property and the Project will be used, during the ninety-nine
years after Project Completion (defined as the Property acquired, rehabilitated, if
necessary, and the Project dwelling unit occupied by a low-income family earning up to
60% of HUD Area Median Income).
b. In the event Owner sells, transfers or exchanges the Property or any portion of the Property,
the following shall pertain:
1. Subject to the requirements of the DEVELOPMENT AGREEMENT, Owner may sell,
transfer, or exchange the Property to a non-profit fund, foundation, or corporation of
like purpose which is organized and operated exclusively for charitable and educational
purposes and which has established its tax exempt status under Section 501 (c)(3) of
the Internal Revenue Code, or to Orange County; provided, however, Owner shall
obtain the written agreement, in form satisfactory to Orange County, of any buyer or
successor or other person acquiring the Property or any interest therein, that such
acquisition is subject to the requirements of this Declaration and to the requirements of
the DEVELOPMENT AGREEMENT. Owner agrees that Orange County may void
any sale, transfer, or exchange of the Property or any portion of the Property if the
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buyer or successor or other person fails to assume in writing the requirements of this
Declaration and the requirements of the DEVELOPMENT AGREEMENT.
2. Any assignment, sale, transfer, conveyance or other disposition of the Property or any
part of the Property other than as described in subparagraph 1 above, whether voluntary
or involuntary or by operation of law shall be subject to the provisions of SECTION 4
of this Declaration.
c. Owner will, at the time of execution, delivery and recording of this Declaration, have good
and marketable title to the Property, free and clear of any lien or encumbrance (except
encumbrances created pursuant to this Declaration or other permitted encumbrances).
d. Owner warrants that it has not and will not execute any other declaration with provisions
contradictory to, or in opposition to, the provisions hereof, and that in any event, the
requirements of this Declaration are paramount and controlling as to the rights and
obligations herein set forth and supersede any other requirements in conflict herewith.
SECTION 2 TERM OF DECLARATION
This Declaration, and the Terms of Affordability specified herein, apply to the Property
immediately upon recordation, and Owner shall comply with all restrictive covenants herein. This
declaration shall terminate ninety-nine (99) years after Project Completion, unless Orange County
Long Term Housing Affordability Policy affordability restrictions are terminated due to the sale
of the Property to a non-qualified buyer as provided herein and Orange County agrees to
termination of the Declaration.
SECTION 3 RECORDING AND FILING; COVENANTS TO RUN WITH
THE LAND
a. Upon execution of this Declaration by Owner, Owner shall cause this declaration and all
amendments hereto to be recorded and filed in the Office of the Register of Deeds of
Orange County.
b. Owner intends, declares and covenants, on behalf of itself and all future Owners of the
Project during the term of this Declaration, that this Declaration and the covenants and
restrictions set forth in this Declaration regulating and restricting the use, occupancy and
transfer of the Property (1) shall be and are covenants running with the land, encumbering
the Property for the term of this declaration, binding upon Owner's successors in title and
all subsequent Owners of the Property; (2) are not merely personal covenants of Owner;
and (3) shall bind Owner (and the benefits shall inure to Orange County and any past,
present or prospective owner of the Property) and its respective successors and assigns
during the term of this Declaration. Owner hereby agrees that any and all requirements or
privileges of estate are intended to be satisfied, or in the alternate, that an equitable
servitude has been created to insure that these restrictions run with the Property. For the
term of this Declaration, each and every contract, deed or other instrument hereafter
executed conveying the Property or portion thereof shall expressly provide that such
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conveyance is subject to this Declaration, provided, however, the covenants contained
herein shall survive and be effective regardless of whether such contracts, deed, or other
instrument hereafter executed conveying the Property or portion thereof provides that such
conveyance is subject to this Declaration. It is further the responsibility of Owner to
rerecord the Declaration of Restrictive Covenants periodically and no less often than one
day less than every 30 years from the date hereof for the purpose of renewing the rights of
first refusal in the Property or portion thereof including any leasehold interest in the
Property or portion thereof. Orange County retains the right to, periodically and every 30
years after the first recording of the Declaration of Restrictive Covenants on the Property
to register, with the Register of Deeds of Orange County, a notice of preservation of the
Restrictive Covenants on the Property as provided in North Carolina General Statute §
47B-4 or any comparable preservation law in effect at the time of the recording of the
notice of preservation. It is the intent of this Section that the ninety-nine (99) year duration
of this Declaration of Restrictive Covenants be accomplished and that any future owner of
the Property, EmPOWERment, Inc., and Orange County will do what is necessary to
ensure that the same is not extinguished by N.C. Gen. Stat. § 41-29 or any comparable law
purporting to extinguish, by the passage of time, preemptive rights in the Property and by
the Real Property Marketable Title Act or any comparable law purporting to extinguish, by
the passage of time, non possessory interests in real property. Any future owner,
EmPOWERment, Inc., and Orange County agree to do what each must do to accomplish
the ninety-nine (99) year duration of this Declaration of Restrictive Covenants.
SECTION 4 ENFORCEMENT OF AFFORDABLE HOUSING REQUIREMENTS
a. Rights of Refusal
1. Grant and Effect. Orange County is granted a right of first refusal to purchase the
Property as described in this Section. Any assignment, sale, transfer, conveyance, or
other disposition of the Property or any part thereof whether voluntarily or involuntarily
or by operation of law (“Transfer”) shall not be effective unless and until the below-
described procedure is followed.
2. Right of First Refusal. If Owner contemplates a Transfer during the term of this
Declaration to other than an agency with similar interest in affordable housing serving
families with income not exceeding 60% of the area median household income by
family size, as determined by the U.S. Department of Housing and Urban Development
at the time of the transfer, the non-profit fund, foundation, or corporation of like
purposes must have established its tax-exempt status under Section 501 (c)(3) of the
Internal Revenue Code, Owner shall send to Orange County, at the address noted in the
Notice section of this Declaration, not less than 90 days prior to the contemplated
closing date of the Transfer, a “Notice of Intent to Sell.” This Notice of Intent to Sell
shall be accompanied by a copy of a completed, fully executed bona fide offer to
purchase the Property on the then current North Carolina Bar Association “Offer to
Purchase and Contract” form. If Orange County elects to exercise its said right of
refusal, it shall notify the Owner of its election to purchase within 30 days of its receipt
of the Notice and shall purchase the Property or portion thereof within 90 days of the
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receipt of the “Notice of Intent to Sell.” The right of refusal granted to the County
pursuant to this Section 4 shall be in force commencing immediately.
3. Sales After Failure to Exercise Rights of Refusal. If Orange County. does not
advise Owner in a timely fashion of an intent to purchase the Property, then Owner
shall be free to transfer the property in accordance with this Section of the Declaration.
4. Assignability. Orange County may not assign its right of first refusal without Owners’
consent.
b. Resale Provisions
1. If the Owner no longer uses the Property as affordable rental property, then Owner
must sell, transfer, or otherwise dispose of its interest in the Property only to an agency
with similar interest in affordable housing and to serve families with incomes not
exceeding 50% of the area median household income by family size, as determined by
the U.S. Department of Housing and Urban Development at the time of the transfer.
The non-profit fund, foundation, or corporation of like purposes must have established
its tax-exempt status under Section 501 (c)(3) of the Internal Revenue Code.
2. However, if the property is not sold, transferred, or otherwise disposed of to an agency
with similar interest in affordable housing during the term of affordability, the net sales
proceeds (sales price less: (1) selling cost, and (2) the unpaid principal amount of the
initial Orange County contribution and any other initial government contribution
secured by a deferred payment promissory note and deed of trust) or “equity” will be
divided 50/50 by the seller of the Property and Orange County. If the initial County
contribution does not have to be repaid because the sale occurs more than forty years
after the County contribution is made, then the seller of the Property and the County
will divide the entire equity realized from the sale.
3. In the event the Net Sales Proceeds are insufficient to repay the County Land Banking
Funds, including principal plus interest, the amount to be recaptured shall be any funds
remaining after payment of all liens senior to the County’s lien and closing costs. In no
event shall the borrower be required to use funds other than net proceeds to repay the
Land Banking Funds.
4. The resale provisions shall remain in effect for the full affordability period – 99 years.
c. Owner covenants that it will not knowingly take or permit any action that would result in
a violation of the Orange County Long Term Affordability Policy Requirements. Orange
County, together with Owner, may execute and record any amendment or modification of
this Declaration and such amendment or modification shall be binding on third parties
granted rights under this Declaration.
d. Owner acknowledges that the primary purpose for requiring compliance by Owner with
restrictions provided in this Declaration is to assure compliance with the affordability
requirements of Orange County, AND BY REASON THEREOF, OWNER IN
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CONSIDERATION FOR RECEIVING AFFORDABLE HOUSING LAND BANKING
PROGRAM FUNDS FOR THE PROPERTY HEREBY AGREES AND CONSENTS
THAT ORANGE COUNTY SHALL BE ENTITLED, FOR ANY BREACH OF THE
PROVISIONS HEREIN, AND IN ADDITION TO ALL OTHER REMEDIES
PROVIDED BY LAW OR IN EQUITY, TO ENFORCE BY SPECIFIC PERFORMANCE
OWNER’S OBLIGATIONS UNDER THIS DECLARATION IN A STATE COURT OF
COMPETENT JURISDICTION, WITH VENUE IN ORANGE COUNTY. Owner hereby
further specifically acknowledges that the beneficiaries of Owner's obligations hereunder
cannot be adequately compensated by monetary damages in the event of any default
hereunder.
e. This Declaration may be enforced by Orange County or its designee in the event Owner
fails to satisfy any of the requirements of this Declaration by proceedings at law or in equity
against any person or persons violating or attempting to violate any covenant. If legal costs
are incurred by Orange County, such legal costs, including attorney fees and court costs
(including costs of appeal), are the responsibility of, and may be recovered from the Owner.
SECTION 6 MISCELLANEOUS
a. Severability. The invalidity of any clause, part, or provision of this Declaration shall not
affect the validity of the remaining portions thereof.
b. Notices. Any Notice shall be in writing and shall be given by depositing the same in the
United States mail, post-paid and registered or certified, and addressed to the party to be
notified, with return-receipt requested, or by delivering the same in person to an officer or
principal of such party. Notice deposited in the mail in the manner hereinabove described
shall be effective upon mailing. For purposes of Notice, the addresses of the parties shall,
unless changed as hereinafter provided, be as follows:
i. To Orange County: Orange County
c/o Housing and Community
Development Department
P.O. Box 8181
Hillsborough, NC 27278
ATTN: Director
ii. To EmPOWERment, Inc.: EmPOWERment, Inc.
109 N. Graham Street
Chapel Hill, NC 27516
c. Governing Law. This Declaration shall be governed by the laws of the State of North
Carolina and, where applicable, the laws of the United States of America.
IN WITNESS WHEREOF, the Owner has caused this Declaration to be signed by its duly
authorized representative, on the day and year first above written.
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EmPOWERment, Inc.
_________________________________
_________________________________
Printed Name and Title
ATTEST: ____________________________
___________________, Secretary
NORTH CAROLINA
_________ COUNTY
I, _________________________, Notary Public in and for the above named County and
State, do hereby certify that on this day personally appeared before me _____________ with
whom I am personally acquainted, who, being by me duly sworn, says that he is Secretary and
that _____________ is President of EmPOWERment, Inc., a North Carolina corporation, and
that by authority duly given and as the act of the corporation, the foregoing instrument was
signed in its name by its President and attested to by its Secretary.
Witness my hand and notarial seal, this the _________day of _______________20____.
_________________________________
Notary Public
My commission expires: ___________________
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EXHIBIT A
Legal Description
Lying and being in Hillsborough Township, Orange County, North Carolina and consisting of 0.29
acres, more or less, designated as Lot A on that plat survey by ENT Land Surveys, Inc. by Steve
F. Yuhasz, L-2793, dated October 4, 1994 and entitled “Subdivision of Property Surveyed for
James L. Freeland and Willard D. Cates” and recorded in Plat Book 72, Page 111, Orange County
Registry.
Orange County PIN Number 9865-59-7395
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