HomeMy WebLinkAbout2018-814-E Emergency Svc - FY2018 HMEP award letter IQ and air monitoring training DocuSign Envelope ID: lB46502C-936F-4363-9309-A1593E81EB36
6j?:�A.9C North Carolina Department of Public Safety
Emergency Management
Roy Cooper,Governor Michael A. Sprayberry,Director
Erik A.Hooks,Secretary
Hazardous Material Emergency Preparedness Grant Program"HMEP"
CFDA#: 20.703
Fiscal Year 2018
Grant#: HM-HMP-0544-16-01-00
SUB AWARD NOTIFICATION
Leslie OConnor Period of Performance: October 1,2018 to September 30,2019
Durham County Project Title(s):Propane IQ and Air Monitoring Training
2422 Broad Street Total Amount of Award: $24,200.00
Durham,NC 27704 MOA#: 1809
North Carolina Emergency Management is pleased to inform you that the federal Fiscal Year(FY)2018 Hazardous
Material Emergency Preparedness Grant Program(HMEP)has been approved for funding.In accordance with the
provisions of FY 2018 HMEP award,North Carolina Emergency Management hereby awards to the foregoing sub-
recipient a grant in the amount shown above. The CFDA number is 20.703 and North Carolina Emergency
Management federal grant number HM-HMP-0544-16-01-00.
Payment of Funds: The grant shall be effective upon final approval by North Carolina Emergency Management of
the grant budget and program narrative and the execution of the forthcoming Memorandum of Agreement. Grant
funds will be disbursed(according to the approved project budget)upon receipt of evidence that funds have been
invoiced and products received and/or that funds have been expended(i.e.,invoices,contracts,itemized expenses,
etc.).
Conditions: The sub-recipient shall understand and agree that funds will only be expended for those projects
outlined in the funding amounts as individually listed above. Sub-recipient shall also certify the understanding and
agreement to comply with the general and fiscal terms and conditions of the grant including special conditions;to
comply with provisions of the 2 CFR 200 and all applicable laws governing these funds and all other federal,state
and local laws;that all information is correct;that there has been appropriate coordination with affected agencies;
that sub-recipient is duly authorized to commit the applicant to these requirements;that costs incurred prior to grant
application approval will result in the expenses being absorbed by the sub-recipient;and that all agencies involved
with this project understand that federal funds are limited to the period of performance. Sub-recipient must read and
sign forthcoming Memorandum of Agreement for acceptance of the award.
Supplanting: The sub-recipients confirm that sub-grant funds will not be used to supplant or replace local or state
funds or other resources that would otherwise have been available for homeland security activities.In compliance
with that mandate,the sub-recipient will certify that the receipt of federal funds through North Carolina Emergency
Management shall in no way supplant or replace state or local funds or other resources that would have been made
available for homeland security activities.
Callion L.Maddox
Homeland Security Grants Branch Manager
GRANT AWARD NOTICE:THIS AWARD IS SUBJECT TO THE GRANT SPECIAL CONDITIONS AND
FINAL APPROVAL BY THE DEPARTMENT OF PUBLIC SAFETY,NORTH CAROLINA EMERGENCY
MANAGEMENT GRANT PROGRAM BUDGET AND NARRATIVE
MAILING ADDRESS OFFICE LOCATION
4236 Mail Service Center 1636 Gold Star Drive
Raleigh NC 27699-4236 Raleigh,NC 27607-3371
www.readync.org Telephone:(919)825-2500
www.ncdps.gov Fax:(919)825-2685
An Equal Opportunity employer
DocuSign Envelope ID: 1 B46502C-936F-4363-9309-A1593E81 EB36
North Carolina Department of Public Safety
Emergency Management
Roy Cooper,Governor Michael A. Sprayberry,Director
Erik A.Hooks,Secretary
Hazardous Material Emergency Preparedness Grant Program"HMEP"
CFDA#: 20.703
Fiscal Year 2018
Grant Award#: HM-HMP-0544-16-0 1-00
MEMORANDUM OF AGREEMENT
Between
Recipient: Sub-recipient:
State of North Carolina Durham County
Department of Public Safety Tax ID/EIN#: 566000297
Emergency Management DUNS#: 088564075
MOA#: 1809 MOA amount
MOA Period of Performance: Federal: $ 24, 200 . 00
October 1,2018 to September 30,2019 State: $ 0 . 00
DPS fund code: 1501-8073-3CB8 Local: $ 0 . 00
Total: $ 24, 200 . 00
1. Purpose.
The purpose of this Memorandum of Agreement (MOA) is to establish responsibilities and procedures to
implement the terms of the US Department of Transportation (USDOT) HMEP Grant Program. A copy of the
complete federal grant instructions is available at www.DOT.gov. This agreement is to set forth terms by which
the State of North Carolina, Department of Public Safety, Emergency Management (Recipient), shall provide
HMEP funding to the Sub-recipient to fund projects related to Emergency Management Planning, Trainings and
Exercises. For a more detailed description of the approved Scope of Work,please see Attachment 1.
2. Program Authorization and Regulations
This Agreement, the North Carolina General Assembly and the Hazardous Materials Emergency Planning Grant
Program (HMEP) are governed by the following statutes and regulations: (1) The Hazardous Materials
Transportation Act, as amended,49 U.S.C. § 5101 et. seq.; (2)49 C.F.R. Part 110, and any other applicable policy
memoranda and guidance documents; (3) Emergency Planning Community Right-To-Know Act (EPCRA), 42
U.S.C. § 11001 et. seq.; (4)2 CFR Part 200; (5)The Robert T. Stafford Disaster Relief and Emergency Assistance
Act, 42 U.S.C. §5121 et. seq.; (6) Where applicable, it will comply with Contract Work Hours and Safety
Standards Act of 1962, 40 U.S.C. 327 et SeMc., Federal Fair Labor Standards Act, 29 U.S.C. Section 201 et sec.,
Davis-Bacon Act, 40 U.S.C. §§ 276a to 276a-7, Sections 306 and 508 of the Clean Air Act, 42 U.S.C. § 1857(h)
and § 1368, Executive Order 11738, the Americans With Disabilities Act , (7) 42 U.S.C. § 12001 et. sec., the
Anti-kickback (Copeland) Act of 1934, 18 U.S.C. Section 874 and 40 U.S.C. Section 276a, which outlaws and
prescribes penalties for "kickbacks" of wages in federally financed or assisted construction activities, (7) the
Hatch Act, which limits the political activity of employees, (8) FY 2018 HMEP Notice of Funding Opportunity
Announcement (NOFOA) available at www.phmsa.dot.gov (9) applicable Grants Programs Directorate (GPD)
Information Bulletins available at www.phmsa.dot.gov; and 10) the N.C. Emergency Management Act,
Chapter166A of the North Carolina General Statutes. The funds awarded under this grant must be used in
compliance with all applicable state and federal laws to include compliance with N.C.G.S. §143C-6-23 and 09
NCAC 03M. By accepting this award, the Sub-recipient agrees to use these funds in a manner consistent with
state laws and regulations.
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3. Compensation:
Recipient agrees that it will pay the Sub-recipient complete and total compensation for the services to be rendered
by the Sub-recipient. Payment to the Sub-recipient for expenditures under this Agreement will be reimbursed
after the Sub-recipient's cost report is submitted and approved for eligible scope of work activity. The original
signed copy of this Award and MOA must be signed by the Official(s) authorized to sign below and returned to
North Carolina Emergency Management no later than 45 days after the award date. The grant shall be
effective upon return of the executed Grant Award and Memorandum of Agreement and final approval by
North Carolina Emergency Management of the grant budget and program narrative. Grant funds will be
disbursed (according to the approved project budget)upon receipt of evidence that funds have been invoiced and
products received and/or that funds have been expended (i.e., invoices, contracts, itemized expenses, etc.) and/or
that all work activities are completed.
4. Funding Eligibility Criteria
Federal funds administered through the State are available to local governments to assist in the cost of developing
and maintaining a "Comprehensive Emergency Management" program. Continued HMEP funding is contingent
upon completion of all HMEP funding requirements. The following eligibility criteria must be adhered to during
the Grant Program:
A. Every participant must:
• Be established as a state,local, or non-profit agency by appropriate resolution/ordinance
• Complete any procurement(s) and expenditures no later than 9/30/2019
• Provide a semi-annual progress report to the NCEM EPCRA program manager using the latest
grant
• File Retention: RECIPIENT/SUB-RECIPIENT'S performance under this Agreement shall be
subject 2 CFR Part 200 Pursuant to 2 CFR Part 1201 , the RECIPIENT/SUB-RECIPIENT, its
employees or agents, including all subcontractors or consultants to be paid from funds provided
under this Agreement, shall allow access to its records to the AGENCY/GRANTEE, awarding
agency (USDOT), and the Comptroller General of the United States or any authorized
representatives, employees, and agents thereof. Sub-recipient is required to maintain records and
(invoices) of this grant for five (5) years after termination of the grant, or audit if required, or
longer where required by law, as outlined below, attached and incorporated by reference.
However, if litigation, claim or audit has been initiated prior to the expiration of the five-year
period and extends beyond the five-year period, the records shall be retained until all litigation,
claims or audit findings involving the records have been resolved. Files must be available for
review by North Carolina Emergency Management Staff for site visits, project closeout and future
audits.
• Sub-recipient must include appropriate documentation in the file, including but not limited to the
following documents:
• Grant Award and Memorandum of Agreement/ Memorandum of Understanding and Supporting
Appendices
• Completed appropriate cost report forms with invoices and proofs)of payment
• Audit Findings and Corrective Action Plans
B. Employees must be covered by an approved Pay Plan. However, the director may be exempt from this
requirement.
C. The political subdivision must either:
• Have an acceptable local travel regulation plan
• Accept the state travel regulations.
5. Conditions
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The Sub-recipient certifies that it understands and agrees that funds will only be expended for those projects
outlined in the funding amounts as individually listed in the FY 2018 HMEP Application Packet, incorporated by
reference herein. The Recipient certifies that it understands and agrees to comply with the general and fiscal terms
and conditions of the grant including special conditions; to comply with provisions of the applicable laws, rules
and policies governing these funds; that all information is correct; that there has been appropriate coordination
with affected agencies; that it is duly authorized to commit the Sub-recipient to these requirements; that costs
incurred prior to grant application approval will result in the expenses being absorbed by the Sub-recipient; and
that all agencies involved with this project understand that all federal funds are limited to period of performance
of this award.
6. Supplantation
The sub-recipients are required to provide assurance that grant funds will not be used to supplant or replace local
or state funds or other resources that would otherwise have been available for hazardous materials transportation
preparedness activities. In compliance with that mandate, the Sub-recipient certifies that the receipt of federal
funds through North Carolina Emergency Management shall in no way supplant or replace state or local funds or
other resources that would have been made available for hazardous materials transportation preparedness
activities.
7. Compliance
The Sub-recipient shall comply with the applicable statutes, ordinances, regulations, licensing requirements,
policies, guidelines and requirements, reporting requirements and certifications and other regulatory matters that
are applicable to the conduct of its business and purchase requirements performed under this MOA, including
those of federal requirements and State and local agencies having appropriate jurisdiction and found in the
applicable FY 2018 HMEP Notice of Funding Opportunity Announcement(NOFOA). The Sub-recipient shall be
wholly responsible for the purchases to be made under this MOA and for the supervision of its employees and
assistants. Failure to comply with the specified conditions will result in the return of this grant award to North
Carolina Emergency Management.
8. Responsibilities
A. The Recipient shall:
i. Provide funding to the Sub-recipient to perform the work activities as described herein.
ii. Conduct a review of the project to ensure that it is in accordance with HMEP requirements.
iii. Directly monitor the completion of this project.
B. The Sub-recipient shall:
i. Expend FY 2018 HMEP Grant Program funds in accordance with the applicable USDOT and
HMEP NOFOA, the Grant Application Package, and the Grant Award and Special Conditions
documents, incorporated by reference herein, of this MOA for the performance of the work
activities.
ii. Utilize State of North Carolina and/or local procurement policies and procedures for the
expenditure of funds, and conform to applicable State and Federal law and the standards
identified in the Procurement Standards Sections of 44 Code of Federal Regulations (CFR)Part
13 and 2 CFR Part 200. The Sub-recipient must follow procurement procedures and policies as
outlined in the applicable USDOT and HMEP NOFOA and the USDOT and Financial
Management Guide. Sub-recipient shall comply with all applicable laws, regulations and
program guidance. Sub-recipient must comply with the most recent version of the funding
Administrative Requirements, Cost Principles, and Audit requirements. Administrative and
procurement practices must conform to applicable federal requirements. A non-exclusive list
of regulations commonly applicable to DOT grants are listed below, codified in the following
guidance: ; 2 CFR 215; 2 CFR Parts 225, 220, and 230 (formerly OMB Circulars A-87, A21
and A-122); 15 CFR Part 24; Federal Acquisition Regulations (FAR),Part 31.2; and 2 CFR 200
Sub-part F and 44 CFR Part 14; 28 CFR Part 23 "Criminal Intelligence Systems Operating
Policies"; 49 CFR Part 1520 "Sensitive Security Information"; Public Law 107-296, The
Critical Infrastructure Act of 2002; Title VI of the Civil Rights Act of 1964, as amended, 42
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U.S.C. 2000 et. seq.; Title IX of the Education Amendments of 1972, as amended, 20 U.S.C.
1681 et. seq; Section 504 of the Rehabilitation Act of 1973, as amended, 29 U.S.C. 794; The
Age Discrimination Act of 1975, as amended, 20 U.S.C. 6101 et. seq.; Cash Management
Improvement Act(CMIA) and its implementing regulations at 31 CFR Part 205; PHMSA.DOT
Grant Programs Directorate, Grants Management Division, Match Guidance; Certifications and
Assurances regarding Lobbying 31 U.S.C. 1352, Drug-Free Workplace Act, as amended, 41
U.S.C. 701 et. seq. and Certification Regarding Drug-Free Workplace Requirements,
Debarment and Suspension Executive Orders 12549 and 12689 and 44 CFR Part 17 and
Certification Regarding Debarment, Suspension and Other Responsibility Matters; Assurances
as listed in SF 424B and SF 424D, 28 CFR Parts 66, 67, 69, 70 and 83; and Grant Award and
Special Conditions documents.
C. Sub-recipient must take possession of all purchased equipment, receive any grant-eligible service and/or
complete work activities prior to seeking reimbursement from the Recipient.
D. Complete the procurement(s)process not later than 9/30/2019
E. REPORTS: The RECIPIENT/SUB-RECIPIENT shall provide reports or information to the
AGENCY/GRANTEE. Report(s), as described in Attachment A to this Agreement, which are due thirty
(30) days from completion of the plan, exercise, or study. Reports shall include the current LEPC
membership roster, a copy of the most recent LEPC meeting minutes and agenda and LEPC by-laws. The
RECIPIENT/SUB-RECIPIENT shall provide a semi-annual summary (progress report), not later than
April 1, 2018, to the EPCRA Program Manager to ensure that the project deliverables are being met, and
that each grant contract is operating within budget. The AGENCY/GRANTEE may require additional
reports as needed. The RECIPIENT/ SUB-RECIPIENT shall, as soon as possible, provide any additional
reports requested by the AGENCY/GRANTEE. The AGENCY/GRANTEE contact will be the Division
of Emergency Management EPCRA Program Manager for all reports. If all required reports and copies
are not sent to the AGENCY/GRANTEE or are not completed in a manner acceptable to the
AGENCY/GRANTEE, the AGENCY/GRANTEE may withhold payment until they are completed or
may take such other action as set forth in paragraph (10). The AGENCY/GRANTEE may terminate the
Agreement with a RECIPIENT/SUB-RECIPIENT if reports are not received within thirty (30) days after
written notice by the AGENCY/GRANTEE. "Acceptable to the AGENCY/GRANTEE" means that the
work product was completed in accordance with generally accepted principles and is consistent with the
Budget and Scope of Work, Attachment A. Upon request by the AGENCY/GRANTEE,the RECIPIENT/
SUB-RECIPIENT shall provide such additional updates or information as may be required by the
AGENCY/GRANTEE.
F. Comply with the applicable federal statutes, regulations, policies, guidelines and requirements, reporting
requirements and certifications as outlined in the applicable HMEP NOFOA and Grant Award and
Special Conditions documents.
G. Maintain a grant management filing system as required in this MOA and Attachment 4.
H. Comply with current federal suspension and debarment regulations pursuant to 2 CFR 200 Sub-part F
which states in pertinent part that "effective November 26, 2003, when a non-federal entity enters into a
covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not
suspended or debarred or otherwise excluded. Sub-recipient shall be responsible to ensure that it has
checked the federal System for Awards Management (SAM) https://www.sam.gov/portal/public/SAM/
and the State Debarred Vendors Listing,http://www.pandc.nc.gov/actions.asp to verify that contractors or
sub-recipients have not been suspended or debarred from doing business with the federal government".
I. Ensure that HMEP funds are not used to support the hiring of any personnel for the purposes of fulfilling
traditional public safety duties or to supplant traditional public safety positions and responsibilities.
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J. Ensure that federal grant funds will be used to supplement existing funds, and will not replace (supplant)
funds that have been appropriated for the same purpose. ("Non-supplanting requirement")
K. All materials publicizing or resulting from award activities must be approved by EPCRA program
manager.
L. The purchase or acquisition of any additional materials, equipment, accessories or supplies or completion
of any work activities beyond those identified in this MOA shall be the sole responsibility of Sub-
recipient and shall not be reimbursed under this MOA.
M. Sub-recipient shall have sole responsibility for the maintenance, insurance, upkeep, and replacement of
any equipment procured pursuant to this Agreement unless hand receipted or transferred.
N. Equipment is defined as tangible, non-expendable property having a useful life of more than one year and
an acquisition cost of$5,000 or more per unit. Sub-recipient may have property management guidelines
that are more restrictive, requiring a unit of equipment with a value of less than $5,000 to be inventoried;
if so, such equipment purchased under this award allocation shall be included on the report submitted to
Recipient. Sub-recipient shall maintain an effective property management system that complies with the
following requirements:
i. Recipient and Sub-recipient shall take an initial physical inventory of any equipment. The Grant
Summary, Cost Reports with backup documentation, Certificate of Title, and any other Sub-
recipient reports or inventory reports that include information regarding the grant,vendor, invoice
number, cost per item, number of items, description, location, condition and identification
number may be used to meet this requirement. The Sub-recipient must provide quarterly updates
until all funds are expended.
ii. Sub-recipient must ensure a control system exists to ensure adequate safeguards to prevent loss,
damage or theft. Sub-recipient shall be responsible for replacing or repairing equipment which is
willfully or negligently lost, stolen, damaged, or destroyed. Any loss, damage or theft of the
property must be investigated and fully documented,and made part of the official project records.
iii. Sub-recipient or equipment owner must ensure adequate maintenance procedures exist to keep the
equipment in good condition.
iv. Sub-recipient may dispose of the equipment when the original or replacement equipment acquired
under the grant award is no longer needed for the original project or program. Items with a fair
market value of less than $5,000 may be retained, transferred or otherwise disposed of with prior
approval of Recipient and in accordance with disposition requirements in 2 C.F.R. Part 200.
Items with a current per unit standard federal or fair market value in excess of$5,000 may be
retained, transferred or otherwise disposed of with prior Recipient approval in accordance with
disposition requirements in 2 C.F.R. Part 200. Sub-recipient must provide documentation that
includes the method used to determine current fair market value.
v. Only authorized equipment listed in the FY2018 PHMSA NOFO are eligible for purchase. For
more guidance visit www.phmsa.dot.gov.
O. No indirect or administrative costs will be charged to this allocation award.
Sub-recipients must utilize equipment as intended in their project application to NCEM. Any variation
from this intended use must be requested in writing and approved by NCEM.
Any equipment purchased under the PHMSA Grant is subject to use as a regional asset to be utilized by
the US DOT, North Carolina Emergency Management, or Domestic Preparedness Region partners and
statewide as needed. Failure to adhere to this policy might result in revocation of funds allocated for the
purchase of said equipment.
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R. Each Sub-recipient must have a DUNS Number, prior to any funds being released. DUNS Numbers may be
obtained from either of the following web links: www.dnb.com or hsv://fedRov.dnb.com/webform.
S. System for Award Management (SAM) registration is required for all applicants. Each Sub-recipient shall
ensure that your organization's name, address, DUNS number and EIN are up to date in SAM and that the
DUNS number used in SAM is the same one used to apply for all federal awards. SAM information can be
found at http://www.sam.gov. Future payments will be contingent on the information provided in SAM;
therefore it is imperative that the information is correct.
T. The purchase or acquisition of any additional materials, equipment, accessories or supplies, or the provision
of any training, exercise or work activities beyond that identified in this MOA shall be the sole responsibility
of Sub-recipient and shall not be reimbursed under this MOA.
U. HMEP sub-recipients certify that they have read and agree to abide by the instructions contained in the sub-
recipient instructions document provided by NCEM.
V. If applicable, changes, real property, equipment, supplies and copyrights will be administered in accordance
with 2 CFR Part 200
9. Funding
All terms and conditions of this MOA are dependent upon and subject to the allocation of funds from the DOT
and NCEM for the purpose set forth. The MOA shall automatically terminate if funds cease to be available.
All terms and conditions of this MOA are dependent upon and subject to the allocation of funds from USDOT,
PHMSA and Recipient for the purposes set forth and the MOA shall automatically terminate if funds cease to be
available. Allowable costs shall be determined in accordance with the applicable USDOT Program Guidelines,
which include,but may not be limited to,the FY 2018 HMEP NOFOA, available at: www.phmsa.dot.gov,2 CFR
Parts 200 Sub-part F, 215, 220, 225, and 230, Federal Acquisition Regulations (FAR) Part 31.2, and the USDOT
Financial Management Guide available at www.DOT.gov. Allowable costs are also subject to the approval of the
State Administrative Agent for the State of North Carolina,the Secretary of the Department of Public Safety.
10. Taxes
Sub-recipient shall be considered to be an independent sub-recipient and as such shall be responsible for all taxes.
11. Warranty
As an independent sub-recipient, the Sub-recipient will hold the Recipient harmless for any liability and personal
injury that may occur from or in connection with the performance of this Agreement to the extent permitted by the
North Carolina Tort Claims Act. Nothing in this Agreement, express or implied, is intended to confer on any
other person any rights or remedies in or by reason of this Agreement. This Agreement does not give any person
or entity other than the parties hereto any legal or equitable claim, right or remedy. This Agreement is intended
for the sole and exclusive benefit of the parties hereto. This Agreement is not made for the benefit of any third
person or persons. No third party may enforce any part of this Agreement or shall have any rights hereunder.
This Agreement does not create, and shall not be construed as creating, any rights enforceable by any person not a
party to this Agreement. Nothing herein shall be construed as a waiver of the sovereign immunity of the State of
North Carolina.
12. Audit Requirements
For all PHMSA grant programs, Sub-recipient is responsible for obtaining audits in accordance with 2 CFR 200
Subpart F.
13. State Property
Sub-recipient shall be responsible for the custody and care of any property purchased with HMEP funds furnished
for use in connection with the performance of this Agreement and shall reimburse the Recipient for any loss or
damage to said property until the property is disposed of in accordance with HMEP Program requirements.
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Recipient will not be held responsible for any property purchased under this MOU/MOA. Title to the property
purchased with HMEP funds shall be in the Sub-recipient's name unless noted in section 2 of the MOA.
14. Points of Contact
To provide consistent and effective communication between Sub-recipient and the Department of Public Safety,
North Carolina Emergency Management, each party shall appoint a principal representative(s) to serve as its
central point of contact responsible for coordinating and implementing this MOA. The Department of Public
Safety, North Carolina Emergency Management contact shall be Assistant Director for Planning & Homeland
Security, the Homeland Security Grants Management Staff, and NCEM Branch Staff. The Sub-recipient point of
contact shall be the HMEP Program Manager or the person designated by the Sub-recipient. All confidential
information of either party disclosed to the other party in connection with the services provided hereunder will be
treated by the receiving party as confidential and restricted in its use to only those uses contemplated by the terms
of this MOA. Any information to be treated as confidential must be clearly marked as confidential prior to
transmittal to the other party. Neither party shall disclose to third parties, the other party's confidential
information without written authorization to do so from the other party. Specifically excluded from such
confidential treatment shall be information that: (i) as of the date of disclosure and/or delivery, is already known
to the party receiving such information; (ii) is or becomes part of the public domain, through no fault of the
receiving party; (iii)is lawfully disclosed to the receiving party by a third party who is not obligated to retain such
information in confidence; or (iv) is independently developed at the receiving party by someone not privy to the
confidential information.
15. Public Records Access
While this information under Federal control is subject to requests made pursuant to the Freedom of Information
Act (FOIA), 5 U.S.C. §552 et. seq., all determinations concerning the release of information of this nature are
made on a case-by-case basis by the PHMSA FOIA Office. This agreement may be subject to the North Carolina
Public Records Act, Chapter 132 of the North Carolina General Statutes.
16. Subcontracting
If Sub-recipient subcontracts any or all purchases or services required under this Agreement, then Sub-recipient
agrees to include in the subcontract that the subcontractor is bound by the terms and conditions of this MOA.
Sub-recipient and any subcontractor agree to include in the subcontract that the subcontractor shall hold Recipient
harmless against all claims of whatever nature arising out of the subcontractor's performance of work under this
MOA. If Sub-recipient subcontracts any or all purchases or services required under this MOA, a copy of the
executed subcontract Agreement must be forwarded to Recipient. A contractual arrangement shall in no way
relieve Sub-recipient of its responsibilities to ensure that all funds issued pursuant to this grant be administered in
accordance with all state and federal requirements. Sub-recipient is bound by all special conditions of this grant
award as set out in the Grant Application Package and the Grant Award and Special Conditions documents,
incorporated by reference herein, as well as all terms, conditions and restrictions of the applicable HMEP
NOFOA referenced herein.
17. Situs
This Agreement shall be governed by the laws of North Carolina and any claim for breach or enforcement shall be
filed in State Court in Wake County,North Carolina.
18. Antitrust Laws
This Agreement is entered into in compliance with all State and Federal antitrust laws.
19. Other Provisions/Severability
Nothing in this Agreement is intended to conflict with current laws or regulations of the State of North Carolina,
Department of Public Safety, North Carolina Emergency Management, or the Sub-recipient. If a term of this
agreement is inconsistent with such authority, then that term shall be invalid, but the remaining terms and
conditions of this agreement shall remain in full force and effect.
20. Compliance with the law
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Sub-recipient shall be wholly responsible for the purchases to be made under this MOA and for the supervision of
its employees and assistants. Sub-recipient shall be responsible for compliance with all laws, ordinances, codes,
rules, regulations, licensing requirements and other regulatory matters that are applicable to the conduct of its
business and purchase requirements performed under this MOA, including those of federal requirements and State
and local agencies having appropriate jurisdiction and found in the FY 2018 HMEP NOFOA.
21. Entire Agreement
This Agreement and any annexes, exhibits and amendments annexed hereto and any documents incorporated
specifically by reference represent the entire agreement between the parties and supersede all prior oral and
written statements or agreements.
22. Modification
This Agreement may be amended only by written amendments duly executed by the Recipient and the Sub-
recipient.
23. Certification of Eligibility--Under the Iran Divestment Act
Pursuant to N.C.G.S. § 147-86.59, any person identified as engaging in investment activities in Iran, determined
by appearing on the Final Divestment List created by the State Treasurer pursuant to N.C.G.S §147-86.58, is
ineligible to contract with the State of North Carolina or any political subdivision of the State. The Iran
Divestment Act of 2015,N.C.G.S. § 147-86.55 et seq. requires that each vendor,prior to contacting with the State
certify,and the undersigned on behalf of the Vendor does hereby certify,to the following:
• That the vendor is not identified on the Final Divestment List of entities that the State Treasurer has
determined engages in investment activities in Iran.
• That the vendor shall not utilize on any contract with the State agency any subcontractor that is identified
on the Final Divestment List.
• That the undersigned is authorized by the Vendor to make this Certification.
The State Treasurer's Final Divestment List can be found on the State Treasurer's website at the address:
htips://www.nctreasurer.com/inside-the-department/OpenGovemment/Pages/Iran-divestment-Act-resources.aspx
and will be updated every 180 days. For Questions about the Department of State Treasurer's Iran Divestment
Policy,please direct question to(919) 814-3852.
24. Termination
The terms of this agreement, as modified with the consent of all parties, will remain in effect until 9/30/2019.
Either party upon thirty (30) days advance written notice to the other party may terminate this agreement. Upon
approval by USDOT, PHMSA and the issuance of the Grant Adjustment Notice, if this MOA is extended, the
termination date for the extension will be the date listed in the applicable USDOT, PHMSA Grant Adjustment
Notice, incorporated by reference herein. If USDOT suspends or terminates funding in accordance with 2 CFR
200 and the FY2018 HMEP NOFOA, incorporated by reference herein, the Sub-recipient shall reimburse North
Carolina Emergency Management for said property and/or expenses.
25. Budget and Scope of Work
SUB-RECIPIENT shall implement the HMEP Grant project summarized below and as described in the approved
project application. That Application is hereby incorporated by reference into this Agreement.
A. Scope of Work Summary
Please see Attachment I for a detailed Scope of Work description.
B. Reports to be provided during Period of Performance
Sub-recipient must also provide a semi-annual summary(progress report); no later than April 1st 2019 to the
HMEP Grant Manager and/or Field Planner to ensure that the project deliverables are being met, and that
each grant contract is operating within budget.
C. Reports to be Provided at the Conclusion of Work(if applicable)
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• Semi-annual project progress reports.
• Sub-recipient involved legal action that pertains to Planning, Training, Exercise and Equipment
purchased with HMEP
• After action report from exercise
• Training course roster and description
• A copy of an plan created or re-written with grant funds
• Any other documentation that would be pertinent.
• Any invoices detailing the expenses associated with the project
• Proof of payment for each invoice
26. Lobbying Prohibition
The Sub-recipient certifies,to the best of his or her knowledge and belief,that:
A. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any
person or employee of any state or federal agency, a member of the N.C. General Assembly, a Member of
Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with
the awarding of any Federal contract, the making of any Federal Grant, the making of any Federal loan, the
entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or
modification of any Federal contract, grant, loan, or cooperative agreement.
B. In any funds other than Federal appropriated funds have been paid or will be paid to any person for
influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an
officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal
contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-
LLL,"Disclosure Form to Report Lobbying,"in accordance with its instructions.
C. The undersigned shall require that the language of this certification be included in the award documents for all
sub-awards at all tiers (including subcontracts, sub grants, and contracts under grants, loans, and cooperative
agreements) and that all sub-recipients shall certify and disclose accordingly.
This certification is a material representative of fact upon which reliance was placed when this transaction was
made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction
imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be
subject to a civil penalty of not less than$10,000 and not more than$100,000 for each such failure.
27. Assurance of Compliance with Title VI of the Civil Rights Act of 1964
During the performance of this contract, the contractor, for itself, its assignees and successors in interest (hereinafter
referred to as the"contractor")agrees as follows:
A. Compliance with Regulations
The contractor shall comply with the Regulations relative to nondiscrimination in Federally-Assisted
Programs of the 2 C.F.R. 200 and North Carolina regulation as they may be amended from time to time,
(hereinafter referred to as the Regulations),which are herein incorporated by reference and made a part of this
contract.
B. Nondiscrimination
The contractor, with regard to the work performed by it during the contract, shall not discriminate on the
grounds of race, sex, or national origin in the selection and retention of subcontractors, including
procurements of materials and leases of equipment. The contractor shall not participate either directly or
indirectly in the discrimination prohibited by Section 21.5 of the Regulations, including employment practices
when the contract covers a program set forth in Appendix B of the Regulations.
C. Solicitation for Subcontracts,Including Procurements of Materials and Equipment
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In all solicitations either by competitive bidding or negotiation made by the contractor for work to be
performed under a subcontract, including procurements of materials or leases of equipment, each potential
subcontractor or supplier shall be notified by the contractor of the contractors obligations under this contract
and the Regulations relative to nondiscrimination on the grounds of race,color, sex, or national origin.
D. Information and Reports
The contractor shall provide all information and reports required by the Regulations or directives issued
pursuant thereto, and shall permit access to its books, records, accounts, other sources of information, and its
facilities as my be determined by the Recipient or the Research and Special Programs Administration(RSPA)
to be pertinent to ascertain compliance with such Regulations, orders and instructions. Where any information
required of a contractor is in the exclusive possession of another who fails or refuses to furnish this
information the contractor shall so certify to the Recipient or the Research and Special Programs
Administration as appropriate, and shall set forth what efforts it has made to obtain such information.
E. Sanctions for Noncompliance
In the event of the contractor's noncompliance with nondiscrimination provisions of this contract, the
Recipient shall impose contract sanctions as it or the Research and Special Programs Administration may
determine to be appropriate,including,but not limited to:
• Withholding of payments to the contractor under the contract until the contractor complies
• Cancellation,termination,or suspension of the contract, in whole or in part
F. Incorporation of Provisions
The contractor shall include the provisions of every subcontract, including procumbent of materials and leases
of equipment, unless exempt by the Regulations, or directives issued pursuant thereto. The contract shall take
such action with respect to any subcontract or procurements as the Recipient or the Research and Special
Programs Administration may direct as a means of enforcing such provisions including sanctions for
noncompliance: Provide, however, that in the event a contractor becomes involved in, or is threatened with,
litigation with a subcontract or supplier as a result of such direction, the contractor may request the Recipient
to enter into such litigation to protect the of the Recipient and, in addition the contractor may request the
United States to enter such litigation to protect the interests of the United States.
28. Assurance of Compliance with Title VI of the Civil Rights Act of 1964
Sub-recipient HEREBY AGREES THAT as a condition to receiving any federal financial assistance from the
USDOT it will comply with Title VI of the Civil Rights Act of 1964, 78 Stat. 252, 42 U.S.C. 2000d-42 U.S.C.
2000d-4 (hereinafter referred to as the Act) and all requirements imposed by or pursuant to 2 CFR Sub Part F ,
Nondiscrimination in Federally-Assisted Programs of the USDOT - Effectuation of Title VI of the Civil Rights
Act of 1964 (hereinafter referred to as the Regulations) and other pertinent directives, to the end that in
accordance with the Act, Regulations, and other pertinent directives, no person in the United States shall, on the
grounds of race, color, sex or national origin, be excluded from participation in, be denied the benefits of, or be
otherwise discrimination under any program or activity for which the Sub-recipient receives federal financial
assistance from the USDOT, and HEREBY GIVES ASSURANCE THAT it will promptly take any measures
necessary to effectuate this agreement. This assurance is required by subsection 21.7(a) (1) of the Regulations.
More specifically and without limiting the above general assurance, the Sub-recipient hereby gives the following
specific assurance with respect to the project:
A. That the Sub-recipient agrees that each "program" and each "facility" as defined in subsections 21.23(e) and
21.23(b) of the Regulations, will be (with regard to a "program") conducted, or will be (with regard to
("facility")operated in compliance with all requirements imposed by, or pursuant to,the Regulations.
B. That the Sub-recipient shall insert the following notification in all solicitations for bids for work or material
subject to the Regulations and, in adapted form in all proposals for negotiated agreements:
i. The Sub-recipient, in accordance with Title VI of the Civil Rights Act of 1964, 78 Stat. 252, 42
U.S.C. 2000d to 2000d-4 and 2 CFR Sub Part F issued pursuant to such Act, hereby notifies all
bidders that it will affirmatively insure that in regard to any contract entered into pursuant to
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this advertisement, minority, business enterprises will be afforded full opportunity to submit
bids in response to this invitation and will not be discriminated against on the grounds of race,
color, sex or national origin in consideration for an award.
C. That the Sub-recipient shall insert the clauses of this agreement in every contract subject to the Act and the
Regulations.
D. That this assurance obligates the Recipient for the period during which federal financial assistance is extended
to the project.
E. That the Sub-recipient shall provide for such methods of administration for the program as are found by the
Secretary of USDOT or the official to whom he delegates specific authority to give reasonable guarantee that
is, other recipients, sub Recipients, contractors, subcontractors, transferees, successors in interest, and other
participants of federal financial assistance under such program will comply with all requirements imposed or
pursuant to the Act,the Regulations and this assurance.
F. That the Sub-recipient agrees that the United States has a right to seek judicial enforcement with regard to any
matter arising under the Act, and Regulations, and this assurance.
THIS ASSURANCE is given in consideration of and for the purpose of obtaining any and all federal grants,
loans, contracts, property, discounts or other federal financial assistance extended after the date hereof to the
Recipient by the USDOT and is binding on it, other recipients, sub Recipients, contractors, subcontractors,
transferees, successors in interest and other participants in the Department of Transportation Program. The person
or persons whose signatures appear below are authorized to sign this assurance on behalf of the recipients.
29. ASSURANCE OF COMPLIANCE WITH TITLE VI OF THE CIVIL RIGHTS ACT OF 1964
The following clauses shall be included in all deeds, licenses, leases, permits, or similar instruments entered into
by Sub-recipient executed in expending these grant funds. The [Sub-recipient, licensee, lessee, permittee, etc., as
appropriate] for herself/himself, his/her heirs, personal representatives, successors in interest, and assigns, as a
part of the consideration hereof, does hereby covenant and agree [in the case of deeds and leases add "as a
covenant running with the land"] that in the event facilities are constructed, maintained, or otherwise operated on
the said property described in this [deed, license, lease,permit, etc.] for a purpose for which a USDOT program or
activity is extended or for another purpose involving the provision of similar services or benefits, the Sub-
recipient, licensee, lessee, permittee, etc.] shall maintain and operate such facilities and services in compliance
with all other requirements imposed pursuant to 2 CFR Sub Part F and as said Regulations may be amended. That
in the event of breach of the above nondiscrimination covenants, Sub-recipient shall have the right to terminate
the [license, lease, permit, etc.] and to re-enter and repossess said land and the facilities thereon, ,and hold the
same as if said [licenses, lease, permit, etc.] had never been made or issued. That in the event of breach of any of
the above nondiscrimination covenants, Sub-recipient shall have the right to re-enter said lands and facilities
thereon, and the above-described lands and facilities shall thereupon revert to and vest in and become the absolute
property of Sub-recipient and its assigns. The following shall be included in all deeds, licenses, leases,permits, or
similar agreements entered into by Sub-recipient. The [Sub-recipient, licensee, lessee, permittee, etc., as
appropriate] for herself/himself, his/her personal representatives, successors in interest, and assigns, as a part of
the consideration hereof, does hereby covenant and agree [in case of deeds, and leases add "as a covenant running
with the land"] that (1) no person on the grounds of race, color, sex, or national origin shall be excluded from
participation in, be denied the benefits of, or be otherwise subjected to discrimination in the use of said facilities,
(2) that in the construction of any improvements on, over or under such land and the furnishing services thereon,
no person on the grounds of race, color, sex, or national origin shall be excluded from the participation in, be
denied the benefits of, or be otherwise subjected to discrimination, and(3)that the [Sub-recipient, licensee, lessee,
permittee, etc.] shall use the premises in compliance with all other requirements imposed by or pursuant 2 CFR
Sub Part F Effectuation of Title VI of the Civil Rights Act of 1964, and as said Regulations may be amended.
That in the event of breach of any of the above nondiscrimination covenants, Sub-recipient shall have the right to
terminate the [license, lease, permit, etc.] and to re-enter and repossess said land and the facilities thereon, and
hold the same as if said [license, lease,permit, etc.] had never been made or issued. That in the event of breach of
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any of the above nondiscrimination covenants, Sub-recipient shall have the right to re-enter said land and facilities
thereon, and the above-described lands and facilities shall thereupon revert to and vest in and become the absolute
property of Sub-recipient and its assigns. Reverted clause and related language to be used only when it is
determined that such a clause is necessary in order to effectuate the purpose of Title VI of the Civil Rights Act of
1964.
30. Assurance of Compliance with Privacy Act
The Sub-recipient agrees:
A. To comply with the provisions of the Privacy Act of 1974, 5 U.S.C. §552A and regulations adopted there
under, when performance under the program involves the design, development, or operation of any system or
records on individuals to be operated by the Sub-recipient, its third-party contractors, subcontractors, or their
employees to accomplish a USDOT function.
B. To notify USDOT when the Sub-recipient or any of its third-party contractors, subcontractors„ sub recipients,
or their employees anticipate a system of records on behalf of USDOT in order to implement the program, if
such system contains information about individuals name or other identifier assigned to the individual. A
system of records subject to the Act may not be used in the performance of this Agreement until the necessary
and applicable approval and publication requirements have been met.
C. To include in every solicitation and in every third-party contract, sub-grant, and when the performance of
work, under that proposed third-party contract, sub grant, or sub agreement may involve the design,
development, or operation of a system of records on individuals to be operated under that third-party contract,
sub grant, or to accomplish a USDOT function, a Privacy Act notification informing the third party
contractor, or sub Recipient, that it will be required to design, develop, or operate a system of records on
individuals to accomplish a USDOT function subject to the Privacy Act of 1974, 5 U.S.C. §552a, and
applicable USDOT regulations, and that a violation of the Act may involve the imposition of criminal
penalties; and
D. To include the text of Subsections a through c in all third party contracts, and sub grants under which work
for this Agreement is performed or which is award pursuant to this Agreement or which may involve the
design, development, or operation of a system of records on behalf of the USDOT.
31. Certification Regarding Drup--Free Workplace Requirements (Sub Recipients Other Than Individuals)
This certification is required by the regulations implementing the Drug-Free Workplace Act of 1988,. The
regulations, published in the January 31, 1989 Federal Register, require certification by sub-recipient, prior to
award, that they will maintain a drug-free workplace. The certification set out below is a material representation
of act upon which reliance will be placed when the agency determines to award the grant. False certification or
violation of the certification shall be grounds for suspension of payments, suspension or termination of grants, or
government-wide suspension of debarment, (See 2 CFR Part 200)
The subgrantee(sub-recipient)certifies that it will or will not continue to provide a drug-free workplace by:
(a)Publishing a statement notifying employees that the unlawful manufacture, distribution,dispensing,possession
or use of a controlled substance is prohibited in the Sub-recipient's workplace and specifying the actions that
will be taken against employees for violation of such prohibition.
(b)Establishing a drug-free awareness program to inform employees about:
(1)The dangers of drug abuse in the workplace;
(2)The Sub-recipient's policy of maintaining a drug-free workplace;
(3)Any available drug counseling,rehabilitation,and employee assistance programs; and
(4)The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace
(c) Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of
the statement required by paragraph(a);
(d)Notifying the employee in the statement required by paragraph(a)that, as a condition of employment under
the grant,the employee will:
(1)Abide by the terms of the statement; and
HMEP MOA 2018 Page 12 of 14
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(2)Notify the employer of any criminal drug statute conviction for a violation occurring in the workplace no
later than five days after such conviction;
(e)Notifying the agency within ten days after receiving notice under subparagraph(d)(2), from an employee or
otherwise receiving actual notice of such conviction;
(f)Taking one of the following actions,within 30 days of receiving notice under subparagraph(d)(2),with respect
to any employee who is convicted-
(1)Taking appropriate personnel action against such an employee,up to and including termination, or
(2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program
approved for such purpose by a Federal, State, or local health, law enforcement, or other appropriate
agency;
(g)Make a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs
(a), (b), (c), (d), (e), and(f).
Place(s)of Performance: The Sub-recipient shall insert in the space provided below the site(s) for the performance
of work done in connection with the specific grant(street address, city, county, state,zip code)
32. Execution and Effective Date
This grant shall become effective upon return of this original grant award and memorandum of agreement,
properly executed on behalf of the Sub-recipient, to North Carolina Emergency Management and will become
binding upon execution of all parties to the Agreement. The terms of this Agreement will become effective
10/01/2018. The last signature shall be that of Erik A. Hooks, Secretary for the North Carolina Department of
Public Safety.
33. Term of this Agreement
This agreement shall be in effect from 10/01/2018 to 09/30/2019.
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IN WITNESS WHEREOF,the parties have each executed this Agreement and the parties agree that this
Agreement will be effective as of 10/01/2018
N.C.DEPARTMENT OF DURHAM COUNTY
PUBLIC SAFETY 2422 BROAD STREET
DIVISION OF EMERGENCY MANAGEMENT DURHAM,NC 27704-3006
1636 GOLD STAR DR
RALEIGH,NC 27607
L) Signed by: Docu Signed by:
A- �pv+A� B jiwj G-bv�t.S
BC56277488294AB... ,DIRECTOR BCA8E242A6F84FE...
NORTH CAROLINA EMERGENCY MANAGEMENT
1101F6D23CFB93429...
DocuSigned by:
1�a �a�l AJVS
APPROVED AS TO PROCEDURES:
DocuSigned by: OocuSigned by:
B �a^t.s (, k rk' B S� w'w �. �k wt6w
JA.._ 2�B3F7A608AA406.y1 'CONTROLLER 93CD6C74E2524A6...
DEPARTMENT OF PUBLIC SAFETY
DocuSigned by:
Wr_ 919A560339CC-49D.,,ASSISTANT GENERAL COUNSEL
REVIEWED FOR THE DEPARTMENT OF
PUBLIC SAFETY,BY WILLIAM POLK,
DPS ASSISTANT GENERAL COUNSEL,TO FULFILL THE
PURPOSES OF THE US DEPARTMENT OF
TRANSPORTATION GRANT PROGRAMS
DocuSigned by:
BY l�L d• N&S
ERI.� 01CAB830667343D... CRETARY
c-�.iivvi�v, vi
DEPARTMENT OF PUBLIC SAFETY
THIS MOA WAS PREVIOUSLY APPROVED AS TO FORM BY THE NORTH CAROLINA DEPARTMENT
OF JUSTICE FOR THE FY 2018 HAZARDOUS MATERIALS EMERGENCY PREPAREDNESS GRANT
PROGRAM ONLY AND IS SUBJECT TO EXECUTION BY ERIK A.HOOKS, SECRETARY OF THE
DEPARTMENT OF PUBLIC SAFETY. THIS MOU/MOA SHOULD NOT BE USED FOR OTHER
MOUs/MOAs FOR THE HMEP FOR OTHER FISCAL YEARS.
HMEP MOA 2018 Page 14 of 14
DocuSign Envelope ID:1B46502C-936F-4363-9309-A1593E81EB36
Attachment 1
DocuSign Envelope ID: 1 B46502C-936F-4363-9309-A1593E81 EB36
2018 Hazardous Materials Preparedness Project
Guidance and Application
North Carolina Emergency Management
Technological Hazards Branch
General Information
United States Department of Transportation Fiscal Year 2018 Hazardous Materials Emergency
Preparedness (HMEP) Grant funds will be passed through to Local Emergency Planning
Committees (LEPCs) and Tribes within North Carolina on a competitive basis utilizing a single
application.
For the federal HMEP Grant program, NCEM will award a maximum amount of$10,000 to any
one LEPC and $25,000 for multi-county LEPCs/Regional Activities. With a target of$50,000 per
branch.
To be considered for an award under either program, Area Coordinators/Branch Managers must
receive a completed application for the LEPC project no later than February 15, 2018.
The HMEP Grant is a United States Department of Transportation grant and is managed by the
Pipeline and Hazardous Materials Safety Administration (PHMSA). The HMEP funds are
derived from shippers of hazardous materials; therefore, there is an expectation that the funds
will be used for enhancing preparedness for transportation incidents involving hazardous
materials.
This year priority will be given to (in order):
• Joint/regional hazardous materials preparedness activities.
• Exercise of hazardous materials plans.
• Development of emergency response plans with a clearly identifiable hazardous
materials focus or the development or update of the hazardous materials annex to the
County/Tribal Plan.
Period of Performance
Oct 1, 2018 through Sept 30, 2019.
Eligible Projects and Activities
The following activities are eligible as projects for consideration. The intent of this process is to
allow grant funds to be used by LEPCs for a variety of identified training/planning needs.
• Conduct Joint/regional hazardous materials preparedness activities that mutually benefit
all parties.
• Conduct exercises based on response plans.
• Develop initial LEPC/Tribal Emergency Response Plan, or Hazardous Materials Annex
to County/Tribal Plan.
2018 Hazardous Materials Preparedness Project Application
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• Revision of the LEPC/Tribal Emergency Response Plan, or Hazardous Materials Annex
to County/Tribal Plan.
• Develop or expand Regional Response Team planning.
• Conduct or revise Hazard Identification and Vulnerability Analysis (HIVA).
Grant Award Criteria
Applicants must ensure their hazardous materials response plan is consistent with the
provisions of the Emergency Planning and Community Right-To-Know Act (EPCRA), also
known as the Superfund Amendment Reauthorization Act (SARA) Title III, and have a functional
and active LEPC or Tribal hazardous material response program. Proposed projects will be
competitively evaluated according to the following selection criteria:
• How effective will the project be in improving hazardous materials capabilities?
• How cost effective is the proposed project?
• Does it contribute to other jurisdictions planning and regional response efforts?
Applicants must have an active registration in the federal System for Award Management
(SAM).
Budgetary Criteria
The following budgetary rules apply to all applications.
Allowable expenses for activities:
• Hiring contractors or consultants to perform work eligible under the grant.
• Equipment rental.
• Per Diem and travel expenses.
• Supplies and training materials.
• Mail and postage costs.
• Printing and reproduction costs.
• Commodity Flow Studies
Non-allowable expenses:
• No funds awarded may be used for the purchase of equipment (including software and
electronics).
• No funds may be used to replace or supplant local government funding of existing
planning or exercise programs.
• Salary (including overtime) of any employees who backfill positions.
For more information about project and expense eligibility, please see the HMEP Grant Program
Expenditures and Activities Guide, published by the Pipeline and Hazardous Materials Safety
Administration.
Application Review
Proposed project applications will be subjected to a competitive review process. If necessary, a
review panel will meet before March 30, 2018 to evaluate all applications. The review panel may
2018 Hazardous Materials Preparedness Project Application
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consist of the Branch Managers and/or members of the North Carolina State Emergency
Response Commission Hazardous Materials Committee. An effort will be made to achieve the
broadest possible geographic distribution of these awards. Applicant performance on other
NCEM grants will be considered when evaluating the applications.
Monitoring and Follow-Up Requirements
LEPCs receiving grant funds must enter into a Memorandum of Agreement with North Carolina
Emergency Management. Additionally, they must provide a semi-annual summary (progress
report), no later than March 1, 2019, to the Technological Hazards Branch to ensure that the
project deliverables are being met, and that each grant contract is operating within budget. All
changes to the statement of work must be approved in writing prior to conducting activities.
Activities must be completed by Sept 30, 2019 and final documentation is required by October
30, 2019 and includes the following:
• If training/exercise is conducted, a complete roster and After Action Report (AAR)
detailing the outcome and benefit is required.
• If seminar or conference, an agenda, attendance roster, and copies of presentations are
required.
• If an emergency response plan, hazardous materials response plan, or hazardous
materials annex was updated, a copy of the updated plan is required.
• Cost Report should be completed and sent along with detailed invoices and proof of
payment.
Note: Funds will not be reimbursed until all deliverables are received.
Application Process
1. Complete the attached 2018 Hazardous Materials Preparedness Project Application.
2. Submit a separate set of applications for each proposed project (if necessary).
3. If submitting a joint/regional application, establish priorities and clearly show how each
jurisdiction will benefit.
4. If multiple projects are requested, establish and define a priority list.
5. Submit project proposal electronically via e-mail attachment to appropriate NCEM Area
Coordinator who will either tentatively approve or disapprove. The Area Coordinator will
forward (tentatively approved applications) to the Branch Manager who will review the
application and forward to the Hazardous Materials Preparedness Project review
committee for final approval.
6. If there are any questions regarding this process, please contact an EPCRA Coordinator
at 919-436-2746 or email epera@ncdps.gov.
2018 Hazardous Materials Preparedness Project Application
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2018 HAZARDOUS MATERIALS
PREPAREDNESS PROJECT APPLICATION
Instructions
Please provide the information requested below. All fields are mandatory. Limit your response to
the space allocated whenever possible. If this is not possible, please indicate on the form when
additional pages are attached. Clear, complete, and concise information is required for the
panel to make fair and equitable decisions.
Applicant Information
Organization: Durham City/ County Emergency Management
Mailing Address: 2422 Broad St Durham NC 27704
Street, City, State, Zip +4
Physical Address: 2422 Broad St Durham NC 27704
Street, City, State, Zip +4
DUNS Number: 088564075
Tax ID Number: 56-66000297
Host County: Durham
Local Emergency
Planning Committee Chatham, Durham, and Orange
LEPC :
Is your organization Yes
registered in SAM:
Point of Contact: Leslie O'Connor
Title: Division Chief— Emergency Management
Email: LOConnor@DcoNc.Gov
Phone Number: (919) 560-7273
Fax: (919) 560-0661
2018 Hazardous Materials Preparedness Project Application
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Memorandum of Agreement (MOA/MOU) Information
Please list all names and titles that should appear on the signature page of the MOA/MOU
should your organization receive an award. Only one signatory is required; multiple spaces have
been provided for entities with policies requiring multiple people to sign. If more space if needed
please add rows identical to the ones below and notify NCEM. Names will appear in order
entered below.
NCEM grant MOAs are currently being disseminated and signed electronically via
DocuSign.
Name: Jim Groves
Title: Director
Email jgroves(a_dconc.gov
Name: Kirby Saunders
Title ksaunders@orangecountync.gov
Email: Emergency Management Coordinator
Name Steve Newton
Title: Emergency Operations Director
Email: steve.newton@chathamnc.org
Proiect Overview:
Project Title: Propane IQ Training
Is your proposed activity joint Yes
or regional in nature?
If you answered yes above, Chatham, Durham, and Orange county will have responders in
please explain, otherwise put the course.
N/A:
Would you like to request the
State Hazardous Materials
Regional Response Team No
(RRT) participate in your
HMEP grant activity?
If you answered yes above,
please describe desired RRT
involvement (technical NA
assistance, exercise
participation, pre-planning,
etc.), otherwise put N/A:
2018 Hazardous Materials Preparedness Project Application
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DocuSign Envelope ID: 1B46502C-936F-4363-9309-A1593E81EB36
Note: Requests for regional response team participation will be reviewed and granted as
funding allows. Regional Response Team participation will be funded by Tier II fee revenue and
do not need to be accounted for in your project budget below.
Project Statement of Work
Please provide a detailed description of your proposed project.
• Breakdown activities into clear actions.
• Identify personnel providing services if applicable.
• Identify measurable, tangible deliverables/results.
Statement of Work
Propane emergencies remain one of the most common, and most deadly, hazmat incidents
responders face. This 16 hour course will prepare responders to safety mitigate a propane
emergency, including tactical considerations, container assessment, leak control options, and
flaring operations. Each student will receive a set of PropanelQ Smart Charts with a diagram
of each propane vessel, along with potential countermeasures for each leak point.
Federal Resources will provide the training
Course attendees will safely and correctly preform the operations taught and evaluated in the
course.
Project Timeline
Include critical dates and measurable activities for task completion. Projects must be completed
in time to submit all paperwork by February 15, 2019.
Date Milestone
1-1-19 Course delivery scheduled
9-1-19 Course delivery completed
Project Budget
Please provide your projected costs.
Item Description Cost
Propane IQ $11,900
Propane IQ training materials $6,350
Total Projected Cost: $18,250
Final signed cost report should be submitted with, or prior to, final performance deliverables.
The requested reimbursement amount on the final cost report should not exceed the total
amount of the grant reward.
2018 Hazardous Materials Preparedness Project Application
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DocuSign Envelope ID: 1 B46502C-936F-4363-9309-A1593E81 EB36
Project 2 Overview:
Project Title: Air Monitoring for Flammable Liquids Training
Is your proposed activity joint Yes
or regional in nature?
If you answered yes above, Chatham, Durham, and Orange county will have responders in
please explain, otherwise put the course.
N/A:
Would you like to request the
State Hazardous Materials
Regional Response Team No
(RRT) participate in your
HMEP grant activity?
If you answered yes above,
please describe desired RRT
involvement (technical NA
assistance, exercise
participation, pre-planning,
etc.), otherwise put N/A:
Note: Requests for regional response team participation will be reviewed and granted as
funding allows. Regional Response Team participation will be funded by Tier II fee revenue and
do not need to be accounted for in your project budget below.
Project Statement of Work
Please provide a detailed description of your proposed project.
• Breakdown activities into clear actions.
• Identify personnel providing services if applicable.
• Identify measurable, tangible deliverables/results.
Statement of Work
This 8 hour technician level course will provide responders the knowledge and skills required
to conduct air monitoring at incidents involving bulk flammable liquid spills and fires; including
crude oil, ethanol, methanol, and other common flammable liquids. Air monitoring techniques
for hazmat entry operations and downwind public protective actions will be covered.
Responders will gain hands on experience monitoring actual products.
Federal resources will provide the training.
Course attendees will safely and correctly preform the operations taught and evaluated in the
course.
2018 Hazardous Materials Preparedness Project Application
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DocuSign Envelope ID: 1 B46502C-936F-4363-9309-A1593E81 EB36
Project Timeline
Include critical dates and measurable activities for task completion. Projects must be completed
in time to submit all paperwork by February 15, 2019.
Date Milestone
1-1-19 Course delivery scheduled
9-1-19 Course delivery completed
Project Budget
Please provide your projected costs.
Item Description Cost
Air Monitoring Training $5,950
Total Projected Cost: $5,950
Final signed cost report should be submitted with, or prior to, final performance deliverables.
The requested reimbursement amount on the final cost report should not exceed the total
amount of the grant reward.
Application Submission
Please type your name and today's date below as signature to certify the following:
• This application is complete and accurate to the best of your knowledge.
• This project, if awarded, will adhere to the approved Statement of Work and any
changes made to this project after submission must be approved in writing by the
Technological Hazards Branch of North Carolina Emergency Management.
• This application will be submitted by email to your county's NCEM Area Coordinator on
or before October 30, 2018.
Name: Leslie O'Connor
Date: 6/21/2018
If you have any questions please do not hesitate to reach out to us at 919-436-2746 or
epera@ncdps.gov.
2018 Hazardous Materials Preparedness Project Application
Page 8 of 8
DocuSign Envelope ID:1B46502C-936F-4363-9309-A1593E81EB36
Attachment 2
DocuSign Envelope ID:1B46502C-936F-4363-9309-A1593E81EB36
Semi-Annual Progress Report
FY 2018 HMEP:HM-HMP-0544-16-01
Durham County
Grant Award Amount:$24,200.00
Funds Expended:
Activities Metric
Dates,current status.For example: list
1. Equipment needs identified,items in vendor
negotiation,purchased,placed in service,
etc.
Dates,current status.For example:list
2. Planning needs identified,updates or revisions
made to plans,or those to be made.
Dates,status of training.For example:list
identified needs;training planned,in
3. Training progress,or conducted(with agenda and
roster attached).
Dates,status of exercise.For example:list
4. Exercise identified needs;exercise(s)planned,in
progress,or conducted(with After Action
Report attached).
Report submitted by: Semi-Annual Progress Reports are due:
Date: June 15t'
DocuSign Envelope ID:1B46502C-936F-4363-9309-A1593E81EB36
Attachment 3
DocuSign Envelope ID:1B46502C-936F-4363-9309-A1593E81EB36
Required Sub-Grantee File Documentation
Sub-grantee or sub-recipient must meet the financial administration requirements in 2 C.F.R Part 200 and must maintain a file for each
HMEP grant award.The files must be available for review by the North Carolina Division of Emergency Management—
Homeland Security Branch Staff for site visits,project closeout and future audits.
Sub-grantee or sub-recipient must include appropriate documentation in the file,including but not limited to the following documents:
1.Grant Award and Memorandum of Agreement/Memorandum of Understanding and Supporting Appendices
2.Completed appropriate cost report forms with invoices and proof(s)of payment
3.Audit Findings and Corrective Action Plans
4.Equipment Inventory records with photo documentation of labeling
5.Rosters from meeting,training and exercises.
6.After Action Reports