HomeMy WebLinkAboutAgenda - 04-20-2018 4-b - Board of Adjustment OverviewORANGE COUNTY
BOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: April 17, 2018
Action Agenda
Item No. 4-b
SUBJECT: Board of Adjustment Overview
DEPARTMENT: County Attorney
ATTACHMENT(S): INFORMATION CONTACT:
1. Board of Adjustment Information from
Other Local Governments
2. Available Training for Boards of
Adjustment in North Carolina
3. Brochure on Boards of Adjustment in
North Carolina
John Roberts, 919-245-2318
Professor David Owens, UNC School of
Government
PURPOSE: To receive information regarding the purpose and operations of the Orange County
Board of Adjustment, including a brief presentation from Professor David Owens, Gladys Hall
Coates Professor of Public Law and Government, of the UNC School of Government.
BACKGROUND: Orange County residents have expressed concerns regarding the operations
of the Board of Adjustment and staff appointed to assist the Board of Adjustment. The Board of
Commissioners directed staff to recruit a neutral third party to present an overview of the
purpose and operations of boards of adjustment. The County Manager, County Attorney, and
staff have been reviewing the issues raised and associated solutions and costs. In addition to
questions related to process concerns were expressed regarding availability of public records.
Orange County is in the midst of converting to a process in which most public records subject to
requests would be published on the County’s website. This conversion is ongoing, but once
complete will eliminate situations in which a record may be provided in a format not acceptable
to the requesting party. Per newly enacted state law most records will be posted electronically
in response to requests.
Below is a brief overview of county boards of adjustment.
The Orange County Board of Adjustment is a quasi-judicial hearing panel appointed by the
Board of Commissioners. The term quasi-judicial usually refers to the adjudicative acts of an
elected or appointed official or board. In Orange County the quasi-judicial hearings before the
Board of Adjustment generally fall into three categories – appeals of final decisions, applications
for special use permits, and variances.
Unlike legislative hearings in which the public at large may comment on all conceivable policy
issues associated with the subject matter of the legislative hearing, there are restrictions on who
may participate in quasi-judicial hearings. The participants of a quasi-judicial hearing may only
be those interested parties with standing. Interested individuals with specific knowledge or
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expertise on the subject matter may participate as witnesses or expert witnesses as long as
they have the ability to offer competent, material, substantive testimonial or other evidence.
Members of the general public may not participate if they do not fall into one of these categories.
The parties to a quasi-judicial hearing have a right to have their matter heard by an impartial
decision-maker. If a member of a quasi-judicial board has already formed an opinion before the
hearing or has a conflict of interest, that member should not participate in the hearing. Members
of quasi-judicial boards should also ensure they have no ex parte communications either with
parties, witnesses, or the general public. Any such communications must, at a minimum, be
disclosed.
There may be members of local quasi-judicial boards who would prefer to deliberate in closed
session. This is not permitted. North Carolina open meetings laws require meetings of public
bodies to be held in open session so that the public may remain informed of the nature and
subject matter of the meetings. The law does have exceptions that allow closed sessions, but
these exceptions do not include the authority to deliberate on quasi-judicial hearings. The only
exception that may apply to boards of adjustment is consultation with an attorney. There may
be situations in which a board of adjustment needs to consult an attorney – for example, when a
decision is appealed to inform the Board of Adjustment of its role in the appeal.
Currently, meetings of the Orange County Board of Adjustment are attended by a staff attorney
of the County Attorney’s office. Under the prior County Attorney, meetings were attended by the
assistant attorney. In both situations the attorney was present to answer questions of law and
procedure and to help ensure due process. As noted above, it may be lawful for boards of
adjustment to meet in closed session to consult with an attorney. This has only occurred once
in the last thirteen years. That incident was for the limited purpose of discussing the board’s
role in an appeal. Questions of law are generally asked in open session and generally
responded to by all attorneys present.
Attachment 1 shows examples of how surrounding counties and towns staff board of adjustment
meetings. None regularly hire independent counsel to represent their boards of adjustment.
The only exceptions to this appear to be when there is an actual conflict for the attorney who
attends their board of adjustment hearings. Only in those situations does another attorney
attend for the board of adjustment. The only situations in which another attorney would be
needed are situations as noted above when the Board of Adjustment has questions of law that
for some reason cannot be asked in open session or if the County appeals a Board of
Adjustment decision. The former has occurred once as noted above. The latter has not
occurred in at least the last thirteen years are unable to determine if it has ever occurred in
Orange County.
Orange County Planning Staff is presently training Planning Board members using an
interactive video E-Learning seminar series from the UNC School of Government. Some
training topics are directly relatable to the Board of Adjustment functions, including “Conducting
an Evidentiary Hearing” and “Making a Quasi-Judicial Decision,” both by Professor Owens.
Training can begin immediately for the Board of Adjustment and continue while the access is
active.
FINANCIAL IMPACT: There is no financial impact associated with receiving this report. Adding
additional meetings to be recorded, maintained, and/or broadcast will involve the cost
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associated with approximately six - eight additional meetings per year. This funding will come
out of the Clerk’s budget and videos would be available on the planning department’s website.
Assuming an hourly rate of $200 per hour, retaining outside counsel to represent the Board of
Adjustment could range from a low of $15,000 solely for attendance at meetings and
preparation for those meetings to many tens of thousands of dollars for representation in cases
that are appealed if representation during appeals is contemplated. There is currently no line
item budgeted to cover this expense.
SOCIAL JUSTICE IMPACT: The following Orange County Social Justice Goal is applicable to
this item:
• GOAL: ENABLE FULL CIVIC PARTICIPATION
Ensure that Orange County residents are able to engage government through voting and
volunteering by eliminating disparities in participation and barriers to participation.
RECOMMENDATION(S): The County Attorney previously recommended outside counsel was
not necessary to represent the Board of Adjustment. If the Board determines separate counsel
is needed to represent the Board of Adjustment, an option that does not involve the expense of
outside counsel is for the County Attorney’s office to screen one or more attorneys within the
office from having any connection to issues that may be appealed to the Board of Adjustment.
This would ensure the Board of Adjustment has access to an attorney who has had no prior
exposure to matters on appeal.
The County Manager recommends the Board receive the information regarding the purpose and
operations of the Orange County Board of Adjustment, discuss this matter as necessary and
provide direction to the Manager.
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Attachment 1
Attachment 1
Independent (I)
Maybe from same firm as County Attorney
Independent (ID)
Different Firm
Chatham County I/PT/C
City of Mebane FT/IH ID-If necessary
The City Attorney attends the board of adjustment meetings. Outside counsel may be retained if there is an actual conflict of interest.
Town of Chapel Hill I/PT/C ID-If necessary
Town of Carrboro I/PT
The Town contracts for legal services with the Brough Law Firm including Town Attorney and Board of Adjustment legal services .
Town of Hillsborough I/C ID-If necessary
City/County of Durham I/FT
A representative of the ‘City’ and ‘County’ Attorney’s offices attends the Board of Adjustment meetings to assist the Board members with legal questions.
Wake County FT/IH
County Attorney serves as legal counsel to the Board of Adjustment
PT/C
PT/C
FT/IH
FT/IH
County Attorney/Board of Adjustment Representation
Local Government Attorney BOA Attorney
The Chatham County Board of Adjustment does have independent legal counsel separate from the County Attorney. The county does not have a full time
attorney, but contracts with Poyner and Spruill. Both attorneys are from Poyner and Spruill.
The Town Attorney generally serves as counsel to the Board of Adjustment and attends the Board’s meeting in that role. On occasion, where the Town
Attorney has been directly involved in a staff decision being appealed to the BOA or when some other situation arises where it is not appropriate for the
Town Attorney to serve as the Board’s advisor, the Town will retain independent counsel to advise the BOA. There is a general account with funds available
to access when the need for consulting attorneys are authorized to be hired.
The Town contracts with the Brough law firm for legal services. They serve as the Town and Board of Adjustment’s Attorney. In cases of an appeal from the
Historic Commission the Town hires a third party to represent the Board of Adjustment with reps from the Brough law firm representing the Historic
Commission.
Full Time (FT) / Part Time (PT) /
In-House (IH)/Contractual ( C)
PT/C
FT/IH
FT/IH
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Attachment 2
Training for Quasi-judicial Boards
This module reviews how local government boards make quasi-judicial decisions as part of their land
development regulations. The concepts discussed include: the two key parts of a quasi-judicial decision
– determining facts and applying standards, the requirement for impartial decision-makers, use of
conditions on approvals, the role of prior decisions in setting precedents, the mechanics of making a
decision, and requirements for the decision document.
This module reviews how local government boards conduct evidentiary hearings as a part of their land
development regulations – a necessary step in making quasi-judicial decisions. The concepts outlined
include: when an evidentiary hearing is required and why, the purposes of an evidentiary hearing, the
roles of various persons at these hearings, actions taken prior to the hearing, conducting the hearing
itself, and compiling the record of the hearing.
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Can I talk to the Board members about my con-
cerns with a proposed Special Use before the hear-
ing?
No. This is commonly referred to as ex parte commu-
nication. Board members cannot discuss the case with
anyone, including the applicant or County staff, out-
side of the public hearing.
Who can speak during a quasi - judicial hearing?
Only those individuals sworn in or affirmed as offering
expert or qualified testimony may testify on the merits
of the application.
What is considered evidence?
Breaking down what constitutes evidence can best be
summarized as follows:
i. Competent/material evidence: Evidence from
a recognized expert or a trustworthy source.
For example a realtor who has professional
experience and can offer an opinion if a specif-
ic project will or will not impact the value of
adjacent property.
ii. Substantial evidence: evidence that which a
`reasonable mind' would regard as sufficiently
supporting a specific result.
iii. Material evidence: evidence that is relevant to
the issue being considered.
For more detail on what constitutes evidence you can
refer to a Special Use permit fact sheet which can be
viewed using the following link: http: //
www.orangecountypc.gov/departments/
planning and inspections /documents.php.
As a general rule, anyone with knowledgeable infor-
mation (i.e. relevant) to the case may provide factual
information, but only experts may provide opinion tes-
timony. Even expert testimony must be competent (i.e.
the expert has qualifications relevant to the issue) and
material before the decision - making board can rely on
it.
How are decisions made?
Members of the board rendering the decision must make
their decision solely on the competent, material and
substantial evidence presented at the hearing.
The Orange County Planning Department looks
forward to working with all property owner to ad-
dress questions and concerns over the issuance of
a Zoning Compliance Permit and will be more
than happy to make themselves available to you to
address any concerns you may have .
To request assistance, or review provisions of the
Zoning Ordinance, please contact the Planning
staff at (919) 245 -2597.
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Orange County Planning and
Inspections
131 West Margaret Lane
PO Box 8181
Hillsborough, NC 27278
Phone: (9 19) 245 -2597
Fax: (919) 644 -3347
Email: mharvey @orangecountync.gov
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Orange County 6
Planning and Inspections
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Zoning Information Brochure :
Legislative versus
Quasi - Judicial Hearings
A citizens guide to the different
development review processes utilized
within Orange County
Attachment 3
Orange County Planning and
Inspections
131 West Margaret Lane
PO Box 8181
Hillsborough, NC 27278
Phone: (919) 245 -2597
Fax: (919) 644 -3347
Email: mharvey @orangecountync.gov
Purpose:
The purpose of these informational brochures is to
supply local citizens with essential information con-
cerning various Planning and Zoning related topics in
order to foster greater understanding of local regula-
tions.
This brochure is intended to provide guidance to local
residents on how to properly address specific planning
issues as well as to inform local residents what there
rights are with respect to specific areas of concern.
What is the legislative review process and when is
it used ?
A legislative review process is typically used to re-
view requests to rezone property, act on certain appli-
cations proposing the subdivision of property, or to
amend local land use regulations as contained within
the Orange Count Unified Development Ordinance
(UDO). It is the most common review process em-
ployed by the County.
When are legislative items reviewed?
Such items are typically reviewed first by the Plan-
ning Board and then by the elected officials during a
previous advertised public hearing.
How am I notified of the meetings?
Notices are sent out by first -class mail to property
owners within 1,000 feet of the property where the use
will be located, a sign is posted on the subject proper-
ty announcing the date /location of the public hearing,
and the County advertises the hearing
Who can speak during the review of a legislative
item?
Anyone can address the elected officials or staff on a
legislative item. The Orange County Board of Com-
missioners can solicit and consider the comments and
concerns of many different constituents and listen to
the different viewpoints involved in an issue.
Can I speak to a Planning Board member or a
County Commissioner about a legislative item be-
fore the public hearing?
Yes. Individual Board members can review and dis-
cuss the matter at any time and place, even before the
holding of the Planning Board meeting or the required
public hearing.
How are decisions made on a legislative item?
Decisions are made based on all comments received,
the recommendation of the County Planning Board, a
recommendations made by County staff, as well as the
Board members own experiences, opinions and judg-
ment.
What is the quasi - judicial process and when is it
used?
A quasi - judicial process is typically used to review land
use development applications, commonly called a Spe-
cial Use. In this process the Board hears factual evi-
dence and sworn testimony presented at a previous ad-
vertised public hearing and then makes a determination
on whether the permit can be issued based on the evi-
dence presented.
What is a Special Use and where can I find a list of
allowable uses in Orange County?
A Special Use is a use of property where the County
has previously determined the potential impacts of its
development calls for special consideration. Section
5.2. Table of Permitted Uses of the UDO contains a list
of those specific land uses identified considered to be a
Special Use. Orange County has 2 different categories
of SUP, specifically:
Class A reviewed and acted upon by the Board of
County Commissioners (BOCC), with a
recommendation from the Planning Board,
and
Class B reviewed and acted upon by the Orange
County Board of Adjustment..
How am I notified of the meeting?
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Notices are sent out by first -class mail to property own-
ers within 1,000 feet of the property where the use will
be located, a sign is posted on the subject property an-
nouncing the date /location of the public hearing, and
the County advertises the hearing
Can staff help me prepare for the meeting?
Staff is always happy to offer guidance and assistance
with respect to understanding the Special Use permit
process and what types of arguments can be made with
respect to supporting or opposing an application. Staff
cannot, however, help you prepare an argument or act
as an expert for you.
How does a quasi - judicial public hearing work?
The review of a Special Use occurs in the following
general manner:
1. A public hearing is scheduled and advertised in
accordance with the UDO and State law,
2. Individuals intending on addressing the decision
making body are sworn (i.e. indicate they are
going to offer factual testimony and evidence),
3. Those in favor of the application present sub-
stantial, competent evidence that a proposal
meets the requirements of the UDO,
4. Those in opposition must also present substan-
tial, competent evidence that the proposal does
not meet the applicable standards.
The purpose of the hearing is to allow those in
favor or opposition to a proposed Special Use
to present evidence to the decision making
board that the proposed use does or does not
comply with applicable standards.
Opinions, hearsay, general comments, or per-
sonal feelings on a project are not considered
evidence and cannot be used in rendering a
decision on a permit request.
4. The Board rendering the decision bases the deci-
sion to approve or deny the permit request on the
evidence and testimony offered during the hear-
ing.