HomeMy WebLinkAboutAgenda - 12-04-2006-5mORANGE COUNTY
BOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: December 4, 2006
Agenda
Item No. `~' rM
SUBJECT: Process and Facilitation Consultant Contract for Comprehensive Plan
DEPARTMENT: Planning & Inspections/ PUBLIC HEARING: (Y/N) No
County Manager
ATTACHMENT(S):
1) Comprehensive Plan Update Timetable
2) Proposal
INFORMATION CONTACT:
Tom Altieri, Comprehensive Planning
Supervisor, (919) 245-2579
Rod Visser, Interim County Manager, 245-2308
PURPOSE: Review the.proposal from the Orange County Dispute Settlement Center (DSC) for
the provision of process and facilitation services related to the Comprehensive Plan update and
authorize staff to prepare a contract with the Dispute Settlement Center (DSC) that incorporates
the scope of work outlined under the "Cost and Contracting" section of the proposal.
BACKGROUND: At its October 3, 2006 meeting, the Board of County Commissioners (BOCC)
approved, with minor revisions, the Planning Board's proposed process for updating the
Comprehensive Plan as well as the various roles of County staff, advisory boards, and elected
officials during the update. Furthermore, County Administration and the Planning Board were
asked to compress the proposed timetable for completion of the update and to consider the use
of a consultant, if necessary to complete the project.
On October 23, 2006, County Administration and planning staff met with the Chairs of the
Planning Board and BOCC to discuss an accelerated schedule and the use of consulting
services to complete the Plan update. In summary, the major outcomes of this meeting were
twofold.
First, the Comprehensive Plan would be scheduled for a May 2008 public hearing and the
BOCC would consider adoption in August 2008. This timeline would take approximately 2
years, concluding 6 months earlier than the October 3~d proposal.
Second, the idea is to use a combination of two different "types" of consultants to complete the
Comprehensive Plan:
1. A consultant to provide process and meeting facilitation services (Proposal attached);
and
2. A consultant to "synthesize" the existing reports and studies that have been completed by
various county departments, advisory boards, and in some cases consultants; identify
any missing components; and repackage into a Draft Comprehensive Plan (Planning
Board to review draft scope of services and provide a recommendation to the BOCC at
an upcoming meeting).
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The recommended approach will permit an additional joint meeting of advisory boards involved
in the Comprehensive Plan, to occur in January 2007, as outlined in the accelerated process
timetable.
The underlying premise of the proposed accelerated approach is that:
1: Facilitated meetings, especially those among the various advisory boards, will help
maintain an objective focus during this multi-disciplined collaborative effort; and
2. `Synthesizing' would acknowledge that to a great extent the updated Comprehensive
Plan already exists in various County documents and in a variety of formats. This update
shouldn't require the generation of a lot of new material, and can be completed by pulling
together all of the good work that has already been done by the various County
departments and advisory boards. The work product focus would then be towards any
missing components.
RELATION TO BOCC PRIORITIES: At the work session on September 14, the BOCC
discussed previously identified priorities and directed staff to proceed and develop a set of
written goal statements and timelines associated with its top priorities for the remainder of 2006.
The six emerging issues the BOCC considered as its top priorities, in no rank order, included
continuation of the process for updating the County's Comprehensive Plan. This contract
constitutes a step in the act of moving forward with one priority issue before the BOCC in this
calendar year.
FINANCIAL IMPACT: The services of the DSC will be provided on an as needed basis as
requested by the Project Management Team (County Manager, Planning Director,
Comprehensive Planning Supervisor, and Planning Board Chair), will extend from the date of
contract approval through May 31, 2008, and may be extended upon the written. consent of both
parties. DSC offers their services at the following rates:
Through June 2007: (a) $85.00 per hour for all necessary time provided to this project by
Program Coordinator Andrew M. Sachs; (b) $40.00 per hour for all necessary time provided
to this project by each DSC facilitator other than Mr. Sachs (e.g., small group facilitators, co-
fac'ilitator, temporary substitution for Sachs where that is necessary).
July 2007 through May 2008: (a) $90.00 per hour for all necessary time provided to this
project by Program Coordinator Andrew M. Sachs; (b) $45.00 per hour for all necessary time
provided to this project by each DSC facilitator other than Mr. Sachs (e.g., small group
facilitators, co-facilitator, temporary substitution for Sachs where that is necessary).
Planning Staff estimates approximately 212 hours of DSC time may be required for process
consultation and meeting facilitation during the course of the Comprehensive Plan Update
process, estimated to be split fairly evenly between Fiscal Years 2006-07 and 2007-08.
Funding for DSC services will be drawn from appropriations already approved in the 2006-07
Planning Department operating budget and from funds to be requested in the 2007-08
Manager's Recommended Budget. Planning Staff will keep the BOCC apprised of DSC hours
spent on the project through regular staff reports as provided by the BOCC approved process
for updating the Comprehensive Plan.
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RECOMMENDATION(S):
Manager -The Manager recommends that the Board authorize staff to prepare a contract with
the Dispute Settlement Center (DSC) that incorporates the scope of work outlined under the
"Cast and Contracting" section of the proposal, and authorize the Chair to sign the contract.
Planning Board - At the November 15, 2006 Special Planning Board Meeting, the Board
recommended, by 6:1 vote (7 of 12 in attendance), to use a process facilitator during the
Comprehensive Plan update process and that the Dispute Settlement Center (DSC), Inc. was
the facilitator of choice. In general, the reasons stated for the dissenting vote were a
preference to use one consulting firm to serve both facilitative and synthesizing functions to
possibly contribute to the acceleration and coordination of the new timetable and that other firms
should be considered for both process and facilitation services. Minutes of the November 15,
2006 Special Planning Board Meeting will be available later in December.
Comprehensive Plan Update Timetable
Revised 11 /06/06
ATTACHMENT 1~
~.:./
Process 2 006 20 07 20 08 200 9
Task o n d j f m a m j j a s o n d j f m a m j j a s o n d j f
Phase 7
Adoption of Process X
Contract with Consultant
("Meeting Facilitator")
X
Planning Board Framework
and Guidelines
X
X
Joint Board Mtg.* X
Planning Board Evaluation
and Appraisal of 1981 Plan
X
X
Contract with Consultant
("Synthesizer")
X
X
Preparation of County
Profile Element
X
X
X
Joint Board Mtg.* X
Preparation of Goals X X
Outreach (not defined) X
Approval of Legal Ad for
Public Hearing
X
Qtr. Public Hearing-
Evaluation & Appraisal of
1981 Plan, Goals, and
County Profile Element ~
X
Advisory Board(s)
Recommendation(s)
X
BOCC Adoption X
----------------------- -- -- -- -- -- -- --- -- -- -- -- --- -- -- -- -- -- --- -- -- -- -- --- -- -- -- -- -- ----
Phase 2
Joint Board Mtg: ` X
Element Preparation X X X X X
Formating/Assembling
Comprehensive Plan
X
X
Advisory Boards Receive
Draft Comprehensive Plan
X
X
Outreach (not defined) X
Planning Board develops
recommendations on any
reconciliation
X
Approval of Legal Ad for
Public Hearing
X
Expanded Advertisement X
Qtr. Public Hearing X
Advisory Board(s)
Recommendation(s)
X
X
BOCC Adoption X
----------------------- -- -- -- -- -- -- --- -- -- -- -- -- -- -- -- -- -- --- -- -- -- -- --- -- -- -- -- -- ----
Qtr. Public Hearing to
Adopt Regulatory Policies
and Programs
X
*To include BOCC and Advisory Boards
ATTACHMENT 2
Proposal by the Dispute Settlement Center (DSC) to Provide Consultation and Meeting
Facilitation in Support of Orange County's Comprehensive Plan Update Process
November 27, 2006
DSC proposes to support the County's efforts at updating the Comprehensive Plan by
providing consultation and facilitation services to the Project Management Team (County
Manager, Planning Director, Comprehensive Planning Supervisor, and Planning Board
Chair).
Andrew M. Sachs, Coordinator of DSC's Public Disputes Program, will be the lead
consultant and facilitator on this project. A statement of qualifications is appended to this
proposal. Other DSC personnel might be available as needed by the Project Management
Team, depending upon the schedules of the other personnel and resources (see proposed
budget, below).
Sachs will meet with the Project Management Team as needed and directed by the Team to
address the following:
That he and all Team members are well informed and working together on all important
aspects of the Update Process, including the sequence of events, the timeframe, their own
roles, the roles of others, and the internal process by which the Team itself will operate
(set its agenda, stay focused, make decisions, resolve conflict, and link with groups and
individuals outside of the Team as directed by the Team).
• How well individuals and groups holding leadership roles in the Update Process other
than the members of the Project Management Team (e.g., staff from County departments
other than Planning and Inspections; the Board of County Commissioners; and advisory
boards, members and liaisons) are informed and working together on the important
aspects of the process, and what interventions if any may be needed by the Team or
process consultant to explore or address any problems.
Recommend to the Team ways for a successful Update Process, 'including consideration
of how the process overall and key events within it (e.g., Public Information/Joint
Advisory Board meetings, Public Hearings, Outreach efforts, and substantive reviews by
the Planning Board and the Board of County Commissioners) will be coordinated,
planned, managed and facilitated.
• Work with the Team and the Planning Board to facilitate and complete a successful
Update Process within the timeframe adopted by the BOCC.
Decisions regarding the Update Process that are made during Sachs's meetings with the
Project Management Team will be documented by Sachs (and reviewed/corrected by the
Team) and used by Sachs in the development of written plans for each event that DSC
facilitates. The record of the Project Management Team might also be used by the Team
itself or others to plan events that DSC does not facilitate (e.g., Planning Board meetings,
Board of County Commissioner meetings).
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Costs and Contracting
1. The timeframe for the services described herein will extend from the date of contract approval
through May 31, 2008. The contract may be extended upon written consent of both parties.
2. In consideration for DSC's services described herein, the County will pay DSC as follows:
(i) Through June 2007: (a) $85.00 per hour for all necessary time provided to this project by
Program Coordinator Andrew M. Sachs; (b) $40.00 per hour for all necessary time provided to
this project by each DSC facilitator other than Mr. Sachs (e.g., small group facilitators, co-
facilitator, temporary substitution for Sachs where that is necessary).
(ir) July 2007 through May 2008: (a) $90.00 per hour for all necessary time provided to this
project by Program Coordinator Andrew M. Sachs; (b) $45.00 per hour for all necessary time
provided to this project by each DSC facilitator other than Mr. Sachs (e.g., small group
facilitators, co-facilitator, temporary substitution for Sachs where that is necessary).
3. The County will provide for all project logistics and materials, including adequate meeting
facilities, audio-visual equipment, advance and follow-up communications with meeting invitees
or attendees, handouts, flip chart paper, masking tape, magic markers, maps and renderings,
sticky dots, refreshments, nametags, and photocopying.
4. The County will reimburse DSC for all necessary automobile travel incurred to conduct the tasks
specified herein at the IRS rate in effect at the time of travel, which is currently $ 0.445/mile.
Reasonable and necessary out of pocket expenses will be reimbursed to DSC by the County
following the submission of valid receipts for those expenses.
5. DSC will invoice the County no more frequently than once per month. Each invoice will include
a summary of the tasks/meetings/deliverables completed during the time period covered by the
invoice.
6. The County will pay DSC's invoices within 10 days of receipt. Checks will be made payable to
the order of the Dispute Settlement Center, and mailed or delivered to DSC, 302 Weaver Street,
Carrboro, NC 27510. DSC federal tax identification number is F56-1216584
7. DSC agrees to designate Public Disputes Program Coordinator Andrew M. Sachs as the lead
contact for this project. Planning and Inspections Department Director Craig Benedict will serve
as the County's project liaison with DSC upon signing of this agreement.
8. Both DSC and the County agree that if disputes related to this contract emerge between them
during or after the period of this agreement, each will first seek resolution by face-to-face
problem-solving, facilitated by a mutually agreeable third party if necessary, before taking the
grievance for resolution to any outside authority.
9. Any modification to this agreement must be written and signed by both parties.
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PUBLIC DISPU'T'ES PROGRAM
Dispute Settlement Center of Orange County
Since 198, the Public Disputes Program has been helping communities,
jurisdictions and organizations discuss difficult topics, resolve multi-party conflict,
and develop consensus-building skills by designing collaborative processes,
providing mediation and facilitation, and conducting training and education
programs. For more information, contact Andrew M. Sachs, ,Program Coordinator,
302 Weaver Street, Carrboro, NC 27510, (919) 929-8800, ext. 23,
asaschs(c~disputesettlement.org.
Representative Project Experience
Design and facilitation of a year long community consensus building process on the
Town of Carrboro's Northern Transition .Area Small Area Plan. The result of
this intervention, the "Facilitated Small Area Plan for Carrboro's Northern Study Area"
was selected in 200o by the NC Carolina Chapter of the .American Planning Association
as the recipient of the Brian.Benson Award for Small Community Comprehensive
Planning.
• Facilitation of public forum through which parks and recreation advocates,
environmental advocates, affordable housing advocates, neighbors of the
"Greene tract," and officials from Chapel Hill, Carrboro and Orange County met to clarify
options for future uses of a 109 acre parcel jointly owned by the three local
governments.
• Mediation for residents living near the Orange County regional landfill and
representatives of three local governments. The parties negotiated an agreement
through which the governments would acquire soil from adjoining tracts for use in
landfill operations while minimizing adverse impacts on residents and the
environment.
Facilitation of a work group composed of people from neighborhoods near the
University of North Carolina at Chapel Hill (UNC) power plant and UNC administrators.
The group evaluated UNC's plans for demolishing and reconstructing the power
plant's coal silos. After aseven-month process, work group members signed an
"outcome document" that recorded areas of understanding and agreement, clarified
issues that were not yet resolved, and set forth methods for future consultations between
UNC and the neighbors.
• Design and facilitation of process through which twenty seven residents of Chapel Hill,
Carrboro, Hillsborough and the unincorporated areas of Orange County appointed by
their respective jurisdictions to the Shaping Orange County's Future Task Force reached .
consensus on a set of values and goals for guiding the community's future and on a
draft set of recommendations for achieving those ideals.
• Facilitation for 60 local elected officials, non-profit housing development and
advocacy organizations, government staff, and advisory board members convened
by a local Department of Housing and Community Development for athree-hour
"strategic housing session." Participants learned about different types of public funding
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available for affordable housing and generated ideas for improving how those funds
are allocated and used. A task force was then formed to continue the collaboration and
develop ideas further.
• Facilitation of five community dialogue sessions on racism, poverty and inequality
in partnership with the University of North Carolina at Chapel Hill (UNC) Center for the
Study of the American South, the UNC Sonja Haynes Stone Black Cultural Center, and
the Orange County Human Rights and Relations Commission.
Co-facilitator with George Mason University's Conflict Clinic and the Winston-
Salem/Forsyth County Neighborhood Justice Center for an innovative year-long
community problem solving process convened by the Winston-Salem/Forsyth County
Coalition on Drug and Alcohol Problems. Over 60 organizations in the public, private
and civic sectors reached consensus on improvements to local substance abuse
treatment services.
Mediated among sponsors of a proposed group home for people living with AIDS and
residents of four surrounding neighborhoods in opposition to the proposal. The
parties jointly organized a public forum at which the proposal and neighborhood
concerns were discussed. Opposition to the group home dissipated after information
was shared, relationships were established, and lines of communication opened across
the groups.
• Co-Mediator (with Dr. David Godschalk) for multiple parties (Neighborhood Coalition
for Responsible Development in Raleigh, the Oberlin Village community, First Colony
Property Company, City of Raleigh) in conflict over First Colony Properties' proposal to
develop i5 acres as mixed-use infill at Wade Avenue and Oberlin Roads in Raleigh,
NC.
Facilitation of the County/Schools "Collaboration Work Group," composed of the Chairs,
Vice Chairs, and Executive staff persons from the Orange County Board of
Commissioners and the Boards of Education for Orange County and Chapel
Hill/Carrboro. Since January 2004, the Work Group has identified, clarified, planned,
and/or evaluated cross jurisdiction issues such as revisions to local school
construction standards, community use of school recreation facilities, and "new
paradigm" funding for school-based human services.
Consultation to Dr. David Salvesen, Director; LTNC-CH Program on Smart Growth and
the New Economy, Center for Urban and Regional Studies, for projects in North Carolina
and in the Atlanta metropolitan region relating to collaborative planning across
school districts and county and municipal governments in public school siting
processes, including design and facilitation of the May 2006 Summit on School Facility
Siting convened by CURS for over 3o municipal, county, and schools officials from
Cabarrus, Guilford, Johnston and Union counties.
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Andrew M. Sachs
Sachs initiated the Public Disputes Program at DSC in 1887 with a grant from the
Mary Reynolds Babcock Foundation. He has served as a mediator, group facilitator,
and conflict resolution trainer since 1g8o.
He earned a Masters in City Planning from the M.I.T. (1986) and a B.A. in
Environmental Studies from the State University of New York at Binghamton (1979)•
He is a member of the National Association for Community Mediation (since 1994)
the Society of Professionals in Dispute Resolution/Association for Conflict
Resolution (since 1993) and the National Roster of Environmental Dispute
Resolution and Consensus Building Professionals (since 2000).
He was a Lecturer in the Department of Psychology, University of North Carolina at
Chapel Hill from 1994 - 2001, a position through which he co-developed and co-
taught an upper-level undergraduate course, "Non-Violent Conflict Resolution" with
Professor John H. Schopler.
His publications in the field include:
Contributions to the chapters on History and on Procedure in .Alternative
Dispute Resolution in North Carolina: A New Civil Procedure, Jacqueline R.
Clare, editor. Raleigh, NC: North Carolina Bar Foundation and the North
Carolina Dispute Resolution Commission (2003)
"Understanding Public Disputes Resolution in Community Mediation,"
Mediation Quarterly, v.17, no. 4, Summer 2000.
"Resolving Disputes the Kinder, Gentler Way: The North Carolina Way."
Planning, American Planning Association (Chicago, IL), Volume 61, Number
5, May 1995•
"Local Dispute Settlement Centers: Helping Planners to Build Consensus."
Carolina Planning, University of North Carolina at Chapel Hill, Volume 16,
Number 1. Spring 1990.
"The Patuxent River Clean-up Agreement" with Peter Schneider. The
Environmental Forum, 2:1, May 1983•
"Policy Dialogue for Environmental Dispute Resolution" with Sam Gasman.
Program on Negotiation Working Paper Series, 87-1. Cambridge,
Massachusetts: Harvard Law School (1887).