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HomeMy WebLinkAbout7-a - Report on the Orange County Tax Equity Study ORANGE COUNTY BOARD OF COMMISSIONERS ACTION AGENDA ITEM ABSTRACT Meeting Date: January 23, 2018 Action Agenda Item No. 7-a SUBJECT: Report on the Orange County Tax Equity Study DEPARTMENT: County Manager’s Office ATTACHMENT(S): 1 – Orange County Tax Equity Presentation 2 – Orange County Tax Equity Full Report INFORMATION CONTACT: Bonnie Hammersley, 919-245-2306 Travis Myren, 919-245-2308 PURPOSE: To receive a report on the Orange County Tax Equity Study completed by David Mitchell, CCM Economics, LLC. BACKGROUND: In 1987, the County was engaged in a study of tax equity between the County and each of the municipalities within the County. That study, known as the Wicker Study, examined the different levels of municipal and county taxes that residents of Mebane, Carrboro, Hillsborough, and Chapel Hill paid relative to the levels of government provided benefits that they received. Residents of Orange County who did not reside in a municipality were also examined. In 2017, the County contracted with David Mitchell, Ph.D. of CCM Economics to update the previous tax equity report. This report has updated and expanded upon the previous study of tax equity. The CCM report examines the budgets of local and county governments and combines this information with data from other data sources from the federal and state level to determine how much, on a per capita basis, each citizen is paying in taxes. This tax expenditure is then compared to the level of government provided benefits that each citizen is receiving on a per capita basis. A survey of Orange County residents was also employed to understand which government provided goods and services are being utilized and by whom. Dr. Mitchell will explain the methodology employed in his study, the intricacies of measuring tax equity, the results of the resident use survey, tax expenditures per capita, and the services received by residents of the County on a per capita basis based on where each resident lives. FINANCIAL IMPACT: The Orange County Tax Equity Study was funded using consulting services expenditures available in the County Manager’s Office. SOCIAL JUSTICE IMPACT: The following Orange County Social Justice Goals are applicable to this item: • GOAL: FOSTER A COMMUNITY CULTURE THAT REJECTS OPPRESSION AND INEQUITY The fair treatment and meaningful involvement of all people regardless of race or color; religious or philosophical beliefs; sex, gender or sexual orientation; national origin or 1 ethnic background; age; military service; disability; and familial, residential or economic status. • GOAL: ENABLE FULL CIVIC PARTICIPATION Ensure that Orange County residents are able to engage government through voting and volunteering by eliminating disparities in participation and barriers to participation. RECOMMENDATION(S): The Manager recommends the Board receive the report on tax equity and ask questions as desired. 2 OOra n g e C o u n t y T a x E q u i t y St u d y BO C C M e e t i n g Ja n u a r y 2 3 , 2 0 1 8 Hi l l s b o r o u g h , N C C. C . M . E c o n o m i c s , L . L . C . Att a c h m e n t 1 3 Ou t l i n e o f P r e s e n t a t i o n • In f o r m a t i o n a b o u t m y s e l f a n d m y f i r m • Un d e r s t a n d i n g t h e i s s u e o f t a x e q u i t y • Ar e a o f S t u d y — O r a n g e C o u n t y • Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y • Re s u l t s • Qu e s t i o n s CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 4 CC M E c o n o m i c s , L L C • Da v i d M . M i t c h e l l , P r e s i d e n t • Ph . D . i n E c o n o m i c s i n 2 0 0 1 • Ec o n o m i c a n a l y s i s , f o r e c a s t s , e c o n om i c i m p a c t s t u d i e s f o r 1 7 y e a r s • Re c e n t P a s t C l i e n t s : N a t i o n a l P a r k Se r v i c e ; U S C e n s u s B u r e a u ; S t a t e o f So u t h C a r o l i n a ; S t a t e o f M i s s o u r i ; E s t e r o , F l ; G a i n e s v i l l e , F l , C h e r a w , SC ; U n i v e r s i t y o f S C ; CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 5 Un d e r s t a n d i n g T a x E q u i t y • Be n e f i t s P r i n c i p l e — p a y t a x e s c o m m e n s u r a t e w i t h t h e b e n e f i t s re c e i v e d • Ab i l i t y - t o - p a y p r i n c i p l e — h i g h e r i n c o m e h o u s e h o l d c a n a f f o r d t o p a y mo r e i n t a x e s , s o t h e y s h o u l d • Co n s i d e r t w o h o u s e h o l d s , P o o r a n d R i c h , w i t h i n c o m e s o f $ 2 5 , 0 0 0 an d $ 1 5 0 , 0 0 0 • Lo c a l g o v e r n m e n t p r o v i d e s o n e g o od , l o c a l e d u c a t i o n , w h i c h c o s t s $7 , 0 0 0 p e r s t u d e n t p e r y e a r CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 6 Un d e r s t a n d i n g T a x E q u i t y • Be n e f i t s p r i n c i p l e — b o t h h o u s e h o l d s p a y $ 7 , 0 0 0 i n t a x e s . P o o r ho u s e h o l d p a y s 2 8 % o f t h e i r i n c o m e an d r i c h h o u s e h o l d p a y s 4 . 6 % o f th e i r i n c o m e . I s t h i s f a i r ? B o t h pa y i n g a n d r e c e i v i n g t h e s a m e d o l l a r va l u e o f o u t p u t , b u t p a y i n g d i f f e r e n t p e r c e n t a g e s f o r i t . • Ab i l i t y t o p a y p r i n c i p l e — p o o r h o u s e h o l d p a y s 5 % o f t h e i r i n c o m e ($ 1 , 2 5 0 ) a n d r i c h h o u s e h o l d p a y s 1 0 . 2% o f t h e i r i n c o m e ( $ 1 2 , 7 5 0 ) . I s th i s f a i r ? P o o r h o u s e h o l d i s r e c e iv i n g a n e x t r a $ 5 , 7 5 0 o f v a l u e t h a t th e y d i d n ’ t p a y f o r ( $ 7 , 0 0 0 - $ 1 , 2 5 0 ) a n d r i c h h o u s e h o l d i s l o s i n g $5 , 7 5 0 t h a t t h e y p a i d f o r b u t d i d n ’ t g e t ( $ 1 2 , 7 5 0 - $ 7 , 0 0 0 ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 7 Un d e r s t a n d i n g T a x E q u i t y • Co n s i d e r t h e U S I n c o m e T a x • To p 1 % o f a l l i n c o m e e a r n e r s e a r n e d 2 0 . 6 % o f A G I b u t p a i d 3 9 . 5 % o f fe d e r a l i n c o m e t a x e s • Bo t t o m 5 0 % o f a l l i n c o m e e a r n e r s e a r n e d 1 1 . 3 % o f A G I b u t p a i d 2 . 8 % of f e d e r a l i n c o m e t a x e s • Th e o n l y w a y t o h a v e c o m p l e t e l y e q u i t a b l e t a x e s i s f o r e v e r y ho u s e h o l d t o e a r n a n i d e n t i c a l i n co m e a n d e v e r y h o u s e h o l d t o h a v e id e n t i c a l p r e f e r e n c e s f o r t h e c o n s u m p t i o n o f g o v e r n m e n t s e r v i c e s CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 8 Ar e a o f S t u d y – O r a n g e C o u n t y CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y OCTE9 Ar e a o f S t u d y – O r a n g e C o u n t y (p e r c e n t p o p u l a t i o n c h a n g e 1 9 8 7 - 2 0 1 5 ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 0 5 0 1 0 0 1 5 0 2 0 0 2 5 0 3 0 0 3 5 0 4 0 0 Ca r r b o r o Ch a p e l H i l l C i t y Ch a p e l H i l l - - O C O n l y Hi l l s b o r o u g h Me b a n e C i t y Me b a n e - - O C o n l y Un i n c o r p o r a t e d Or a n g e C o u n t y Du r h a m - C h a p e l H i l l M S A No r t h C a r o l i n a ( m i l ) US A ( m i l ) 10 Ar e a o f S t u d y – O r a n g e C o u n t y (p e r c a p i t a i n c o m e d i s t r i b u t i o n s ) Pe r C a p i t a In c o m e Pe r c e n t o f US A Pe r c e n t o f NC Pe r c e n t o f Ch a p e l H i l l Ca r r b o r o 20 , 5 5 8 7 1 . 0 6 79 . 3 1 3 6 . 4 1 Ch a p e l H i l l 56 , 4 5 9 1 9 5 . 1 6 2 1 7 . 8 2 1 0 0 . 0 0 Hi l l s b o r o u g h 24 , 5 6 7 84 . 9 2 9 4 . 7 8 4 3 . 5 1 Me b a n e 29 , 1 3 4 1 0 0 . 7 1 1 1 2 . 4 0 5 1 . 6 0 Un i n c o r p o r a t e d 36 , 1 9 6 1 2 5 . 1 2 1 3 9 . 6 5 6 4 . 1 1 Or a n g e C o u n t y 36 , 3 8 0 1 2 5 . 7 5 1 4 0 . 3 5 6 4 . 4 4 No r t h C a r o l i n a 25 , 9 2 0 8 9 . 6 0 10 0 . 0 0 4 5 . 9 1 US A 28 , 9 3 0 1 0 0 . 0 0 1 1 1 . 6 1 5 1 . 2 4 CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 11 Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y • Su r v e y o f C i t i z e n s • He l p s t o d e t e r m i n e w h o i s u s i n g w h a t • Pa r k s , L i b r a r i e s , r e c y c l i n g , p u b l i c t r a n s i t , se n i o r c e n t e r , w i f i / t e c h n o l o g y , h e a l t h c a r e • Su r v e y s e n t o u t o v e r p o s t a l a n d e m a i l , f a c e b o o k , e t c . • Ex a m i n i n g t a x e s p a i d a n d g o v e r n m e n t s e r v i c e s r e c e i v e d b y c i t i z e n s br o k e n d o w n b y c i t y a n d i n c o r p o r a t e d a r e a • Fe d e r a l i s m i s s u e s • Pu b l i c v s . p r i v a t e g o o d s ( e x c l u d a b l e/ n o n - e x c l u d a b l e & r i v a l / n o n r i v a l ) • Ex a m i n e c i t y a n d c o u n t y b u d g e t s , s o c i o e c o n o m i c d a t a , t a x d a t a , e t c . • Sn a p s h o t m e t h o d o l o g y — s o m e t a x r e v e n u e s c o l l e c t e d t o d a y a r e s h i f t e d t o r e s e r v e f u n d s to b e s p e n t i n t h e f u t u r e . T h i s m a k e s ‘ t a x e s c o l l e c t e d ’ l o o k b i g g e r t h a n ‘ s e r v i c e p r o v i d e d ’ CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 12 Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y Fe d e r a l G o v t St a t e G o v t Lo c a l G o v t $2 5 $1 0 $3 0 F: $ 1 0 0 S: $ 2 5 L: $ 1 0 Ap p a r e n t Ta x B u r d e n F: $ 7 0 S: $ 1 5 L: $ 5 0 Ac t u a l T a x Bu r d e n 13 Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y 20 1 6 G o v e r n m e n t r e c e i p t s a n d s p e n d i n g i n b i l l i o n s Al l G o v t F e d e r a l S t a t e / L o c a l Go v e r n m e n t R e c e i p t s ( a l l s o u r c e s ) 5, 3 1 9 . 6 3 , 4 9 7 . 8 2 , 3 7 2 . 9 Ta x e s 3, 7 4 4 . 3 2 , 1 5 3 . 6 1 , 5 9 0 . 8 So c i a l I n s u r a n c e T a x e s 1, 2 5 1 . 9 1 , 2 3 2 . 6 1 9 . 3 Cu r r e n t T r a n s f e r R e c e i p t s f r o m o t h e r s / g o v t s 21 4 . 2 7 3 . 4 6 9 1 . 9 In c o m e f r o m a s s e t s 13 1 . 6 4 9 . 2 8 2 . 4 Ex p e n d i t u r e s f o r g o o d s / s e r v i c e s 2, 6 5 5 . 2 9 7 8 . 1 1 6 7 7 . 1 Tr a n s f e r P a y m e n t s t o p e r s o n s 2, 7 9 6 . 3 2 , 0 4 7 . 9 6 9 5 . 2 Tr a n s f e r P a y m e n t s t o o t h e r g o v t 6 0 4 . 4 In t e r e s t 66 6 . 3 4 7 4 . 1 1 9 2 . 3 Su b s i d i e s 59 . 2 5 8 . 7 0 . 5 CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 14 Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y (O r a n g e C o u n t y R e v e n u e s a n d E x p e n d i t u r e s ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y Ch a r g e s f o r se r v i c e s 5% In t e r g o v e r n m e n t al 10 % Tr a n s f e r s f r o m ot h e r f u n d s 1% Pr o p e r t y T a x e s 72 % Sa l e s T a x 10 % Li c e n s e s , Pe r m i t s , In v e s t m e n t s 0% Mi s c e l l a n e o u s 2% Co m m u n i t y Se r v i c e s 6% General Government 3% Public Sa f e t y 10% Hu m a n S e r v i c e s 19% Ed u c a t i o n 38 % Su p p o r t Se r v i c e s 6% De b t S e r v i c e 14 % Tr a n s f e r s t o Fu n d s 4% 15 Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y (H i l l s b o r o u g h R e v e n u e s a n d E x p e n d i t u r e s ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y Pr o p e r t y T a x 68 % Sa l e s T a x 14 % Li c e n s e s a n d Pe r m i t s 2% In t e r g o v e r n m e nt a l 2% In v e s t m e n t ea r n i n g s 0% Fu n d B a l a n c e Tr a n s f e r s 7% Ot h e r 3% De b t I s s u a n c e 4% Ad m i n 9% Pl a n n i n g 5% Safety & Wellness 1% Public Space 4% Information Services 0% Po l i c e 31 % Fi r e 13 % Fl e e t Ma i n t e n a n c e 3% St r e e t s 11 % Po w e l l B i l l 3% So l i d Wa s t e 11 % Ce m e t e r y 0% Ec o n o m i c De v e l o p m e n t 5% Ot h e r 4% 16 Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y (M e b a n e R e v e n u e s a n d E x p e n d i t u r e s ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y Pr o p e r t y t a x (a l l ) 54 % Sa l e s T a x 17 % Ut i l i t y Fr a n c h i s e T a x 4% Fi r e D i s t r i c t T a x 3% Po w e l l B i l l 2% Sa n i t a t i o n F e e s 2% Pe r m i t s 2% Tr a n s f e r s 2% Fu n d B a l a n c e Tr a n s f e r s 9% Ot h e r 5% Po l i c e 19 % Fire 15% Ad m i n 24 % Pu b l i c W o r k s 23 % Pl a n n i n g 4% Ec o n o m i c De v e l o p m e n t 6% Pa r k s 9% 17 Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y (C a r r b o r o R e v e n u e s a n d E x p e n d i t u r e s ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y Pr o p e r t y T a x 57 % Sa l e s T a x 16 % Ot h e r T a x e s 3% In t e r g o v e r n m e nt a l 7% Fe e s a n d Pe r m i t s 6% Se r v i c e Ch a r g e s 1% Fu n d Ba l a n c e Tr a n s f e r s 5% Ot h e r R e v e n u e 1% Ot h e r Fi n a n c i n g So u r c e s 4% Ad m i n 9% Economic Development 4% Information Technology 5% Police 12% Fire 11% Pl a n n i n g 6% Tr a n s p o r t a t i o n 5% Pu b l i c W o r k s 32 % Pa r k s 8% De b t S e r v i c e 5% Ot h e r 3% 18 Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y (C h a p e l H i l l R e v e n u e s a n d E x p e n d i t u r e s ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y Ge n e r a l F u n d s 60 % Tr a n s i t 21 % St o r m w a t e r 2% Pa r k i n g 2% Ho u s i n g 2% Ca p i t a l P r o j e c t s 1% Ot h e r 5% De b t Se r v i c e 7% Po l i c e 24 % Ad m i n 21 % Fi r e 15 % Pa r k s 11 % Li b r a r y 5% En v i r o n m e n t 24 % 19 Ap p r o a c h t o a n a l y z i n g t h e i s s u e o f t a x e q u i t y (P r o p e r t y a n d I n c o m e T a x e s ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 20 Su r v e y r e s u l t s CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y Or a n g e Co u n t y Ca r r b o r o C h a p e l H i l l H i l l s b o r o u g h M e b a n e U n i n c o r p Pa r k s 22 . 7 1 2 . 5 1 1 . 3 3 0 . 7 3 0 . 5 2 5 . 7 Bl a c k w o o d 28 . 6 7 . 1 1 5 . 2 4 2 . 1 2 5 3 2 . 8 Ce d a r G r o v e 19 . 6 9 . 8 1 1 1 5 . 8 2 5 2 6 . 6 Ce n t r a l R e c Ce n t e r 20 . 2 2 . 4 4 . 4 3 6 . 2 3 3 . 3 2 3 . 2 Ef l a n d - C h e e k s 10 . 3 2 . 4 3 . 3 1 1 . 7 5 0 1 1 . 8 Fa i r v i e w 12 . 9 2 . 4 1 . 1 2 5 8 . 3 1 4 . 9 Ho l l o w R o c k 15 . 5 1 9 . 5 1 8 . 9 1 6 0 1 3 . 4 Li t t l e R i v e r / Na t u r e A r e a 23 . 9 9 . 8 8 . 7 2 3 . 7 4 1 . 7 3 2 Ri v e r P a r k / Fa r m e r ' s M k t 60 . 2 5 1 . 2 3 1 . 9 8 3 6 6 . 7 6 3 . 3 So c c e r . c o m Ce n t e r 13 . 3 7 . 7 7 . 7 2 2 . 8 1 6 . 7 1 2 . 8 Li b r a r y 36 . 9 4 9 . 3 3 7 . 9 4 0 . 7 3 2 . 1 3 2 . 6 Ma i n L i b r a r y 59 . 6 2 6 . 8 1 5 . 9 8 6 . 4 7 5 7 1 . 2 Ca r r b o r o B r a n c h 10 . 3 3 4 . 2 1 0 . 3 8 . 7 0 6 . 4 Cy b r a r y 8. 6 3 3 . 3 6 . 8 8 . 6 0 5 CH P u b l i c L i b r a r y 50 . 2 9 0 . 2 9 0 . 1 3 5 . 1 2 7 . 3 3 3 . 5 On l i n e R e s o u r c e s 55 . 5 6 1 . 9 6 4 . 4 6 2 . 8 5 4 . 5 4 7 . 3 21 Su r v e y r e s u l t s CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y Or a n g e Co u n t y Ca r r b o r o C h a p e l H i l l H i l l s b o r o u g h M e b a n e U n i n c o r p Tr a n s p o r t a t i o n 2. 8 6 2 . 2 4 . 5 4 . 2 1 . 6 Hi l l s b o r o u g h Co n n e c t o r 3. 1 4 . 8 3 . 3 7 . 3 8 . 3 0 . 5 Or a n g e - C H Co n n e c t o r 4. 7 9 . 5 4 . 4 8 . 4 8 . 3 2 Di s a b l e d / P a r a 1. 8 2 . 4 1 . 1 2 . 1 0 2 Se n i o r C e n t e r Tr a n s 1. 6 7 . 1 0 0 0 2 Se n i o r C e n t e r s 17 . 7 1 6 . 6 1 9 . 6 2 0 . 5 0 1 7 . 3 Pa s s m o r e 17 . 5 7 . 1 8 2 5 . 5 0 2 1 . 1 Se y m o u r 18 . 3 2 6 . 2 3 1 . 1 1 5 . 4 0 1 3 . 4 He a l t h C l i n i c s 5. 6 1 . 6 3 . 3 6 1 6 . 6 5 . 5 De n t a l 4. 6 0 1 . 1 5 . 2 1 6 . 7 5 . 9 Me d i c a l (H i l l s b o r o u g h ) 7. 7 0 2 . 2 1 1 . 6 2 5 8 . 3 Me d i c a l ( C H ) 3. 8 4 . 8 6 . 5 2 . 1 8 . 3 2 . 4 Re c y c l i n g 87 8 5 . 4 8 5 . 9 8 5 . 4 9 1 . 7 9 4 . 2 Wi F i 63 . 6 6 9 5 1 . 1 6 0 . 5 4 9 . 9 68.422 Re s u l t s (M o n i e s p a i d o u t b y c i t i z e n s pe r c a p i t a ) Or a n g e Co u n t y Me b a n e H i l l s b o r o u g h C h a p e l H i l l C a r r b o r o U n i n c o r p o r a t e d Fe d e r a l I n c o m e 5, 9 4 9 . 8 9 2 , 5 4 1 . 7 6 4 , 9 5 0 . 3 4 7 , 9 3 9 . 1 9 4 , 2 3 1 . 8 0 4 , 7 8 9 . 5 1 St a t e I n c o m e 1, 4 4 2 . 3 6 6 6 6 . 3 5 1 , 3 0 5 . 5 9 1 , 9 2 1 . 6 1 9 7 0 . 7 2 1 , 1 7 0 . 5 8 Pr o p e r t y 1, 2 3 5 . 0 1 2 , 1 3 0 . 4 5 2 , 5 7 9 . 4 3 2 , 2 7 5 . 5 9 2 , 0 4 6 . 2 6 1 , 0 1 6 . 1 8 Re t a i l S a l e s 74 1 . 3 6 5 9 3 . 7 0 5 0 0 . 6 3 7 7 2 . 9 0 7 5 6 . 9 5 7 3 7 . 6 1 Mo t o r v e h i c l e 66 . 5 9 6 6 . 8 7 7 7 . 1 1 8 2 . 5 4 7 1 . 4 9 4 7 . 0 3 Ot h e r T a x e s ( A n i m a l , B& W , U t i l i t y , e t c . ) 3. 2 2 9 7 . 4 0 3 . 3 7 3 6 . 1 1 3 0 . 0 7 2 . 6 6 Li c e n s e s a n d P e r m i t s 2. 3 7 2 9 . 2 4 2 7 . 3 9 5 0 . 9 6 6 7 . 5 6 1 . 6 7 Ch a r g e s ( D e e d s , Ag i n g , C o m m u n i t y Pl a n n i n g , e t c . ) 69 . 0 5 1 7 0 . 1 0 1 4 7 . 9 0 1 3 3 . 1 7 9 2 . 4 4 6 9 . 0 4 Sp e c i a l R e v e n u e F u n d s 2 6 5 . 7 2 4 1 . 3 5 To t a l P a y m e n t s 9, 5 0 9 . 8 4 6 , 2 9 5 . 8 7 9 , 5 9 1 . 7 6 1 3 , 2 1 2 . 0 8 8 , 2 6 7 . 2 9 7 , 8 3 4 . 2 8 To t a l P a y m e n t s ( N o F + S t a x e s ) 2, 1 1 7 . 5 9 3 , 0 8 7 . 7 6 3 , 3 3 5 . 8 3 3 , 3 5 1 . 2 8 3 , 0 6 4 . 7 7 1 , 8 7 4 . 1 9 To t a l P a y m e n t s (p c t . o f i n c o m e ) 2 6 . 1 4 2 1 . 6 1 3 9 . 0 4 3 4 . 8 3 2 2 . 2 6 2 1 . 6 4 To t a l P a y m e n t s N o F + S (p c t . o f i n c o m e ) 5 . 8 2 1 0 . 6 0 1 3 . 5 8 8 . 8 4 8 . 2 5 5 . 1 8 CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 23 Re s u l t s (S e r v i c e s r e c e i v e d b y ci t i z e n s p e r c a p i t a ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y O C M e b a n e H i l l s b o r o u g h C h a p e l Hi l l C a r r b o r o U n i n c o r p Fe d e r a l 3, 0 3 0 3 , 0 3 0 3, 0 3 0 3, 0 3 0 3,0303,030 St a t e 2, 1 4 4 2 , 1 4 4 2, 1 4 4 2, 1 4 4 2,1442,144 F+ S G r a n t s 14 8 . 1 9 2 9 0 . 2 5 38 6 . 9 8 40 6 . 4 9 251.09148.19 Co m m u n i t y S e r v i c e s 29 . 3 5 3 2 5 . 1 2 39 4 . 3 5 47 5 . 8 2 29.3529.35 Pa r k s & R e c 23 . 4 4 1 3 9 . 6 1 23 . 4 4 13 9 . 5 2 103.7023.44 ED / T o u r i s m 5. 3 6 1 2 1 . 5 3 65 . 4 8 80 . 5 8 17.6917.86 Pl a n n i n g / I n s p e c t i o n s 24 . 6 7 2 4 . 6 7 92 . 8 1 78 . 1 5 96.5024.67 Ge n e r a l G o v e r n m e n t 7. 4 8 3 1 6 . 4 9 12 4 . 9 8 17 0 . 9 2 327.097.48 El e c t i o n s 4. 7 0 4. 7 0 4. 7 0 4. 7 0 4.704.70 Co u n t y A t t y ' s O f f i c e 3. 9 1 3. 9 1 3. 9 1 3. 9 1 3.913.91 Co u n t y M a n a g e r 4. 0 7 4. 0 7 4. 0 7 26 . 0 6 23.214.07 De e d s / t o w n c l e r k 6. 4 2 6. 4 2 6. 4 2 6. 4 2 12.986.42 Ta x a d m i n 23 . 1 6 2 3 . 1 6 23 . 1 6 23 . 1 6 75.5523.16 Pu b l i c S a f e t y 2. 9 9 4 3 1 . 8 9 2. 9 9 2. 9 9 2.992.99 Em e r g e n c y s e r v i c e s 62 . 0 0 6 2 . 0 0 23 4 . 4 8 20 8 . 6 7 204.2462.00 Sh e r i f f / P o l i c e 84 . 4 4 4 5 . 4 3 45 6 . 2 3 24 9 . 9 1 239.36162.53 Hu m a n S e r v i c e s 19 . 2 7 1 9 . 2 7 19 . 2 7 19 . 2 7 19.2719.27 De p t o f S o c i a l S e r v i c e s 15 3 . 2 2 1 5 3 . 2 2 15 3 . 2 2 15 3 . 2 2 153.22153.22 Ag i n g 14 . 8 8 0 . 0 0 15 . 1 0 15 . 1 0 15.1015.10 He a l t h D e p a r t m e n t 56 . 6 8 5 6 . 6 8 56 . 6 8 56 . 6 8 56.6856.68 Ho u s i n g 1. 5 9 2. 6 0 2. 6 0 43 . 3 0 2.600.54 Li b r a r y S e r v i c e s 14 . 1 9 1 4 . 1 9 14 . 1 9 62 . 4 3 14.1914.19 Li b r a r y M u n i c i p a l 4. 0 6 4. 0 6 4. 0 6 12 . 9 7 4.064.06 OP C A r e a P r o g r a m 9. 6 8 9. 6 8 9. 6 8 9. 6 8 9.689.68 Ed u c a t i o n 54 8 . 3 5 5 4 8 . 3 5 54 8 . 3 5 54 8 . 3 5 548.35548.35 Su p p o r t S e r v i c e s 50 . 1 8 5 0 . 1 8 54 . 2 2 50 . 1 8 119.2750.18 As s e t M a n a g e m e n t 28 . 4 6 2 8 . 4 6 28 . 4 6 28 . 4 6 28.4628.46 Hu m a n R e s o u r c e s 5. 7 9 5. 7 9 15 . 4 0 30 . 3 1 36.175.79 De b t S e r v i c e 19 4 . 7 4 2 7 3 . 6 6 31 5 . 4 9 30 1 . 1 4 249.44194.74 To t a l B e n e f i t s 6, 7 0 5 8 , 1 3 9 8, 2 3 5 8, 3 8 2 7,8236,795 To t a l B e n e f i t s n o F + S 1, 5 3 1 2 , 9 6 5 3, 0 6 1 3, 2 0 8 2,6491,621 To t a l B e n e f i t s ( p c t . o f i n c o m e ) 18 . 4 3 2 7 . 9 4 33 . 5 2 22 . 1 0 21.0518.77 To t a l B e n e f i t s n o F + S ( p c t . o f i n c o m e ) 4. 2 1 1 0 . 1 8 12 . 4 6 8. 4 6 7.134.48 Ne t S u m m a t i o n -2 , 8 0 4 . 5 7 - 1 , 8 4 3 . 5 4 -1 , 3 5 7 . 0 3 -4 , 8 2 9 . 6 8 - 4 4 4 . 4 1 - 1 , 0 3 9 . 2 5 Ne t S u m N o F + S -5 8 6 . 3 2 - 1 2 2 . 3 5 -2 7 5 . 1 0 -1 4 2 . 8 8 -415.89-253.16 Ne t S u m m a t i o n ( p c t . o f i n c o m e ) -7 . 7 1 -6 . 3 3 -5 . 5 2 -1 2 . 7 3 -1.20-2.87 Ne t S u m m a t i o n N o F + S ( p c t . o f i n c o m e ) -1 . 6 1 - 0 . 4 2 -1 . 1 2 -0 . 3 8 -1.12-0.7024 Re s u l t s • Ca n w e k n o w h o w m u c h c i t i z e n s a r e p a y i n g f o r e a c h i n d i v i d u a l s e r v i c e re l a t i v e t o w h a t t h e y a r e g e t t i n g f r o m e a c h i n d i v i d u a l s e r v i c e ? • No , N o t r e a l l y . • Fo r e x a m p l e , c i t i z e n s o f t o w n A a r e p a y i n g $ 5 0 f o r t h e l i b r a r y a n d g e t t i n g $3 0 w o r t h o f s e r v i c e s w h i l e c i t i z e n s o f t o w n B a r e p a y i n g $ 1 0 f o r t h e l i b r a r y an d g e t t i n g $ 1 5 o f s e r v i c e s . • In e s s e n c e , c i t i z e n s o f t o w n A a r e s u b s i d i z i n g c i t i z e n s o f t o w n B . • Ab e b u y s a n a i r l i n e t i c k e t f o r $ 4 0 0 a n d B a r b b u y s a n a i r l i n e t i c k e t f o r $ 6 0 0 . Bo t h a r e o n t h e s a m e f l i g h t . • Wi t h o n e p u r c h a s e o f o n e g o o d w e c a n s a y t h a t B a r b p a i d $ 2 0 0 m o r e t h a n Ab e . • In e s s e n c e , B a r b i s ‘ s u b s i d i z i n g ’ A b e ’ s t r i p . CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 25 Re s u l t s • Bu t c o n s i d e r t h e f o l l o w i n g . A b e a nd B a r b d o n ’ t b u y i n d i v i d u a l a i r l i n e ti c k e t s , b u t b u y a p a c k a g e t h a t i n c l ud e s a i r f a r e , h o t e l , f o o d , d r i n k s , an d a c t i v i t i e s . • Bo t h A b e a n d B a r b p a y $ 2 , 0 0 0 f o r th e v a c a t i o n p a c k a g e . W h o su b s i d i e s w h o ? • CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y • 26 Re s u l t s • In t h e f i r s t s c e n a r i o , A b e i s ‘ s u b s i di z i n g ’ B a r b ’ s h o t e l w h i l e B a r b i s ‘s u b s i d i z i n g ’ A b e ’ s a i r f a r e • In t h e s e c o n d s c e n a r i o , A b e i s ‘ s u b s i di z i n g ’ B a r b ’ s a i r f a r e , w h i l e B a r b is ‘ s u b s i d i z i n g ’ A b e ’ s h o t e l CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 27 Re s u l t s • Th e s a m e t h i n g a p p l i e s i n O r a n g e C o u n t y • Ig n o r i n g c h a r g e s a n d s p e c i f i c t a x e s , f o r t h e m o s t p a r t t a x p a y e r s a r e p a y i n g in t o a g e n e r a l f u n d w h i c h i s s p e n t o n m a n y d i f f e r e n t s e r v i c e s . • Di f f e r e n t a m o u n t s o f m o n i e s c a n b e s p e n t i n d i f f e r e n t c i t i e s f o r i d e n t i c a l se r v i c e s , b u t y o u c a n ’ t a s s i g n i n d i v i d u a l w e i g h t s t o b o t h t h e t a x e s a n d t h e ex p e n d i t u r e s . • Yo u c a n o n l y d e t e r m i n e t h e s u m m a t i o n o f t h e v a l u e o f a l l s e r v i c e s r e l a t i v e to t h e t o t a l t a x s i n c e c i t i z e n s r e c e i v e o n e t a x b i l l n o t a s e p a r a t e t a x b i l l f o r ea c h s e r v i c e . • If o n e s p e n d s d i f f e r e n t a m o u n t s i n d i f f e r e n t c i t i e s f o r t h e s a m e s e r v i c e , y o u ar e a p r i o r i ch o o s i n g t h e p e r c e n t a g e o f t a x r e v e n u e s p e n t o n a s e r v i c e . I n es s e n c e b y p i c k i n g d i f f e r e n t a m o u n t t o s p e n d , y o u a r e p i c k i n g h o w m u c h ci t i z e n s p a y f o r t h a t s e r v i c e . • Ci t i z e n s o f t o w n A a n d B p a y a t a x b il l o f $ 5 0 0 . T o w n A s p e n d s $ 3 0 o n t h e li b r a r y w h i l e t o w n B s p e n d s $ 1 5 o n t h e l i b r a r y . CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 28 Re s u l t s (S e r v i c e s r e c e i v e d b y ci t i z e n s p e r c a p i t a ) CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y O C M e b a n e H i l l s b o r o u g h C h a p e l Hi l l C a r r b o r o U n i n c o r p Fe d e r a l 3, 0 3 0 3 , 0 3 0 3, 0 3 0 3, 0 3 0 3,0303,030 St a t e 2, 1 4 4 2 , 1 4 4 2, 1 4 4 2, 1 4 4 2,1442,144 F+ S G r a n t s 14 8 . 1 9 2 9 0 . 2 5 38 6 . 9 8 40 6 . 4 9 251.09148.19 Co m m u n i t y S e r v i c e s 29 . 3 5 3 2 5 . 1 2 39 4 . 3 5 47 5 . 8 2 29.3529.35 Pa r k s & R e c 23 . 4 4 1 3 9 . 6 1 23 . 4 4 13 9 . 5 2 103.7023.44 ED / T o u r i s m 5. 3 6 1 2 1 . 5 3 65 . 4 8 80 . 5 8 17.6917.86 Pl a n n i n g / I n s p e c t i o n s 24 . 6 7 2 4 . 6 7 92 . 8 1 78 . 1 5 96.5024.67 Ge n e r a l G o v e r n m e n t 7. 4 8 3 1 6 . 4 9 12 4 . 9 8 17 0 . 9 2 327.097.48 El e c t i o n s 4. 7 0 4. 7 0 4. 7 0 4. 7 0 4.704.70 Co u n t y A t t y ' s O f f i c e 3. 9 1 3. 9 1 3. 9 1 3. 9 1 3.913.91 Co u n t y M a n a g e r 4. 0 7 4. 0 7 4. 0 7 26 . 0 6 23.214.07 De e d s / t o w n c l e r k 6. 4 2 6. 4 2 6. 4 2 6. 4 2 12.986.42 Ta x a d m i n 23 . 1 6 2 3 . 1 6 23 . 1 6 23 . 1 6 75.5523.16 Pu b l i c S a f e t y 2. 9 9 4 3 1 . 8 9 2. 9 9 2. 9 9 2.992.99 Em e r g e n c y s e r v i c e s 62 . 0 0 6 2 . 0 0 23 4 . 4 8 20 8 . 6 7 204.2462.00 Sh e r i f f / P o l i c e 84 . 4 4 4 5 . 4 3 45 6 . 2 3 24 9 . 9 1 239.36162.53 Hu m a n S e r v i c e s 19 . 2 7 1 9 . 2 7 19 . 2 7 19 . 2 7 19.2719.27 De p t o f S o c i a l S e r v i c e s 15 3 . 2 2 1 5 3 . 2 2 15 3 . 2 2 15 3 . 2 2 153.22153.22 Ag i n g 14 . 8 8 0 . 0 0 15 . 1 0 15 . 1 0 15.1015.10 He a l t h D e p a r t m e n t 56 . 6 8 5 6 . 6 8 56 . 6 8 56 . 6 8 56.6856.68 Ho u s i n g 1. 5 9 2. 6 0 2. 6 0 43 . 3 0 2.600.54 Li b r a r y S e r v i c e s 14 . 1 9 1 4 . 1 9 14 . 1 9 62 . 4 3 14.1914.19 Li b r a r y M u n i c i p a l 4. 0 6 4. 0 6 4. 0 6 12 . 9 7 4.064.06 OP C A r e a P r o g r a m 9. 6 8 9. 6 8 9. 6 8 9. 6 8 9.689.68 Ed u c a t i o n 54 8 . 3 5 5 4 8 . 3 5 54 8 . 3 5 54 8 . 3 5 548.35548.35 Su p p o r t S e r v i c e s 50 . 1 8 5 0 . 1 8 54 . 2 2 50 . 1 8 119.2750.18 As s e t M a n a g e m e n t 28 . 4 6 2 8 . 4 6 28 . 4 6 28 . 4 6 28.4628.46 Hu m a n R e s o u r c e s 5. 7 9 5. 7 9 15 . 4 0 30 . 3 1 36.175.79 De b t S e r v i c e 19 4 . 7 4 2 7 3 . 6 6 31 5 . 4 9 30 1 . 1 4 249.44194.74 To t a l B e n e f i t s 6, 7 0 5 8 , 1 3 9 8, 2 3 5 8, 3 8 2 7,8236,795 To t a l B e n e f i t s n o F + S 1, 5 3 1 2 , 9 6 5 3, 0 6 1 3, 2 0 8 2,6491,621 To t a l B e n e f i t s ( p c t . o f i n c o m e ) 18 . 4 3 2 7 . 9 4 33 . 5 2 22 . 1 0 21.0518.77 To t a l B e n e f i t s n o F + S ( p c t . o f i n c o m e ) 4. 2 1 1 0 . 1 8 12 . 4 6 8. 4 6 7.134.48 Ne t S u m m a t i o n -2 , 8 0 4 . 5 7 - 1 , 8 4 3 . 5 4 -1 , 3 5 7 . 0 3 -4 , 8 2 9 . 6 8 - 4 4 4 . 4 1 - 1 , 0 3 9 . 2 5 Ne t S u m N o F + S -5 8 6 . 3 2 - 1 2 2 . 3 5 -2 7 5 . 1 0 -1 4 2 . 8 8 -415.89-253.16 Ne t S u m m a t i o n ( p c t . o f i n c o m e ) -7 . 7 1 -6 . 3 3 -5 . 5 2 -1 2 . 7 3 -1.20-2.87 Ne t S u m m a t i o n N o F + S ( p c t . o f i n c o m e ) -1 . 6 1 - 0 . 4 2 -1 . 1 2 -0 . 3 8 -1.12-0.7029 Re s u l t s • No t i c e t h a t t h e s u m m a t i o n n u m b e r s a r e ne g a t i v e . Y o u w i l l a l s o n o t i c e t h a t so m e c i t i e s a r e m o r e ‘ n e g a t i v e ’ t h a n ot h e r s . D o e s t h i s m e a n t h a t s o m e ci t i e s a r e s u b s i d i z i n g o t h e r s ? • No t n e c e s s a r i l y . • Re c a l l t h a t s e r v i c e s r e c e i v e d a n d t a x e s p a i d a r e o c c u r r i n g i n t h e s a m e y e a r . • Al l o f t h e c i t y a n d c o u n t y g o v e r n m e n t s a r e m o v i n g c u r r e n t t a x y e a r r e c e i p t s in t o ‘ f u n d s ’ f o r f u t u r e e x p e n d i t u r e s • On e c a n t h i n k o f t h e s e ‘ f u n d s ’ a s s a v i n g s a c c o u n t s — h e n c e t h e ‘ n e g a t i v e ’ nu m b e r s • Di f f e r e n t c i t i e s a l s o h a v e d i f f e r e n t a m o u n t s b e i n g p a i d i n t o r e s e r v e f u n d s . CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 30 Re s u l t s • So m e c o u n t y l e v e l p r o g r a m s a r e l e s s e v e n l y d i s t r i b u t e d t h a n o t h e r s . F o r ex a m p l e , e c o n o m i c d e v e l o p m e n t d o l l a rs a r e m o r e c o n c e n t r a t e d i n t h e ci t i e s t h a n t h e u n i n c o r p o r a t e d p a r t s o f t h e c o u n t y • Bu t c o u n t y c o o p e r a t i v e e x t e n s i o n d o l l a r s a r e d i s t r i b u t e d m o r e t o w a r d s un i n c o r p o r a t e d a r e a s t h a n t h e c i t i e s . • Ot h e r t h i n g s i n c l u d e p a y m e n t s f r o m C a r r b o r o t o C h a p e l H i l l t o h e l p f u n d pu b l i c t r a n s i t . • Ot h e r p r o g r a m s h a v e s l i g h t v a r i a t i o n s i n t h e m d e p e n d i n g u p o n w h e r e t h e se r v i c e i s l o c a t e d . • Al s o r e c a l l t h a t t h e r e a r e o t h e r d i f f e r e n ce s s u c h a s d i f f e r e n c e s i n p r o p e r t y ta x e s d u e t o d i f f e r e n c e s i n p r o p e r t y v a l u a t i o n . • Al l o f t h e s e f a c t o r s c o m b i n e t o m a k e t h e s e s m a l l d i f f e r e n c e s i n t h e p e r ca p i t a n u m b e r s b e t w e e n t h e c i t i e s . CC M E c o n o m i c s , L L C O C T a x E q u i t y St u d y 31 Re s u l t s • It d o e s n o t a p p e a r t h o u g h t h a t t h e r e is a c o n c e r t e d e f f o r t a t t h e c o u n t y le v e l t o s u b s i d i z e o n e p a r t o f t h e c o u n t y o v e r t h e o t h e r • Fi n a l l y , r e c a l l t h a t t h e s e n u m b e r s a r e a ‘s n a p s h o t ’ . I f t a x d o l l a r s a r e b e i n g sa v e d i n t o r e s e r v e f u n d ‘ X ’ t h a t w o u l d m o s t l y b e n e f i t t o w n ‘ Z ’ , t h e n t o d a y i t mi g h t a p p e a r t h a t t o w n ‘ Z ’ i s p a y i n g m o r e a n d g e t t i n g f e w e r s e r v i c e s . • Bu t i f t h i s s t u d y w a s r e p e a t e d i n a fe w y e a r s f r o m n o w w h e n t h e r e s e r v e d fu n d d o l l a r s a r e b e i n g s p e n t , t h a n i t m i gh t a p p e a r t h a t t o w n ‘ Z ’ i s p a y i n g le s s a n d g e t t i n g m o r e s e r v i c e s . • No t i c e t h a t w h a t e v e r i n e q u i t y e x i s t s a t t h e j u r i s d i c t i o n l e v e l i s d r i v e n la r g e l y b y i n e q u i t y i n t h e f e d e r a l t a x s y s t e m a n d n o t t h e l o c a l t a x s y s t e m CC M E c o n o m i c s , L L C O C T a x E q u i t y St u d y 32 Qu e s t i o n s • T h a n k y o u f o r y o u r t i m e . Q u e s t i o n s ? ? CC M E c o n o m i c s , L L C O C T a x E q u i t y S t u d y 33 Orange County Tax Equity Study C.C.M. Economics, L.L.C. August 2017 34 [THIS PAGE LEFT INTENTIONALLY BLANK FOR DUPLEX PRINTING] 35 CCM Economics, LLC Orange County Tax Equity Page i Orange County Tax Equity Study Table of Contents Executive Summary.........................................................................................................................ii 1. Introduction..................................................................................................................................1 IIA. Area of Study (A-Orange County)...........................................................................................3 IIB. Area of Study (B-Cities within Orange County)....................................................................12 III. Tax Equity Study Outline........................................................................................................19 IV. Government Revenues and Expenditures................................................................................22 V. Conclusions...............................................................................................................................39 Appendix A....................................................................................................................................42 Appendix B....................................................................................................................................43 Appendix C....................................................................................................................................45 36 CCM Economics, LLC Orange County Tax Equity Page ii Executive Summary This report is an attempt to measure the equity in taxation and government spending for citizens of Orange County and is based upon the Wicker Study from 1987. The Wicker Study examined the different levels of municipal and county taxes that citizens of Mebane, Carrboro, Hillsborough, and Chapel Hill paid relative to the levels of government provided benefits that they received. Citizens of Orange County who did not reside in a municipality were also examined. This report has updated and expanded upon the Wicker Study in an important way. A large portion of local government funding comes from state and federal governments. This fiscal federalism comes in many forms such as block and category grants. In essence, citizens are sending tax dollars to their local governments via federal and state governments. By ignoring state and federal government spending and taxation, one will get an inaccurate picture of local government spending and taxation. Intrinsically, one would be counting all local government spending as benefits while ignoring the taxes sent to local governments via the federalist taxation system. Budgets of local and county governments were examined in detail. This data was combined with data from other data sources from the federal and state level to determine how much, on a per capita basis, each citizen of the aforementioned municipalities is paying in taxes. This was then compared to the level of government provided benefits that each citizen on a per capita basis is receiving. Citizens of Orange County who do not live in a municipality were also studied. An online survey of Orange County citizens was also employed to understand which government provided goods and services are being utilized and by whom. Results indicate that on a per capita dollar basis, Orange County citizens are facing a slightly negative amount on net when it comes to comparing taxes paid to benefits received. However, there are two important caveats to this result. The first is that local municipal and county governments shift some of today’s tax revenues into reserve funds to pay for future expenditures. Due to the ‘snapshot’ methodology employed in this study, this would appear as ‘taxes’ being larger than ‘expenditures’—i.e, that there is a negative amount of net benefits received by Orange County Citizens. However, the shifting of current tax revenues into reserve funds is analogous to the way that a household shifts current income into a savings account to pay for future consumption. The second caveat is that the majority of Orange County citizens’ tax inequity comes from federal government spending and taxation patterns. For example, Chapel Hill citizens on a per capita basis pay almost $8,000 in federal taxes but receive only $3,000 in benefits from federal government spending. In short, if Orange County citizens desire to see a more equitable distribution of taxation and government spending, they should focus more on the policies of the federal government rather than state or local governments. 37 CCM Economics, LLC Orange County Tax Equity Page 1 I. Introduction The question of tax equity has been a topic of particular importance lately. One often hears in the popular press, professional peer-reviewed journals, and in national, state, and local elections the question of who is ‘paying their fair share’. For example, according to data from the Internal Revenue Service and the Congressional Budget Office, the top 1% of all federal income taxpayers in the United States made 20.6% of all adjusted gross income (AGI) in the country in 2014. However, these top 1% taxpayers paid 39.5% of all income taxes. Similarly, the top 25% of all federal income taxpayers made 69% of all adjusted gross income but paid 87% of all federal income taxes collected. The bottom 50% of taxpayers made just 11.3% of all adjusted gross income but paid 2.8% of all federal income taxes.1,2 When one considers other sources of federal taxation and income transfers, these tax share numbers can change significantly depending upon the metric that one uses. For example, the Federal Insurance Contribution Allowance, commonly known as FICA which funds programs such as Social Security, is a flat tax of 6.20% on wage income up to $127,000 in 2017. This means that two different workers, one who earns $127,000 in wages and one who earns $227,000 in wages will pay the same amount of tax, $7,874, to the Social Security Administration. However, as a percentage of income, the lower paid worker faces a larger burden from the tax. He will have paid 6.20% of his wage income in FICA taxes, while the higher paid worker will have paid 3.47% of his wage income in FICA taxes. Nevertheless, high income households tend to receive a very small percentage of any income transfers programs such as food stamps or Aid to Families with Dependent Children (AFDC commonly known as welfare). Furthermore, due to the progressive nature of many 1 IRS Statistics of Income, available at https://www.irs.gov/uac/soi-tax-stats-individual-statistical-tables-by-tax-rate- and-income-percentile 2 Congressional Budget Office, “The Distribution of Household Income and Federal Taxes, 2013”, available at https://www.cbo.gov/sites/default/files/114th-congress-2015-2016/reports/51361-householdincomefedtaxes.pdf 38 CCM Economics, LLC Orange County Tax Equity Page 2 income transfer programs such as social security, high income households receive a smaller payout as measured by before retirement replacement income than do low income households. Therefore, it’s possible to show that high income households receive fewer ‘benefits’ from government spending than other households might. In short, there is no easy way to measure tax equity. Returning to the previous example of federal AGI and taxes, one can easily argue that the top 1% of AGI earners need to pay a disproportionate large share of income taxes since they are earning a very large percentage of the adjusted gross income. One can just as easily argue that the top 1% is paying too much in tax since the top 1% are responsible for twice as much federal income tax as they earn in adjusted gross income. In the 1980’s, the county of Orange County, North Carolina commissioned a study by Wicker that examined the issue of tax equity within Orange County.3 Essentially, the Wicker study estimated how much people are paying in taxes relative to the amount of government services that they receive. The Wicker study examined the spatial source of various county revenues and well as the spatial recipients of different county services. In short, the study concluded that citizens of the unincorporated areas of Orange County paid less per capita in terms of taxes and received less in terms of benefits then of cities such as Chapel Hill which paid more in taxes and received more in benefits. It was estimated that citizens in the unincorporated areas paid $488 in taxes per capita and received $419 in benefits for a net negative outlay of almost $69. At the same time, citizens of Chapel Hill paid $855 in taxes per capita and received $946 in government services per capita for a net positive outlay of $90. This report seeks to update these numbers and use a different methodology to measure benefits and costs. 3 Wicker, “Tax Equity in the Financing of Local Government in Orange County, 1987-1988”, Published Report, 1989. 39 CCM Economics, LLC Orange County Tax Equity Page 3 II. Area of Study A. Orange County Orange County is located in the upper middle portion of the state of North Carolina and is approximately 401 square miles in size. Its location within the State of North Carolina is highlighted in orange in Figure 1. Orange County is part of the 4 county Durham-Chapel Hill Metropolitan Statistical Area. The Durham-Chapel Hill MSA had a population of 551,237 in 2015 and is part of the greater 11 county Raleigh-Durham Combined Statistical Area which had a population of 1,271,381 in 2015. Figure 2 offers a zoomed in view of Orange County along with the different cities contained within Orange County and the surrounding counties. Figure 1. Location of Orange County within the State of North Carolina 40 CCM Economics, LLC Orange County Tax Equity Page 4 Figure 2. Orange County, Surrounding Counties, and Municipalities Contained within Orange County are several municipalities, three of which cross the county line as shown in Figure 3. The city of Mebane, lies partially in Orange County, but the majority of the city lies in Alamance county. The city of Mebane is 8.898 square miles in area of which 22.03%, or 1.961 square miles, is in Orange County. At the same time, the municipality of Chapel Hill has an area of 21.199 square miles of which 92.37% or 19.582 square miles lies in Orange County. Finally, the town of Durham protrudes ever so slightly into Orange County. 41 CCM Economics, LLC Orange County Tax Equity Page 5 The town of Durham is 109.982 square miles in size of which 0.20 square miles resides in Orange County. This means that 0.18% of the town of Durham is within Orange County. Since such a small portion of the town of Durham is in Orange County, the contribution of taxes and benefits received by these few residents is ignored for this analysis. The remaining municipalities in Orange County are Hillsborough, which is the county seat, and Carrboro. Figure 3. County, Municipal, and Zip Code Boundaries 42 CCM Economics, LLC Orange County Tax Equity Page 6 In 1987, which was the year of the Wicker Study, the county population stood at 86,236 whereas today it has grown to 140,144. This is a growth of 62.5% over the interim time period. If one was to examine the compound average annual growth rate (CAGR) over this time period, it would equal 1.74%.4 However, not all parts of Orange County have grown at the same rate. Table 1 and Figure 4 compare how population has changed for the different cities in Orange County as well as the MSA, the state of North Carolina, and the USA. Since Mebane and Chapel Hill have a nontrivial amount of population outside of the county, the municipal-wide population, as well as the municipal population contained only within Orange County is included as well. Table 1. Population Changes, 1987-2015 Location 1987 2015 Percent Change CAGR Carrboro 11,375 20,558 180.7 2.1 Chapel Hill Town 36,711 59,569 162.3 1.7 Chapel Hill--OC Only 37,205 56,459 151.8 1.5 Hillsborough 3,343 6,464 193.4 2.4 Mebane City 4,048 12,623 311.8 4.1 Mebane--OC only 517 1,995 385.9 4.9 Unincorporated 33,796 54,606 161.6 1.7 Orange County 86,236 140,144 162.5 1.7 Durham-Chapel Hill MSA 325,762 551,237 169.2 1.9 North Carolina (mil) 6.404 10.04 156.8 1.6 USA (mil) 242.3 321.4 132.6 1.0 4 The compound annual growth rate is determined by the following formula: {[(Ending value / Beginning value)]^(1/# of years)] -1}. It represents the rate of increase or decrease necessary to get one from the initial value to the ending value. For example, suppose that population in county X goes fro m 100 to 175 over a 10 year period. Population in county X has grown by 75% over this 10 year period, but has experienced an average growth rate of 5.75% since there is the opportunity for compounding over the time period. If one used a growth rate of 7.5% per year for 10 years, population in county X would grow from 100 to 206 . 43 CCM Economics, LLC Orange County Tax Equity Page 7 Figure 4. Population Changes, 1987-2015 There is also a wide distribution of income between the different municipalities of Orange County. Table 2 denotes these per capita income values and illustrates the disparity in income within the county.5 Currently per capita income in the US is $28,930, it is $25,920 in North Carolina, and it is $56,459 in Chapel Hill. Now consider the case of Carrboro which has a per capita income of $20,558. Columns 3, 4, and 5 show how Carrboro’s per capita income relates as a percentage to the US, NC, and Chapel Hill per capita income.6 In the first row we see that Carrboro’s per capita income is 71% of the nation’s per capita income and is only 36% as much as Chapel Hill’s per capita income. Similarly, Chapel Hill’s per capita income is almost twice as much as per capita income in the nation, and is more than twice as large as per capita income in the state of North Carolina. 5 United States Census Bureau, www.census.gov 6 Chapel Hill’s per capita income was chosen as a metric since it is the largest in the county. One could, of course, select any of the other areas as a basis of comparison. 0 50 100 150 200 250 300 350 400 Carrboro Chapel Hill City Chapel Hill--OC Only Hillsborough Mebane City Mebane--OC only Unincorporated Orange County Durham-Chapel Hill MSA North Carolina (mil) USA (mil) 44 CCM Economics, LLC Orange County Tax Equity Page 8 Table 2. Per Capita Income Distributions Per Capita Income Percent of USA Percent of NC Percent of Chapel Hill Carrboro 20,558 71.06 79.31 36.41 Chapel Hill 56,459 195.16 217.82 100.00 Hillsborough 24,567 84.92 94.78 43.51 Mebane 29,134 100.71 112.40 51.60 Unincorporated 36,196 125.12 139.65 64.11 Orange County 36,380 125.75 140.35 64.44 North Carolina 25,920 89.60 100.00 45.91 USA 28,930 100.00 111.61 51.24 Discussion about the distribution of income within the county is important due to the current structure of the tax code and the way the tax revenues are distributed. Currently, about 61% of Orange County’s population lives within a municipality. This means that citizen will be subjected to a variety of different and interrelated taxes from different taxing jurisdictions. In the United States, all governments (federal, state, and local) collected $5.319 trillion in taxes and spent $6.177 trillion in 2016. This means that all governments collected $16,412 and spent $19,057 on a per capita basis. These taxes are used to pay for a variety of federal, state, and local government services such as national defense, roads, police and fire protection, libraries, highways, office space, paper and pencils, etc. However, not all of the $5.319 trillion in taxes is used to provide goods and services. Some of the tax dollars are used to pay interest on government borrowing at all levels of government. Furthermore, a significant portion of taxes collected are redistributed between people and governments.7 Returning to the example of all government spending, of the $6.177 trillion spent by governments, only $2.6552 trillion was actually spent by the government to purchase goods and services such as national defense, roads, police and fire protection, etc. The remaining amount is transfer payments for programs such as AFDC, social security, unemployment insurance, grants 7 See Appendix A for more clarity. 45 CCM Economics, LLC Orange County Tax Equity Page 9 to different governments, etc. Table 3 shows the sources of spending and receipts by federal and state/local governments and displays some interesting mechanisms of fiscal federalism.8 Note that approximately 30% of state and local government receipts are from grants from the federal government to the various subnational governments. We also see that state and local governments actually account for 63% of government expenditures on goods and services, while the federal government accounts for 73% of transfer payments to persons and households. Additionally, one should note that of the $978.1 in government expenditures for goods and services made by the federal government, $732.2 billion is for national defense. Therefore, state and local governments account for 87% of non-defense related government expenditures for goods and services. In short, most government expenditures occur and the state and local level and most transfer payments occur at the federal level. Because of the structure of the current progressive tax code and the fiscal federalism system, there will always be some states/counties/cities/households that will pay ‘more’ in taxes than they ‘receive’ in benefits. Table 3. Government Receipts and Spending, 2016 ($ bn) All Govt Federal State/Local Government Receipts (all sources) 5,319.6 3,497.8 2,372.9 Taxes 3,744.3 2,153.6 1,590.8 Social Insurance Taxes 1,251.9 1,232.6 19.3 Current Transfer Receipts from others/govts 214.2 73.4 691.9 Income from assets 131.6 49.2 82.4 Expenditures for goods/services 2,655.2 978.1 1677.1 Transfer Payments to persons 2,796.3 2,047.9 695.2 Transfer Payments to other govt 604.4 Interest 666.3 474.1 192.3 Subsidies 59.2 58.7 0.5 8 Bureau of Economic Analysis, NIPA Accounts. www.bea.gov. Please note that not all columns and rows add up due to rounding and the nature of fiscal federalism. 46 CCM Economics, LLC Orange County Tax Equity Page 10 An examination of the Orange County budget helps to illustrate the complexity of the tax equity issue. The county collected $202.832 million in revenue from an assortment of taxes, licensing fees, service charges, interest on earnings, and intergovernmental grants. The county received $20.7 million in intergovernmental grants for different functions such as social services, transportation, enforcement of child support, etc. Taxes were on a variety of different things including property, motor vehicles, and retail sales just to name a few. In the 2015 fiscal year, these taxes totaled $166.1 million while licensing fees brought in $331,510—only 0.16% of total Orange County revenue. Figure 5 presents Orange County government revenues by category. As one can clearly see, the majority of tax revenue, 92%, for the county comes from property and sales taxes and intergovernmental grants from higher level governments such as the federal government and the state of North Carolina. Of course, tax money from the federal and state governments that gets shifted to local governments comes primarily from income and sales taxes.9 In essence, Orange County citizens are paying federal and state income taxes of which a portion of these tax revenues are then shifted down to the county government level as if there had been a ‘county level income tax’. 9 Approximately 87% of the state of North Carolina’s tax revenue is from income and sales taxes . 47 CCM Economics, LLC Orange County Tax Equity Page 11 Figure 5. Orange County Government Revenues, 2015 FY Orange County spends its revenues of a variety of functions. These include education, public safety, human and community services, etc. In fiscal year 2015, Orange County spent $201.596 million. Some of these expenditures are for county wide services while others might be more locally targeted. Figure 6 breaks out the different categories of spending. The largest expenditure for the county is education spending which is almost 4 out of every 10 dollars. These education expenditures are for county schools (which are different from municipal schools) and for the Orange Campus of Durham Tech. This is followed by human services and public safety. Human services includes, but is not limited to, programs such as child support, social services, libraries, and the county health department. Public safety is focused on emergency services and the sheriff’s office. Spending by municipalities on their police force would not be included here. About 9% of government spending is to provide general government and support services such as registering deeds, ensuring elections, and administering Charges for services 5% Intergovernmental 10% Transfers from other funds 1% Property Taxes 72% Sales Tax 10% Licenses, Permits, Investments 0% Miscellaneous 2% 48 CCM Economics, LLC Orange County Tax Equity Page 12 taxes. Included in this 9% amount are monies spent to actually run government such as human resources and information technologies. Figure 6. Orange County Government Expenditures, 2015 FY B. Cities within Orange County As stated earlier, there are 4 principal municipalities within Orange County. Like the county itself, they receive their revenue from a variety of sources including sales and property taxes, permits and fees, and intergovernmental transfers. One of these intergovernmental transfers are Powell Fund Allocations which are based upon gasoline taxes collected at the state level and reallocated to the municipalities for streets based upon their population and street mileage. Figures 7 through 10 outline the principal sources of revenues for the cities. The percentage of general government fund revenue that derives from the summation of intergovernmental transfers, property taxes, and sales taxes is grouped tightly between the four Community Services 6% General Government 3% Public Safety 10% Human Services 19% Education 38% Support Services 6% Debt Service 14% Transfers to Funds 4% 49 CCM Economics, LLC Orange County Tax Equity Page 13 cities. Mebane has the lowest percentage of total government revenues deriving from these three principal sources at 75% and Hillsborough has the highest at 84%. Chapel Hill and Carrboro are at 82% and 80% respectively. Chapel Hill has a variety of dedicated funds that are outlined in Figure 11. These include dedicated funds that are outside general government funds. For example, the town of Chapel Hill provides transit services for the town of Carrboro, the University of North Carolina, and the town of Chapel Hill. These services are funded from a variety of different sources including federal and state grants, contributions from the towns of Carrboro and UNC, and transit fares. The town of Chapel Hill contributes approximately 19% to the total transit funding, with the town of Carrboro and UNC contributing 6% and 32% respectively, and federal and state assistance at 19%. Furthermore, Hillsborough and Mebane have dedicated water and sewer funds. In fiscal year 2015, this fund collected $10.391 million in revenue and had expenditures of $9.907 million for the town of Hillsborough. These funds are collected from selling water and sewer service to the residents and businesses of Hillsborough and some residents and businesses a little outside of the town. Mebane collected $7.432 million and had expenditures of $5.528 million. Carrboro also has dedicated funds for special revenues that finance projects such as affordable housing and energy efficiency and a capital project fund that is used for capital expenditures such as new fire trucks, storm water management, and sidewalks. 50 CCM Economics, LLC Orange County Tax Equity Page 14 Figure 7. City of Mebane Government Revenues, 2016 FY Figure 8. Town of Hillsborough General Fund Government Revenues, 2015 FY Property tax (all) 54% SalesTax 17% Utility Franchise Tax 4% Fire District Tax 3% Powell Bill 2% Sanitation Fees 2% Permits 2% Transfers 2% Fund Balance Transfers 9% Other 5% Property Tax 68% Sales Tax 14% Licenses and Permits 2% Intergovernmental 2% Investment earnings 0% Fund Balance Transfers 7% Other 3% Debt Issuance 4% 51 CCM Economics, LLC Orange County Tax Equity Page 15 Figure 9. Town of Carrboro Government Revenues, 2015 FY Figure 10. Town of Chapel Hill, General Fund Government Revenues, FY 2015 Property Tax 57% Sales Tax 16% Other Taxes 3% Intergovernmental 7% Fees and Permits 6% Service Charges 1% Fund Balance Transfers 5% Other Revenue 1% Other Financing Sources 4% Property Tax 48% Sales Tax 20% Other Taxes 2% Intergovernmental 14% Other 1% Service Charges 7% Licenses and Permits 4% Transfers 4% 52 CCM Economics, LLC Orange County Tax Equity Page 16 Figure 11. Town of Chapel Hill, Government Revenues from all Funds, FY 2016 The four towns of Orange County have a similar nature in their primary expenditures. These include expenditures for government functions such as police and fire protection, planning and building inspections, economic development, and parks. As is typical of cities, the largest percentage of its expenditures are on public safety and general government administration. The town of Hillsborough expends 53%, Mebane 58%, and Chapel Hill 60% of its general revenue funds on these categories while the town of Carrboro is somewhat of an outlier and only spends one-third of its revenue on them. All of the municipalities also devote significant resources to economic development, public works, and parks. One can see the principal expenditure categories by municipality from figures 12 through 15. Other categories of municipal spending that are not consistent across municipalities are special funds for developments like transit spending and affordable housing. These are accounted for separately from general fund revenues and expenditures. General Funds 60% Transit 21% Stormwater 2% Parking 2% Housing 2% Capital Projects 1%Other 5%Debt Service 7% 53 CCM Economics, LLC Orange County Tax Equity Page 17 Figure 12. Town of Hillsborough Expenditures, FY 2015 Figure 13. Town of Carrboro Expenditures, FY 2015 Admin 9% Planning 5% Safety & Wellness 1%Public Space 4%Information Services 0% Police 31% Fire 13% Fleet Maintenance 3% Streets 11% Powell Bill 3% Solid Waste 11% Cemetery 0% Economic Development 5% Other 4% Admin 9% Economic Development 4% Information Technology 5% Police 12% Fire 11% Planning 6% Transportation 5% Public Works 32% Parks 8% Debt Service 5% Other 3% 54 CCM Economics, LLC Orange County Tax Equity Page 18 Figure 14. Town of Chapel Hill Expenditures, FY 2015 Figure 15. City of Mebane Expenditures, FY 2015 Police 24% Admin 21% Fire 15% Parks 11% Library 5% Environment 24% Police 19% Fire 15% Admin 24% Public Works 23% Planning 4% Economic Development 6%Parks 9% 55 CCM Economics, LLC Orange County Tax Equity Page 19 III. Tax Equity Study Outline When discussing equity, it is important to be sure to define one’s terms. As alluded to in section I, defining equity is inherently dependent upon one’s values and is therefore a normative issue. There are two broad ways though that equity vis-à-vis government spending and taxation is examined. The first is the ability to pay principle which states that households that have a larger ability to pay (i.e. high income) should pay a larger amount of taxes irrespective of the level of benefits that they receive in exchange. The second way is the benefits principle which states that households should pay taxes commensurate with the level of benefits that they receive.10 Residents of Orange County were divided up into 5 different geographic subgroups depending upon where they lived. These different groups are Chapel Hill, Mebane, Carrboro, Hillsborough, and Unincorporated which are citizens who reside in Orange County but not in a municipality. Furthermore, citizens of Chapel Hill and Mebane were further subdivided into citizens who reside in Orange County and those who resided outside of the county. The total amount of taxes paid from each of these 5 different areas was determined using data from various sources such as Orange County internal reports, municipal budgets, Census Bureau, North Carolina Department of Finance, etc. From here, one can easily calculate the amount of taxes paid per capita by dividing the total amount of tax from a jurisdiction and dividing by the population of that district. It should be noted that this does not mean that every citizen of that 10 Let us illustrate these two principles. Consider an example of a country with only two persons, one who earns $100,000 and one who earns $25,000, and only one government p rovided good—a park that costs $10,000 a year to maintain. According to the ability to pay principle, the government should charge the high wage earner a higher amount of taxes. We can assess an income tax rate of 9% on the high wage earner and 4% on the low wage earner. Under these rates, the high wage earner pays $9,000 in taxes and the low wage earner pays $1,000 so that the government can fund the yearly cost of the park. These rates are set irrespective of who actually uses the park. The benefit principle says whoever uses the park should pay for the park. Therefore, if both the high and low wage earner use the park in equal amounts, they should each pay $5,000 in taxes. This report states, to a degree, both of these methods and leaves it to the reader to assess which is the preferable method for distributing the assessment of taxation and government provided goods and services. 56 CCM Economics, LLC Orange County Tax Equity Page 20 jurisdiction pays that amount of tax—it is an average amount paid by each citizen of that jurisdiction. For example, there is a tax on beer and wine that collected $259,654 dollars in the 2015 fiscal year for Orange County. Since the county population is 140,144, this means on average each citizen paid $1.85 in beer and wine tax. Of course, if a citizen did not purchase any wine or beer, then they would not have paid the tax. Furthermore, it was necessary to examine each revenue and expenditure amount in detail to assign it to the proper locality. For example, the Chapel Hill transit system collected revenue of $19.322 million in the 2016 fiscal year. If one was to simply divide this amount by the number of residents, it would appear that Chapel Hill residents paid $324.37 per capita for transit service. However, closer examination of the revenues shows that large portions of the revenue comes from sources outside Chapel Hill. For example, the Chapel Hill transit system also received $3.3 million in state and federal grants, $1.540 million from the town of Carrboro, and $7.919 million from UNC.11 In short, approximately $12.8 million of transit system revenues are from outside sources.12 Determining benefits received consisted of several different activities. The budgets were examined to determine where certain monies were spent and on which localities. A second method of determining benefits used was an online survey. Postcards were mailed to 1,000 randomly selected addresses with a link to the survey. Furthermore, the link was distributed to residents via email, facebook, and other methods. A total of 478 responses were received. Benefits and taxes were then compared on a per capita basis by location. This was easier for some taxes and benefits than for others. For example, the county has excellent records on 11 UNC is of course funded to a large degree by federal and state tax dollars and grants. 12 Since a large portion of tax dollars paid to federal and state government is returned to counties and cities, it helps to know the value of taxes paid to federal and state governments. Without this accounting, it would appear that local government provided good and services are cheaper than they actually are which is a shortcoming of the 1989 Wicker study. 57 CCM Economics, LLC Orange County Tax Equity Page 21 who is assessed for property taxes on real property within county lines. It is therefore somewhat straight forward to determine the amount of property taxes paid by citizens of a particular municipality. Other components were harder to determine. For example, currently the county funds several parks. These parks are not restricted to citizens of Orange County but are available to everyone. Furthermore, some of the parks are easier to access for some citizens than for others. If a park is located in the northwest corner of the county, there is no legal restriction on citizens from the southeast corner of the county from using the park. It is though, ceteris paribus, more difficult for the citizen in the southeast corner to use the park than it would be for a citizen in the northwest corner of the county. This study though is primarily focused on not who uses county and municipally provided services, but if they are available to all citizens who are funding that particular service.13 Returning to the illustration of the park in the previous paragraph, if the park is funded by a county wide tax that is paid by all citizens and is available for all citizens to use, then one could say that this is ‘equitable’. If, however, the tax to fund the park was assessed on all Orange County citizens but the park facilities were only allowed to be used by the citizens of Hillsborough, then one could say that this is ‘unequitable’. The only way that having an Orange County government provided good or service for certain citizens of the county could be ‘equitable’ was if onl y those citizens who paid the special assessment for the service were allowed to use the service. In this example, if the citizens of Hillsborough paid a special Orange County government assessment for a park, then one could argue that it would be ‘equitable’ to allow only citizens of Hillsborough to use it. In fact, allowing citizens of Chapel Hill to use the 13 However, the question of who is using different county government services can be answered through the results of the survey. 58 CCM Economics, LLC Orange County Tax Equity Page 22 park facilities paid solely by Hillsborough citizens would be shifting the costs and benefits of the park unequally. IV. Government Revenues and Expenditures The primary tax used to fund Orange County government and municipal government services is the property tax. A list of all taxable properties within Orange County was acquired and analyzed in Geographic Information Systems software. This included not only houses, duplexes, apartments, mobile homes, empty lots, but also property taxes paid by businesses. This list of properties was then subdivided based upon the location of the person paying the property tax and not the location of the property. This is a very important distinction to make. One of the interesting things about property taxes is that the person who is living in a particular property might not be the one who is paying the tax.14 In 2016, Orange County records indicate that there were 51,630 properties within the county border. The total billing in 2016 for these properties was $209,799,547 with recorded payment of $207,367,352—or 98.8% of total amount billed. This amounts to an average property tax bill of $4,063 per property. Of all Orange County properties, 2,954 were owned by people outside of the state of North Carolina, for a total property bill of $19,303,658 and 4,361 were owned by people within North Carolina but not residing in Orange County. This subset of properties was billed for $17,417,040.15 The average property tax bill for these two subsets is $6,543 and $3,993 respectively. Therefore, the Orange County government is able to ‘export’ 17.5%, or $36.7 million of its property tax bill to others who reside outside of the county. Figure 16 shows the locations of the owners of taxed properties. Note that some of the owners of properties within Orange County do not even reside within the US; therefore, the map is focused 14 See Appendix B for clarity. 15 99% of billed property tax properties owned by persons outside of North Carolina were paid and 98.7% of billed property tax properties owned by persons in North Carolina, but outside Orang e County, were paid. 59 CCM Economics, LLC Orange County Tax Equity Page 23 mostly on and around Orange County. Municipal boundaries are also outlined in red. The reader will note that there is a significant number of Orange County property owners who reside in Chapel Hill, but not in Orange County itself. From this data, one can determine the exact location of each property owner and aggregate them by the different municipalities to determine the per capita tax burden. Figure 16. Location of Property Owners of Properties located within Orange County 60 CCM Economics, LLC Orange County Tax Equity Page 24 Federal income taxes paid per capita was determined through a zip code level analysis of IRS data. However, as Figure 17 illustrates, zip codes are not always fully contained within a county line or municipality. Only 36% of zip code 27302 lies within Orange County. As another example, 84.6% of zip code 27516 lies within Orange County and at the same time, zip code 27516 includes households that are within two different municipalities—Carrboro and Chapel Hill. A third issue might arise when a zip code fully contains all of a municipality, but the municipality does not fully comprise the zip code. Such is the case with zip code 27278 and the town of Hillsborough. Zip code 27278 is 96% within Orange County, but the town limits of Hillsborough are fully contained within zip code 27278. Figure 17. Zip code 27302 in Orange County 61 CCM Economics, LLC Orange County Tax Equity Page 25 To ensure that the tax burden from the zip code data of Orange County was properly assigned and controlled for, GIS analysis was used to assign proportions of each zip code to Orange County and the respective municipalities. However, GIS land area analysis was not sufficient in and of itself. One also has to analyze where people live. Consider again the aforementioned example of zip code 27278. The land area of the town of Hillsborough takes up 58.5% of the land area of the zip code; however, only 26% of the population of the zip code that lives in Orange County lives within the town of Hillsborough. Therefore, detailed analysis of the land area and population distribution was employed for each of the zip codes, municipalities, and the county to determine the correct proportion of the IRS zip code level income statistics data to assign to the respective 5 geographic subunits. Retail sales taxes are the 3rd largest source of revenue for Orange County government. Some states, such as Missouri, make detailed records about retail sales available to the public and upon request. For example, in the 1st quarter of 2016, there were $3.2 million of retail sales from bakeries within the city limits of Kansas City. From detailed records such as these one can determine how much each household in and around Kansas City spent and how much cities collected in sales taxes. The state of North Carolina does not release such detailed sales tax records. Therefore, to determine sales tax paid on a per capita basis, one has to take the data that is available on retail sales in the county and build models of a typical household’s spending. These spending models are based upon income, household size and structure, and other important characteristics. For example, a household that earns $35,000 per year will have different spending habits then a household that earns $100,000 per year. This is true even if these two households have identical family and age structure. Similarly, a 2-person household 62 CCM Economics, LLC Orange County Tax Equity Page 26 that consists of two retired persons will make slightly different spending choices than a 2-person household that is still working even if both of these households have identical income. The Census Bureau releases retail sales data for cities and counties via the economic census. An examination of this data shows that in 2012 there was $1.385 billion in retail sales for Orange County. Researching national and state level data on the performance of retail sales since 2012, allows one to project that retail sales in 2015 were $1.522 billion in Orange County. Even though 61% of the Orange County population is located in municipalities, approximately 92% of the retail sales occurs in the municipalities. This however does not mean that municipial residents are responsible for 92% of total retail sales and are thus paying 92% of the sales tax. Most retail businesses are located in municipalities—residents in the unincorporated parts of the county drive into the municipalities for their retail purchases and thus contribute to total retail sales and pay part of the sales tax. The Census Bureau municipal and county data on retail sales was combined with the IRS income data, disaggregated by income strata, to formulate a model of total retail spending for each of the 5 geographic subunits by income strata which was then reaggregated to estimate total retail spending for each geographic subunit. Once again, it was necessary to determine spending by income category since high income households do not spend their dollars on the same sets of goods and services that low income household do. Furthermore, high income households don’t purchase total goods and services in the same proportion as low-income households. If a household’s income doubles from $50,000 to $100,000, total retail sales will increase but they will not double in size. The remaining licenses, permits, and taxes are a relatively small portion of total revenue for Orange County government. These taxes include taxes on motor vehicles, gross receipts, 63 CCM Economics, LLC Orange County Tax Equity Page 27 animal taxes, and the beer and wine tax. Other than the motor vehicle tax, these taxes constitute a small amount of revenue for the county. In 2015, the motor vehicle tax collected $9.3 million. Taxes such as these tend to correlate very strongly with property taxes. Other taxes, such as the animal tax, only apply to people who license a new dog or cat, and correlate with population. Other permits and fees include the privilege license that applies to different professions and businesses such as pawn brokers, loan agencies, and check cashers. This license fees only collected $15,000 in 2015. Other permits include the franchise fee which collected a little over $300,000 in 2015. The final category worth mentioning is Orange County fees for services. This includes a wide range of activities including emergency management, deed registration, and the sheriff’s office. Many of these fees are straightforward and can be easily assigned to the different geographic subunits. For example, deed registration is flat fee that doesn’t change based upon the location of the property, but on the number of pages in the deed. Similarly, marriage licenses are a constant cost for every citizen regardless of where the live. Other charges for service are related to quantity of the service provided. In 2015, the sheriff’s office received $2.311 million for services—however, these monies are mostly derived from payments from the federal government to offset the cost of housing federal inmates, and therefore should not be counted.16 A detailed inspection of the budgets and annual comprehensive financial documents for the four different municipalities was also undertaken. A similar methodology to that used for Orange County was used to assign per capita revenue and expenditures for each citizen in the 16 In essence, the citizens of Orange County have paid federal income taxes to the federal government. The federal government has now taken some of these tax dollars and paid them back to the Orange County government to offset the cost to the local citizen of housing federal inmates. This has the effect of canceling the cost to all citizens and shifting it to the citizens who pay federal income taxes. Therefore, this ‘cost’ has already been counted once —in the portion of taxes paid to the federal government. If it was to be counted again, it would be double counting and give an inaccurate picture of how much citizens are actually paying for government services. 64 CCM Economics, LLC Orange County Tax Equity Page 28 municipality. The particulars of each municipalities’ revenue and expenditures differed somewhat between the different municipalities, but still followed the same general pattern. The largest component of revenue are property taxes followed by sales taxes and intergovernmental transfers. These intergovernmental transfers are ultimately sourced from citizens federal and state income taxes. The total amount for taxes, fees, and service charges that citizens are paying on a per capita basis is displayed in Table 4. The different sources of taxes are broken out by category, followed by licenses/fees, and charges. These are totaled in two different ways. The first total line is the summation of all taxes that Orange County citizens are paying to the local, state, and federal governments on a per capita basis. As one can see, Orange County citizens are paying an average of $9,500 per person to the government. This value ranges from a low of $5,400 in Mebane to a high of nearly $12,600 in Chapel Hill. However, a large majority of the difference in taxes paid is due to federal and state income taxes. Therefore, these are excluded in the second tally, which only tallies taxes, fees, and charges to Orange County.17 These total per capita tax amounts are then compared to the per capita income in each region. Recall that Chapel Hill has a per capita income that is approximately twice the amount of the nation as a whole and that Mebane is significantly lower than the nation’s as a whole. Under this metric, the differences in taxes paid on a per capita basis is much smaller. Chapel Hill is paying approximately 8.9% of its per capita income in taxation and fees (excluding federal and state income) while the unincorporated sections of the county are paying 5.2%.18 17 Included in this tally are retail sales taxes of which a majority of these accrue to the state of North Carolina. The amount that is granted back to municipal and county governments is much smaller than what is listed in this table. 18 Recall, that these percentages include some payments to the state governments such as sales taxes. In other words, it would be a mischaracterization to say that Chapel Hill residents are paying 8.9% of their income to the Orange County government. 65 CCM Economics, LLC Orange County Tax Equity Page 29 Table 4. Summation of Monies Paid Out by Orange County Citizens to Governments on a Per Capita Basis Orange County Mebane Hillsborough Chapel Hill Carrboro Unincorporated Federal Income 5,949.89 2,541.76 4,950.34 7,939.19 4,231.80 4,789.51 State Income 1,442.36 666.35 1,305.59 1,921.61 970.72 1,170.58 Property 1,235.01 2,130.45 2,579.43 2,275.59 2,046.26 1,016.18 Retail Sales 741.36 593.70 500.63 772.90 756.95 737.61 Motor vehicle 66.59 66.87 77.11 82.54 71.49 47.03 Other Taxes (Animal, B&W, Utility, etc.) 3.22 97.40 3.37 36.11 30.07 2.66 Licenses and Permits 2.37 29.24 27.39 50.96 67.56 1.67 Charges (Deeds, Aging, Community Planning, etc.) 69.05 170.10 147.90 133.17 92.44 69.04 Special Revenue Funds 265.72 41.35 Total Payments 9,509.84 6,295.87 9,591.76 13,212.08 8,267.29 7,834.28 Total Payments ( No F+S taxes) 2,117.59 3,087.76 3,335.83 3,351.28 3,064.77 1,874.19 Total Payments (pct. of income) 26.14 21.61 39.04 34.83 22.26 21.64 Total Payments No F+S (pct. of income) 5.82 10.60 13.58 8.84 8.25 5.18 Orange County and its municipalities provide many different goods and services for their citizens with the tax dollars and fees that they collect. These are classified into several different functions including community services, public safety, human services, education, support services, and general government functions. There can be many different but related activities within each of these functions. For example, general government functions at the county level include deed registration, running elections and polling places are ensuring that votes are tabulated correctly, running the county attorney’s office, etc. 66 CCM Economics, LLC Orange County Tax Equity Page 30 Most federal government spending on goods and services, including national defense, can be classified as a pure public good.19 As an illustration, in 2015, the federal government spent $58 billion on public order and safety, $18 billion on space exploration, $20.3 billion on air quality, etc.20 Since these goods are public in nature, it is assumed that the benefits are equally distributed among the population. Therefore, each person receives $3,030 in benefits from federal government spending. The state of North Carolina spent approximately $21.7 billion in 2015. These monies also fund a wide variety of public goods such as education, public safety, highways, state parks, and the like. From a per capita viewpoint, this totals to $2,144 in benefits. These are illustrated in Table 5 which shows benefits from the different municipal and county government programs. To determine the benefits derived from municipal and county government spending, an examination of county and municipal budgets was done—similar to the analysis to ascertain the different sources of tax revenues. Not every municipality broke out similar expenditures in the same category. For example, Chapel Hill classifies its spending on parks under the category ‘Lesiure” while Hillsborough’s can be found under ‘General’ government spending. Similar issues occur for other spending such as ‘public works’ where Mebane classifies it under its own category but other towns divide up ‘public works’ into different categories. A further instance is Chapel Hill spending money out of its specialized separate funds for things that other cities would classify as general government spending. For example, Chapel Hill spent $99,508 on playground Replacement under their Capital Improvement Fund.21 To simplify the analysis of 19 See Appendix C for clarity. 20 This is the most recent year that detailed data on federal government expenditures is available from the Bureau of Economic Analysis. 21 To make comparisons between municipalities simpler, Capital Improvement Expenditures such as the $99,508 are counted in the same category as the $6.196 million spent on parks during the year. 67 CCM Economics, LLC Orange County Tax Equity Page 31 Table 5. Summation of Benefits Received by Orange County Citizens from Governments on a Per Capita Basis Orange County Mebane Hillsborough Chapel Hill Carrboro Unincorp Federal 3,030 3,030 3,030 3,030 3,030 3,030 State 2,144 2,144 2,144 2,144 2,144 2,144 F+S Grants 148.19 290.25 386.98 406.49 251.09 148.19 Community Services 29.35 325.12 394.35 475.82 29.35 29.35 Parks & Rec 23.44 139.61 23.44 139.52 103.70 23.44 ED/Tourism 5.36 121.53 65.48 80.58 17.69 17.86 Planning/Inspections 24.67 24.67 92.81 78.15 96.50 24.67 General Government 7.48 316.49 124.98 170.92 327.09 7.48 Elections 4.70 4.70 4.70 4.70 4.70 4.70 County Atty's Office 3.91 3.91 3.91 3.91 3.91 3.91 County Manager 4.07 4.07 4.07 26.06 23.21 4.07 Deeds/town clerk 6.42 6.42 6.42 6.42 12.98 6.42 Tax admin 23.16 23.16 23.16 23.16 75.55 23.16 Public Safety 2.99 431.89 2.99 2.99 2.99 2.99 Emergency services 62.00 62.00 234.48 208.67 204.24 62.00 Sheriff/Police 84.44 45.43 456.23 249.91 239.36 162.53 Human Services 19.27 19.27 19.27 19.27 19.27 19.27 Dept of Social Services 153.22 153.22 153.22 153.22 153.22 153.22 Aging 14.88 0.00 15.10 15.10 15.10 15.10 Health Department 56.68 56.68 56.68 56.68 56.68 56.68 Housing 1.59 2.60 2.60 43.30 2.60 0.54 Library Services 14.19 14.19 14.19 62.43 14.19 14.19 Library Municipal 4.06 4.06 4.06 12.97 4.06 4.06 OPC Area Program 9.68 9.68 9.68 9.68 9.68 9.68 Education 548.35 548.35 548.35 548.35 548.35 548.35 Support Services 50.18 50.18 54.22 50.18 119.27 50.18 Asset Management 28.46 28.46 28.46 28.46 28.46 28.46 Human Resources 5.79 5.79 15.40 30.31 36.17 5.79 Debt Service 194.74 273.66 315.49 301.14 249.44 194.74 Total Benefits 6,705 8,139 8,235 8,382 7,823 6,795 Total Benefits no F+S 1,531 2,965 3,061 3,208 2,649 1,621 Total Benefits (pct. of income) 18.43 27.94 33.52 22.10 21.05 18.77 Total Benefits no F+S (pct. of income) 4.21 10.18 12.46 8.46 7.13 4.48 Net Summation -2,804.57 1,843.54 -1,357.03 -4,829.68 -444.41 -1,039.25 Net Sum No F+S -586.32 -122.35 -275.10 -142.88 -415.89 -253.16 Net Summation (pct. of income) -7.71 6.33 -5.52 -12.73 -1.20 -2.87 Net Summation No F+S (pct. of income) -1.61 -0.42 -1.12 -0.38 -1.12 -0.70 68 CCM Economics, LLC Orange County Tax Equity Page 32 county and municipal government spending and revenues, the county’s classification system was used and municipal spending was placed into the most appropriate general category (e.g. “Human Services”) or specific category (e.g. “Housing” which is a sub-category of “Human Services”). As the reader will note, the net summation of benefits excluding federal and state spending and taxes is slightly negative. This is due to a couple of factors. One of the categories under the benefits section is ‘Debt Service’. Debt service are principal and interest payments for county and municipal debt that was incurred in the past to pay for projects that have a long life— such as an arena, park, municipal building, street, etc. These projects are continuing to provide benefits to taxpayers today and these benefits are reflected in the value of the principal repayment. The interest paid however was excluded from the ‘benefits’ taxpayers receive since it is not a reflection of benefits received. Similarly, the county and cities have tax revenues received today that are being funneled into long term funds for use in future years. In short, these long-term funds are similar to a household’s savings account. As with interest payments, these ‘savings’ are not counted as benefits today—but they will become benefits in the futures as they are spent on the projects that they are being saved for. The larger issue of tax equity is apparent in the inclusion of the federal and state taxation and benefits which shows a fairly significant negative amount. This is due to the progressive nature of the income tax within the United States. Recall that approximately 45 to 47 percent of US households do not pay any income taxes, but almost all US households receive benefits from residing in the US. Therefore, the tax burden to provide benefits to all US households falls 69 CCM Economics, LLC Orange County Tax Equity Page 33 primarily on the 55 to 53 percent of households who pay federal income taxes. Since Orange County, and Chapel Hill in particular, are relatively wealthy compared to the average US household, this inequity is especially pronounced. An alternative method of determining benefits was done via a public use survey. Orange County residents were asked about their use of several county provided facilities including the different libraries, parks, health centers, and senior centers located in the county as well as the public transportation, recycling, and Wi-Fi. There were a total of 478 responses with 95% of the respondents being from Orange County. Table 6 breaks out the residency status of respondents. Table 6. Residences of Respondents Municipality Percent Carrboro city limits 8.8% Chapel Hill city limits (as part of Orange County) 19.2% Durham city limits (as part of Orange County) 1.3% Hillsborough city limits 20.1% Mebane city limits (as part of Orange County) 2.5% Unincorporated area, but within Orange County 43.1% I do not reside in Orange County, North Carolina 5.0% In general, there a somewhat widespread and fairly equal use of most county provided services. This is illustrated in Table 7 which outlines the percentage of respondents indicating usage of the different categories of county provided services such as parks, library facilities, senior citizen centers, health centers, recycling, transportation services, and Wi-Fi. The general category is noted in bold and italics and is centered and the general category usage statistic is the average level of usage for all facilities in that category. For example, 9 out of 10 Chapel Hill and Carrboro residents use the Chapel Hill branch of the library, but only one out of four residents from Mebane use these library facilities. Residents of Mebane prefer to use the Main Library where 75% of them report using this facility. 70 CCM Economics, LLC Orange County Tax Equity Page 34 Similarly, 2.4% of Carrboro residents reported using the Central Recreation Center, but more than half used the River Park. The average usage of the different parks for Carrboro residents was 12.5%. Concerning parks consider Figure 18 which shows the spatial location of parks within Orange County and Figure 19 which highlights the homes located around the parks within a distance of half a mile. A cursory examination of the map shows that the parks are not equidistant from each other. Although there is less use of county parks from Chapel Hill and Carrboro residents, there is the possibility that park usage is much more equal than appears. 71 CCM Economics, LLC Orange County Tax Equity Page 35 Table 7. Category Average and Facility Specific Usage by Survey Respondents Orange County Carrboro Chapel Hill Hillsborough Mebane Unincorp Parks 22.7 12.5 11.3 30.7 30.5 25.7 Blackwood 28.6 7.1 15.2 42.1 25 32.8 Cedar Grove 19.6 9.8 11 15.8 25 26.6 Central Rec Center 20.2 2.4 4.4 36.2 33.3 23.2 Efland-Cheeks 10.3 2.4 3.3 11.7 50 11.8 Fairview 12.9 2.4 1.1 25 8.3 14.9 Hollow Rock 15.5 19.5 18.9 16 0 13.4 Little River / Nature Area 23.9 9.8 8.7 23.7 41.7 32 River Park / Farmer's Mkt 60.2 51.2 31.9 83 66.7 63.3 Soccer.com Center 13.3 7.7 7.7 22.8 16.7 12.8 Library 36.9 49.3 37.9 40.7 32.1 32.6 Main Library 59.6 26.8 15.9 86.4 75 71.2 Carrboro Branch 10.3 34.2 10.3 8.7 0 6.4 Cybrary 8.6 33.3 6.8 8.6 0 5 CH Public Library 50.2 90.2 90.1 35.1 27.3 33.5 Online Resources 55.5 61.9 64.4 62.8 54.5 47.3 Transportation 2.8 6 2.2 4.5 4.2 1.6 Hillsborough Connector 3.1 4.8 3.3 7.3 8.3 0.5 Orange-CH Connector 4.7 9.5 4.4 8.4 8.3 2 Disabled / Para 1.8 2.4 1.1 2.1 0 2 Senior Center Trans 1.6 7.1 0 0 0 2 Senior Centers 17.7 16.6 19.6 20.5 0 17.3 Passmore 17.5 7.1 8 25.5 0 21.1 Seymour 18.3 26.2 31.1 15.4 0 13.4 Health Clinics 5.6 1.6 3.3 6 16.6 5.5 Dental 4.6 0 1.1 5.2 16.7 5.9 Medical (Hillsborough) 7.7 0 2.2 11.6 25 8.3 Medical (CH) 3.8 4.8 6.5 2.1 8.3 2.4 Recycling 87 85.4 85.9 85.4 91.7 94.2 WiFi 63.6 69 51.1 60.5 49.9 68.4 72 CCM Economics, LLC Orange County Tax Equity Page 36 Figure 18. Spatial Location of Parks in Orange County 73 CCM Economics, LLC Orange County Tax Equity Page 37 Figure 19. Homes within Half a Mile of Orange County Parks 74 CCM Economics, LLC Orange County Tax Equity Page 38 To see this return to the example of the Chapel Hill Public Library. Of the people self- identifying as being from Chapel Hill, approximately 10% stated that they never used the Chapel Hill library. Of the people self-identifying as being from Carrboro, again approximately 10% stated that they never used the facilities. However, it’s possible that this 10% of the people from Chapel Hill and Carrboro who stated that they don’t use the Chapel Hill Public Library use one of the other library facilities such as the Main Library in Hillsborough.22 Or take the example of Hillsborough’s residents and their stated use of the Orange County Medical facilities. Of the 95 responses, 5 indicated that they have used the Dental Clinic, 11 had used the medical clinic in Hillsborough, and 2 had used the medical clinic in Chapel Hill. Therefore, 5.2% had used the Dental Clinic, 11.57% had used the Hillsborough branch of the Medical Clinic, and 2.1% had used the Chapel Hill Medical Clinic. To see how total usage of county services could be higher than is implied from Table 7 imagine that there is a city with only two residents, ‘Able’ and ‘Barb’. Abe states in the survey that he never uses the Passmore Senior Center but that he does use the Seymour Senior Center— Barb states the exact opposite. This would show in the Table 6 usage table as 50% usage of both of the facilities, when actually 100% of the senior citizen center facilities are being used by the residents. Therefore, the survey respondents’ use of public facilities is shown in a different way in Table 8. Table 8 calculates the maximum possible usage of county provided services based upon the survey results and assuming that survey respondents were exclusive in their usage.23 22 Recall from Table 7 that approximately 16% of people who reside in Chapel Hill and 27% of people who reside in Carrboro stated that they use the Main Library in Hillsborough. 23 As another option, the survey could have had an individual question for each different park, medical facility, library, etc. rather than grouping them into similar categories to avoid this problem of exclusive usage. This would have added 18 additional questions to the survey though and more than doubled its length and thus lowered the response rate. 75 CCM Economics, LLC Orange County Tax Equity Page 39 Table 8. Public Usage Survey Results By Municipality—Maximum Possible Usage Orange County Carrboro Chapel Hill Hillsborough Mebane Unincorp Parks 100 100 100 100 100 100 Library 100 100 100 100 100 100 Transportation 11.95 23.8 8.69 17.7 16.6 6.3 Recycling 87 85.4 85.9 85.4 91.7 94.2 Senior Center 34.87 33 38 40 0 34.14 Health 16.7 4.76 9.7 19.35 50 16.58 WiFi 63.6 69 51.1 60.5 49.9 68.4 V. Conclusions The problem of equity vis-à-vis government provided goods, services, and tax burdens is an issue of growing interest to taxpayers, government leaders and administrators, and other stakeholders. All sides want to ensure that taxation, and the government provided benefits that taxation brings about, are distributed as equitably as possible. Unfortunately, there is not an objective definition of what ‘equity’ actually is and therefore the topic of equity is normative in nature. Nevertheless, this report has suggested two possible definitions—equity on the basis of ability to pay and equity on the basis of usage. The first definition means that those households that have higher levels of income/wealth should generally pay a larger share of taxes and receive smaller shares of benefits than less affluent households. Of course, the exact ratio of these taxation and benefits shares is once again a normative issue. The second definition means that, generally speaking, households should pay taxes to fund the government provided goods and services that are available to them and that they not pay taxes to fund government provided services that are not provided to them. This second definition of equity can be tricky to accurately calculate though as the example of public education shows. Even though a household might never have any children in the public school system that does not mean that they don’t receive any benefits from the provision of public education. The doctor that operates on them, the engineer who builds the roads that they drive on, and the park ranger 76 CCM Economics, LLC Orange County Tax Equity Page 40 who preserves the park that they visit all could have been educated in a public school system. Therefore, even though the household doesn’t have children in the school system, they are beneficiaries of the school system by getting to live in an organized and educated society. This report has used municipal and county budgets combined with other census and economic data to understand which county level government goods and services are available to which citizens of the different geographic areas of Orange County. Furthermore, this report has estimated the federal, state, and local tax burden for the average citizen of each of the different geographic areas in Orange County. The results show two different yet interesting things. The first is that most of any imbalance between taxes paid and benefits received is derived from inequities in federal spending and taxation levels and not from county government spending and taxation policies. For example, Chapel Hill residents on a per capita basis are paying nearly $8,000 in taxes to the Federal government but only receiving $3,000 in services from the federal government for a net imbalance of -$5,000. In comparison to the county provided goods and services, Chapel Hill residents are paying $3,300 in taxes and fees and receiving $3,200 in county provided goods and services. In short, if citizens want to see a more equitable distribution of taxes and services, they should petition their national level representatives. The second thing that is of note in the results of this report is that the ‘negative’ amount of net summation of goods and services at the local level as reported in Table 5 is something of a misnomer. Recall that the municipal and county level governments collect revenues today from a variety of sources to pay for today’s provision of good and services. However, some of these revenues that are collected today are shifted to reserve funds that will be used to pay for the future provision of goods and services. This report has adopted a ‘snapshot methodology’ concerning local government spending and taxation. This ‘snapshot’ of current revenues is 77 CCM Economics, LLC Orange County Tax Equity Page 41 ‘counting’ county and local taxes collected today as a burden or cost to its citizens. In the same way, today’s expenditures are ‘counted’ as a benefit to its citizens. Therefore, if a municipality saves some of its revenues today for future spending by shifting it into a reserve fund, it would appear that today’s revenues, i.e. costs, are larger than the expenditures, i.e. benefits. In essence, one should think of today’s tax revenues that are being collected and shifted to reserve funds as being placed into a ‘savings account’ even though the net benefit today is ‘negative’. It is a similar analogy to a household that brings in $100,000 in income, spends $90,000, and saves $10,000 for future spending. The household has incurred the time and effort costs of earning $100,000 in income but appears to only be getting $90,000 in benefits from consumption and spending. 78 CCM Economics, LLC Orange County Tax Equity Page 42 Appendix A In order to determine the true amount of government provided goods and services citizens are receiving and paying for, it is helpful to calculate how much citizens pay in federal, state, and local taxes and how many of these upper level government taxes are transferred to the local governments. Consider the simplifying example of a county that consists of 100 people who each pay taxes of $100 to the federal government, $25 to the state government, and $10 to the local government. These citizens have a total tax bill of $135. Assume that the local government provides a service for each citizen that costs $50. However, not all of the taxes paid to the federal and state tax governments are used at the federal and state level. Suppose that the federal and state governments transfer $30 and $10 respectively to the local government to help fund the local government provided service that costs $50. In short, the federal and state governments are serving as a ‘tax collector’ for the local government. There would be no difference between the federal and state governments collecting $125 in taxes and transferring $40 to the local government or the federal and state governments collecting $70 and $15 in taxes respectively and having the local government collect $50 in taxes. 79 CCM Economics, LLC Orange County Tax Equity Page 43 Appendix B Consider the hypothetical situation of Mr. Smith and Mr. Jones. Mr. Smith is renting and living in a house owned by Mr. Jones. The house is located in Mebane so that Mr. Smith is living in Mebane. However, Mr. Jones, the owner of the property, actually lives in Georgia and receives the tax bill at his home address in Atlanta, Georgia. Mr. Jones pays the property tax bill which is used by Orange County government to provide government services to Mr. Smith. Mr. Smith, an Orange County resident, pays none of the property tax but receives the benefits of the Orange County provided government services. Mr. Jones, a Georgia resident, pays all of the Orange County property tax, but receives none of the Orange County provided government services. In situations like this, Orange County is in effect, exporting its tax burden to Atlanta, Georgia.24 It is possible under special conditions that some of the property tax burden that Mr. Jones faces can be shifted to Mr. Smith in the form of higher rent on the property so that in effect, Mr. Smith is ‘paying’ part of the property tax via higher ‘rent’. Also, it is possible that Mr. Jones will still receive some of the benefits of the Orange County government provided services even if he doesn’t live in Orange County. This could occur through government provided benefits that indirectly help Mr. Jones through lower homeowners insurance costs, increased property values, etc. In effect, Orange County has now ‘exported’ some of the government provided benefits derived from the property tax. Since there is no data on these special conditions, they are ignored. For simplicity, it is assumed that Orange County is exporting its tax burden to any property tax payer who doesn’t live in Orange County. Furthermore, it is assumed for this study that any resident of a municipality within Orange County who owns property in another part of 24 The concept of tax exportation by local and state governments is well understood, but it can be difficult t o quantify the exact amount of a tax that is truly exported. 80 CCM Economics, LLC Orange County Tax Equity Page 44 the county is shifting his tax burden between municipalities. In other words, if a citizen of Chapel Hill owns property in Hillsborough, the amount of the property tax from the Hillsborough property is attached for reporting purposes to the tax burden for Chapel Hill. 81 CCM Economics, LLC Orange County Tax Equity Page 45 Appendix C One of the interesting things about publicly vs. privately provided good is the nature of the goods. To determine if a good is a public good or a private good, economists use two criteria: excludability and rivalry. If a good in non-excludable, it is impossible, or at least very expensive, to exclude non-payers from consuming the good. If a good in non-rival, then one person’s consumption doesn’t diminish the amount available to others to consume. Public goods are both non-excludable and non-rival. National defense is a great example of a pure public good. It is impossible to exclude people who reside within the borders of the United States and don’t pay their taxes from receiving the benefits of national defense. At the same time, if another person is born in the US, there is still the same amount of national defense available to everyone as there was before the person was born. On the other hand, a candy bar is both excludable and rival. Stores can relatively easily keep people who don’t pay for candy bars from consuming a candy bar and if someone eats a candy bar, that particular candy bar isn’t available to others to consume. Because of these properties, public goods will not be provided in the correct quantities if they are provided by the private sector—hence they are often provided by the public sector.25 25 Interestingly, to determine the value of public goods to society, one adds ‘vertically’ a s opposed to adding value ‘horizontally’ for private goods. To illustrate, assume that pizza is a private good and that there are 3 people in a society. At a price of $10, Abe buys 2 pizzas, Barb buys 3 pizzas, and Charles buys 4 pizzas so that at a pric e of $10, the market demand for pizzas is 7 meaning that the 7 th pizza is worth $10. Now assume that a park is a public good and that the government provides one park at a cost of $10. Abe values the park at $5, Barb values the park at $12, and Charles values the park at $20. The value of the park is $37 and the government has created $27 of ‘consumer surplus’ by providing the park. 82