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HomeMy WebLinkAbout2017-298-E Health - Wake Medical Laboratory Consultants, Inc. for lab services for family planning DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB [Departmental Use Only] TITLE Wake Med Lab Service FY 2017-18 NORTH CAROLINA SERVICES AGREEMENT UNDER$90,000.00 NO RFP/RFQ ORANGE COUNTY This Services Agreement (hereinafter "Agreement"), made and entered into this 1st day of July, 2017, ("Effective Date") by and between Orange County, North Carolina a political subdivision of the State of North Carolina (hereinafter, the "County") and Wake Med Health and Hospitals and Wake Medical Laboratory Consultants, (hereinafter, the "Provider"). WITNESSETH: That the County and Provider, for the consideration herein named, do hereby agree as follows: 1. Services a. Scope of Work. i) This Agreement is for services to be rendered by Provider to County with respect to (insert type of project): Laboratory Services ii) By executing this Agreement, the Provider represents and agrees that Provider is qualified to perform and fully capable of performing and providing the services required or necessary under this Agreement in a fully competent, professional and timely manner. iii) Time is of the essence with respect to this Agreement. iv) The services to be performed under this Agreement consist of Basic Services, as described and designated in Section 3 hereof Compensation to the Provider for Basic Services under this Agreement shall be as set forth herein. 2. Responsibilities of the Provider a. Services to be provided. The Provider shall provide the County with all services required in Section 3 to satisfactorily complete the Project within the time limitations set forth herein and in accordance with the general professional standards of care in the relevant community. b. Standard of Care. i) The Provider shall exercise reasonable care and diligence in performing services under this Agreement in accordance with the generally accepted standards of this type of Provider practice in the relevant community and in accordance with applicable federal, state and local laws and regulations applicable to the performance of these services. Provider is solely responsible for the professional Revised 6/17 1 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB quality, accuracy and timely completion and/or submission of all work related to the Basic Services. ii) Provider shall be responsible for all errors or omissions of its agents, contractors, employees, or assigns in the performance of the Agreement. Provider shall correct any and all errors, omissions, discrepancies, ambiguities, mistakes or conflicts at no additional cost to the County. iii) The Provider shall not, except as otherwise provided for in this Agreement, subcontract the performance of any work under this Agreement without prior written permission of the County. No permission for subcontracting shall create, between the County and the subcontractor, any contract or any other relationship. iv) Provider is an independent contractor of County. Any and all employees of the Provider engaged by the Provider in the performance of any work or services required of the Provider under this Agreement, shall be considered employees or agents of the Provider only and not of the County, and any and all claims that may or might arise under any workers compensation or other law or contract on behalf of said employees while so engaged shall be the sole obligation and responsibility of the Provider. v) If activities related to the performance of this Agreement require specific licenses, certifications, or related credentials Provider represents that it and/or its employees, agents and subcontractors engaged in such activities possess such licenses, certifications, or credentials and that such licenses certifications, or credentials are current, active, and not in a state of suspension or revocation. vi) In determining the basic services to be provided, should any documents be referenced in this Agreement, the terms of this Agreement shall have priority in any conflict between the terms of referenced documents and the terms of this Agreement. Should a request for proposals and a proposal be referenced the terms of the request for proposals shall have priority over the terms of any proposal. 3. Basic Services a. Basic Services. The Services to be rendered pursuant to this Agreement are as follows (fully describe services to be provided): See Exhibit A "Scope of Services", which is attached and hereby incorporated by reference into this Agreement. 4. Duration of Services a. Term. The term of this Agreement shall be from July 1, 2017 to June 30, 2018. b. Scheduling of Services. i) The Provider shall schedule and perform its activities in a timely manner. ii) Should the County determine that the Provider is behind schedule, it may require the Provider to expedite and accelerate its efforts, including providing additional resources and working overtime, as necessary, to perform its services in Revised 6/17 2 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB accordance with the approved project schedule at no additional cost to the County. iii) The Commencement Date for the Provider's Basic Services shall be July 1, 2017. 5. Compensation a. Compensation for Basic Services. Compensation for Basic Services shall include all compensation due the Provider from the County for all services under this Agreement. The maximum amount payable for Basic Services shall not exceed Fifteen Thousand Dollars ($15,000). Payment for Basic Services shall become due and payable within thirty (30) days of Provider properly invoicing County. Payment shall be subject to provisions of Section 5(b). b. Disputes. In the event the amount stated on an invoice is disputed by the County, the County may withhold payment of all or a portion of the amount stated on an invoice until the parties resolve the dispute. Should Provider fail to perform its duties under the terms of this Agreement, County may, without fault or penalty, withhold any payment associated with the work to be performed until such time as said work is completed. c. Additional Services. County shall not be responsible for costs related to any services in addition to the Basic Services performed by Provider unless County requests such additional services in writing and such additional services are evidenced by a written amendment to this Agreement. 6. Responsibilities of the County a. Cooperation and Coordination. The County has designated (Pam McCall) to act as the County's representative with respect to the Project and shall have the authority to render decisions within guidelines established by the County Manager and/or the County Board of Commissioners and shall be available during working hours as often as may be reasonably required to render decisions and to furnish information. 7. Insurance a. General Requirements. Provider shall obtain, at its sole expense, Commercial General Liability Insurance, Automobile Insurance, Workers' Compensation Insurance, and any additional insurance as may be required by County's Risk Manager as such insurance requirements are described in the Orange County Risk Transfer Policy and Orange County Minimum Insurance Coverage Requirements (each document is incorporated herein by reference and may be viewed at http://www.orangecountync.gov/departments/purchasing division/contracts.php). If County's Risk Manager determines additional insurance coverage is required such additional insurance shall consist of N/A (if no additional insurance required mark N/A as being not applicable). Provider shall not commence work until such insurance is in effect and certification thereof has been received by the County's Risk Manager. 8. Indemnity Revised 6/17 3 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB a. Indemnity. The Provider agrees to defend, indemnify and hold harmless the County from all loss, liability, claims or expense, including attorney's fees, arising out of or related to the Project and arising from bodily injury including death or property damage to any person or persons caused in whole or in part by the negligence or misconduct of the Provider except to the extent same are caused by the negligence or willful misconduct of the County. It is the intent of this provision to require the Provider to indemnify the County to the fullest extent permitted under North Carolina law. 9. Amendments to the Agreement a. Changes in Basic Services. Changes in the Basic Services and entitlement to additional compensation or a change in duration of this Agreement shall be made by a written Amendment to this Agreement executed by the County and the Provider. The Provider shall proceed to perform the Services required by the Amendment only after receiving a fully executed Amendment from the County. 10. Termination a. Termination for Convenience of the County. This Agreement may be terminated without cause by the County and for its convenience upon seven (7) days' prior written notice to the Provider. b. Other Termination. The Provider may terminate this Agreement based upon the County's material breach of this Agreement; provided, the County has not taken all reasonable actions to remedy the breach. The Provider shall give the County seven (7) days' prior written notice of its intent to terminate this Agreement for cause. c. Compensation After Termination. i) In the event of termination, the Provider shall be paid that portion of the fees and expenses that it has earned to the date of termination, less any costs or expenses incurred or anticipated to be incurred by the County due to errors or omissions of the Provider. ii) Should this Agreement be terminated, the Provider shall deliver to the County within seven (7) days, at no additional cost, all deliverables including any electronic data or files relating to the Project. d. Waiver. The payment of any sums by the County under this Agreement or the failure of the County to require compliance by the Provider with any provisions of this Agreement or the waiver by the County of any breach of this Agreement shall not constitute a waiver of any claim for damages by the County for any breach of this Agreement or a waiver of any other required compliance with this Agreement. e. Suspension. County may suspend the Basic Services and this Agreement at any time for County's convenience and without penalty to County upon three (3) days' notice to Provider. Upon any suspension by County, Provider shall discontinue work on the Basic Services and shall not resume the Basic Services until notified to proceed by County. Revised 6/17 4 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB 11. Additional Provisions a. Limitation and Assignment; No Third-Party Beneficiaries. The County and the Provider each bind themselves, their successors, assigns and legal representatives to the terms of this Agreement. Neither the County nor the Provider shall assign or transfer its interest in this Agreement without the written consent of the other. Nothing contained herein, express or implied, is intended to confer upon any person or entity other than the parties hereto any rights or remedies under or by reason of this Agreement. b. Governing Law. This Agreement and the duties, responsibilities, obligations and rights of respective parties hereunder shall be governed by the laws of the State of North Carolina. By executing this Agreement Provider affirms that Provider and any subcontractors of Provider are and shall remain in compliance with Article 2 of Chapter 64 of the North Carolina General Statutes. By executing this Agreement Provider certifies that Provider has not been identified, and has not utilized the services of any agent or subcontractor, on the list created by the State Treasurer pursuant to G.S. 147- 86.58. c. Anti-Discrimination. Provider shall at all times remain in compliance with all applicable local, state, and federal laws, rules, and regulations including but not limited to all state and federal anti-discrimination laws, policies, rules, and regulations and the Orange County Anti-Discrimination Policy. Any violation of this requirement is a breach of this Agreement and County may immediately terminate this Agreement without further obligation on the part of the County. This paragraph is not intended to limit and does not limit the definition of breach to discrimination. d. Dispute Resolution. Any and all suits or actions to enforce, interpret or seek damages with respect to any provision of, or the performance or non-performance of, this Agreement shall be brought in the General Court of Justice of North Carolina sitting in Orange County, North Carolina. It is agreed by the parties that no other court shall have jurisdiction or venue with respect to such suits or actions. Binding arbitration may not be initiated by either Party, however, the Parties may agree to nonbinding mediation of any dispute prior to the bringing of such suit or action. e. Entire Agreement. This Agreement represents the entire and integrated agreement between the County and the Provider and supersedes all prior negotiations, representations or agreements, either written or oral. This Agreement may be amended only by written instrument signed by both parties. Modifications may be evidenced by facsimile signatures. f. Severability. If any provision of this Agreement is held as a matter of law to be unenforceable, the remainder of this Agreement shall be valid and binding upon the Parties. g. Ownership of Work Product. Should Provider's performance of this Agreement generate documents, items or things that are specific to this Project such documents, items or things shall become the property of the County and may be used on any other project without additional compensation to the Provider. The use of the documents, items or Revised 6/17 5 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB things by the County or by any person or entity for any purpose other than the Project as set forth in this Agreement shall be at the full risk of the County. h. Non-Appropriation. Provider acknowledges that County is a governmental entity, and the validity of this Agreement is based upon the availability of public funding under the authority of its statutory mandate. In the event that public funds are unavailable and not appropriated for the performance of County's obligations under this Agreement, then this Agreement shall automatically expire without penalty to County immediately upon written notice to Provider of the unavailability and non-appropriation of public funds. It is expressly agreed that County shall not activate this non-appropriation provision for its convenience or to circumvent the requirements of this Agreement, but only as an emergency fiscal measure during a substantial fiscal crisis. In the event of a change in the County's statutory authority, mandate and/or mandated functions, by state and/or federal legislative or regulatory action, which adversely affects County's authority to continue its obligations under this Agreement, then this Agreement shall automatically terminate without penalty to County upon written notice to Provider of such limitation or change in County's legal authority. i. Signatures. This Agreement together with any amendments or modifications may be executed electronically. All electronic signatures affixed hereto evidence the intent of the Parties to comply with Article 1 1 A and Article 40 of North Carolina General Statute Chapter 66. j. Notices. Any notice required by this Agreement shall be in writing and delivered by certified or registered mail,return receipt requested to the following: Orange County Provider's Name Attention: Kimberlee Quatrone Wake Medical Laboratory P.O. Box 8181 3000 New Bern Avenue Hillsborough,NC 27278 Raleigh, NC 27610 [SIGNATURE PAGE TO FOLLOW] Revised 6/17 6 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB IN WITNESS WHEREOF, the Parties, by and through their authorized agents, have hereunder set their hands and seal, all as of the day and year first above written. ORANGE COUNTY: PROVIDER: Wake Med Health and Hospitals DocuSigned by: '.,.y►' {^�,,1��\ 7,—DocuSigned by: 7� E. 'VARA, ar W) ' JJ By: bdln,in�t, N � 'I I, By: F1C22280AF22453... —0�i37fl94��5�E UZ �I Grover Smith, Executive Director County Manager Printed Name and Title E,i PRO bIE4aeW:ake Med Laboratory Consultants Olt,l�t, (,a wLor By: 3B65448B3D55479 John Lawlor, Chief Financial Officer Printed Name and Title Revised 6/17 7 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB Exhibit A REF: Scope of Services 00,111 mimm 1111111 RP Aki, 1 V. minim „HI High Quality and Service ➢ A regional lab that is an alternative to the large commercial labs ➢ High quality processes • reprocessing of unsats to keep rate low(currently 0.8%) • rescreening of paps lacking endocervical cells • rescreening of paps negative for SIL and with+HPV test ➢ Pathologist credentials—Ten MDs, many with subspecialty training as well as experience in Gynecologic pathology and Cytopathology ➢ Pathologists available 24/7. Interactions to enhance quality patient care at every level ➢ Continuity of care(pap to biopsy to LEEP to hysterectomy) ➢ Turn-around time—2.5 days once received ➢ Samples retained at lab for 8-10 weeks for any additional testing ➢ Availability of high risk HPV 16/18 testing as add-on or reflex ➢ Dedicated Outreach number—no teleprompts to answer any questions ➢ Call center—available 24/7 for resulting or add-on testing Competitive Cost ➢ Competitive pricing while maintaining highest quality ➢ All Inclusive pricing providing all supplies at no additional cost o FedEx ground— 1 day delivery zone o Collection kits ➢ Availability to be billed monthly ➢ Dedicated billing staff to correct and/or address any billing questions/concerns Pap-$22.00* Biopsy Technical fee- $22.50* Pap MD Interpretation- $18.00* Biopsy Professional Fee - $28.00* HPV- $25.00* Genotyping 16/18 - $25.00/each* GC/Chlamydia Testing- $20.00* *All pricing is subject to adjustment based on changes to the applicable Medicare Fee Schedules; provided, however, that any fee adjustments shall occur not more than once per contract year, and any increases in fees for individual services shall be limited to not more than the change in the healthcare CPI, which changes once per year. Contractor shall provide at least 30 days prior written notice of any increase in fees. Shipping ➢ Fedex ground— 1 day shipping ➢ WakeMed Pathology to provide shipping supplies and labels inclusive in cost Revised 10/14 52949381.2 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB ➢ Simple re-order for supplies and shipping materials via fax Ordering and Resulting ➢ Simple requisitions with only pertinent testing for ease in workflow ➢ Fax resulted and ability to e-fax Revised 10/14 52949381.2 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB oltsZ,`N ‘.—V1 Nictlical Milt tiai M.E.',: ICAL PR C_TESSIONAL LIABILITY INSURANCE POLICY DECLARATIONS PAGE , Raleigh Pathology Labo story A. ociates .11l'A Mr:idical Mutual Insurance Company Of.' orth Carolina PO Box 14045 700 Spring Forest Rd. Suite 400 Raleigh,NC 27620 IIIIIIII7Raleigh, NC 27609 , ..... Nien..m.„.11 M Ilium insurance Company OC Nonth Carolina Policy Number: I ,..1 l i 4 6 1 700 Spring Forest Rd. Suite 400 E•,tective Date: August 1115,2016 Raleigh, NC 27609 Expiration Date: August 15,2017 411 dates-herein as of 12,01 A,M Standard Te. ,II the of the above Named Insured [-- S ,, ' _....,... j, cl:imeb11 abi ntars1 e Medical Rm dical Expenses: C-)od a . S10,000 Maximum Reimbursable Amount c10„0C - -eimbursable. mm it i , 1 , . mmem■ -- - =. - - - Covc[ .:., - li-Medic a ..ractice Professional Lialliliiy k'Lileip-1" f;drhol02.,.--1 .,iiiorory I 7 T---E1 '$8,000,000 1 Cu,,k'niti'-, A-Individual Profession .,I Liat,ih“ arke, MD 07/01/2016 $6,000,(i0048,000,000 Di L Dookhan, 1 it) 11 1 '42013 $6,000.000,48,000,000 ..._ ll Mienaei t' , 1 , ' °' mr rY /20P", li'' r'09.000/S8,000,000 11 Matthew LLIty lLy1-1\Cl, tvii.■; I 'Uk......'j/20t' •••i:'• .11(.0,000/S8,000,000 .- 1 Shrim vas Raingo;.. ti, Ml) 03/15/19'' 1,, ..i, i i. )00:S8,000.000 _ __.. Ahren Charles Rittershaus, MD 07/11/2011 111 1:1 ) 000,58:000.000 [ Dawsi HI ,,, , rson Scarborough,Jr, MD 02/01/1976 2,0,nr.o0.(111',11, , ' ,:t10111.11111)r i ..., _ .._ Christ ' Ion Sinn, ,s, MD With/ .1„111 , -"nyder, MD Cheryl ',milt ..),.i..iak, MI) 01/03/1991 OW01/2010 07/18/2005 S6,000,000,'1,,'.(00,000 S6,0110,()0/, , inch poo .:,,,,,6 ,0iin. _ I Michael Iloward Weinstein, MD 07/01;2002 $6,000,0100/$K,000,000 I. Ming Yin„ MD 01/13/2014 $6,000,000/S8,000.000 1 ..... TOTAL PREMIUM: , \4 .1'...DICA I,MUTUAL INSURANCE COMPANY ':PR A MT PIXY!(OM 6) OF NORTH CAROLINA IIN 5176c)I 77:> Page 0 of; , ( / DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB Medical Mutual ADDITIONAL INTEREST(Coverage B) ENDORSEMENT THIS ENDORSEMENT CHANGES YOUR POLICY PLEASE FILE WITH YOUR POLICY Raleigh Pathology Laboratory Associates PA Policy Number: PG112061 PO Box 14045 Effective Date of Policy: August 15, 2016 Raleigh,NC 27620 Endorsement Effective Date: August 15,2016 Date Endorsement Issued: June 3,2016 All dates herein as of 12:01 AM. Standard Time at the Principal Address of the above Named Insured In consideration of the premium, it is agreed that in Section I. PROFESSIONAL LIABILITY COVERAGE,paragraph (b)Coverage B. Medical Practice Professional Liability, is amended to include, as an Insured, the professional corporation named below, except that the Limits of Liability shown in the Declarations for Coverage B are shared by the Insured covered in Coverage B and the professional corporation named below: Wake Medical Lab Consultants Inc All other terms and conditions of the policy remain unchanged. Signed By: *ate: Jane Authorized C P any Representattc MEDICAL MUTUAL INSURANCE COMPANY SPRA PE39(OM 6) OF NORTH CAROLINA Page of 1 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB This Declaration Page is attached to and forms part of certificate provisions (Form SLC-3). Previous No. MMN10670 Authority Ref. No. B1216PRVV161818 Certificate No. MM1N ( 1 )£32 e-MDT"/MEDEFENSETM PLUS POLICY THIS CERTIFICATE IS WRITTEN ON A CLAIMS-MADE AND REPORTED BASIS. EXCEPT AS OTHERWISE PROVIDED HEREIN, THIS POLICY COVERS ONLY CLAIMS FIRST MADE DURING THE POLICY PERIOD OR ANY EXTENDED REPORTING PERIOD, IF APPLICABLE, AND REPORTED TO THE UNDERWRITERS NO LATER THAN SIXTY (60) DAYS AFTER THE CLAIM IS FIRST MADE. ALL CLAIMS ARE SUBJECT TO THE APPLiCABLE LIMITS OF LIABILITY AND THE APPLICABLE RETENTION(S). PLEASE NOTE THAT THE LIMITS OF LIABILITY FOR NAMED COVERAGES I., II., III. AND IX. INCLUDE CLAIM EXPENSES. PLEASE REVIEW THE COVERAGE AFFORDED UNDER THIS INSURANCE POLICY CAREFULLY AND DISCUSS THE COVERAGE HEREUNDER WITH YOUR INSURANCE AGENT OR BROKER. Item 1. Named Insured: Raleigh Pathology laboratory Assocoates P.A. Principal Address: P 0 Box 14045 RaPeogh NC 27620 Item 2. Policy Period: August 09,2016 to August 09,2017 both days at 12:01 a.m. standard time at the Principal Address stated in Item 1. Item 3. Named Coverage(s) Purchased (ii): You have purchased some or all of the following Named Coverages. Only those Named Coverage(s) that specify a Limit of Liability in Item 4 have been purchased. If a Named Coverage has not been purchased, that portion of this Policy does not apply. I. Multimedia Liability II. Security and Privacy Liability INI' III. Privacy Regulatory Defense and Penalties IV. Privacy Breach Response Costs, Notification Expenses, and Breach Support and Credit Monitoring Expenses V. BrandGuardTM ►1 VI. Network Asset Protection VII. Cyber Extortion VIII. Cyber Terrorism IX. MEDEFENSETM Plus Item 4. Limits of Liability A. Limits of Liability for Named Coverage(s) Purchased: Each Claim Aggregate I. Multimedia Liability $1,000,000 $1„000„000 II. Security and Privacy Liability $1„000,000 $1,000„000 III. Privacy Regulatory Defense and Penalties $1,000,000 $1,000,000 IV. Privacy Breach Response Costs, Notification Expenses, and Breach Support and Credit Monitoring Expenses $1,000000 $1,000,00C) Proactive Privacy Breach Response Costs Sublimit $25,000 $25,000 Voluntary Notification Expenses Sublimit $1,000,000 $1,000,000 V. BrandGuardTM $1,000,000 $1„000„000 VI. Network Asset Protection $1,000,000 $1„000,000 VII. Cyber Extortion $1,000,000 $1,000,000 VIII. Cyber Terrorism $1,000,000 $1,000,000 IX. MEDEFENSETM Plus $1,000„000 $5„000„000 Note: The Proactive Privacy Breach Response Costs Sublimit and the Voluntary Notification Expenses Sublimit are part of,and not in addition to,the Limit of Liability for Named Coverage IV. B. Maximum Policy Aggregate Limit of Liability: $5,000,000 D1818CE-0115 Page 1 of 3 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB Item 5. Retention, Co-insurance, Waiting Period and Period of Indemnity: I. Multimedia Liability $0 each Claim H. Security and Privacy Liability $O each Claim VII, Privacy Regulatory Defense and Penalties so each Claim IV, Privacy Breach Response Costs,Notification Expenses, and Breach Support and Credit Monitoring Expenses $0 each Claim V. randGuardTM Waiting Period 2 Weeks Period of Indemnity: 6 Months M. Network Asset Protection A. Data Recovery Digital Assets Loss So each Claim Special Expenses 1.0 %co-insurance each and every loss B. Non-Physical Business Interruption and Extra Expense 8 hour Waiting Pehod VII Cyber Extortion $o each Claim VIII_ Cyber Terrorism 8 hour waiting period Ix OVIEDEFENSIE"" Plus $0 each Claim Item 6, Retroactive Date: I. Multimedia Liability None. Full unknown Ow acts II. Security and Privacy Liability None Full unknown error acts, Pnivacy Regulatory Defense and Penalties None Full unknown prior acts. IV. Privacy Breach Response Costs, Notification Expenses, and Breach Support and Credit Monitoring Expenses None, Full unknone prior acts,. V. BrandGuard Tm None. Full unknown prior acts. VI, Net,,,,,,,ork Asset Protection N/A VII Cyber Extortion N/A Cyber Terrorism N/A IX, MEDEFENSE'm Plus None. Full onlkrtown prior acts. Item 7. Premium: Item 8. Endorsements: E1818N1E-0111, El 818CIEllllIP-01115, E181811„..t5.0315 Item 9. Notification under the Certificate shall be given to: NAS Insurance Services, LLC 16501 Ventura Blvd., Su ite 200 Encino, CA 91436 (818) 382-2030 ID1818CE-0115 Page 2 of 3 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB Item 10. Policy form PI8I8CE-0115 and Application dated mey31. 2016 are hereby attached and made a part of this Policy. Wherever in any of the forms, clauses or conditions of this insurance the word "Policy" appears, this shall be deemed to be "Certificate". Insurance is effected with certain UNDERWRITERS ATLL0YD'S. LONDON (1Q00/0) Item 11. Service of Suit: FLWA Service Corp, c/o Foley& LordnerLLP 555 California Street, Suite 1700 San Franciscc CA 94104-1520 Dated July 26, 2016 NAS INSURANCE SERVICES, LLC By: Correspondent D1818CE'0115 Page 3of3 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB This Endorsement changes the Policy. Please read it carefully e-MDTM/MEDEFENSETM PLUS ENDORSEMENT NAMED SUBSIDIARIES AMENDATORY — E1818CEBM-0814 In consideration of the premium charged, it is hereby agreed and understood that the definition of Subsidiary, as provided in Section 7. Definitions of this Policy, includes the following entity(ies): Wake Medical Laboratory Consultants This endorsement is to take effect on August 9, 2016. Policy No: MMN11182 Name: Raleigh Pathology Laboratory Associates, P.A. Policy Effective Date: August 9, 2016 Expiration: August 9, 2017 Endorsement No.: 4 All other terms and conditions of the Policy remain unchanged El 818CEBM-0814 Page 1 of 1 DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB Polley Number MY 1010647 Issued By: SELECTIVE INSURANCE COMPANY OF AMERICA 40 WANTAGE AVE, BRANCHVILLE, NJ 07890 PRIVATE COMPANY MANAGEMENT LIABILITY POLICY DECLARATIONS THE LIABILITY COVERAGES ON THIS POLICY ARE WRITTEN ON A CLAIMS-MADE BASIS. COVERAGE APPLIES TO CLAIMS FIRST MADE AGAINST INSUREDS DURING THE POLICY PERIOD OR EXTENDED REPORTING PERIOD. THE LIMIT OF LIABILITY AVAILABLE TO PAY SETTLEMENTS OR JUDGMENTS WILL BE REDUCED BY DEFENSE COSTS, AND DEFENSE COSTS WILL BE APPLIED AGAINST THE RETENTION. REM 1. ITEM 2. Na •d and Address: Policy Period RALEIGH PATHOLOGY LABORATORY ASSOCIATES, PA / WAKE MEDICAL From: JUNE 15, 2017 LABORATORY CONSULTANTS, INC. PO BOX 14045 To: JUNE 15, 2018 RALEIGH, NC 27620-4045 12:01 A.M Standard Time At Named Entity Mailing Address. Producer Number: 00-07265-00000 Produ..r: SENTINEL RISK ADVISORS, LLC $ ITEM 3. All Notices Of Claim Or Loss Must Be Sent To The Insurer: Pursuant To The Terms Of This Policy In Writing To: SELECTIVE INSURANCE COMPANY OF AMERICA 40 WANTAGE AVE, BRANCHVILLE, NJ 07890 C vicenterlselectave.corn) ITEM 4. "X" Indicates Coverage Applies ® Part A—Private Company Directors, Officers And Entity Liability Premium Part B—Employment Practices Liability Premium 0 Part C—Fiduciary Liability Premium Part D—MLI ElitePac Premium TOTAL PREMIUM In return for pay nt of the premium, and subject to all to and conditions of policy, the Insurer agrees with the Insured to provide the ins , .Ence Indicated In schedules of these declarations. Insurance Is only • •vlded for those coverages when a specific limit is shown in the Declaration(s). Date Issued: APRIL 7, 2017 Issuing Office: SOUTHERN REGION A + •rized Representative: Copyright, 2013 Selective Insurance Company of America. All rights reserved. MY 00 10 04 13 Page 1 of 2 INSURED'S COPY DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB Policy Number FIT 1010647 DEM 5. Coverage Applies Where A Limit Is Shown For - Cove raw PART A—PRIVATE COMPANY DIRECTORS, OFFICERS AND ENTITY LIABILITY ---1 Limit of Liability: *1,000,000.00 All Claims In The Aggregate Retention: $.00 Each Claim under Insuring Agreement A *10„,On. 00 Each Claim under I . urine Aoreement B *10,000.00 Each Claim under lining Agreement C , $.00 Each Claim under Insuring Agreement D Prior or Pending Litigation Date: 06-05-2010 „.„ -___... ....... PART B—EMPLOYMENT PRAC ICES LIABILITY Limit of Liability: $1,000,000.00 AU Claims In The Aggregate Third Party Liability: 0 Applies 0 Does not apply Retention: *10,000 .00 Each Claim P -.r or Pending Litigation Date: 06-05-2010 Claims for Wronaful Acts Claims for Third Party Wrongful Acts — , PART C— FIDUCIARY LIABILITY ILimit of Liability: All Claims In The A,, .regale Voluntary Compile : Program All Claims In The Aggregate SublImIt of Liability: This amount induded in Fiduciary Liability Limit Health Insurance Portabilky and Aggregate Accountability Act (HIPAA) Cover. All Claims In Th age Sublimit of Liability: This amount induded In Fiduciary Liability Limit Retention: Each Claim I • *.r or Pending Litigation Date: rrEm V. Additional Defense Co sb Limit of * 00 Liability: . All Claims In The Aggregate Under All Liability Coverage Parts ITEM 7. liability Coverages Single - A of NIA All Claims U . r All Liability Coverage Parts Liability: V a Single Limit of Liability is listed above, the insurer's maximum liability in one policy period for all Claims under each purchased liability coverage shall not exceed this limit SUPPLEMENTAL EXTENDED REPORTING PERIOD 1 Year: 75% 1 2 Years: 100% 3 Years: 125% 4 Years: 150% 5 Years: 165% [6 Years: 175% I Copyright, 2013 Selective Insurance Company of America. All rights reserved. MY 00 10 04 13 Page 2 of 2 INSURES COPY . _ . DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB n ,1A879CDB 'ra "- v-umPonY Policy Number S 1940885 SELECTIVE INSURANCE COMPANY OF SOUTH CAROLINA 3426 TORINGDON WAY, CHARLOTTE, NC 28277 CO I RCIAL POLICY CO I ON DECLARATION Named Insured and Address Policy Period RALEIGH PATHOLOGY LABORATORY ASSOCIATES PA 8 WAKE MED From JUNE 7, 2017 L ABORAI ORY CORP To: JUNE 7, 2018 PO BOX 14045 RALEIGH, NC 27620-4045 1 t2:0$ A m Standard'lime At Locabon of Des ated Premises. 2 Named insured is; Producer Number: CORPORATION 00-07265-00000 Producer: SENTINEL RISK ADVISORS, LLC NORTH CAROLINA Schedule of Coverage BUSINESSOWNERS COVERAGE COMMERCIAL UMBRELLA COVERAGII 0 •••■• xxxowfm■ .1■1 ..■- ■1•11111 PREMIUM INCLUDES TERRORISM — CERTIFIED ACTS In return for pa nt of the premium, and subject to all the terms uf this policy, we a: with you to provide the insurance indicated in the schedule above. Insurance is provided only fo those coverages for which a ilk limit is shown on the at el covers:e deelaratiel4)- PAYMENT METHOD T. Policy iun, D/B — 4 (I his pr- slum y be subject ba adjustment.) Date issued: APRIL 21, 2017 Issuing ce: SERVICE CENTER Authorized Representative IL-7025 (11/89) INSURED'S COPY Docu Sign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB as Policy Number Policy Number $ 1940885 S 1940885 MERCHANTSPRO COVERAGE DECLARATIONS Rilicy Effective Date: JUNE 7, 2017 Coverage Effective Date: JUNE 7, 2017 Named insured is CORPORATION Business of Named_Insured: MEDICAL DESCRIPTION OF PRE III ISES Rain. Bldg. Location Occupancy No. No. t.1 Refer to "Schedule of Locations" In return for payment of the premium and subject to all the wins of this policy, we as wi you to provide insairance For those coveragm for whidi a weak Emit is drown in the following coverage schedule COVERAGE SCHEDULE Property Antomadc Nero. Bldg. Menke Increase In No. No. Coverage Limit of Insurance Insona Deductible Valuation linerarita 1 1 .INESS PE • AL PROPERTY 8302,351 EXCLUDED $5,000 RC N/A 2 1 315 SS PE PROPERTY $27, BLDG 8 BPP 05.40 RC WA 3 1 BUSINESS PE' AL PROPERTY $27,088 BLDG BPP $5,000 RC 4 1 BUS/NESS PERSONAL PROPERTY $2,70 BLOB 8 BPP $5,000 RC NIA BUSINESS PERSONAL PROPERTY $27,088 BLOC & BPP $5,00 0 RC N/A TOTAL BL- --ET !PP & BLEW $83,972 MOW. Al* === MMW =Emu 1.11.01. .1110= 1111111110111 ■orses === MMM LIABILITY AND MEDICAL PAYMENTS Liability and Medical Expenses. Limit $1,0 01 ,0 0 0 General A: egate Limn $3,000,000 Medical Expenses Limit - Per Person $iO p D00 Product Aggregate Limit DE 000,000 Forms and Endorse -/As: u s unt Refer to "Cumme 'al Policy Po ,Is and Endorsui ent Mole" BP-7119 (04/10) INSURED'S COPY DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB Previous Policy ts umber Policy Number S 1940885 S 1940885 - - SELECTIVE INSURANCE COMPANY OF SOUTH CAROLINA 3426 To it 1NCi DON WAY, ARLOTI°E,NC 28277 DECLARATIONS - COMMERCIAL UMBRELLA LIABILITY COVERAGE imm-One -Name of Insured & Mailing Address Policy Parket From: JUNE 7, 2017 SEE COMMERCIAL POLICY COMMON DECLARATION: IL-7025 .2 JUNI 7, 2010 12°01 AMStndardTimeAtThc irrourer2 s M 41 Ad I I est. Producer: Producer Number: , SEE COMMERCIAL POLICY CO t DWLAPATION: IL-7025 00-07265-C,0000 ed Insured is: CORPORATION Business of the Named Insured: MEDICAL Limits Of lam cc Occurrence Limit $1,000,000.00 Aggregate LiMit $1,000, 000.00 Self Retained Limit: .00 ScImdite of Underlying Insurance and 1.; t'ts Standard EmOrsy Liability or Stopi4 4 • Policy No. W7227674 • - Li •••ity Pidicy C pony SELECTIVE INS CO OF AMERY Policy Period Eu ployers liability Each Accident $100,000 JUNE 7, 2017 Disease Each Employee $100,110i To: JUNE 7, 2018 Di Each Policy 8500,000 CommerciaJ G "ty Pa&y Piiey No. mm= 111.111111.1 C MEW ,VEM Policy Period General Agate ME7 F • Products-Completed •- aliens =111.01111m '10: 1VE:0 al and Advertising Injury Limit nn= plampo Each S urrence limit === Automobile Liability Policy Pdicy No. Compny Policy Pesiixt Bodily [Maly Pro, F . : • .1. Combined 4 Ii Act.; t To: P s i Estimated Exposure Bose Rate Rate Per Annual Minimum Pr ium Estimated Premium Due ht the event of cancellanon by the Named insured we will receive and retain not less than as the Policy Minimum • 'urn. Fo 5 and Endorsements: ritunated Total PICIAIIMI SEE FORMS AND ENDORSEMENT SCHEDULE: IL-7035 APRIL 21, 2017 SERVICE CENTER Issue Dale Issuing Office Authorized Representative C7X-0003 (01/99) INSURED'S COPY DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB Effective Date Policy Number JUNE 7, 2017 5 1940885 DECLARATIONS - COMMERCIAL UMBRELLA LIAB IL ITY COVE ' . GE SCHEDULE OF UNDERLYING INSURANCE AND LIMITS EXTENSION BOP Policy No, S 194088507 Co mny SELECTIVE INS CO OF SOUTH EACH OCCURENCE LIMIT: 01,000,000 GENERAL AGGREGATE LIMIT: 03,000,000 Policy Pera! PRODUCT AGGREGATE LIMIT $3,000,000 Fr. : JUNE 7, 2017 To: JUNE 7, 2018 e - 8 Dellovee Benefits INiity No. S 194088507 C• pany SELECTIVE INS CO OF SOUTH AGGREGATE LIMIT: 03,000,000 PER CLAIM LIMIT?. 01,000,000 Policy Period 1 From: JUNE 7, 2017 To: JUNE 7, 2018 A: ir, 1 Policy No. E el larlY g m 1 Policy Period nom: To: , .-.. Piracy No. ---=-, — =.... C* PRY -.= --- ----. I Policy Period From: E"..- To: ... Policy No. e., '' ' w y 1 Pdiey Period Fr i : To: Policy No 1 r ....' PanY Policy Period From: To: CX-0004 (0499) INSUREDS COPY DocuSign Envelope ID:3DAF2DFC-999B-4C15-9AAF-83B41A879CDB ;urance Company WC 00 00 01 A POLICY NUMBER PREVIOUS POLICY NUMBER MC 7227674 WC 7227674 SELECTIVE INSURANCE COMPANY OF SOUTH CAROLINA 3426 TORIMGDON NAY, CHARLOTTE, NC 28277 .. t INFORMATION PAGE NCCI COMPANY NO. 23937 WORKERS COMPENSATION AND EMPLOYERS LIABILITY INSURANCE POLICY p l�iL.M In NAME OF INSURED & MAILING ADDRESS �� PItODUCEtt'S NAME AND MAILING ADDRESS RALEIGH PATHOLOGY LABORATORY ASSOCIATES SENT It r L ADVISORS, LLC PA& WAKE MED LABORATORY CORP 4700 SIX FORKS RD STE 200 PO BOX 14045 RALEIGH, NC 27609-5244 RA I.F'IGH,NC 27, 1-4045 INSURED Is: CORPORATION I FED ID NO 561230477 AGENT NUMBER: 31-00-07265-00000 ITEM Z. POLICY PERIOD The Policy Period Is from JUNE 7, 2017 TO JUNE 7, 2018 12:01 A.M.,otondnrd!Imo at the Insured's mailing address. polio applies to Workers Compensation law of the states ITEM 3. CO Di AGE A. Wo Compensation 1 ce'Part One of the policy pp p listed here: NC B. Employers Liability Insurance: Part Two of the policy applies to worK in each stated listed In item 3.A. limits of our liability under Part'iWo are: Bodily Injury By Accident $100.000 each accident Bodily Injury By Disease $100,000 each employee r,.,.ily Injury By Di ..se $500,000 policy limit C. Other States Insurance: Part Three of the policy applies to the states,it any,listed here: ALL STATES EXCEPT NO,OH,NA 8 KY. ITEM 4. PR IUM: The premium for this policy will Le determined by our manuals of rules,classifications,rates and rating plans. All Information required bend° is subject to verification and change by audit. Code Premium Basis Rate Per Estimated CLASSIFICATION No. Total Estimated $1013 of Annual Annual Remuneration Remuneration Premium SEE ATTACHED SCHEDULES) EXPENSE CONSTANT 0900 TERRORISM - NC $.010 9740 CATASTROPHE - NC $.010 9741 IIII Minimum Premium NORTH CAROLINA Total._Estimated Cost If Indicated below, interim adjusI :nts of premium shall be made: Semi- ualiy [1:1 Quarterly [] Monthly De• ;,it Premium This policy includes the:: endorsements and schedules: REFER TO NC-52 D/B - 4 - 7706552991 Issue Date: APRIL 22, 2017 issuing office: SERVICE CENTER, 23225-0325 Authorized Representative Form-64 (07/08) Copyright 1987 National Council on Compensation insurance, INSURED'S COPY