HomeMy WebLinkAboutRES-2017-041 Resolution Providing Final Approval of Terms and Documents For 2017 Combined Projects Installment Financing PA-F
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Resolution Providing Final Approval of Terms and Documents
For 2017 Combined Projects Installment Financing
WHEREAS
The Board of Commissioners has previously determined to carry out a plan
(the "Project") to acquire, construct and finance various public improvements, and in
particular the public improvements and undertakings described in Exhibit A. The
Board has also determined to finance Project costs by using an installment financing
as authorized under Section 160A-20 of the General Statutes.
The County has solicited competitive proposals from banks and other financial
institutions to provide the desired financing, and Sterling National Bank (the
"Lender") has submitted the best proposal.
The County's Finance Officer has made available to this Board the draft
agreements listed on Exhibit B (the "Agreements"), which relate to the County's
carrying out the financing plan.
This resolution provides the County Board's final approval of the financing
terms and documents for the Project.
BE IT THEREFORE RESOLVED by the Board of Commissioners of Orange
County, North Carolina, as follows:
1. Determination To Proceed with Financing - The County confirms its
plans to undertake the Project. The County will carry out the Project with financing
from the Lender substantially in accordance with a financing proposal dated May 3,
2017.
Under the financing plan, the Lender will make funds available to the County
for use on Project costs. The County will repay the amount advanced, with interest,
over time. The County will grant to the Lender a mortgage-type interest in the
Orange County Sportsplex (and its associated real property) to secure the County's
repayment obligation.
2. Approval of Agreements; Direction To Execute Agreements -- The
Board approves the forms of the Agreements submitted to this meeting. The Board
authorizes the Board's Chair and the County Manager, or either of them, to execute
and deliver the Agreements in their final forms. The Agreements in their respective
final forms must be in substantially the forms presented, with such changes as the
Chair or the County Manager may approve. The execution and delivery of any
Agreement by an authorized County officer will be conclusive evidence of that
officer's approval of any changes.
The Agreements in final form, however, must be consistent with the financing
plan described in this resolution and must provide (a) for the amount financed by
the County not to exceed $13,700,000, (b) for an annual interest rate not to exceed
2.83% (in the absence of default, or a change in tax status), and (c) for a financing
term not to extend beyond December 31, 2037.
3. Officers To Complete Closing - The Board authorizes the County
Manager, the Finance Officer and all other County officers and employees to take all
proper steps to complete the financing in cooperation with the Lender and in
accordance with this resolution.
The Board authorizes the Finance Officer to hold executed copies of all
financing documents permitted by this resolution in escrow on the County's behalf
until the conditions for their delivery have been completed to that officer's
satisfaction, and then to release the executed copies of the documents for delivery to
the appropriate persons or organizations.
Without limiting the generality of the foregoing, the Board specifically
authorizes the Finance Officer to approve changes to any documents previously
signed by County officers or employees, provided that the changes do not conflict
with this resolution or substantially alter the intent from that expressed in the form
originally signed. The Finance Officer's authorization of the release of any document
for delivery will constitute conclusive evidence of his approval of any changes.
In addition, the Board authorizes the Finance Officer to take all appropriate
steps for the efficient and convenient carrying out of the County's on-going
responsibilities with respect to the financing of the Project. This authorization
includes, without limitation, contracting with third parties for reports and
calculations that may be required under this resolution or otherwise with respect to
the Agreements.
4. Resolutions as to Tax Matters -- The County will not take or omit to
take any action the taking or omission of which will cause its obligations to pay
principal and interest (the "Obligations") to be "arbitrage bonds," within the meaning
of Section 148 of the "Code" (as defined below), or "private activity bonds" within the
meaning of Code Section 141, or otherwise cause interest components of the
installment payments to be includable in gross income for federal income tax
purposes. Without limiting the generality of the foregoing, the County will comply
with any Code provision that may require the County at any time to pay to the United
States any part of the earnings derived from the investment of the financing
proceeds. In this resolution, "Code" means the United States Internal Revenue Code
of 1986, as amended,and includes applicable Treasury regulations.
S. Miscellaneous Provisions -- The Board authorizes all County officers
and employees to take all further action as they may consider desirable in
furtherance of the purposes of this resolution. The Board ratifies all prior actions of
County officers and employees to this end. Upon the absence, unavailability or
refusal to act of the County Manager, the Chair or the Finance Officer, any other of
those officers may assume any responsibility or carry out any function assigned in
this resolution. The Board authorizes the Clerk to apply the County's seal, and to
attest to the seal, on any document related to the purposes of this resolution. In
addition, the Vice Chair or any Deputy or Assistant Clerk to the Board may in any
event assume any responsibility or carry out any function assigned to the Chair or
the Clerk, respectively, in this resolution. All other Board proceedings, or parts
thereof, in conflict with this resolution are repealed, to the extent of the conflict.
This resolution takes effect immediately.
Exhibit A - proposed projects
Project description Est.Amount Financed ($)
Rogers Road sewer improvements (from FY 2015-16 and 6,153,775
2016-17 Approved CIP)
Sportsplex field house construction (from FY 2015-16 2,764,000
Approved CIP)
Information Technologies projects -hardware and 1,000,000
software acquisition
Vehicle replacements 789,722
Solid waste equipment replacements 562,717
Emergency services substation construction 500,000
Generator projects 375,000
Fairview Park access and parking improvements 325,000
Facility accessibility and security improvements 319,000
Roofing projects 194,700
Emergency services - radio replacements 166,890
Parking lot improvements (from FY 2015-16 Approved
120,000
CIP)
Cedar Grove Community Center renovations 60,000
Estimated total $ 13,330,806
The County also expects to use additional financing proceeds to pay financing
expenses. Unless stated otherwise in the table above, the proposed projects are part of the
Approved FY 2016-17 Capital Investment Plan (CIP).
Exhibit B -- draft agreements
(a) A draft dated May 26, 2017, of an Installment Financing Contract to be
dated on or about June 15, 2017 (the "Financing Contract"), between the County and
the Lender. The Financing Contract provides for the advance of funds to the County
for the County's use on the project, sets out the County's repayment obligation, and
sets out the County's obligations regarding care for the collateral and other matters.
(b) A draft dated May 26, 2017, of a Deed of Trust and Security Agreement
to be dated on or about June 15, 2017, from the County to a deed of trust trustee for
the Lender's benefit. The Deed of Trust provides for a security interest in the Orange
County Sportsplex and its associated real property to the Lender to secure the
County's repayment obligation.
(c) A draft of an Escrow Agreement to be dated on or about June 15, 2017,
between the County and the Lender. The Escrow Agreement provides for the
custody and investment of financing proceeds pending their use to pay project costs.
NOW THEREFORE BE IT ORDAINED by the Board of Orange County Commissioners
th t this resolution is effective upon a Upon motion of Commissioner
proval.
�- seconded by Commissioner the foregoing resolution was
a opted this the Atker,ay 0 2017.
I, Donna Jerk to the Board of Commissioners for the County of
Orange, North Carolina, DO HEREBY CERTIFY that the fore ing is a true copy of so
much of the proceedings of said Board at a meeting held o 2017, as
relates in any way to the adoption of the foregoing and th said proceedings are
recorded in Minute Book No. of the minutes of said Boa_r .
WITNESS my hand and the seal of said County,the _( day 2017.
D na S. Baker
Clerk to the Board
SEA �
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