HomeMy WebLinkAbout2002 NS Housing - Residential Services, Inc. - Development Agreement 16
NORTH CAROLINA
ORANGE COUNTY
DEVELOPMENT AGREEMENT
This is an AGREEMENT between ORANGE COUNTY, a general local governmental
unit of the State of North Carolina, (hereinafter referred to as the "County") and
RESIDENTIAL SERVICES, INC., a North Carolina non-profit housing organization
(hereinafter referred to as"RSI"). The effective date of this agreement is
WITNESSTH
WHEREAS, the County, in the implementation of the Orange County Affordable
Housing. Bond Program solicited applications for funding from interested non-profit
organizations;
WHEREAS, RSI submitted an application for Housing Bond funding dated May 29,
2001 for $385,419 for the development of a Continuing Care Center for persons with
Developmental Disabilities that was approved by the Board of County Commissioners on June
19, 2001 awarding $275,000; and
WHEREAS, RSI proposes to develop fifteen (15) units on Mount Hermon Church Road
as described in EXHIBIT A, for low-income senior citizens with developmental disabilities
earning less than 30%of the HUD area median income; and
WHEREAS,RSI agrees to utilize bond funds provided by the County for the purpose of
constructing 15 units for low-income elderly individuals as described in their bond application
dated May 29, 2001 which is EXHIBIT B to this Agreement, and hereinafter referred to "the
Project".
NOW, THEREFORE, in consideration of the mutual covenants, promises, and
representations contained herein, it is agreed between the parties hereto as follows:
1. a. RSI shall construct the dwelling units defined in the Project, obtain all permits
and licenses necessary to construct the homes on the Property, and comply with
applicable building and zoning ordinances and the N.C. Housing Finance Agency Energy
Standards. The Project shall be undertaken without residential displacement.
b. RSI agrees to lease the property to families whose income does not exceed 30% of
the area median income by family size, as determined by the U.S. Department of Housing
and-Urban Development and as amended from time to time. And RSI agrees that all
occupants will be Medicaid eligible.
C. The bond funding provided by the County will be provided as a deferred second
mortgage. The bond investment will be secured by a forty (40) year Deed of Trust and
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Promissory Note, forgivable at the end of 40 years. This Deed of Trust and Promissory
Note shall constitute a lien on the Property, second only to the Declaration of Restrictive
Covenants described in paragraph 4 of this Agreement, with the County as the secured
party/beneficiary. The County agrees to subordinate its Deed of Trust lien on the
Property to a lien securing private construction financing acquired by RSI in order to
complete the project.
d. The period of affordability will be 99 years and will be secured by a Declaration
of Restrictive Covenants that will incorporate a right of first refusal that may be exercised
by RSI and/or Orange County.
e. An annual rental operations budget must be submitted to the County each year at
least sixty days prior to the July 1 beginning date for the fiscal year. Further, not more
than 90 days after the end of each fiscal year, RSU must furnish to the County an annual
accounting of income and expenses for each dwelling unit. Reasonable rent increases will
be acceptable for future budgets and reports.
f. RSI is responsible for verifying the income of tenants and maintaining eligibility
data. RSI shall maintain tenant files as part of its Books and Records as required and for
the period of time required by Section 5c. of this Agreement. RSI must provide the
County an initial occupancy report verifying the income eligibility of all tenants at the
time of initial lease-up. Each year thereafter, on or before July 31, RSI must furnish the
County with an annual report on the project certifying that all tenants earn less than 30%
of the area median income by family size, as determined by the U.S. Department of
Housing and Urban Development and as amended from time to time.
2. Progress Payments. The County shall make progress payments, when requested by RSI,
as the work progresses. Payments shall be based upon work completed and approved
County. Progress payment requests shall be based on actual costs incurred by RSI
identified in the Budget as described in attached Exhibit B. Payment requests shall be
accompanied by copies of documentation for actual expenses. Request amounts shall be
verified by the County for satisfactory completion prior to payment.
3. Time for Commencement and Completion. Actual construction must begin within
three (3) years of the original application date of May 29, 2001. RSI will responsible for
providing status reports to the County quarterly detailing the project activities until
project completion. In addition, RSI agrees to furnish to the County a copy of its annual
audit, performed by a certified public accountant within 90 days of the end of each fiscal
year until the Project is complete.
The project completion date is the closing date of the purchase by a qualified buyer of the
last of the fourteen units to be constructed for first time homebuyers. In the event that
RSI is unable to proceed with any aspect of the project in a timely manner, and County
and RSI determine that reasonable extension(s) for completion will not remedy the
situation, then the Termination of Agreement provisions of this Agreement (Section 6.a.)
shall pertain. RSI may, at its option, submit a written request for a delay of completion
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for County approval. The County may, at its option, approve any delay in the
completion date or declare RSI in default.
RSI shall monitor the constructed units for affordability for the period of affordability —
ninety-nine (99) years. Final contract completion date shall be the latest end date of all
assisted unit affordability periods.
4. Affordability Requirement. Each unit must remain affordable for a period of ninety-
nine years. RSI retains full responsibility for compliance with the affordability
requirement for assisted units, unless affordability restrictions are terminated due to the
sale of the Property to a non-qualified buyer in which event the Resale Provisions of
Section 5 of this Agreement pertain. RSI shall assure compliance with affordability of
assisted units by having recording, at the time it sells each of the fourteen dwelling units,
a"Declaration of Restrictive Covenants" (EXHIBIT C) on the Property. This Declaration
shall constitute and remain a first lien on the Property during the period of affordability.
It is further the responsibility of RSI to rerecord the Declaration of Restrictive Covenants
no later than one day before the expiration of 30 years of the date of its sale of each of the
fourteen dwelling units in the event the homeowner purchasing the property from RSI is
still the owner of the dwelling unit at the time of the rerecording. County retains the right
to periodically and every 30 years after the first recording of the Declaration of
Restrictive Covenants on the Property to register, with the Register of Deeds of Orange
County, a notice of preservation of the Restrictive Covenants on the Property as provided
in North Carolina General Statute § 47B-4 or any comparable preservation law in effect
at the time of the recording of the notice of preservation. It is the intent of this Section of
this Agreement that the 99 year affordability requirement contained herein be
accomplished and that RSI and the County will do what is necessary to ensure that the
same is not extinguished by the Real Property Marketable Title Act or any comparable
law purporting to extinguish, by the passage of time, non possessory interests in real
property. Both RSI and County agree to do what each must do to accomplish the 99-year
affordability requirement.
5. Resale Provisions. RSI shall assure compliance with affordability of assisted units
through the Declaration of Restrictive Covenants. The Declaration of Restrictive
Covenants shall include at least the following elements in their resale provisions for the
Improvements:
5.1 If the buyer no longer uses the Property as rental property or is-unable to continue
ownership, then the buyer must sell, transfer, or otherwise dispose of their interest
in the Property only to an agency with similar interest in affordable housing and
to serve families with incomes not exceeding 80% of the area median household
- income by family size, as determined by the U.S. Department of Housing and
Urban Development at the time of the transfer. The non-profit fund, foundation,
or corporation of like purposes must have established its tax-exempt status under
Section 501 (c)(3) of the Internal Revenue Code.
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5.2 However, if the property is not sold, transferred, or otherwise disposed of to an
agency with similar interest in affordable housing during the term of affordability,
the Right of First Refusal provision of the County's Long-Term Housing
Affordability Policy must be followed and the net sales proceeds (sales price less:
(1) selling cost, (2) the unpaid principal amount of the original first mortgage and
(3) the unpaid principal amount of the initial County contribution and any other
initial government contribution secured by a deferred payment promissory note
and deed of trust) or "equity" will be divided 50/50 by the seller of the Property
and the County.
5.3 The resale provision shall remain in effect for the full affordability period — 99
years.
6. Miscellaneous Provisions.
a. Termination of Agreement The full benefit of the Project will be realized only
after the completion of the affordability periods for all properties constructed with funds provide
affordable units to low-income families. It is the County's intention that the full public benefit of
this project shall be completed under the auspices of RSI for the assisted units as follows:
i. In the event that RSI is unable to proceed with any aspect of the Project in a timely
manner, and County and RSI determine that reasonable extension(s) for completion
will not remedy the situation,then RSI will retain responsibility for requirements for
any dwelling units assisted and County will make no further payments to RSI.
ii. In the event that RSI,prior to the contract completion date, is unable to continue to
function due to,but,not limited to, dissolution or insolvency of the organization, its
filing a petition for bankruptcy or similar proceedings, or is adjudged bankrupt or
fails to comply or perform with provisions of this agreement,then RSI shall, upon the
County's request, convey to the County the properties assisted with funds.
Conveyance shall be at the sole discretion of County and on a dwelling unit by
dwelling unit basis.
Conveyance of properties shall be on the terms set forth herein:
Conveyance of properties shall occur within thirty (30) days of County and RSI's
agreement of RSI's inability to continue as a viable organization. RSI shall convey the
subject properties to County by general warranty deed, free and clear of all liens and
encumbrances of record except those which create a beneficial interest in County
(Declaration of Restrictive Covenants and Deed of Trust).
b. -Default, Remedies. This Agreement may be terminated by a non-defaulting
party upon an event of default hereunder, after written notice thereof and thirty (30) days grace
period in which the defaulting party may act to cure. As used herein, the term "an event of
default" shall mean and refer to a failure or act of omission by either party with respect to any
undertaking, obligation, covenant or condition as set forth in this Agreement. With respect to
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any event of default, the non-defaulting party may exercise any right available to it at law or in
equity with respect to such default.
C. Books and Records. RSI shall maintain records of its grant requirements under
this contract for a period of not less than five (5) full fiscal years following the contract
completion date.
i. RSI shall ensure access to records and financial statements, as necessary, to
provide effective monitoring and evaluation of project performance. Upon reasonable
advance notice, County or its authorized representatives may from time to time inspect,
audit, and make copies of any of RSI's records that relate to this contract. If any audit by
County discloses that payments to RSI were in excess of the amount to which RSI was
entitled under this contract,RSI shall promptly pay to County the amount of such excess.
If the excess is greater than 1%of the contract amount,RSI shall also reimburse County
its reasonable costs incurred in performing the audit.
ii. RSI shall maintain files of all buyers,regardless of length of occupancy,residing
in assisted units. Documentation shall verify eligibility for federal assisted housing, at
the point of initial closing on the unit, and every subsequent buyer thereafter for the
period of affordability. Information maintained shall include buyer income level, ethnic
data, female head of household, and disability status and Property and Improvement
purchase price.
iii. RSI shall maintain records verifying the affordability of the assisted units.
d. Notices. Any Notice shall be in writing and shall be given by depositing the same
in the United States mail, post-paid and registered or certified, and addressed to the party to be
notified, with return-receipt requested, or by delivering the same in person to an officer or
principal of such party. Notice deposited in the mail in the manner here in above described shall
be effective upon mailing. For purposes of Notice, the addresses of the parties shall, unless
changed as hereinafter provided,be as follows:
i. To the County: Orange County
c/o Housing and Community Development
Department
P.O. Box 8181
Hillsborough,NC 27278
ATTN: Director
ii. To RSI: Residential Services, Inc.
P.O. Box 407
Hillsborough,NC 27278
ATTN: Executive Director
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Either the County or RSI may change the person or address to which any future Notice shall be
given as herein provided.
e. No Assignment. No transfer or assignment of the interest of RSI in this
Agreement shall occur without the prior written consent of the County; neither may RSI assign
this Agreement without the prior written consent of County.
f. Binding Effect. This Agreement shall be binding upon and shall inure to the
benefit of the parties hereto and their respective successors and assigns.
g. Indemnification. To the extent legally possible, RSI shall indemnify and hold
County, its officers, agents, and employees, harmless from and against any and all claims,
actions, liabilities, costs, including attorney fees and other costs of defense, arising out of or in
any way related to any act or failure to act by RSI, its employees, agents, officers, and
contractors in connection with this contract. In the event any such action or claim is brought
against County, RSI shall, upon County's tender, defend the same at RSI's sole cost and expense,
promptly satisfy any judgment adverse to County or to County and RSI jointly, and reimburse
County for any loss, cost, damage, or expense, including attorney fees suffered or incurred by
County.
h. Subcontracting. RSI shall not subcontract work under this contract, in whole or
in part,without County's prior written approval. RSI shall require any approved subcontractor to
agree, as to the portion subcontracted, to comply with all,applicable federal, state, and local laws,
rules, ordinances, and regulations at all times and in the performance of the work and to comply
with all obligations of RSI specified in this contract. Notwithstanding County's approval of a
subcontractor,RSI shall remain obligated for full performance of this contract and County shall
incur no obligation to any subcontractor RSI shall indemnify, defend, and hold County harmless
from all claims of its contractors.
i. No Joint Venture or Agency. The County and RSI each agree and acknowledge
that nothing contained herein or otherwise, including, without limitation, any act of the County
or RSI under this Agreement, shall be deemed or construed to create any relationship of joint
venture,partnership or agency between the parties.
j. Effect of Waiver or Forbearance. No failure by the County to insist upon the
strict performance of any term or condition of this Agreement, or to exercise any right or remedy
upon the breach by RSI of any of its obligations, agreements, or covenants hereunder, shall be a
waiver of such affected term or condition or of such breach; nor shall any forbearance by the
County to seek a remedy for any breach by RSI be a waiver by the County of its rights and
remedies with respect to that or any other breach.
k. . -- Governing Law. This Agreement shall be construed in accordance with and
governed by the laws of the State of North Carolina. Any litigation arising out of this Agreement
shall be brought in courts sitting in North Carolina, with venue in Orange County.
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1. Severability. The provisions of this Agreement are independent of and separable
from each other, and no provision shall be affected or rendered invalid or unenforceable by the
fact that for any reason any other provision may be invalid or unenforceable in whole or in part.
If any provision of this Agreement or the application thereof to any person or circumstances
shall, to any extent, be or become invalid or unenforceable, the remainder of this Agreement, or
the application of such provision to persons or circumstances other than those as to which it is
held invalid or unenforceable, shall not be affected thereby, and each provision of this
Agreement shall be valid and be enforced to the fullest extent permitted by law. The County and
RSI agree to substitute for such provision of this Agreement or the application thereof
determined to be invalid or unenforceable, such other provision as most closely approximates, in
a lawful manner, such invalid, illegal or unenforceable provision. If the County and RSI cannot
agree, they shall apply to a court of competent jurisdiction to substitute such provision, as the
court deems reasonable and judicially valid, legal and enforceable. Such provision determined
by the court shall automatically be deemed part of this Agreement ab initio.
M. Equal Opportunity. RSI shall not discriminate against any employee or
applicant for employment because of race, color, religion, sex, national origin, political
affiliation or belief, age, handicap, or familial status in the implementation of this Project.
Further, RSI shall provide a Statement regarding the utilization of minority and women-owned
businesses in the planning and development of the Project. This statement will be Exhibit D to
this agreement.
n. Headings.Headings are for convenience only and shall not be used to interpret or
construe its provision.
o. Gender; Singular and Plural. As used herein, the neuter gender includes the
feminine and masculine. The masculine includes the feminine and neuter, and the feminine
includes the masculine and neuter and each includes a corporation, partnership or other legal
entity when the context so requires. The singular number includes the plural and vice versa,
whenever the context so requires.
P. Recording. The parties hereto agree that upon notice to the other and at its own
cost and expense, a party may record this Agreement in the Office of Register of Deeds for
Orange County.
q. Compliance with Laws. To the extent applicable, each party hereto agrees to
comply with all laws, ordinances and regulations affecting the Property from and after the date
hereof. Without limiting the generality of the foregoing, RSI shall comply with all federal, state
and local laws, regulations and ordinances applicable to the expenditure of funds provided by the
County, to purchase and develop the Property.
r. Publicity; Signage. RSI agrees to provide such publicity with respect to the
County's participation in the development of the Property, as the County shall reasonably require.
Any signage at the Property shall acknowledge the County's role and contribution.
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S. Counterparts. This Agreement may be executed in one or more counterparts,
each of which shall be deemed an original but all of which together shall constitute on and the
same instrument.
t. No Third Party Rights. The parties hereto covenant and agree that nothing
contained in this Agreement or any act by the County or RSI shall be deemed or construed by the
parties or any third party to create any relationship of third party beneficiary, including third
party principal or agent, or to create any right, claim or cause of action against the County, RSI
or any of their respective officers, agents or employees by any third party.
U. Conflict of Interest. RSI agrees that it presently has no financial interest and
shall not acquire any financial interest, direct or indirect, that would conflict in any manner or
degree with the performance of services required under this Agreement. RSI further covenants
that in performance of this Agreement no person having such a financial interest shall be
employed or retained by RSI hereunder. These conflicts of interest provisions apply to any
person who is an employee, agent, consultant, or elected official or appointed official of the
County, or any designated public agencies or subrecipients that are receiving funds under the
County Housing Bond Program.
V. Performance of Government Functions. Notwithstanding anything in this
Agreement which may be to the contrary, nothing contained in this Agreement shall in any way
stop, limit or impair the County from exercising or performing any regulatory, policing or
governmental powers or functions with respect to the Property including, without limitation,
inspection of the Property in the performance of such functions.
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IN WITNESS WHEREOF, the parties hereto, intending to be legally bound, have set their hands
and seals on the day and year first above written.
COUNTY OF ORANGE,NORTH CAROLINA
(SEAL)
John M. Link, Jr., County Manager
ATTEST:
Beverly A. Blythe
Clerk to the Board of Commissioners
Approved as to form and legality '
Geoffrey Gledhill, County Attorney
This document has been preaudited in accordance with the N.C. Local Government and Fiscal
Control Act. ,Kenneth Chavious,Finance Director
NORTH CAROLINA
ORANGE COUNTY
t
This is to certify that on this day personally came before me Beverly A. Blythe, with
whom I am personally acquainted, and being by me duly sworn, says that John M. Link, Jr. is the
County Manager of Orange County,NC, and that she the said Beverly A. Blythe, is the Clerk to 4`
the Board of Commissioners of the County of Orange, the body politic and corporate named
within and which executed the foregoing instrument; that she knows the common seal of said
County; that the seal affixed to said instrument is said common seal; that the name of Orange
County was subscribed thereto by the said County Manager of Orange County, NC and said
Beverly A. Blythe subscribed their names hereto and said common seal was affixed, all by order
of the Board of County Commissioners of Orange County and that said instrument is the act and
deed of Orange County.
Witness my hand and notarial seal,this the day of —20—.
Notary Public
My commission expires:
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RESIDENTIAL SERVICES,INC.
(SEAL)
President
ATTEST:
Secretary
NORTH CAROLINA
ORANGE COUNTY
I, , Notary Public in and for the above named County and State,
do hereby certify that on this day personally appeared before me with whom I am
personally acquainted, who, being by me duly sworn, says at he is Secretary and that is
President of Residential Services, Inc., a North Carolina corporation, and that by authority duly given
and as the act of the corporation, the foregoing instrument was signed in its name by its President, sealed
with its corporate seal and attested to by its Secretary.
Witness my hand and notarial seal,this the day of 20—.
Notary Public
My commission expires:
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