HomeMy WebLinkAboutAgenda - 05-03-1993 - VII-D ORANGE COUNTY 1
BOARD OF COMMISSIONERS
Action Agenda
ACTION AGENDA ITEM ABSTRACT Item No _p
Meeting Date: May 3, 1993
SUBJECT: 1992-93 Budget Status
DEPARTMENT Budget PUBLIC HEARING YES NO X
ATTACHMENT(S) INFORMATION CONTACT
Memo from Budget Director Sally Kost, ext 2151
TELEPHONE NUMBER
Hillsborough 732-8181
Chapel Hill 968-4501
Mebane 227-2031
Durham 688-7331
PURPOSE: To receive a report on projected revenues and expenditures
for 1992-93 and on proposed legislation in the North Carolina General
Assembly that would affect the distribution of intangibles tax
proceeds.
BACKGROUND: The Budget staff has completed preliminary projections of
1992-93 revenues and expenditures. Lower than expected revenues in
several major revenue categories are being offset by higher than
anticipated receipts in other categories. Expenditures are expected to
be well within budgeted appropriations. If there are no changes to the
current process for distribution of intangibles tax proceeds, 1992-93
revenues are now projected to slightly exceed expenditures, without the
use of any appropriated fund balance.
If the General Assembly does adopt the proposed legislation, Orange
County would not receive its expected August 1993 intangibles revenues
until June 1994 . Because of the County' s accounting conventions, this
would result in a reduction in the General Fund' s total fund balance at
June 30, 1993, but would not change the available undesignated fund
balance. Staff will explain and demonstrate how the proposed
legislation might affect the balance sheet and financial condition, and
provide a brief review of activity in major revenue categories.
RECOMMENDATION: The Manager recommends that the Board receive the
report as information.
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MEMORANDUM
TO: John Link County Manager
FROM: Sally Kost, Budget Director
SUBJECT: To report on the Status of the Current Year Budget and
Changes being Considered by the General Assembly Concerning
the Distribution of Intangible Taxes
DATE: April 29, 1993
I am pleased to report to you that the overall revenue and expenditure
picture for 1992-93 looks very solid as we reach the end of April . We
expect that final expenditures for the year will be comfortably within
the approved budget, probably in the range of 98 . 5 to 98 . 75 percent of
authorized appropriations .
The revenue picture is complicated by likely changes by the General
Assembly that will affect State collected and State-shared revenues,
most notably intangibles taxes . I will address this point in a little
more detail later in this memorandum. That change notwithstanding, we
think that our 1992-93 revenues would exceed expenditures by several
hundred thousand dollars, without using any of the nearly $1 million of
fund balance that has been appropriated.
In recent months, we have monitored the budget very closely as it has
become apparent that we would be facing revenue shortages in two
areas - property taxes and investment earnings . However, we are
optimistic that these shortages will be offset by expenditure controls
and by other revenue sources which are projected to exceed the budgeted
amounts .
Property Tax Base
Over the past several months an ad hoc committee consisting of the Tax
Assessor, Revenue Collector, Budget Director, Finance Director and
Assistant County Manager has met several times to study the tax base
issue . The 1992-93 budget was based on a tax base of $3 . 875 billion,
with revenue from this tax base budgeted to generate nearly $32
million. The actual tax base is projected to fall short by
approximately $50 million of the budgeted base . It appears that the
final audited property tax base for 1992-93 will be in the range of
$3 . 82 to $3 . 825 billion.
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Sixty percent of this tax base shortfall, or $30 million, is in the
personal property component of the tax base . We had projected what we
felt a reasonable growth factor of 5 percent in personal property, in
keeping with our experience in recent years . Instead, we are seeing a
decline in this component of the tax base of about 1 to 2 percent . It
appears we underestimated the impact of the recession in 1991 on local
business and personal property acquisition decisions . Figures obtained
by the County Assessor indicate that only 1, 700 new cars were
registered in Orange County in 1991, compared to the 3, 900 vehicles
that might have been expected.
The shortfall in real property, which is approximately $20 million, is
largely attributed to a slower rate of growth than originally
projected, and a larger portion of private property converted to public
purpose (e .g Department of Transportation right-of-way- along the
Interstate 85 corridor and 15-501) and therefore exempted from payment
of property taxes .
Investment Earnings
The other revenue shortfall we anticipate this current year is interest
earned on the County' s investments . Last year when the budget was
being developed, we were earning interest in the range of 4 to 4 . 5 •
percent . Estimated earnings for the current year were based on the
lower end of this range . Throughout the year, interest rates have
declined and our current earning rates are in the 2 . 5 to 3 percent
range . State statutes limit investment of public fund in secure and
risk-free investments, thus our interest rate is lower than the more
risky and/or long-term investment areas .
The current budgeted amount for investments is $538, 000 . We are
estimating that we will fall a couple hundred thousand short of this
budgeted amount .
Revenues Exceeding Budgeted Amounts
Offsetting a large portion of these shortages are charges for services,
particularly in the Office of the Register of Deeds and in the
Sheriff' s Department . In addition, intergovernmental revenues in the
Department of Social Services will exceed the budgeted amounts, largely
because of Medicaid reimbursements and higher than anticipated indirect
costs payments .
We are also projecting that we will exceed the budgeted amounts in
sales tax receipts . The one cent sales tax, which is used for general
operations of County government is projected to exceed the budgeted
amount for this revenue source by approximately $200, 000 . The two one
half cent sales taxes combined, are projected to exceed the budget by
roughly the same amount . Unless you or the Board of Commissioners
indicate disapproval of this approach, we propose that any half-cent
sales tax revenue above the budgeted figure be retained in the General
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Fund to help offset the unanticipated revenue shortfalls . The Board
adopted this approach last year to strengthen the fund balance picture
for the 1992-93 budget .
Intangibles Tax
For the past two years, the total amount of intangibles tax proceeds
distributed to all local governments has been frozen, with the State
keeping growth in this revenue source . Orange County accrues the
intangible tax proceeds received in August, to the prior year. For
example, intangible receipts received in August 1992 were budgeted and
received as revenue for the 1991-92 fiscal year. Intangibles receipts
for the current fiscal year are those receipts we would receive in
August 1993 . We are one of a handful of counties which actually accrue
intangibles .
There are two components of the intangibles receipts distributed to
local governmental units . The primary component is actual tax revenue
generated on a tax rate of 25 cents per $100 of value on primarily
stocks and bonds held as of December 31 and payable by the following
April 15 . For Orange County, this is approximately $1 . 8 million. The
second component of the intangibles tax distribution is a reimbursement
to local governments because of changes made by the State to the
intangibles tax base . Prior to 1986, the State also levied the
intangibles tax on money on deposit, money on deposit with insurance
companies and money on hand. The State compensates counties and
cities for this lost intangibles tax revenue . For Orange County this
reimbursement is equal to approximately $250 , 000 .
Pending before the General Assembly (SB 28 or HB 134) is legislation to
change the timing of the State' s distribution of the intangibles tax to
local governments . Under these proposed bills, the reimbursements
portion of the intangibles distribution (the smaller portion) would
continue to be distributed in August . The larger portion of the
distribution, the actual tax receipts (an estimated $1 . 8 million, plus
any growth) , would be distributed to local governments the following
June .
This legislation, strongly supported by the Association of County
Commissioners, would have a very positive long-term effect on local
governments because it would enable local governments to automatically
receive the annual growth on these revenue streams .
For local governmental units which do not accrue intangible taxes, this
legislation has no fiscal impact, other than potential cash flow impact
since these funds would be received in the same fiscal year as
budgeted. For local governmental units which accrue these funds, the
net impact on total fund balance is one year' s loss of the intangibles
tax receipts since revenue received in June 1994 obviously cannot be
accrued back to the 1992-93 fiscal year.
Sensitive to the cash flow issue for local governments, the General
Assembly also is considering changing the distribution of another
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revenue source, Inventories Reimbursements . This revenue source is
approximately $800, 000 for Orange County. Under the proposed funding
plan, the inventories reimbursements would be paid to local governments
in two installments : GO% of the distribution by August 31 and the
remaining 40% by April 30 .
While it would be desirable for the State to find some "hold harmless"
provision to keep Orange County from experiencing an apparent revenue
shortfall, we do not think there would be a serious adverse impact on
the County' s financial position if the legislation passes as proposed.
Ken Chavious has discussed the potential impact of this legislation
with an analyst at Moody' s, and was told that the changes would likely
not hurt the County' s bond rating. While there would be a significant
reduction in the County' s total fund balance, there would be no change
in the available undesignated fund balance in the General Fund. We
will be prepared to explain and demonstrate the accounting conventions
that make this so at the May 3 Commissioners' meeting.
Conclusions
I hope this information is helpful . We will be prepared to, further
share or explain any of this information presented here at the
Commissioners' next meeting.
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