HomeMy WebLinkAboutAgenda - 08-23-1994-X-C j
ORANGE C O U N T Y
BOARD OF COXXISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: August 23, 1994
Action Agenda
item # _ C-
SUBJECT: Report on the grant funding process for Piney Mountain waste
treatment system
DEPARTMENT: County Manager PUBLIC HEARING: Yes _x No
ATTACHMENT(S) : INFORMATION CONTACT:
Letter from DEM County Engineer ext. 2303
Report from the Co. Engineer
Correspondence to the EMC and TELEPHONE NUMBERS:
Governor Hunt Hillsborough - 732-8181
Durham - 688-7331
Mebane - 227-2031
Chapel Hill - 967-9251/968-4501
PURPOSE: To provide the BOCC with the most current information
available regarding potential grant funding for the project to
replace the failed community waste treatment system serving
the Piney Mountain subdivision
BACKGROUND: In early 1994 Orange County became involved in the process
to secure grant funding for the project to extend
municipal sewer service to replace the failed waste
treatment system at Pine Mountain subdivision. The rant
i Y Y g
process required that Orange County become, at least in
name, the owner/operator of the portion of the proposed
waste treatment system that was to be funded with grant
monies. Meeting these grant conditions required that the
County enter into agreements providing for system
financing, construction, management, operation, etc. , with
OWASA and the Piney Mountain home owners. The agreements
were finalized (although not officially signed and executed
by the County, OWASA or Homeowners Association boards) ; the
grant conditions were complied with; and a complete grant
application was submitted as required to the NC Division of
Environmental Management (DEM) .
On July 14, 1994, the NC Environmental Management
Commission (EMC) met to officially designate which
applicants, including Orange County, would be awarded
high unit costs grants. Although DEM, which serves as
staff to the EMC, recommended that the Piney Mountain
project be awarded grant funds, the EMC denied the County's
grant application.
2 ,
Once the EMC had denied the County's grant application,
both County and OWASA staff assumed that the County' s role
in the funding, construction, ownership, management and
operation of the Piney Mountain system was at end. County
and OWASA staff terminated their efforts to get the system
operation/ownership agreements finalized and executed. The
Piney Mountain home owners, however, continued discussions
with DEM staff and discovered that there still remained
some possibility that grant funding could be made available
for the Piney Mountain project. The grant eligibility
conditions, insofar as system ownership, operation,
construction, etc. remained essentially unchanged from
those of the original grant.
The Piney Mountain home owners have meet with County and
OWASA staff to express their hope that the County and
OWASA will continue to provide assistance in seeking state
grant funding. Home owner representatives have stated
their intent to begin construction on the new system as
soon as possible. However, they want to proceed in
accordance with grant requirements to preserve the
potential for construction expenditure reimbursement from
grant funds should those funds become available. The home
owners have therefore requested that County and OWASA staff
explore, with the respective boards, the possibility of the
County, OWASA and the Homeowners Association renewing their
efforts to meet grant funding conditions, including
bidding, ownership and operational requirements. The
anticipated limits of the time frame for the renewed grant
funding effort are the next meeting of the EMC on September
8th and the end of 1994 calendar year.
RECOMMENDATION: The Manager recommends that the Board receive the
information contained herein and be advised that the
information is subject to modification based on
changing conditions related to upcoming actions by the
Environmental Management Commission.
APM0823.doc
State of North Carolina 3
Department of Environment,
Health and Natural Resources
Division of Environmental Management
James B. Hunt,Jr., Governor
Jonathan B. Howes, Secretary D E i--�N R
A. Preston Howard,Jr., P.E., Director
July 28, 1994 }�u 4 1994
Mr. John M. Link, Jr., County Manager
County of Orange Managers
Post Office Box 181
Hillsborough, North Carolina 27278
SUBJECT: Grant Application
Orange County, NC
Dear Mr. Link:
The application submitted by the county of Orange for a State grant during the
January 1 to June 30 review cycle was not funded because of the priority ranking and the
limited amount of funds available during this review period.
Please be advised that your application will be retained and considered during the next
priority review period. It will be considered along with other applications received on or
before September 30, 1994.
The county may revise or update the application and supporting documents until
September 30, 1994, which is the effective date of receipt for the next review period.
If we can be of assistance, please contact this office at (919) 733-6900.
Sincerely,
Don Evans, Supervisor
State Revolving Loan & Chant Program
DE/tk
cc: Paul Thames (County Engineer)
Colonial Engineer
Raleigh Regional Office
P.O.Box 29535,Raleigh.North Carolina 27626-0535 Telephone 919-733-7015 FAX 919-733-2496
An Equal Opportunity Affirmative Action Employer W%recycled/ 10%post-consumer paper
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4
MEMORANDUM
TO: County Commissioners
FROM: Paul Thames, County Engineer
DATE: August 18, 1994
SUBJECT: Report on the grant funding process for the Piney
Mountain waste treatment system
As you will recall from staff presentations and BOCC
discussions earlier this year, the BOCC agreed that Orange
County would pursue state "high unit cost" grant funds for
replacing the failing community alternative waste treatment
system at the Piney Mountain subdivision. Conditions
attached to the grant funding process required that the
County agree to become - at least in name - the owner/
operator of the grant funded waste treatment facilities
(pumping station, force mains and possibly step systems and
collection network) . The ownership issue, in turn, required
that the County develop agreements with OWASA and the
home owners to provide for: a) oversight of system
construction, management and operation; b) transfer of system
ownership to OWASA as soon as grant requirements allow; and
c) home owner financing of the costs of engineering,
construction and start-up prior to receipt of grant-funded
reimbursements. All of the necessary agreements were
developed and grant conditions met, and the grant application
was submitted to the Division of Environmental Management
(DEM) by the March 1994 application deadline. The NC
Division of Environmental Management (DEM) evaluated the
grant request and prepared grant funding recommendations for
presentation to the Environmental Management Commission (EMC)
for its decision on awarding grants. In its July 14th
meeting, the EMC reviewed DEM' s funding recommendations,
including the recommendation to fund the Piney Mountain
project for $331,500, and voted with only one dissension to
deny Orange County' s grant request.
The EMC' s July 14 decision to deny funding for the Piney
Mountain project does completely end all prospect of grant
funding. However, only two potential sources of grant
funding remain available. The first is through the second
stage or phase of the normal "high unit cost" grant funding
process. The "high unit cost" grant process consists of a
yearly cycle with two stages. The first stage is represented
by a March application deadline and a July grant award. The
second stage consists of a September 30 application deadline
and a December or January grant award. The second stage is
generally considered to be less significant because most of
� S
the available grant funds are awarded in the first stage.
Typically, only funds that become available as a result of
revolving loan fund repayments are made available for grants
awarded in the second stage. All grant applications that are
not funded in the first stage become automatically eligible
for consideration in the second stage without re-application.
An applicant may elect to update project information or
submit new information which may cause DEM to re-evaluate a
project' s rated funding priority.
The second potential grant funding opportunity which may
exist for the Piney Mountain project results from a time
limited special process created in the 1994 session of the NC
General Assembly. The Assembly adopted House Bill 1628,
which enables but does not require the EMC to apply a process
involving the adoption of temporary rules to evaluate and
fund projects addressing failing community waste treatment
systems like that of Piney Mountain. The temporary rule
process can occur outside of and apart from the normal grant
funding cycle. The temporary process is, however, time
limited with a December 31, 1994 deadline for submission of
both grant applications and grant approval. Under the
provisions of HB 1628, funding is available only to water and
sewer districts, sewer districts or counties. HB 1628 does
not mention by name the ten community systems which were
owned and operated by Northstate Utilities, but it is common
knowledge that the bill was specifically intended to address
the Northstate systems.
County and OWASA staff have proceeded under the assumption,
as of the July 14th EMC vote, that the potential for grant
funding of the Piney Mountain project was essentially non-
existent. However, meetings between representatives of the
Piney Mountain home owners and DEM staff have led the Piney
Mountain home owners to believe that some hope for grant
funding still exists. During the week of August 1st, the
Piney Mountain home owners approached County and OWASA staff
to request that the County continue seeking either high unit
cost grant funding or the "temporary process" grant funding.
Staff informed the home owners that both the BOCC and the
OWASA board had already been notified that the Environmental
Management Commission (EMC) had denied the County' s grant
funding application; that the grant funding process had been
completed; and that the County's role in the funding process
was concluded. Staff informed the home owners that the BOCC
and the OWASA board would be apprised of the situation and be
requested to provide guidance to staff on the renewal of
efforts to obtain grant funding.
At this time, it is not clear to either County or OWASA staff
as to the probability of grant funds being awarded for Piney
Mountain should the County elect to continue with the grant
funding process. The General Assembly did not directly order
the EMC to adopt special rules or fund the Northstate
t
6 ,
systems. At the July 14th meeting, members of the EMC
were nearly unanimous in their opposition to funding Piney
Mountain, and by extension, the other Northstate systems.
The members of the EMC did appear to be somewhat confused
about the overall Northstate utility problem, the significant
role of at least two state regulatory agencies in that
problem, and the effect of EB 1628 on the grant funding
process. The eventual direction that the EMC may take in
regard to funding Piney Mountain may become more clear by the
September 8th meeting of the EMC. A request has been entered
into the record for -the EMC to at least begin the temporary
rule making process at the September 8th meeting. The nature
of the EMC' s response to that request should prove to be at
least somewhat enlightening.
Regardless of the EMC's actions regarding grant funding
issues for the remainder of 1994 or the type of grant funding
which may become available for Piney Mountain, the County' s
responsibilities should be essentially the same as those the
BOCC found acceptable last March. The County would serve as
the titular owner of the Piney Mountain treatment system,
while delegating all operational and managerial
responsibilities as well as eventual ownership to OWASA.
If I may provide additional information, please advise.
RCC0823.doc
i Aug 11 '94 13:01 FROWN BROTHERS PLBG & HTG CO INC P-2/4
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EPTLNG.AND HACKNEY
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Governor James B. Hunt
Governor's office
116 West Jones Street
Raleigh, NC 27603-800
Re: Prompt Action Needed by-Envir.onmsntai Management Commission
to Implement HS 1628
Dear Governor Hunt:
Enclosed is a Copy of my letter to Chairman Moreau asking. for
the Environmental Management C6=ission's prompt attention] to the.
procssis of adopting temporary rules to implement
HE 1628, which Representative Riczmaraki the provisions of
an
others crafted and
persuaded the Legialature to adopt, providing for the use of
certain grant funds to remedy immediate, imminent public health
hazards arising out of the failurex of low pressure pipe sewage
syatnos.
I hope you will consider the same and auggeslt your support for
such action to the members of the Commission.
With kindest personal regards, I remain
Ver ruly yo ,
rt 3 1
519 929 3966 '
AUG 11 '7ti i. ;di -KJWN BRGTh-icRS pLBG � riTG CO INC P.„iq 03
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EPTING AND HACKNEY
ATTORNEYS AND COUN311-WR3 AT LAW
410 AIRPORT ROAD
t O.DRAM 129
CHAPU BILL,NOM CAROLINA 27614
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s August 10, 1994
Dr. David Moreau, Chairman
Environmental Management Commission
16 Kendall Drive
Chapel Hill, NC 27514
Re: Request for EMC to Adopt Temporary Rules
to Allow Prompt Implementation of HB 1628
Dear Mr. Chairman:
.since the B.HC's last meeting, the Legislature adopted
Representative Kuczmarski'a bill providing for the allocation of
grant funds to remedy existing imminent public health hazards
arising out of failed low pressure pipe sewer ey>atems, such as the
one built (after DEM approval of the design) to serve the ,Piney
Mountain subdivision in Orange County. This legislation provides
for immediate application for these funds under temporary rules to
be adopted by the EMC. As the window for application and award of
these grant funds is extremely small (prior to December 31, 1544) ,
it seems the Commission ought to act promptly to adopt temporary
rules so that the applications I know are already prepared and
others that are being prepared can receive prompt consideration.
I am sure you know that the Legislature authorized. a special
expenditure which will come frost the Economic Development
Commission in the sum of Two Million Dolla?ex to fund this special,
short term program. This appropriation.allays the objections last
raised before the Commission that allocating high coat grunt funds
*to remedy problems like the Piney Mountain subdivision system
failure will diminish the funds available and otherwise' allocable
to remedy problematic urban wastewater treatment problems such as
those associated with the grant vAda at our last meeting to the
City of Jacksonville. In addition, I believe it behooves us at the
Commission► to reconsider our previous action (taken on the piney
Mountain subdivision application) in light of tha Legit lature's
eubasequant action authorizing and approving the use of! the grant
fund for these purposes, (albeit within a narrow window of time and
circumstance) , and directing the Commission to adopt, temporary
rules to accyotaxodate this express legislative directive.
I have spoken with DEM staff and understand that they believe
they can have temporary rules ready for the Commission's
aonsidaration and action at its Septeubetr meeting. Staff is ready
AUG 11 '94 13:02 BROWN BROTHERS PLBG & HTG CO INC Q•4i4
9
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to proceed in this effort at your direction. z hope you will; judge
it appropriate to give that directive to them. I also hope that
one or more other members of the Commission will agrae with ms that .
it appears appropriate to reconsider the piney Mountain subdivision .
application, either as a reconsideration of the old application or ,
as expadited consideration anew of that application under the new
rules.
Y fear that our failure to act expeditiously to ;adopt
temporary rules may effectively prevent the Comisslon from having
enough time to deliberate upon and allocate these funds in .
accordance with the apparent intention of the Legislature that they
be used to provide relief to syatemr suffering from failurae like
that in the cane of the Piney Mountain system.
Knowing that you share this concern for prompt, offeetive.
implementation of the program authorized by the Legislature, I look
forward to word that you have approved the staff's effort to
prepare temporary rules for the corftissionls deliberations at its .
September meeting.
with kindest personal regards, I re=am
very ly yours,
R Epting
tuber
vi.ronmental Management
commission
cc: Governor James B. Bunt
Lt. Governor oennia Wicker
Rep. Erin Kucamarski
Rep. Joe Hackney
John S. Marsh Jr.
EMC Members
II