HomeMy WebLinkAboutAgenda - 02-16-2016 - 6-e - 2015 Update to County Sheriff’s Office Records Retention and Disposition Schedule 1
ORANGE COUNTY
BOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: February 16, 2016
Action Agenda
Item No. 6-e
SUBJECT: 2015 Update to County Sheriff's Office: Records Retention and Disposition
Schedule
DEPARTMENT: Orange County Sheriff's Office PUBLIC HEARING: (Y/N) No
ATTACHMENT(S): INFORMATION CONTACT:
April 7, 2015 Agenda Abstract Item Charles Blackwood, Orange County
Sheriff, 919.245.2900
Jennifer Galassi, Legal Advisor to
UNDER SEPARATE COVER-ONLY the Sheriff, 919.245.2952
AVAILABLE ONLINE
Records Retention and Disposition
Schedule, dated November 15, 2015
http://archives.ncdcr.gov/Portals/26/PDF/
schedules/schedules revised/County S
heriff 11-15-2015.pdf
PURPOSE: To approve the updated County Sheriff's Office Records Retention and Disposition
Schedule dated November 15, 2015.
BACKGROUND: North Carolina General Statutes (NCGS) §§ 121-5 and 132-3 provide that the
Orange County Sheriffs Office may only destroy or dispose of public records with "the consent
of the Department of Cultural Resources [now the Department of Natural and Cultural
Resources], except as provided in NCGS 130A-99." Compliance with that Statute would require
the Orange County Sheriffs Office (the "Sheriff's Office") to obtain permission to destroy any
record, regardless of its significance. Destruction of a public record that does not comply with
the statute constitutes a Class 3 misdemeanor accompanied by a fine.
To avoid the need to seek and obtain permission from the Department of Natural and Cultural
Resources to destroy records, the statute authorizes the North Carolina Historical Commission
to make orders, rules, and regulations to carry out its provisions. Destruction of public records
in accordance with these orders, rules, and regulations relieves the Sheriffs Office from liability.
In November 2008, the Department of Cultural Resources released the "County Sheriffs Office:
Records Retention and Disposition Schedule" (the "Schedule"). The Department of Natural and
Cultural Resources uses the Schedule as a tool to assist Sheriff's Offices to manage records.
The Schedule inventories the types of records found in a Sheriff's Office, and determines when
they can be destroyed if at all.
On April 7, 2015, the Board of Commissioners approved the County Sheriff's Office: Records
Retention and Disposition Schedule, dated November 10, 2008, and any amendments thereto,
2
including but not limited to an amendment made on September 28, 2009. The Schedule
determines the disposition schedule and retention periods that govern Sheriff's Office records.
The Schedule remains in effect from the date of approval until it is reviewed and updated. On
November 15, 2015, the Department of Natural and Cultural Resources updated the Schedule.
Some of the major updates to the Schedule include the following:
• Addition of an item for mobile audio/video devices
• Removal of the dashboard camera item
• Splitting the weapons permits into two separate items: one for concealed weapons and
one for handgun permits
• Deleting several items that are covered by other standards to avoid clutter
The Sheriff's Office recommends approval of the updated Schedule.
FINANCIAL IMPACT: There will be no initial financial impact. As staff continues to comply with
the Schedule, there may be some cost to ensure that long term storage of documents is
handled properly. Additionally, there may be costs associated with the destruction or shredding
of documents.
SOCIAL JUSTICE IMPACT: There is no Orange County Social Justice Goal impact associated
with this item.
RECOMMENDATION(S): The Manager recommends that the Board:
• approve the County Sheriffs Office: Records Retention and Disposition Schedule, dated
November 15, 2015 and any amendments thereto; and
• authorize the Chair to sign the Schedule.
3
ORANGE COUNTY
CopyBOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: ik j%%j
Action Agenda
Item No. 6-h
SUBJECT: County Sheriff's Office — Records Retention and Disposition Schedule
DEPARTMENT: Orange County Sheriff's Office PUBLIC HEARING: (Y/N) No
ATTACHMENT(S): INFORMATION CONTACT:
UNDER SEPARATE COVER-ONLY Charles Blackwood, Orange County
AVAILABLE ONLINE Sheriff, 919.245.2900
Records Retention and Disposition Jennifer Galassi, Legal Advisor to
Schedule, dated November 10, 2008 the Sheriff, 919.245.2952
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Records Retention and Disposition
Schedule Amendment, dated September
28, 2009
hit . cr npec unt, nc.gov/occlerks/1504
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PURPOSE: To approve the County Sheriff's Office Records Retention and Disposition
Schedule.
BACKGROUND: North Carolina General Statutes §§ 121-5 and 132-3 provide that the Orange
County Sheriff's Office may only destroy or dispose of public records with "the consent of the
Department of Cultural Resources, except as provided in G.S. 130A-99". Compliance with that
Statute would require the Orange County Sheriff's Office (the "Sheriff's Office) to obtain
permission to destroy any record, regardless of its significance. Destruction of a public record
that does not comply with the statute constitutes a Class 3 misdemeanor accompanied by a
fine.
To avoid the need to seek and obtain permission from the Department of Cultural Resources to
destroy records, the statute authorizes the North Carolina Historical Commission to make
orders, rules, and regulations to carry out its provisions. Destruction of public records in
accordance with these orders, rules, and regulations relieves the Sheriff's Office from liability. In
November 2008, the Department of Cultural Resources released the "County Sheriff's Office:
Records Retention and Disposition Schedule" (the "Schedule"). The Department of Cultural
Resources uses the Schedule as a tool to assist Sheriff's Offices to manage records. The
Schedule inventories the types of records found in a Sheriff's Office, and determines when they
can be destroyed if at all. The Schedule and a 2009 amendment are available at the links in the
"Attachments" section noted above — these documents are not included in hard copy with this
abstract and are available upon request.
4
The Sheriff's Office has not previously recommended approval of the Records Retention and
Disposition Schedule. However, the Schedule will serve as an agreement between the Sheriff's
Office and the Department of Cultural Resources. The Schedule will determine the disposition
schedule and retention periods that govern Sheriff's Office records. If the Board approves the
Schedule, Sheriff's Office staff will obtain training from the Department of Cultural Resources to
carry out the provisions of the Schedule. (Note: In November 2007, the Board approved a
"Records Retention and Disposition Schedule for the County.")
FINANCIAL IMPACT: There will be no initial financial impact. The Department of Cultural
Resources training is offered free of charge and can be provided at the Sheriff's Office. As staff
work to comply with the Schedule, there may be some cost to ensure that long term storage of
documents is handled properly. Additionally, there may be costs associated with the destruction
or shredding of documents.
RECOMMENDATION(S): The Manager recommends that the Board approve the County
Sheriff's Office Records Retention and Disposition Schedule, dated November 10, 2008, and
any amendments thereto, including but not limited to an amendment made on September 28,
2009, and authorize the Chair to sign the Schedule documents/Agreement.