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HomeMy WebLinkAboutAgenda - 11-13-2007-2ORANGE COUNTY BOARD OF COMMISSIONERS ACTION AGENDA ITEM ABSTRACT Meeting Date: November 13, 2007 Action Agend~l Item No. ~____ Sl1RJFCT~ RPView of Personnel Ordinance DEPARTMENT: Personnel PUBLIC HEARING: (YIN) No ATTACHMENTS: 1. Proposed Article I, Orange County Personnel Ordinance 2. Proposed Rules and Regulations: Workers Compensation 3. Proposed Ordinance Change and Rules and Regulations: Overtime Compensation 4. Proposed Timetable for Personnel Ordinance Review INFORMATION CONTACT: Annette Moore, Policy and Compliance Officer (919) 245-2317 Michael McGinnis, Human Resources Director (919) 245-2552 PURPOSE: To provide Staff with direction on a proposal to review and update the Orange County Personnel Ordinance and a review a timetable to complete the project. BACKGROUND: In 1976, the Board of Commissioners adopted the Personnel Policy. The Board revised its original Personnel Policy into a Personnel Ordinance and adopted it in 1985. In the twenty-seven year period since the adoption of the Personnel Ordinance, it has been amended approximately 37 times not including amendments to the Pay or Classification Plan Sections of the Ordinance. While there have been amendments to the Ordinance, the County has not undertaken a comprehensive review of the entire document. Since its adoption, laws affecting the rights of employees and the responsibility of employers have changed significantly. The County has kept up by amending the Ordinance as some of these laws became effective. However, the County has not reviewed the Ordinance in its entirety looking at these new laws and in some cases has not incorporated the language of these laws into the Ordinance. Staff is requesting that the Board consider reviewing the County's Personnel Ordinance in its entirety. A review of the Ordinance would enable the Board to update the current ordinance to include the changes in state and federal law, adopt best practices, modernize the terminology, remove items that are no longer relevant and create a separate manual of Rules and Regulation. Some examples are: • Update changes in state and federal law -Include language in the Ordinance consistent with the Family and Medical Leave Act of 1993 and the American with Disabilities Act; 2 • Adopt best practices for specified benefits - Develop a bank for shared leave where employees could deposit leave into the bank not only for their benefit but also for the benefit of others. This would allow recipients of the shared leave donation to receive the leave that they require while retaining their privacy. • Modernize the terminology -Change the name of the Personnel Department to the Human Resource Department and Department Heads to Department Directors; • Remove items that are no longer relevant -Take out of the Ordinance references to the Employee Interest Card in Article I and Position Interest Cards in Article II. These items are no longer used -the job line and Internet are now used to keep potential applicants aware of vacancies. • Create a Rules and Regulations Manual -Provide for a rules and regulation manual developed and maintained by the County Manager that would instruct department heads, supervisors, and employees on "how to" carry out the instructive language in the Ordinance. This manual, and any future revisions to the manual would be reviewed with the Board. The manual would also enable the Board to keep the language in the Ordinance specific enough to give direction but general enough so that the Ordinance would not become outdated with minor changes to state and, federal law. In other words, the Ordinance would contain language on what the Manager, Department Directors and others were required to do as it relates to personnel and the manual would direct them as to "how" to carry out those requirements. Personnel Ordinance History Highlights 3/3/58 The BOCC authorized staff to keep personnel records on all employees. 2/2/59 The BOCC granted an employee an extended leave of absence. 3/2170 The BOCC granted an employee permission to attend training. 7/20/70 The BOCC votes to provide hospital insurance to employees. 1/5/76 The BOCC votes to ask the Office of State Personnel to assist with preparation of a new Personnel Ordinance. 6/6/76 The BOCC adopts the Personnel Policy, not Personnel Ordinance, effective J my 1, 1976. 2/2/81 The Board adopts the Equal Employment Opportunity Policy as part of the Personnel Ordinance. 8/5/85 The BOCC adopts the proposed Personnel Ordinance, effective July 1, 1985. The Boards specifically discusses the delegation of authority to the County Manager provided by G.S. 158A-82 and asks that it be incorporated into the Article 1, Section 7.0 of the Personnel Ordinance. 9/5/89 The BOCC amends the Personnel Ordinance to include a Drug Free Workplace Policy. 3/5/90 The BOCC amended the Personnel Ordinance changes to Articles I, II, III, IV and VII to reflect the County's sensitivity to work and family issues "that face employees. 8/6/90 The BOCC amended the Personnel Ordinance adopted a more comprehensive sexual harassment policy, which initially was introduced as a part of the EEO program. 9/17/91 The BOCC amended the Personnel Ordinance to add Equal Employment Opportunity/Affirmative Action Policy Revisions adding sexual orientation, political affiliation, and Vietnam or disabled veterans status. 11/3/99 The BOCC amended the Personnel Ordinance to add aMulti-Lingual Recruitment and Hiring Policy. 2/5/02 The Board amended the Personnel Ordinance to remove the Retirement Sick Leave Cap. 10/5/04 The BOCC amended the Personnel Ordinance to add Domestic Partner Benefits. Attachments To illustrate the changes that could be made, staff has attached the following documents for your review: • Attachment 1 - Article I of the Orange County Personnel. Ordinance, contains three columns: the first column contains the exact replica of the current Article I of the Personnel Ordinance, the second column contains the proposed changes to Article I of the Personnel Ordinance and the third column contains proposed Rules and Regulations for Article I. • Attachment 2 -This document is a sample of the Proposed Rules. and Regulations. It contains the newly revised Worker's Compensation Section of the Personnel Ordinance along with the proposed Rules and Regulations. • Attachment 3 -This is a sample of the Proposed Rules and Regulations and contains a proposed revision to Article III, Section 3.0, the Overtime Compensation section of the Ordinance along with proposed Rules and Regulations. • Attachment 4 -This is a suggested timetable for completing the project. Recommended Process Staff recommends the following process for review of the Ordinance: Each Article of the Personnel Ordinance will be reviewed by the Board according to the attached timetable at the first four work sessions in 2008: January 29th, February 12th, March 11 and April 8th. Prior to the Boards review of the proposed Ordinance changes, the changes would be reviewed by the Employee Relations Consortium (where appropriate), the Department Directors, the County Manager and the County Attorney. After the Board reviewed all the proposed changes, then entire document would be placed on the Board's agenda for action. FINANCIAL IMPACT: None at this time. 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E ° Eao oi vaoc i ~ a moc ~ ~ o '~+°aEi o. ~ a i °_' ~ o ~ y v u i Na c > .oac.~ ° . U E a~ °u oC7 v v n ~ ~ c o ~ °' o ° 'S o '~ ° ~ N ~ i 3 a u u=+ v i ~ u ir~ 0 3 ~ ` 'fl f0 '.~C ~ 'O y .R t0 N N ~ p L C ~ O A. O ~ N O C .fi+ N N 'O :0 .u U d •~- N C C uQ C O~ O c aci.~ v ~ o ° ° ° . u, c ~ ~, ~ ~ ~ v c v v v 0 0 0~ _N 3~ ~ ~ ~ c ~ ~' m ~ n° ~ uNia u '- .cam E c ° ~ ,~ , W U t=!1 Q (0 'O N d C .O O Z N N Z O N 010 , C F- C ar3 r~i ~i rl ei !~ rl of o. of of of of ed w A 0 O N tp ~ ~ ~ N d E >a o Z ~ d it.'' u D ~ ~4 Manual Issue Date: / / 20 Orange County Personnel Rules and Regulations _ _ _ Worker's Compensation I. ORDINANCE In accordance with the provisions of the North Carolina Workers' Compensation Act, Orange County will provide for employees protected under the Act who by accident suffer personal injury or occupational disease arising out of and in the course of their employment with the County. (See NCGS 97-1, et. seq., The North Carolina Workers' Compensation Act) The County Manager will promulgate rules and regulations consistent with the North Carolina Worker's Compensation Act necessary to carry out the provisions of this Article. See Orange County Personnel Ordinance, Article IV, Section 1.0, adopted June 26, 2007. II. AUTHORITY The purpose of this rule is to implement and give effect to Article IV, Section 1.0 of the Orange County Personnel Ordinance, Workers' Compensation. (See also NCGS 97-1, et seq. and 04 NCAC 10 et seq.) These Administrative Rules and Procedures provide for consistent application of the Ordinance to ensure that Orange County employees who receive a compensabie injury under the Workers' Compensation Act while on the job are provided a swift and certain remedy for their injury and to ensure limited and determinate liability for the County. III. RULE 'The Orange County Workers' Compensation section of the Personnel Ordinance provides employees, who are injured on the job as a result of compensable accident under the Workers' Compensation Act, medical benefits, disability compensation, and leave for employees who lose time from work as a result of their injury. When an employee receives a compensable injury, as defined in G.S. 97-2(6), the employee must go on workers' compensation leave and receive workers' compensation weekly benefits after the waiting period, required by G.S. 97-28, in accordance with these Administrative Rules and Regulations. IV. ADMINISTRATIVE RULES AND REGULATIONS A. Compensation Administration Covered Employees -All Orange County employees, as defined in G.S. 97-2(2), engaged in employment with the County are covered under the North Carolina Workers' Compensation Act and these Administrative Rules and Procedures. This includes all permanent, provisional, temporary, time-limited, and part-time employees, officers and elected officials. 2. Benefits -Any employee who suffers an accidental injury or an occupational disease, within the meaning of the Workers' Gompensation Act, arising out of or during the course of their employment is entitled to Draft September 4, 200 Page 1 Oran a Coun Personnel Rules and Regulations Manual Issue Date: / / 20_ a'~ g t3' - - receive benefits as provided by the Act, and in accordance with these rules. a. An employee is entitled to medical benefits and compensation for time lost from work and any disability that results from the injury. b. Time missed from work will be paid in accordance with the provisions of the Workers' Compensation Act. Currently, the weekly compensation to be paid is equal to 66 2/3 of the employee's average weekly earnings up to a maximum established by the North Carolina Industrial Commission each year. 3. Employee's Responsibility -Responsibility for claiming compensation is on the injured employee. a. An employee must provide notification of an accident to their Department Director, their Department Director's designee, supervisor and the Human Resource Department immediately, or as soon as practicable thereafter, but no later than 30 days after the occurrence of the accident or death; and b. File a claim through the North Carolina Industrial Commission within two years from the date of injury or knowledge thereof. 4. Department's Responsibility -The department is responsible for: a. Effectively communicating the Workers' Compensation policy and these rules and procedures to their employees; and b. Filing an accident report in the Human Resource Department within 24 hours of the time of the accident (Workers' Compensation Form 19, Employers Report of Injury to an Employee, See http•//www comp state nc.us/ncic/pages/forml9.pdfJ; 5. Human Resource Department Responsibility -The County through the Human Resource Department is responsible for administering the workers' compensation program. The Human Resource Department is responsible for: a. Designating a Workers Compensation Administrator to be responsible for ensuring processing and monitoring of claims; and b. Reporting an injury to the North Carolina Industrial Commission within five days from knowledge of any claim that results in more than cone-day absence from work or if medical expenses exceed the reportable amount established by the Industrial Commission. Draft September 4, 200 Page 2 a7 Orange County Personnel Rules and Regulations Manual Issue Date: / / 20_ 6. Return to Work - a. An employee, who has been released by the treating physician to return to work after experiencing awork-related injury or illness, has three possible return to work situations. The Human Resource Department shall develop a structured Return to Work Program to address each of these situations. i. The Employee has Reached Maximum Improvement and is Released to Return to Work - When a employee has reached maximum improvement and has been released to return to work by their treating physician, the department shall return the employee to the same position or one of like seniority, status and pay as that held prior to workers' compensation leave. ii. Has Not Reached Maximum Medical Improvement but is Ready to Return to Limited Duty - When an employee has not reached maximum medical improvement and is ready to return to limited work duty with approval of the treating physician, but retains some disability which prevents successful performance in the original position, the department shall provide work reassignment suitable to the employee's capacity which is both meaningful and productive, and advantageous to the employee and the department. This work assignment shall: 1. Be a temporary assignment; and 2. Not exceed 90 days without approval from the Human Resource Department. iii. Has reached Maximum Medical Improvement but has a Disability - When an employee has reached maximum medical improvement and has been released to return to work by the treating physician, but has received a disability which prohibits employment in the previous position, the department shall: 1. Attempt to place the employee in another position (with an appointment similar to that held prior to the injury) that is suitable to the employee's capacity and is meaningful, productive and advantageous to both the employee and the County. Draft September 4, 200 Page 3 a~ Orange County Personnel Rules and Regulations Manual Issue Date: / / 20_ 2. During the work placement efforts, the employee shall be appointed to the first suitable vacancy that occurs; 3. If the employee accepts a position in a lower pay grade than the pre-injury position, the employee's pay must be adjusted, as appropriate within the range of the lower pay grade. 4. If a position is not available that is suitable to the employee's capacity, the employee shall continue on workers' compensation leave until work placement or separation. 5. Work placement efforts may be in the form of referral to internal vacancies, other state or municipal government vacancy listings, third parry reemployment services, vocational rehabilitation, etc. 6. Placement efforts do not preclude the separation of an employee in receipt of workers' compensation benefits if it is determined that the position that the employee fill is a "critical" position. Separation may occur at anytime in accordance with the Orange County Personnel Ordinance, Article IX - Separation. b. Certification Required. Prior to returning to work, a Physician's Certification will be required to determine an employee's fitness to return to work. c. Refusal of Suitable Employment - If an employee who has been on workers' compensation leave, has reached maximum medical improvement and is released by the treating physician to return to work and refuses suitable employment in keeping with the employee's capacity, the County shall request stop payment of the workers' compensation benefits and implement dismissal procedures. 7. Retaliatory Employment Discrimination Act (REDA) GS 95-240 et. seq. - No employee shall be discriminated or retaliated against because the employee in good faith filed or threaten to file a workers' compensation claim. B. Use of Leave Time by Employee on Worker Compensation Leave Draft September 4, 2007 Page 4 a~ Orange County Personnel Rules and Regulations Manual Issue Date: / / 20_ Leave on the Day of Injury - No leave shall be charged to the injured employee on the day of the injury if the treating physician instructs the employee not to return to work in either permanent duty or restricted duty. The employee will be required to present a written statement, upon request, to the Department Director or supervisor from the treating physician indicating that the employee is not to return to work in either a permanent or restricted duty capacity. 2. Additional Leave - If additional leave time is required, after the seven (7) day waiting period required by G.S. 97-27, the employee must go on workers' compensation leave and receive the workers' compensation weekly benefit. a. An employee may choose one of the waiting period options listed below: Once and election is made it may not be rescinded during the duration of the claim: i. Option 1: Elect to take sick or vacation leave during the required waiting period and then go on workers' compensation leave and begin drawing weekly benefits. ii. Option 2: Elect to go on workers' compensation leave with no pay for the required waiting period and then begin drawing weekly benefits. b. If time lost extends beyond the specified waiting period, the workers' compensation weekly benefit shall be paid from the date of disability. If this occurs and the employee elected Option 1 listed above, then no adjustment will be made to the employee leave balance for those workdays. 3. Use of Partial Leave - In Option 1 or 2 above, after the employee has gone on workers' compensation leave, the weekly benefit may be supplemented by use of partial compensatory, sick or vacation leave, earned prior to the injury. This will be done by calculating the employee's hourly rate of pay multiplied by 33 1/3 (or 13.33 hours). This will provide a total income approximately equal to the employee's take-home home or net pay. Compensatory leave must be exhausted prior to using sick or vacation leave. 4. Overtime Compensation Leave -Overtime Compensation Leave accrued prior to the injury may be substituted for sick or vacation leave used during the waiting period if applied within the timeframe specified under the Orange County Overtime Compensation Policy. Draft September 4, 2007 Page 5 36 Orange County Personnel Rules and Regulations Manual Issue Date: / / 20_ 5. How to Pay Partial Leave - If an employee has earned leave or compensatory time and chooses to use it while drawing the weekly benefit, it shall be paid on a temporary payroll at the employee's hourly rate of pay, subject to state and federal withholding taxes and Social Security, but not subject to retirement withholdings, the same as other temporary pay. 6. No Leave Required for Follow Up Medical Visits - An employee who returns to work and is required to attend medical or therapy appointments during regularly scheduled work hours to reach maximum medical improvement is not required to take leave lost from work for required treatment. Paid time away from work will be limited to reasonable time for treatment and travel; excess time will be charged as vacation, sick or leave without pay. 7. Vacation and Sick Leave Credits -While on workers' compensation leave, the employee shall continue to accumulate vacation and sick leave to be credited to the employee's account for use upon return to permanent duty. 8. Leave Paid if Employee Does Not Return - If an employee does not return to permanent duty from workers' compensation leave, vacation leave accumulated o~during the first six months of workers' compensation leave will be exhausted by a lump sum payment, along with any other unused vacation leave which was on hand at the time of the injury, and not subsequently used to supplement weekly benefit. The employee will not receive any compensation for unused petty, personal or sick leave. 9. Health Insurance -While on workers' compensation leave, an employee is on pay status and shall continue to be covered under the County's health insurance program in compliance with those guidelines. a. The County will pay monthly health insurance premiums for the employee; the employee will be billed directly for dependent care premiums and must pay the Orange County Finance Department directly for the cost of the premiums. b. Employees who use partial vacation or sick leave may elect to pay for dependant care premiums through payroll deduction. If the amount of the premium exceeds the amount of pay, then the employee will be billed for the difference between the payroll deduction and the cost of the premium by the Finance Department and the employee must remit the cost of the premium to the Finance Department. Draft September 4, 2007 Page 6 3~ Orange County Personnel Rules and Regulations Manual Issue Date: / / 20_ c. If employee separated prior to remitting payment of the premium, payment will deducted from any remaining money owed to the employee. 10. Retirement Service Credit- While on workers' compensation leave an employee does not receive retirement credit. As a member of the Local Government Employees Retirement System, an employee may elect to purchase credits for the period of time on an approved workers' compensation leave of absence. The employee should request this information from the Local Government Employees Retirement System. 11. County Service Credit and Pay Status -While on workers' compensation leave, the employee is in pay status and shall continue to receive total county service credit. 12. Longevity Pay -While on workers' compensation leave, an employee is in pay status and will continue to receive longevity credit. Employees who are eligible for longevity pay shall receive their annual payment. 13. Reinstatement Salary -Upon reinstatement, an employee's salary shall be computed based on the last salary received by the employee plus any Board of County Commissioner adjustments or increases to salary to which the employee is entitled; however, this does not include any increase for performance. Any performance increase which would have been given had the employee been at work may be included in the reinstatement salary if the employee has worked more than six months within the timeframe for evaluation of performance, or'it may be given on any payment date following reinstatement. Draft September 4, 2007 Page 7 /~~~I 3 3a ersonnel Rules and Re ulations Manual Issue Date: / , 20_ a Orange County P g _ .- Overtime Compensation I. ORDINANCE In accordance with the provisions of the Fair Labor Standards Act of 1938, as amended (hereinafter referred to as "FLSA"), and its implementing regulations, any employee, not exempt, authorized to work in excess of the established forty hour workweek shall be compensated either with time off or pay for the actual hours worked in excess of the forty hour workweek at a rate of one and one-half times the hours actually worked or one and one-half times their regular rate of pay. See Orange County Personnel Ordinance, Article _, Section _, adopted , 20_. II. AUTHORITY The Orange County Personnel Ordinance, Article, Section _ provides that the County Manager will promulgate any rules or regulations necessary to carry out the provision of this section of the Personnel Ordinance. III. RULE The purpose of this rule is to implement and give effect to Article _, Section _ of the Orange County Personnel Ordinance. Overtime Compensation. Overtime is neither desired nor expected on a regular basis. Department Directors shall hold hours worked by employees to the standard 40-hour workweek, except in cases where a greater number of hours of work are required because of an unusual, unscheduled, or emergency or necessary activities make it essential. Department Directors are responsible for the manner in which overtime is authorized, prohibiting unauthorized overtime and ensuring that all employees are compensated for time worked within the requirements of the law. The practice of overtime work will be subject to review by the County Manager. Such review will take into consideration organizational structure, scheduling of work, position complement, and personnel classifications. IV. ADMINISTRATIVE RULES AND REGULATIONS A. Workweek -The standard workweek is forty hours as defined in Article _, Section _ of the Orange County Personnel Ordinance. B. Work Time -For purposes of this Article, an employee who in a workweek uses paid or non paid leave and actually works forty hours or less in a workweek, shall be paid their regular salary in accordance with established personnel policies. 1. Callbacks = When an employee is called back by a Department Director or an authorized representative to perform work, the amount of time that the employee works is considered work time. If actual hours worked do not equal, at least, two hours; the employee is credited with a minimum of two hours work time. Travel time to and from the employee's regular place of Draft May, 4, 2007 Page 1 33 Orange County Personnel Rules and Regulations Manual Issue Date: / _, 20_ work due to a callback is not considered work time. Other travel time due to a callback may be compensable on a case-by-case basis. a. Call back pay must be included in calculating an employee's regular rate of pay for overtime compensation. b. When an employee who is called back to work, works less than two hours, the time worked is recorded as the actual time worked; the amount of time necessary to make up the differences is considered "paid call back time -not worked" and. is not considered in calculating overtime. 2. On Call - An employee who is on call and required to remain at or so near their place of employment such that the employee cannot use their time effectively for their own personal purposes, then the time spent is considered work time. If an employee is required to leave word where he/she can be reached or is required to wear a paging device, but is able to move or travel freely, the time spent is not considered work time. 3. Training -Required attendance at training sessions, workshops, seminars, or other meetings is considered work time regardless of whether it occurs before, during, or after the employee's regular work schedule. 4. Meal Period - When an employee is required or permitted to work during the meal period, the time is considered work time. 5. Travel Time -Ordinary travel to and from work at scheduled work hours is not work time. Travel during the work day is generally included in work time. This includes travel from job site to job site or to meetings. Out-of- town travel as work time depends on circumstances and will be decided on a case-by-case basis. C. Salary -Salary represents an employee's annual predetermined base pay for a standard workweek. For computing overtime pay, the employee's rate of pay is the hourly rate of pay. The hourly rate of pay is obtained by dividing the base annual salary by 2080 hours (52 weeks x 40 hours per week). The regular hourly rate must include all remuneration for employment paid to, or on behalf of, the employee, except payments specifically excluded by the FLSA. Payments that are not excluded and must be included in the hourly rate are: (a) longevity pay and (b) on-call compensation. D. Compensation -Employees shall receive regular pay for actual hours worked in a standard 40-hoax workweek, with the provision that an additional amount equal to 1 i/Z times the employee's regular hourly rate times the number of hours worked in excess of 40 shall be added to the base pay or; an employee shall be given Draft May, 4, 2007 Page 2 3~- Orange County Personnel Rules and Regulations Manual Issue Date: / _, 20_ "compensatory time off ' on the basis of 1'/2 times the amount of time worked beyond 40 hours during a workweek. The 40-hour workweek is not pro-rated for part-time employees. If a 20-hour/week employee works 25 hours one week, the extra five hours are compensated at the employee's regular rate of pay. Overtime worked shall be recorded and compensated in units of one-tenth of an hour. 1. Compensatory Time Off -Compensatory time off, in lieu of pay, shall be granted whenever feasible in accordance with the following provisions: a. Compensatory Time Off shall be taken within thirty days of date the overtime is earned. b. On a case-by-case basis, with the approval of the County Manager, a Department Director may authorize the accumulation of an employees' time off (accrued time) beyond thirty days. The department director must to the Manager that extend the period for accrued time off would not unduly disrupt the operation of the Department; however, in no case shall time off accumulate more than 90 days beyond the time worked. c. Compensatory time off may be accumulated up to a maximum of 160 hours of straight work time or 240 overtime hours. Any overtime worked above this amount shall be paid in the employee's next regular paycheck. d. Department Directors must assure that the employees are permitted to take the time off within thirty days of time earned, and time off should not be denied unless it would unduly disrupt the operation of the department. Compensatory time shall be taken before any other leave with or without pay. (Exception may be made for prospective retirees who may need to exhaust vacation leave prior to~retirement.) f. If compensatory time off is not taken by the end of the thirty-day period, the overtime pay shall be included in the employee's next regular paycheck. If any extended period of time is granted in accordance with Section 3.6.1.2 and not taken, then overtime pay shall be included in the employee's next regular paycheck after the time for the extension has ended. 2. Paid Compensation -Compensation paid to an employee for overtime work shall be paid at the regular rate of pay earned by the employee at the time the employee receives the compensation. Overtime payment shall be made in accordance with the following guidelines: Draft May, 4, 2007 Page 3 35 Orange County Personnel Rules and Regulations Manual Issue Date: / _, 20_ a. The Department Director or the authorized representative of the Department Director must indicate in writing to the Human Resource Director that an employee's use of compensatory time off would unduly disrupt the operation of the department and cannot be granted within the thirty day time period. b. Funds must be available in the Department's Personnel Services Account. c. Department Directors must receive prior approval from the County Manager before authorizing non-exempt employees to work on the basis of a cash payment for overtime. F. Approval Required -Overtime must be pre-approved by the Department Director or an authorized representative of the Department Director. 1. To be authorized, the work must be of an unusual, unscheduled, or emergency nature or necessary activities make it essential. 2. An employee who works hours without the permission or contrary to the instructions of the department head or their supervisor may not be compensated for overtime hours worked. 3. Unrecorded hours worked during a workweek by an employee at the job site or at home must be counted as hours worked if the Department Director or authorized representative knows or has reasons to know of such practice. The Department Director or authorized representative must enforce the no-work rule and may not unjustly benefit from work performed. G. Record- A record of all overtime work authorized shall be approved by the Department Director and recorded on the non-exempt employee's time sheet appropriately. The time sheet must be signed by that employee and certified by the Department Director. Such record must be preserved by the Human Resource Department for a period of two complete fiscal years. If the County Manager has granted pay for overtime, a copy of the time sheet should accompany the appropriate overtime payment request form, to the Human Resource Department. H. Separation -Non-exempt employees shall be paid for any unused compensatory time off at separation at a rate of compensation not less than the average rate received by the employee during the last three years of the employee's employment, or the final regular rate received by the employee whichever is higher. I. Transfer to Exempt Position -When anon-exempt employee is transferred to an exempt position, any accrued compensatory time is transferable and must be used prior to using any sick or vacation time. The Department must maintain separate Draft May, 4, 2007 Page 4 3~ Orange County Personnel Rules and Regulations Manual Issue Date: / _, 20_ balances of compensatory time until the transferred balance is exhausted. Upon separation, an exempt employee is paid for any remaining compensatory time that was earned while non-exempt. J. First Responders - (Sheriff Department Only) Police officers, detectives, deputy sheriffs, investigators and any other First Responders covered by the FLSA employees ("first responders") who perform work such as preventing, or detecting crimes; conducting investigations or inspections for violations of law; performing surveillance; pursuing, restraining and apprehending suspects; detaining or supervising suspected and convicted criminals, including those on probation or parole; interviewing witnesses; interrogating and fingerprinting suspects; preparing investigative reports; and other similar work are not exempt under Section 13 (a) (1) of the FLSA regulations and thus are protected by the minimum wage and overtime provisions of the FLSA. Any first responder employed in a bona fide executive, administrative or professional capacity as defined in the FLSA is exempt under this section of the Ordinance. 2. First Responder Workweek - a. For schedules requiring a 40-hour workweek, the policies on hours of work and overtime pay fora 40-hour workweek will apply. b. For schedules requiring more than 40 hours in a workweek the following is permissible. The "work period" will consist of 28 consecutive days. In the workweek period of 28 consecutive days the employee shall receive, for tours of duty, which in the aggregate exceed 171 hours, compensatory time off or a cash payment for the overtime hours at a rate of one and one-half times the hours actually worked or one and one-half times their regular rate of pay. 3. First Responder Call Backs -Emergency situation may arise in which an employee is called back to work to avoid significant service disruption, avoid placing employees or the public in unsafe situations, protect and/or provide emergency services to property or equipment; or to respond to emergencies. An employee who is called back to the work site may receive compensation in the form of compensatory time off or premium pay at a rate equal to one and one-half times their regular rate for every hour worked on call back time. The on-call rate of pay shall be based on the hourly rate applicable to that position. Premium pay will be received in the employees next regular pay period. 4. if a first responder under these provisions has a positive balance of earned. compensatory time off and is promoted to an exempt position, the Draft May, 4, 200 Page 5 37 Orange County Personnel Rules and Regulations Manual Issue Date: / _, 20_ accumulation of earned compensatory time off must be paid in cash before the employee goes into the exempt position. 5. A first responder cannot accumulate more than 320 straight time hours or 480 hours of compensatory time. Any overtime earned in excess of 320 hours must be paid in cash as earned. If compensatory time off is used, it shall be taken within twelve months from the date earned. If compensatory time off is not taken by the end of the twelve-month period, it shall be paid in the employee's next regular paycheck. 6. Employees engaged in first responder activities may also engage in some non-first responder work as an incident to or in conjunction with their first responder activities. The performance of such work will not cause the employee to lose first responder status unless such work exceeds twenty percent of the total hours worked by that employee during the workweek or the applicable work period. A person who spends more than twenty percent of his working time in non-first responder activities shall not be considered as being engaged in first responder activities for coverage under this subsection of policy. K. Occasional or Sporadic Employment - An employee, "employed" by a County Department may, solely, at their option request advance review and approval of the County Manager to work part-time occasionally or sporadically in a different County Department. If approved to work part-time occasionally or sporadically in another County Department in a significantly different capacity from their regular employment, the hours worked in the different jobs shall not be combined for the purpose of determiriing overtime compensation under this policy. L. Volunteer - An employee who volunteers hours of service to the County, provided that "such service is not of the same type of service which the individual is employed to perform with the County, hours of service will not considered time worked for ~~ overtime compensation. The phrase "same type of services means similar or identical services. An example of an employee who could volunteer - an employee of EMS who volunteers to work as a referee for the Department of Parks and Recreation. An employee may volunteer hours of service that are of the same type of service that they perform for the County to another governmental entity, agency, or a for- or non-profit entity and those hours of service would not constitute work time for the purposed of overtime compensation. Volunteer service must be the employees' own free will, with no pressure or coercion, either directly or indirectly, from their department- director or supervisor. M. Substitution -Two persons employed by the same Department may agree, solely at their option and with the approval of the Department Director or authorized representative, to substitute for one another during scheduled work hours in performance of work in the same capacity. The hours worked in a substituting Draft May, 4, 2007 Page 6 38 Orange County Personnel Rules and Regulations Manual Issue Date: / _, 20_ capacity shall be excluded from the calculation of hours for which the substituting employee is entitled to overtime compensation under this policy. N. Fluctuating Workweek - A salaried non-exempt employee whose hours worked in a workweek vary from week to week, may be paid pursuant to an understanding that the employee will receive a fixed amount as straight time pay for whatever hours the employee are called upon to work in a workweek. The employee will be compensated for all hours worked over 40 in a workweek at a rate not less than one-half their regular hourly rate of pay. To use the alternative method of calculation for overtime pay all of the following conditions must be met. 1. An employee's hours must fluctuate from week to week; 2. The employee must receive a fixed weekly salary that remains the same regardless of the number of hours that the employee works during the week; 3. The fixed amount must be sufficient to provide compensation at a regular rate not less than the legal minimum wage; 4. The employer and the employee must have a clear, mutual understanding that the employer will pay the employee the fixed weekly salary regardless of the hours worked; and 5. The employee must receive a fifty percent overtime premium in addition to the fixed weekly salary for all hours that the employee works in excess of forty during that week. Draft May, 4, 200 Page 7 Proposed Personnel Ordinance Review Timetable Manager Department BOCC BOCG Head Work Session Meetin Table of Contents I. Personnel Organization October November 1 November 13 VI. Position November December 6 January 29 (Classification) V. Pay Plan November December 6 January 29 Sala Administration II. Recruitment and December January February 12 Employment IV. Employee Benefits December January February 12 and Awards (Leave) December January February 12 III. Conditions of Employment (Workplace January February March 11 Environment and Health VII. Employee January February March 11 Evaluation (Performance Mana ement IX. Separation and February March April 8 Disciplinary Action Se aration VIII. Appeal and February March April 8 Grievance (Discipline, Grievance and A eal Employee Records February March April 8