HomeMy WebLinkAboutAgenda - 11-02-2006-5gORANGE COUNTY
BOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: November 2, 2006
Action Age~a
Item No. ____~
SUBJECT: Carrboro High School Financing Resolution
DEPARTMENT: Finance PUBLIC HEARING: (Y/N) No
ATTACHMENT (S): INFORMATION CONTACT:
Resolution ~ Ken Chavious, 919-245-2450
Bob Jessup, Bond Counsel
PURPOSE: To consider adopting a resolution that provides for final approval of the installment
financing component of the Carrboro High School project that is under construction in the
Chapel Hill-Carrboro City Schools (CHCCS) system.
BACKGROUND: At the September 12, 2006 meeting, the Board of Commissioners took action
authorizing staff to pursue private placement financing to acquire the final phase of funding for
the Carrboro High School project. Subsequently, on October 3, the Board conducted a public
hearing on matters related to the advisability of entering into the financing. Both Board actions
are part of the process required by the Local Government Commission (LGC) in order to obtain
financing for the project. In accordance with these actions, staff pursued a request for proposal
process to acquire financing for the project in the amount of $9,000,000.
Staff solicited and received proposals from financial institutions. Of those submitted, the Branch.
Banking & Trust Company (BB&T) proposal was the most favorable. This proposal included an
interest of 4.39% fora 15 year term. Staff had originally contemplated that this financing would
be on a short-term basis, and would be rolled into a larger longer term financing using
certificates of participation (COPs) scheduled for the Spring of 2007. However, the fixed rate
financing proposed by BB&T provides an interest rate that is actually lower than the recent
COPs issued by the County. In addition, issuance costs associated with the BB&T proposal will
be significantly less than would be the costs associated with issuing COPs. An application
requesting approval of this proposed financing will be forwarded to the Local Government
Commission (LGC) in accordance with statutory provisions. The LGC is scheduled to take
action on the County's application on December 5, 2006.
The final Board action required for LGC approval of the financing is the adoption of a resolution
providing final approval of the proposed financing. The attached resolution has been prepared
by Bond Counsel in accordance with statutory and LGC requirements. The resolution
accomplishes the following:
• Makes the determination to proceed with the financing.
• Directs and authorizes staff to execute the financing documents.
• Authorizes the Finance Officer to complete the closing.
• Provides for the County to reimburse itself for project expenditures incurred prior to
closing on the financing.
FINANCIAL IMPACT: Based on an annual interest rate of 4.39 percent for a fifteen year period,
staff estimates that annual principal and interest payments on the private placement financing
will total $988,515 ($600,000 in principal and $388,515 interest) for fiscal year 2007-08. This is
the equivalent of approximately .8 cents on the tax rate.
With the approval of this financing arrangement, the Board will have approved new financings
totaling $12.5 million ($3.6 million for CHCCS renovation projects, plus $9 million for Carrboro
High School) with a cumulative tax rate impact of 1.35 cents on the anticipated fiscal year 2007-
08 tax rate. Debt service payments will decrease annually as the principal decreases. The
projected debt payments fit into the County's Debt Management policy as presented most
recently at the September 14, 2006 BOCC work session. .
RECOMMENDATION(S): The Manager recommends that the Board adopt the resolution
providing final approval of the proposed financing.
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Resolution Providing Finai Approval of Terms and
Documents for Financing of 2006 Schools Proiect
WHEREAS:
Orange County has previously undertaken to finance the acquisition and
construction of a new high school for the Chapel Hill - Carrboro school district, to
be known as Carrboro High School (the "School"), and has approved a financing
plan that combines pay-as-you-go funding, general obligation bonds and
installment financing.
The County has now solicited competitive proposals from banks to provide
the desired installment financing, and Branch Banking and Trust Company (the
"Bank") has submitted the best proposal.
BE IT THEREFORE RESOLVED by the Board of Commissioners of
Orange County, North Carolina, as follows:
1. Determination To PNOCeed with Financing -The County confirms
its financing plans for the School. The County will carry out the financing plan
with installment financing from the Bank, in accordance with a financing proposal
dated October 20, 2006.
Under the ,financing plan, the Bank will make funds available to the County
for use on prof ect costs. The County will repay the amount advanced, with interest,
over time. The Chapel Hill - Carrboro City School Board will convey the School
and its site to the County, so that the School can provide collateral for the
financing. The County will grant to the Bank amortgage-type interest in the
School and the related property to secure the County's repayment obligation.
2. Direction To Execute Documents -- The Board authorizes and directs
the Board's Chair, the County Manager and the County Finance Officer to act on
the County's behalf and execute and deliver all appropriate documents (the
"Documents") for the proposed financing. It is the Board's understanding that the
Documents will be in forms acceptable to the North Carolina Local Government
Commission, and substantially similar to those used by the Bank in similar
financings provided to the County and other North Carolina local governments.
In addition, it is the Board's understanding that the Documents will include
(a) a lease agreement, providing for the School Board to continue to use the School
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during the term of the financing, and (b) an agency agreement, under which the
School Board will carry out the planned school construction on the County's
behalf.
The execution and delivery of any Document by an authorized officer will
be conclusive evidence of such officer's approval of the final form of such
Document. The Documents in final form, however, must be consistent with the
financing ,plan described in this resolution and be consistent with the Bank's
proposal (or be more advantageous to the County in the Finance Officer's
determination). In addition, the Documents in final form must provide (a) for the
amount financed by the County not to exceed $9,000,000, and (b) -for a financing
term not to extend beyond 15 years from closing. The Bank's proposal calls for an
annual interest rate not to exceed 4.39% (in the absence of default, or a change in
credit or tax status).
3. Authorization to Finance Officer To Complete Closing -The Board
authorizes and directs the Finance Officer to hold executed copies of all financing
documents authorized or permitted by this resolution in escrow on the County's
behalf until the conditions for their delivery have been ,completed to such officer's
satisfaction, and thereupon to release the executed copies of such documents for
delivery to the appropriate persons or organizations.
Without limiting the generality of the foregoing, the Board specifically
authorizes the Finance Officer to approve changes to any Documents, agreements
or certifications previously signed by County officers or employees, provided that
such changes do not conflict with this resolution or substantially alter the intent
from that expressed in the form originally signed. The Finance Officer's
authorization of the release of any such document for delivery will constitute
conclusive evidence of such officer's approval of any such changes.
4. Resolutions As To Tax Matters -- The County will not take or omit to
take any action the taking or omission of which will cause its obligations to pay
principal and interest (the "Obligations") to be "arbitrage bonds," within the
meaning of Section 148 of the "Code" (as defined below), or "private activity
bonds" within the meaning of Code Section 141, or otherwise cause interest
components of the installment payments to be includable in gross income ~ for
federal income tax purposes. Without limiting the generality of the foregoing, the
County will comply with any Code provision that may require the County at any
time to pay to the United States any part of the earnings derived from the
investment of the financing proceeds. In this resolution, "Code" means the United
States Internal Revenue Code of 1986, as amended, and includes applicable
Treasury regulations.
S. Reimbursement Declaration -- The County intends that the adoption
of this resolution will be a declaration of the County's official intent to reimburse
project expenditures from financing proceeds. The County intends that funds that
have been advanced, or that may be advanced, from the County's general fund, or
any other County fund, for project costs will be reimbursed from the financing
proceeds.
6. Miscellaneous Provisions -- All County officers and employees are
authorized and directed to take all such further action as they may consider
necessary or desirable in furtherance of the purposes of this resolution. A11 such
prior actions of County officers and employees are ratified, approved and
confirmed. Upon the. absence, unavailability or refusal to act of the County
Manager, the Board's Chair or the Finance Officer, any other of such officers may
assume any responsibility or carry out any function assigned in this resolution.
All other Board proceedings, or parts thereof, in conflict with this resolution are
repealed, to the extent of the conflict. This resolution takes effect immediately.