HomeMy WebLinkAboutAgenda - 11-19-1996 - 9b t
' ORANGE COUNTY
BOARD OF COMMISSIONERS
_ Action Agenda
Item No. 94
ACTION AGENDA ITEM ABSTRACT
Meeting Date: November 19, 1996
SUBJECT: Long Range School Capital Funding
DEPARTMENT: Manager/Budget PUBLIC HEARING: YES: NO: x
BUDGET AMENDMENT: YES: NO: x
ATTACHMENT(S): INFORMATION CONTACT:
Revised Capital Funding Policy Rod Visser, ext 2300
Previous Capital Funding Policy Sally Kost, ext 2151
TELEPHONE NUMBERS:
Hillsborough -732-8181
Chapel Hill -968-4501
Durham -688-7331
Mebane -227-2031
PURPOSE:. To adopt a revised capital funding policy for school and County capital projects; to
endorse a conceptual framework for the formation and activities of a Citizens Capital Needs Advisory
Committee.
BACKGROUND:
School Capital Funding Policy
Since early Summer 1996,the Budget Director has been working with staff of the two school systems
to develop options for funding the long-term capital needs of both school systems. In August 1996,
the Budget Director presented an initial report citing several possible approaches. Following Board
comments and direction, and several refinements to the capital funding plan by the Budget Director,
the Board of Commissioners at the October 15, 1996 meeting approved the funding approach
represented in Option 5B. This option,which is summarized at Attachment 1, includes a combination
of sales tax and property tax revenues for capital projects. The current policy (Attachment 2)
provides that 80 percent of the Article 40 one half cent sales tax revenue and 60 percent of the Article
42 one half cent sales tax revenue is dedicated to School projects, with the balance of this revenue
dedicated to County projects.
Under current practice, pay-as-you-go funds are allocated between the County and the Schools,
with funds to pay debt service on 1977 and 1988 school bonds then subtracted from the annual pay-
as-you-go allocations to the schools. Also under current practice, any payments for private
placement financing are subtracted from a school system's allocation(i.e. from Chapel Hill-Carrboro
for McDougle Elementary).
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Probably the most significant distinction between current practice and future policy is that under
Option 5B, funds required to pay debt service will be subtracted prior to remaining funds being
allocated between County and School capital projects. Option 5B provides that the funding sources
that are currently used for capital and debt service will continue, but that funds for all future and
existing debt service (whether County or School) will be subtracted prior to determining annual
allocations between County and School capital projects. After debt service is subtracted, remaining
capital funds will be divided between County and School projects equally. Other notable changes
between old and new funding policies include:
• Rescission of past practice of earmarking $750,000 annually to each school system for recurring
capital funding. Also rescinded is the plan that would have gradually increased the amount of
annual recurring capital appropriations to reflect the split in average daily membership (ADM)
between the two school systems. Under Option 5B,recurring capital allocations will be made
annually to the two school systems based on the ADM split of the estimated proceeds of 3 cents
on the Countywide ad valorem tax rate
• Although all half cent sales tax proceeds will continue to be allocated to school and County
capital projects and debt service, specific earmarking of"80%of original half cent sales taxes and
60% of additional half-cent sales taxes"to school capital expenditures has been deleted
• In order to provide greater flexibility to County and school capital project planning and funding,
specific references to certain dollar amounts as the basis for various categories of capital projects
have been deleted
• The restriction on use of"net two-thirds debt reduction" for health and safety related projects
(although this mechanism has not been used since the 1987 policy was adopted) is removed to
provide additional funding flexibility
• Reference to a five year CIP is removed, as the County has been preparing ten year CIPs for
better planning related to educational impact fees
Capital Needs Advisory Committee
During their review of school capital funding options,the Board of Commissioners also indicated the
desirability of their appointing a Citizen Capital Needs Advisory Committee to review stated school
and County capital project needs prior to formal decisions on a proposed November 1997 $40 million
bond referendum. Staff suggests the Board consider approving an advisory committee that would
work with a facilitator between early January and early March 1997 to provide recommendations to
the Board of Commissioners concerning composition of a November 1997 bond package. A
suggested composition for this committee is: 3 members to be nominated by the Orange County
Board of Education; 3 members to be nominated by the Chapel Hill-Carrboro Board of Education; 1
member to be nominated by the Orange County Recreation& Parks Advisory Council; and 6-8
citizens to be selected by the Board of Commissioners at-large. Applications/nominations would be
solicited by early December, with appointments to this short-term advisory committee, and a
proposed charge to the committee,to be presented to the Board of Commissioners for approval at the
December 17, 1996 meeting.
RECOMMENDATION(S): The Manager recommends that the Board approve the revised
capital funding policy, and approve the conceptual framework outlined for the work of the Citizen
Capital Needs Advisory Committee.
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Summary of Capital Policy
A. Sources of Funds
The following sources of funds will be allocated for Capital Projects and Debt
Service:
1. All proceeds from the Article 40 and Article 42 one half sales tax
2. Revenue from the property tax as follows:
• $800,000
• The equivalent of 2.7 cents on the tax rate based on valuation as of
1996-97. This earmarking will be adjusted each revaluation cycle.
• The amount necessary to retire the 1992 School Bonds. (In 1997-98
this amount is $4.7 million.)
• The amount of the reduction in the Human Services function of the
County budget (equivalent of one half of one percent of the budget or
$50,000) in 1994-95 for automation projects in Human Services.
• Utilities Extension Fund - This amount may vary in that it based on
the increase in property tax base as a result of expenditures in the
Utilities Extension Capital project. The amount currently planned is
$35,000 for 1997-98 and $25,000 for each year thereafter.
3. Impact Fees for each school system.
4. Public School Building Fund
5. Other revenues that are restricted including, payment-in-lieu, grant funds,
rental revenue and inmate fees as a result of the new jail addition.
B. Debt Service
Prior to funds being allocated for specific projects, all debt service, including
private placement financing will be subtracted from the unrestricted funding
sources.
C. Allocation
All sources of unrestricted revenue, less debt service is then allocated between
County and School projects based on 50 percent of the net amount for School
projects and 50 percent of the net amount for County projects. Funding between
the two school systems will be allocated based on the 10`h day enrollment adjusted
each year. For example, the 10' day enrollment as of September 1996 will be the
basis of the 1997-2007 Capital Improvements Plan. These percentages will be
rounded to one decimal place.
Impact fees will be projected and allocated to each school system, although these
fees may be used to pay debt service. When impact fees are used to pay debt
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service, the equivalent amount of the projected impact fee will be allocated to each
school system. For the first three years of the planning period (1997-98, 1998-99
and 1999-2000 impact fees are dedicated to the cost of the new schools.
D. Funding Levels
It is the intent of the Board of Commissioners to "hold harmless" School projects
and County projects as identified by the amount of funding projected in the 1996-
2006 Capital Improvements Plan. To achieve this intention, the following funding
options will be used:
• The difference between the amount of general obligation debt service
payments at the peak year of the debt schedule and the actual debt
service payment will be earmarked for the Orange County Schools
until the time that any shortfall that would have been realized by that
system is made up.
• For County projects, beginning in 1998-99 the equivalent of one cent
on the general fund property tax rate will be necessary. The Board
of Commissioners may at that time consider shifting the one cent
capital reserve fund to be dedicated to County projects.(see Capital
Reserve section below).
E. Capital Reserve
The capital reserve fund, established by the Board of Commissioners in 1995-96
is equivalent to one cent on the General Fund Property Tax Rate (not adjusted
for the 1997 revaluation of property but adjusted for revaluation of real
property beyond the 1997 revaluation.) This reserve will accumulate during
1996-97 and 1997-98 with these funds used for site acquisition for schools and
or recreation, or the combination of both. The Board of Commissioners will
evaluate this reserve fund during 1998-99 to determine if this one cent reserve
should continue.
F. School/Parks/Recreation
It is the intent of the Board of County Commissioners to evaluate each new
proposed school in both School Districts for joint use to include park and
recreation use.
G. Recurring Capital
Recurring capital for each School System will be based on the equivalent of
three cents on the General Fund Property Tax Rate (not adjusted for the 1997
revaluation of real property but adjusted each revaluation thereafter.) Funds
will be allocated to each school system based on the State Department of Public
Instruction planning allocation which is the same method used to allocate current
expense appropriation.
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POLICY FOR INSERTION INTO THE POLICY MANUAL
MEETING DATE: September 22 , 1987 NUMBER: P: 0290
EFFECTIVE DATE: September 22 , 1987 REVISIONS:
POLICY•
ORANGE COUNTY CAPITAL POLICIES
1. Eighty percent (80%) of the original half-cent sales tax
revenue and sixty percent (60%) of the additional half-
cent sales tax revenue shall be dedicated to school
capital expenditures. Such expenditures shall be
limited to acquisitions of or improvements to land,
buildings, and equipment costing $50,000 or more. Any
year in which such revenues exceed such expenditures,
the excess shall be transferred to the School Capital
Reserve Fund.
2 . Twenty percent (20%) of the original half-cent sales tax
revenue and forty percent (40%) of the additional half-
cent sales tax revenue shall be dedicated to county
capital expenditures. Such expenditures shall be
limited to acquisitions of or improvements to land,
buildings, and equipment costing $30, 000 or more. Any
year in which such revenues exceed such expenditures,
the excess shall be transferred to the County Capital
Reserve Fund.
3 . The School Capital Reserve Fund shall be used to
accumulate funds for acquisitions of or improvements to
land, buildings, and equipment for school purposes
costing $50, 000 or more.
4 . The County Reserve Fund shall be used to accumulate
funds for acquisitions of or improvements to land,
buildings, and equipment for county purposes costing
$30, 000 or more.
5 . A vehicle Capital Reserve Fund shall be established and
used to accumulate funds for the acquisitions of county
vehicles.
6 . Each year, an amount equal to $800, 000 minus the amount
required for that year's debt service on school bonds
issued prior to the 1987-88 fiscal year shall be
appropriated in the General Fund budget and transferred
to the School Capital Reserve Fund.
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7 . Debt incurred under the "two-thirds net debt reduction"
rule shall be limited to instances where the health and
safety of Orange County citizens are threatened.
8 . The amount to be appropriated to each school system for
recurring capital expenditures shall be $750, 000. This
appropriation shall be in effect for a period of at
least five years and includes funds for roof repairs.
9 . County capital expenditures with a cost of $30, 000 or
more and useful life of at least five years shall be
considered capital projects and accounted for in capital
project funds.
10. During each fiscal year, the Board shall adopt a Five-
- Year Capital Improvements Program. The Five-Year
Program shall include anticipated county capital
expenditures costing $30, 000 or more and anticipated
school capital expenditures costing $50, 000 or more, as
well as available financing sources. The first year of
the adopted Five-Year Capital Improvements Program shall
be incorporated into the pext annual operating budget
recommended to the County Manager.