HomeMy WebLinkAboutMinutes - 20071018APPROVED 1 1 1512 0 0 7
MINUTES
ORANGE COUNTY BOARD OF COMMISSIONERS
WITH THE BOARD OF SOCIAL SERVICES
WORK SESSION
October 18, 2007
5:30 p.m.
The Orange County Board of Commissioners met far a Work Session with the
Board of Social Services on Thursday, October 18, 2007 at 5:30 p.m. at the Government
Services Center in Hillsborough, N.C.
COUNTY COMMISSIONERS PRESENT: Chair Moses Carey, Jr., and
Commissioners Valerie Foushee, Alice M. Gordan, Barry Jacobs, and Mike Nelson
COUNTY COMMISSIONERS ABSENT:
COUNTY ATTORNEY PRESENT: Geoff Gledhill
COUNTY STAFF PRESENT: County Manager Laura Blackmon and Clerk to the
Board Donna S. Baker (all other staff members will be identified appropriately below)
BOARD OF SOCIAL SERVICES MEMBERS PRESENT: Joe Robbins, Harold
Russell, Patricia Garavaglia
BOARD OF SOCIAL SERVICES MEMBERS ABSENT:
DEPARTMENT OF SOCIAL SERVICES STAFF PRESENT: Director Nancy
Coston and staff members Joyce Lee, Denise Shaffer, Lindsey Shewmaker Dennis,
Yvette Smith, Sharron Hinton, and Dustin Lowell
NOTE: ALL DOCUMENTS REFERRED TO IN THESE MINUTES ARE IN THE
PERMANENT AGENDA FILE IN THE CLERK'S OFFICE.
The meeting was called to order at 5:54 p.m.
1. Introductions
Joe Robbins said that the Board of Social Services would be sharing information
tonight. He thanked the County Commissioners for being so kind to DSS over the years.
He said that the Board of County Commissioners has helped dozens of DSS clients to
be self-sufficient. He also thanked the County Commissioners for Commissioner
Foushee, who has been a great board member for them. He said that space is a
desperate need for the department, as it did not pass the Division of Social Services
inspection. He works with OSHA a lot, and he said that if OSHA saw the department, it
would be slapped on the wrist.
Commissioner Foushee thanked Joe Robbins far these comments and said that
the DSS Board works hard to support the excellent DSS staff. She invited her
colleagues on the Board of County Commissioners to come and see staff working
conditions at the building and the limited space. She said that the clientele and staff
have increased, but the space has not.
Chair Carey agreed and said that there will be discussion about this tonight.
2. Agency Overview
Social Services Director Nancy Coston made a PowerPoint presentation.
Social Services Board - BOCC
Joint Meeting
Orange County Department of
Social Services
Southern Human Services Richard E. Whiffed Building
2501 Homestead Rd. 300 W. Tryon Rd., PO Bax 8181
Chapel Hill, NC 27516 Hillsborough, NC 27278
(919) 968-2000 -Main Line (919) 245-2800 -Main Line
(919) 644-3086 -Spanish Line
• Agency Overview
• Program Updates
• Major Accomplishments 2006-07
• Child Care Task Force Annual Report
• Space Needs
• Agency Goals for 2006-07
Agency Overview
• 2006-2007 Total Budget
• 2006-2007 Budget Share Comparisons
• Organizational Structure
• Programs and Services
2006-2007 Total Budget
Total Budget - $110,212,913
(Pie chart)
2006-2007 Share Comparisons
Federal - 67%
State - 25°~
County - 8%
Organizational Structure
Nancy Coston, Director
Serena McPherson, Administrative Assistant
Yvette Smith, IM Director
Joyce Lee, Business Officer
Denise Shaffer, Social Work Director
Sharron Hinton, Community Services Director
Lindsey Shewmaker, Management Analyst
Programs and Services
• Medicaid
• Food Stamps
• Emergency Assistance
• Child Protective Services
• Work First
• Health Choice
• Child Care Subsidy
• Adoption
• Foster Care
• Adult Services
• Skills Development Center
• Adolescent Parenting
• LIEAP
• LINKS
3. Program Updates
• Public Assistance Trends
• Emergency Funds
• Food and Nutrition Program
• Medicaid
• Medicaid Earnings and Payments
• Provider Earnings
• Payments
• Medicaid Relief
Program Updates:
Public Assistance Trends -Emergency Funds
Program 2005-06 Spending 2006-07 Spending 2007-08 Budget
Crisis Intervention $224,861 $246,808 $152,675
Emergency
Assistance $121,967 $109,454 $110,000
General Assistance $122,471 $108,649 $130,000
Total $469,298 $464,911 $392,675
Program Updates:
Public Assistance Trends -Emergency Funds (pie chart}
Program Updates:
Public Assistance Trends - FNP (graph}
Program Updates:
Public Assistance Trends -Medicaid (graph)
Program Updates:
2006-2007 Medicaid Provider Earnings
Nursing Homes (Intermediate and Skilled} $8,185,471
Hospital Care (Inpatient and Outpatient} $130,733,858
Mental Health $12,516,625
Community Alternatives Program $5,469,714
ICF-MR Facilities $2,573,420
Physicians $30,622,952
Dentists $3,292,342
Transportation (Includes Ambulances) $1,915,865
Pharmacy $4,596,711
Other $4,272,109
Total $204,179,066
Program Updates:
2006-2007 Medicaid Provider Earnings (pie chart)
Program Updates:
2006-2007 Medicaid Spending
Nursing Homes $9,141,610
ICF-MR (State and Private} $7,216,156
DoctorslPhysicians $5,341,934
PharmacylMedicine $6,028,937
Hospital $18,394,671
Mental Health $12,037,971
Dental $1,520,272
Domicilia Care $3,245,793
CAP $8,123,103
Other $3,398,455
Total $74,448,902
Program Updates:
2006-2007 Medicaid Spending (graph)
• Medicaid Relief
The General Assembly passed a bill that will cause the State to pick up the county
share of Medicaid over the next three years in exchange for ahalf-cent of sales
tax revenue.
The chart below shows the potential impact scenarios of this relief on Orange
County.
State Estimate State Estimate County County Budgeted
wlRelief Estimate* Estimate Amount
wlRelief
$4,570,263 $3,713,317 $4,948,127 $4,020,353 $4,025,236
*The County estimates assume that the 14°~ increase in Medicaid costs from 2005-06 to
2006-07 will continue to 2007-08.
Program Updates:
Veterans' Services
• The Veterans' Services Office has been relocated to the first floor of Richard E.
Whitted Human Services Building in Hillsborough, and is now co-located with other
assistance programs.
• The Veterans' Services Office has been incorporated into the community services
division of the agency with plans to raise community awareness of veterans' issues
and available benefits
4. Major Accomplishments of 2406-2047
Awards and Competitive Grants
• Awards
• Equine Therapy Best Practice Award
• Food and Nutrition Program Award
• Competitive Grants
• Strowd Roses Grant
• $5,QQQ grant to purchase cribs and car seats
• Real Men Rock Grant
• Adolescent Parenting Program Grant
• Work First Grant
• Increased from $27Q,QQ0 to $SQQ,QQ0
Work First Demonstration Grant
• The purpose of the grant is to increase the participation rate
• The Orange County Work First Pilot contains the following components:
• Comprehensive 12 week enrichment training program with 2 weeks of work
experience
• On the Job TraininglSubsidized Employment
• Program Support Staff
• Work Incentives
• The Work First Demo Grant has been successful in helping move Work First
participants into the work force. The All Family Participation rate increased by more
than 20°~ after program implementation.
Helping Foster Children Became Successful Adults
• Studies have documented that the outlook for children who age out of foster care is
grim. They are much more likely to:
• Lack a high school diploma
• Be unemployed
• Become homeless
• Experience mental illness
• Be incarcerated
• Experience drug addiction
• Experience early parenthood
• In an effort to provide better outcomes for these children, the Orange County DSS
utilized two new initiatives in 2Q06-Q7
• Assisted Guardianship
• Second Family Program
Helping Foster Children Become
Successful Adults: Assisted Guardianship
Assisted Guardianship provides subsidy payments to a guardian to allow a child to
have a permanent home when neither reunification nor adoption is possible.
• Child has been in agency custody for a year, and with this provider for at least six
months.
• Continued placement with this caregiver is in the child's best interests, and meets
the need for permanency and safety.
• The caregiver is willing to assume guardianship and provide a permanent home.
• The Juvenile Court approves of the plan
Helping Faster Children Became
Successful Adults: Second Family
• The Second Family Program was established by Mike Miles and his family to foster
and nurture the self-development of adolescent, foster care youth in Orange County.
• Second Family provides:
• Strang focus on personal, intellectual, and physical development.
• Philosophy of "giving back".
• Subsidy for expenses such as tutoring, music lessons, dance lessons, athletics.
• Training/mentoring for development of social skills.
• Development of "code of ethics" for youth.
Other Accomplishments
• Provided children with safe, permanent homes by completing 16 adoptions
• Strengthened families by increasing counseling services to CPS families
• Continued to meet service demands by providing laptops with docking stations to field
staff to increase efficiency
• Enabled more parents to work by providing subsidized child care for more children
• Allowed more adults to remain at home through in-home aide services
5. Child Care Task Force Annual Report
2006-2007 Subsidy
• Total funding increased from $3,946,852 to $4,303,412 in 2006-07
• $150,000 in county funds was designated {$70,000 from Medicaid relief)
• Total number of children served increased from 1025 to 1138
• Average monthly subsidy payment was $497
• Wait time decreased from 15 months to 3 months
• Currently 426 unnerved children on DSS waiting list
DSS Board Recommendations
Working families should wait no more than 4 months for subsidy
• If wait times are longer and no funds are available, DSS Board informs BOCC
• Address time frame deficiencies in Medicaid and Work First applications
• Support recommendations of Child Care Task Force and assure that Board of County
Commissioners is kept apprised of progress and barriers.
• Seek outside funding from foundations and private organizations to support special
needs of agency.
• Publicize positive outcomes at agency through reports, press releases, and
community presentations.
• Assess and address work force stability issues
Commissioner Jacobs arrived at 6:00 p.m.
Commissioner Gordon arrived at 6:90 p.m.
Chair Carey said that the County Commissioners will be hearing soon from the
County Manager about the space issues. He said that the Social Services Department
and Board should be commended far their work.
The County Commissioners commended the work of the Social Services
Department and the Social Services Board.
Chair Carey said that the number of Spanish-speaking clients has increased and
he asked about bi-lingual staff. Nancy Coston said that there are $-9 bilingual staff.
Commissioner Jacobs asked about the percentage of clients that are Spanish-
speaking and Nancy Coston said probably 10%.
Commissioner Gordon pointed out the Child Care Task Force report and that the
waiting list was reduced from 15 months to 3 months. This is a huge accomplishment.
The meeting was adjourned at 7:16 p.m.
Moses Carey, Jr., Chair
Donna S. Baker, CMC
Clerk to the Board
Auditor's Responsibility
• The auditor must -
• Evaluate identified control deficiencies and determine whether those deficiencies,
individually or in combination, are significant deficiencies or material
weaknesses
• Communicate, in writing, significant deficiencies and material weaknesses to
management and those charged with governance
• Includes items communicated in prior audits but not yet remediated
During an audit of financial statements, the auditor is not required to perform
procedures to identify control deficiencies
- However, during the course of the audit, the auditor may become aware of
deficiencies in the design or operation of the entity's internal control
Identifying Control Deficiencies
A control deficiency exists when the design or operation of a control does not allow
management or employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis
- Design deficiency
• Control is missing
• Not properly designed
- Operating deficiency
• Control does not operate properly
• Person performing control lacks authority or qualifications
New Terminology
• Significant Deficiency - a control deficiency, or combination of control deficiencies,
that adversely affects the entity's ability to initiate, authorize, record, process, or
report financial data reliably in accordance with GAAP such that there is more than a
remote likelihood that a misstatement of the entity's financial statements that is mare
than inconsequential will not be prevented or detected
• Material Weakness - a significant deficiency, or combination of significant
deficiencies, that results in more than a remote likelihood that a material misstatement
of the entity's financial statements will not be prevented or detected
Note -The term reportable condition is no longer used
Key Factors to Consider
• The significance of a deficiency in internal control depends on the potential for
misstatement in the financial statements being audited, not just on whether a
misstatement has actually occurred
• Auditor needs to assess -
- Likelihood
- Extent
• Inconsequential -the actual or potential misstatement would clearly be immaterial to
the financial statements
• Mare than Inconsequential -the actual or potential misstatement is less than material
but more than inconsequential
weaknesses, the Board could be held accountable. It is important to be aware of such
situations and to make sure that these issues are addressed as soon as possible.
Commissioner Foushee said that it seems that the small Finance staff may need
to increase and Ken Chavious said that the mere changes in the accounting itself
implies that there will be a need to add additional staff. The department has
decentralized a lot of the processes to become more efficient, but the time is coming to
add more staff, such as an internal auditor, and to create an audit committee, consisting
of a Board member, an external representative, and staff.
Doug Beelendorf said that his firm supports the idea of an audit committee.
2. Preliminary Fiscal Outlook -Fiscal Year 2008-09 and Beyond
Laura Blackmon said that in past years this has been done in early winter but,
but staff is working through the capital budget and will be making a presentation soon.
This is a good time to talk about the fiscal outlook for next year and the budget drivers.
Budget Director Donna Coffey said that the staff thought it would be a good idea
to talk about the budget drivers earlier this year. She made reference to the blue booklet
with graphs. She said that this time last year she never would have predicted that the
State would do what it did this past summer. She said that whatever is said tonight
might change significantly by the time the General Assembly is done next summer.
Graph #1: Since 1998-99, Orange County has had an average annual
percentage increase of 7.4% on expenditures. This equates to an $8.8 million average
annual increase in the budget. In 1998, the budget was $93 million, and this year it is
$173 million.
Graph #2: This graph shows the dedication of the Board of County
Commissioners to address education needs of the County. The Board has historically
surpassed its funding target of 48.1 °~ of the total general fund going to the school
systems.
Graph #3: There is consistent growth in current expense expenditures going to
schools (blue part of the bar graph). There has been a growth in debt service for the
schools also (yellow part of the bar graph). Also, in the last couple of years, the fair
funding reserve was put in place. The total funding for CHCCS and OCS is $85 million.
Graph #4: There has been steady growth in per pupil funding, going from
$2,040 in 1998-99 to $3,919 this year. This averages out to be just over 5°lo growth
every year.
Graph #5: If the trend with the per-pupil funding continues, it will cast $8.4
million just in current expense to fund the projected number of students. The student
membership is anticipated to continue increasing. This year, the OCS has experienced
a large increase in the number of elementary students, the majority of which are coming
from the Mebane area.
Graph #6: The Board approved a plan last February to issue debt, and $52
million was issued in the spring. The other plans that the Board agreed to were to debt
finance the animal shelter. There is still $6.9 million in 2001 bonds that has not been
sold, and the Gateway Campus has not been financed. The debt service for these is
included in the debt projection numbers. The peak for debt service will be 2008-09.
Commissioner Jacobs asked about the comparison of debt for the County
projects versus the schools and Donna Coffey said that for 2008-09, it is $20 million for
the schools and $6.5 million for the County.
Graph #7: This includes preliminary projections of anticipated funding needs.
Based on the assumption that the County's general fund has increased an average of
7.4°~ annually over the last ten years, by the year 2012-13, the expenditures will be at
$248 million.
2008-09 Budget Drivers
The list below is intended to give the Board a preliminary outlook of budget
drivers that will potentially affect the County's fiscal year 2008-09 budget. Given the fact
that it is very early in the budget planning process, the list is not intended to be all-
inclusive at this point. Staff plans to update the Board on a regular basis between now
and the time that the Manager's fiscal year 2008-09 budget is presented to the Board in
mid-May 2008.
Debt Service Increase
Student Membership Increase
Implementation of County Classification, Pay & Benefits Study
Full Year Funding of Durham Technical Community College Operations
Reduction in Medicaid Expenditures
Reduction in Sales Tax Revenues
Operational Increases Related to Opening New Schools and County Facilities including
Parks
Greene Tract Repayment
New Landfill RegulationslGarbage Tax
Solid Waste Management Planning Work Group Recommendations
Development of New Transfer Station/Ancillary Facilities
New Highway 57 Solid Waste Convenience Center
Rogers Road Community Enhancements
Value Added Shared Use Processing Facility
Library Services Task Force Report
Full Funding of Capital Funding Policy
Discussion ensued on the uncertainty of the Medicaid relief from the State.
Commissioner Jacobs asked about the status of lottery proceeds and Donna
Coffey said that the County has not received a deposit this year so far. She hopes to get
something by the end of October.
Commissioner Gordon asked when the lottery proceeds issue would be resolved
and Donna Coffey said that she hopes by the end of the calendar year. She said that
budget directors across the state will have a conference in December and there should
be some information. Commissioner Gordon said that it is very important for the
information, when it is received, to be conveyed to the public.
Commissioner Nelson asked about "garbage tax" and it was answered that this is
the $2 per ton tipping fee. Commissioner Nelson asked that the correct term be used
because "garbage tax" is used by the opponents of this fee, which is not a tax, that is
being used to clean up old landfills in the State that have been abandoned.
Graph #8: This is a historical perspective of the revenue flow over the past ten
years. The reliance on property taxes has been stable over the last ten years.
Graph #9: This is a historical look on the ad valorem property tax rate. One
penny in 1998-99 brought in $650,000 and one penny in the current year brings in
$1,248,000.
Graph #10: This is the tax rate equivalent of appropriated fund balance. In
2000-01, the State took away the intangibles tax, and the County used almost 5.5 cents
in fund balance to cover this. There has been no fund balance appropriated in the last
few years. The fund balance last year was at 10.5°~.
Graph #11: Projected sales tax revenue.
Population of Orange County and Surrounding Counties: 1,449,378 in `06
Protected Population Growth for Orange County and Surrounding Counties: 2006-201 ~-
192, 095
Regional Unemployment Rate -Orange County is consistent with the region at 3.2%.
(graph)
Regional Employment Gains 1990-2006 (chart)
Research Triangle Region's Employment Change 2006 (graph)
Orange County & Surrounding Counties:
Employment Change 2006 (graph)
Job Growth (2001 to 2006)(graph) -Orange County had 4.5% tob growth from 2001-
2006
Job Growth In Orange County 1990-2006 (graph) -Private vs. public sectortobs
Orange County Largest Job Industry(graph) - Government is Largest
Orange County Job Industry(graph)
Location Quotient (graph) -Orange County is higher than the national average in
Leisure/Hospitality
North Carolina Nigh Tech Employment (graph)
NC Life Sciences Employment (graph)
Single Family Permits By County 1990-06 (graph)
NC Site Search Information:
County Certified Sites Sites Acre Range
Alamance 0 46 2-311
Chatham 0 7 17-694
Durham 0 21 8-285
Granville 2 13 5-510
Orange 0 12 1-168
Person 0 10 32-190
Wake 1 14 53-350
County
Alamance
Chatham
Durham
Granville
Orange
Person
Wake
Buildings
32
6
89
15
11
8
23
Sq. Ft. Range
5,QQ0 - 719,565
9,600 - 202,000
2,624 - 1,300,000
1,600 - 324,100
2,490 - 70,062
9,700 - 556,819
26,525 - 432,000
Avg. Cost (Acre}
$45,473
$16,087
$59,563
$36,091
$62,631
$9,666
$69,812
Avg. Cost (SF}
$5.66ISF
$7.00/SF
$8.55/SF
$4.90/SF
$13.OO/S F
$3.50/SF
$12.25/SF
that in Guilford County they tried to avoid letting prime real estate turn into residential,
but decided what was the best public use.
Chair Carey said that the County Commissioners need to absorb a lot of this
information and pick another time to give staff direction in the area of recruitment.
Willie Best said that the Economic Development Commission would still like to
meet with the Board of County Commissioners on November 19t". There could be a
subsequent discussion after that meeting.
Commissioner Nelson asked for a timeline for the Economic Development
Director and Laura Blackmon said that she is interested in knowing what the Board
wants to do far economic development, so that she can hire the right person. She does
not want to advertise without parameters. She said that the reputation of Orange County
is "no growth", and if she does not have the Board's position before she advertises, then
it will be set up as a failure.
Willie Best said that the strategy in Guilford was to have the CEO's of the largest
corporations in the area to put in financial resources to increase the number of jabs in
the area. He suggested paying for the Economic Development Director to go to the
trade shows, etc. and to court businesses.
Commissioner Nelson said that the reality is that economic development is
critical to the community, but there is also a specific set of values as a community about
haw the economic development should take place. This means that the person should
came from a similar kind of community and should be non-traditional. He suggested
someone who understands how Orange County has suffered because it has not done
enough economic development. He said that it should be someone who is really
creative and who "gets" the values in Orange County and not a Chamber of Commerce
type of person.
Commissioner Jacobs would like a schedule or timeline about this position. He
would like to see a matrix where the County Commissioners give weight to values,
different kinds of development, different kinds of strategies, etc.
Chair Carey said that a matrix would make it obvious as to what is needed, and
he would like to see more aggressiveness in the Economic Development Department
and the strategy. There are some natural constraints in Orange County, and that could
be part of the matrix. He suggested scheduling a discussion about this matrix as soon
as possible after November 19t"
The meeting was adjourned at 9:47 p.m.
Moses Carey, Jr., Chair
Donna S. Baker, CMC
Clerk to the Board
• Increase subsidy funds available through DSS
• 2007-08 allocation is 6% above last year's allocation although county funds
currently allocated are less ($70,000}
• Increase monthly average number of children receiving subsidy
• Current average is 708 childrenlmonth
• Increase number of funding sources
• 7 funding sources were utilized in 2006-07
• Study current dual subsidy system. If there are opportunities to save administrative
funds to be redirected to subsidy or to improve client access, DSS Board should
submit competitive bid to administer Smart Start subsidy funds.
6. Social Services Space Needs
Building Space Requirements
Currently Needed Needed wlGrowth
Office Space 25,954 31,077
Storage Space 9,450 9,450
Meeting Space 9,518 9,518
Other Space 3,240 3,240
Total Needed 46,162 53,285
Currently Occupied 23,192 23,192
Additional Space
Required 22,970 30,093
• Needed building space could consist of two separate offices or one main office with a
small satellite to serve the northern and southern parts of the county.
Building Options
• Lease
With competitive lease price, all lease or rental casts may be reimbursed as they
occur at 55%
Na reimbursement for upfitting
• Purchase/Build
• New construction costs are depreciated over 45 years at 55°l0
• Interest on financing is reimbursed at 55°k
Renovate Current Facility
• Major renovations are depreciated over the remaining life of the building at 55%
Cost Comparisons
• The following are estimated costs fora 50,000 sq. ft. space at 1 year, 10 years, 20
years and 40 years.
7. Aaency Goals 2007-2008
Continue to handle workload while assuring that quality and desired outcomes are
realized in all programs.
• Implement additional phases of Multiple Response System in child welfare.
• Install Electronic Document Management System to increase efficiency.
• Expand SA In-home services to the aged and disabled
APPROVED 1 1 1512 0 0 7
MINUTES
ORANGE COUNTY BOARD OF COMMISSIONERS
WORK SESSION
October 18, 2007
7:30 p.m.
The C7range County Board of Commissioners met for a Work Session on Thursday,
October 18, 2007 at 7:30 p.m. at the Link Government Services Center in Hillsborough,
North Carolina.
COUNTY COMMISSIONERS PRESENT: Chair Moses Carey, Jr., and
Commissioners Valerie P. Foushee, Alice M. Gordon, Barry Jacobs, and Mike Nelson
COUNTY COMMISSIONERS ABSENT:
COUNTY ATTORNEYS PRESENT: Geof Gledhill
COUNTY STAFF PRESENT: County Manager Laura Blackmon, Assistant County
Managers Willie Best and Gwen Harvey, and Clerk to the Board Donna Baker {All other
staff members will be identified appropriately below)
NOTE: ALL DOCUMENTS REFERRED TO IN THESE MINUTES ARE IN THE
PERMANENT AGENDA FILE IN THE CLERK'S OFFICE.
1. Potential Impact of Statement of Auditing Standards (SAS} 112
Laura Blackmon said that this would be a discussion about changes in the audit
process.
Finance Director Ken Chavious said that last year the auditor made comments
about changes to came and the major one was SAS 112. The Local Government
Commission issued a memo regarding these changes, which was attached to the
abstract. Doug Beelendorf, Director of Audit & Accounting at McGladrey & Pullen, gave
a PowerPoint presentation. This firm is conducting the current audit, which is underway.
Understanding Statement on Auditing Standards No. 112, Communicating Inferno!
Control Related Matters Identified in an Audit (SAS 112}
Doug Beelendorf
Director, Audit & Accounting
When is SAS 112 Effective?
• SAS 112 is effective -
Whenever an auditor expresses an opinion an financial statements (including a
disclaimer of opinion)
For audits of financial statements for periods ending on or after December 15,
2006
Auditing Standards Board (ASB} Goals
• Improve the quality of communication to the governing board and management
• Require auditors to communicate these matters in writing, rather than continue to
provide auditors with the option of communicating them orally
• Material -the actual or potential misstatement would be material to the financial
statements
A Ladder Approach
Mitigating Effects of Compensating Controls
• Management and the auditor should also evaluate the possible mitigating effects of
compensating controls
- Although compensating controls mitigate the effects of a control deficiency, and
may prevent the control deficiency from rising to the level of a significant
deficiency or material weakness, they do nat eliminate the control deficiency
Form & Content of Communication
The auditor must communicate in writing to management and those charged with
governance all -
- Significant deficiencies
- Material weaknesses
- All significant deficiencies and material weaknesses communicated in previous
audits that have not yet been remediated
• The auditor should not issue a written communication stating that no significant
deficiencies were identified during the audit because of the potential for
misinterpretation
Other Items of Note
• The auditor cannot be a part of the client's internal control
- A control deficiency cannot be mitigated by anything done by the external auditor
- However, a CPA firm other than the auditor can be a part of a client's internal
control
• An auditor can still express a clean opinion on the financial statements even though
material weaknesses in internal control are present because the auditor has
performed sufficient procedures and obtained appropriate audit evidence to afford
reasonable assurance that the financial statements are free from material
misstatement
Government Audit Quality Center {GAQC)
• GAQC Alert #62 (issued 10.15.2007)
- Addresses the applicability of SAS 112 to Single Audits conducted in accordance
with OMB Circular A-133
• Recognizes that SAS 112 is applicable to evaluating control deficiencies in
internal control over financial reporting in a financial statement audit
• Recognizes that the same criteria can be used to evaluate control deficiencies
in internal control over compliance in a Single Audit
The AICPA is scheduled to release an Audit Risk Alert, Government Auditing
Standards and Circular A-933 Audits, on November 1, 2007
Commissioner Gordon asked about the consequences for Orange County if there
are deficiencies. Doug Beelendorf said that the Board of County Commissioners is
responsible for the County, and if there are significant deficiencies and material
Graph #12: Annual sales tax collections by component (Article 39, one cent;
Articles 4Q and 42, one half cent each; and Article 44, one half cent).
Donna Coffey said that she has heard that the cities and towns are pushing for
some legislation to try to get a transfer tax.
Graph #13: In the absence of additional local revenues, the County's
dependence on ad valorem property tax as its primary revenue will increase in the
future. The sales taxes are going to shrink based on what is happening currently.
Graph #14: This shows how the general fund budget has looked over the last
ten years. The pink line shows valuation and how this has remained stable. If the
budget is growing at 7.4°~ every year and the valuation is growing at 3.9%, something
has to fill the gap of how to fund the budget. In the past the answer has been to
increase the tax rate.
Commissioner Jacobs asked why the County would have to hold the
municipalities harmless if they are trying to get a transfer tax. Geof Gledhill said that the
proposition would be to give the municipalities the transfer tax and take away the hold
harmless mechanism.
Laura Blackman said that there have been some preliminary discussions with the
schools on their budget drivers. There will be same earlier work sessions this year so
that these issues can be discussed further for direction.
Commissioner Jacobs made reference to school debt and said that grange
County has built seven new schools in nine years, and the County took half the debt for
Cedar Ridge High School. He said that essentially the County has built a school a year,
and there should be some way to track what new school facilities are coming online in
the school capital. He thinks that it is an incredible feat that these schools are being
cranked out at this rate.
3. Orange County Economic Development Presentation
Laura Blackmon said that the packet of information for this is reference material
only, and she wanted the Board to see some of the incentives in N.C.
Willie Best made the PowerPoint presentation.
Economic Development Defined
•A sustainable process of creating economic opportunity for all citizens, stimulating
business investment, diversifying the public revenue base, and enhancing quality of life-
Georgia Economic developers Association
•The process of creating wealth by mobilizing human, financial, physical, natural, and
capital resources to produce marketable goods and services.- International economic
Development Council
•A process by which local government and/or community based groups manage their
existing resources and enter into new partnership arrangements with the private sector
or with each other to create new jobs and stimulate economic activity in a well defined
economic zone. -Blakely
•Actions taken to improve the ability of people to more productively use capital and
natural and human resources in the production of goods and services.
-Whitehall
Regional Population 1,82,673 in 2006
The Campus on Vilcom
Chapel Hill
51,045 sq. ft.
$23.00/SF
Durham Centre
Durham
58,592 sq. ft.
$17.50/S F
200 Lucent Lane
Cary
60,000 sq. ft.
$18.50/S F
Commissioner Nelson asked about the types of jobs the 5,000 new jobs include,
and Laura Blackmon said they were private sector jobs. Commissioner Nelson said that it
is the types of jobs that are important to him and not just the number. He would like for it
to be diverse. Laura Blackmon said that she wants to generate discussions about this.
Laura Blackman said that one of the questions is whether to make improvements
in certain areas that would attract development. By decreasing the amount of time it would
take for the property to be ready for use, it would make the area more competitive for
economic development.
Willie Best said that Orange County does get calls from companies interested in
moving to Orange County, but they want to come within 30 days.
Willie Best made reference to another PowerPoint presentation from the
Economic Development Department, which is incorporated by reference.
Orange County Property Tax Base
- Property taxes in FY 2005-06 66.03°!0 of General Fund Revenues
- 41 percent of all land in Orange County is in the use value program because it is
used for agriculture or forestry, and is thus taxes at a reduced rate
- 9.6 percent of all land in Orange County is exempt from ad valorem taxes
Top Ten Orange County Employers
1. UNC-Chapel Hill - 11,000
2. UNC Hospitals - 6,956
3. Chapel Hill-Carrbora City Schools - 1,573
4. Blue Cross & Blue Shield -1,612
5. Orange County Schools - 1,031
6. Orange County Government - 963
7. Town of Chapel Hill - 678
8. General Electric - 501
9. A Southern Season - 501
10. Sports Endeavors - 387
Willie Best said that this gives the Board some opportunities to discuss economic
development and what type of jobs Orange County is looking for. He asked the Board
what types of businesses an Economic Development Director should look for. He said