HomeMy WebLinkAbout2001 S Housing - Community Development Block Grant Award – Housing Rehabilitation Program IeA North Carolina Division of Community Assistance
Community Development Block Grant Program
Funding Approval
1. Name and Address of Recipient
Orange County
200 S. Cameron Street
Hillsborough,North Carolina 27278
2. Grant Number and Funding Approval Date
Grant Number: 01-C-0799
Date of Original Funding Approval: June 15,2001
Date of Amended Funding Approval:
3. Approved Projects
Proiect Number and Name Approved Amount
SSH-1 Orange County Scattered Site Housing $400,000
Total Grant Award: $400,000
4. Funding Approval Conditions
The following conditions must be removed in writing by the Division of Community Assistance
(DCA)in order for all funds to be released for the approved projects listed in item(3), above:
A. Environmental Condition: No funds may be obligated or expended in any activity except
for the payment of reasonable costs related to the planning, administration,engineering,
design and environmental assessments for the approved project until the recipient has
complied with the Environmental Review Procedures for the N.C. CDBG Program and the
CDBG regulations contained in 4 NCAC 19L.1004.
County of Orange 1 01-C-0799
FUNDING APPROVAL
B. Citizen Participation and Compliance Condition: No funds may be obligated or
expended in any project activity except for the administration activity until DCA is provided
with the following documentation of compliance with citizen participation requirements in
the application process [4 NCAC 19L.1002]: publisher's affidavits of notices for and
minutes signed by the town(or the county as applicable)clerk of the two required public
hearings.
C. F000dplain Condition: No funds may be obligated or expended in any project activity
except for the administration activity until the recipient provides DCA with a certification
that the project area is not in a floodplain; or with certification that the recipient participates
in the flood insurance program, all properties assisted in the project will be covered for
flood insurance prior to beginning construction on the property,and all public facilities will
be constructed to comply with the applicable floodplain regulations.
D. Administration Contracts/Inter-local Agreements Condition: No funds may be
obligated or expended in any project activity except the administration activity until the
recipient has submitted either a copy of the contract awarded for administration of this grant
or a statement signed by the CEO stating that the contract will be administered internally.
E. Performance Based Contract Condition: No funds may be obligated or expended in
any project activity except for the administration activity until the recipient has returned to
DCA one copy of the properly completed Performance Based Contract.
F. SSH Disclosure Form: No funds may be obligated or expended in any project activity
except for the administration activity until the recipient has returned to DCA one copy of
the properly completed SSH Disclosure Form.
G. Amendment Condition: No funds may be obligated or expended in any project activity
except for the administration activity until the recipient provides written assurance that it
commits to assisting the number of units stated in the SSH application and if the number of
units to be assisted,the method of selection,or the policies that have been designed for this
grant changes,the local government is responsible for following DCA amendment
procedures.
County of Orange 2 01-C-0799
r •
5. Signature of Authorized Official
Name William A.McNeil
Director,Division of Community Assistance /camcJ
Title Date
5. Signatur of &..uthon*ze4 Local Official
Name
YUox. &924-4
Title Date
County of Orange 3 01-C-0799
North Carolina Department of Commerce
Division of Community Assistance
Community Development Block Grant Program
Grant Agreement
Upon execution of this grant agreement,the North Carolina Department of Commerce (DOC)
agrees to provide to the recipient Community Development Block Grant assistance under Title I
of the Housing and Community Development Act of 1974, (P.L. 93-383), as amended,
authorized by the DOC funding approval, the North Carolina Community Development Block
Grant administrative rules, applicable laws and all other requirements of DOC now or hereafter
in effect. The grant agreement is effective on the date the grant agreement and funding approval
are signed by the recipient. The grant agreement consists of the approved application, including
the certifications, maps, schedules and other submissions in the application, any subsequent
amendments to the approved application and funding approval and the following general terms
and conditions:
1. Definitions. Except to the extent modified or supplemented by the agreement, any
term defined in the North Carolina Community Development Block Grant
Administrative Rules, 4 NCAC 19L, shall have the same meaning when used
herein.
(a) Agreement means this grant agreement, as described above, and
any amendments or supplements thereto.
(b). Recipient means the entity designated as a recipient for grant
assistance in the grant agreement and funding approval.
(c) Certifications mean the certifications submitted with the grant
application pursuant to the requirements of Paragraph(e) of Rule
.0407 of the North Carolina Community Development Block Grant
Administrative Rules, 4 NCAC 19L.
(d) Assistance provided under this agreement means the grant funds
provided under this agreement.
(e) Program means the community development program,project,or
other activities, including the administration thereof, for which
assistance is being provided under this agreement.
2. Obligations of the Recipient. The recipient shall perform the program as specified in
the application approved by DOC. The recipient shall comply with the certifications ,
pursuant Paragraph(e) of Rule .0407 of the North Carolina Community Development
Page 1
Block Grant Administrative Rules, 4 NCAC 19L. The recipient shall also comply with
all other lawful requirements of DOC, all applicable requirements of the General
Statutes of the State of North Carolina and any other applicable laws and Executive
Orders currently or hereafter in force.
3. Obligations of Recipient with Respect to Certain Third Party Relationships. DOC
shall hold the recipient responsible for complying with the provisions of this
agreement even when the recipient designates a third party or parties to undertake
all or any part of the program. The recipient shall comply with all lawful
requirements of DOC necessary to insure that the program is carried out in
accordance with the recipient's certifications including the certification of
assumption of environmental responsibilities under Rule .1004 of the North
Carolina Community Development Block Grant Administrative Rules, 4 NCAC
19L.
4. Conflict of Interest. None of the following or their immediate family members,
during the tenure of the subject person or for one year thereafter, shall have any
direct or indirect financial interest in any contract, subcontract or the proceeds
thereof for work to be performed in connection with the program assisted under
this agreement: employees or agents of the recipient who exercise any function or
responsibility with respect to the program, and officials of the recipient, including
members of the governing body. The same prohibition shall be incorporated in all
such contracts or subcontracts.
The assistance provided under this agreement shall not be used in the payment of any
bonus or commission for the purpose of obtaining DOC approval of the application for
such assistance, or DOC approval of applications for additional assistance, or any other
approval or concurrence of DOC required under this agreement, or the North Carolina
Community Development Block Grant Administrative Rules, with respect thereto;
provided, however,that reasonable fees or bona fide technical, consultant, managerial or
other such services, other than actual solicitation, are not prohibited if otherwise eligible
as program costs.
5. Reimbursement to DOC for Improper Expenditures. The recipient will reimburse
DOC for any amount of grant assistance improperly expended.
6. Access to Records. The recipient shall provide any duly authorized representative of
DOC, the federal Department of Housing and Urban Development(HUD), and the
Comptroller General at all reasonable times access to and the right to inspect, copy,
monitor, and examine all of the books,papers, records, and other documents relating to
the grant for a period of five years following the completion of all closeout procedures.
7. Project Savings. The recipient is obligated to contribute 100 percent of its pledged cash
contribution to the CDBG project even if the project experiences a savings after
authorized activities are completed. Any project savings accrue to the CDBG program.
Page 2
8. Expenditure of Non- CDBG Funds. The recipient must ensure that non-CDBG funds are
expended along with CDBG funds, following the implementation schedule described in
the approved application and modified by the Performance Contract, and shall report on
non-CDBG expenditures with each Annual Performance Report, consistent with Section
1100 PERFORMANCE of the program regulations (4NCAC 19L).
9. Method of Pa ment. The Department of Commerce uses the STEP-OUT system for
CDBG payments to units of local government. Payments on requisitions will be made
only by electronic funds transfer.
10. Fair Housing. For each grant year that a CDBG is active, a recipient must describe the
actions it will take in the areas of enforcement,education and removal of barriers and
impediments to affirmatively further fair housing. Guidance for developing a Fair
Housing Plan can be found in DCA Bulletin 93-4.
11. Equal Employment and Procurement Opportunity. A recipient must describe the actions
it will take annually while the grant is open in the areas of enforcement, education and
removal of barriers and impediments that affirmatively further equal access in
employment and procurement. This includes a description of steps to be taken in the
areas of advertisement, compliance and complaint tracking.
12. Local Economic Benefit(Section 3 Regulation). For each year that a CDBG is active, a
recipient must describe a strategy whereby opportunities in employment and procurement
arising out of a CDBG assisted project are identified and made available to low-income
residents within the CDBG assisted area to the greatest extent feasible. This strategy
must include (1) identification of training and technical assistance resources to prepare
low-income residents for employment and procurement opportunities, (2) attempts to
reach the numerical targets for new hires set forth in the Section 3 regulation, which
applies to recipients receiving$200,000 or more in non-administrative line items
expended for construction contracts of at least$100,000 per contract, and(3) education of
low-income residents within the CDBG assisted area about the components and
opportunities of the program.
13. Section 504 and ADA. Recipients must complete the Section 504 Survey and Transition
Plan. This plan will not satisfy all the requirements of the Americans with Disabilities
Act, but it will meet the minimum requirements for a CDBG assisted project.
14. Obligation of Recipient.With Regard to Vacant Units. The recipient shall ensure that all
vacant units being rehabilitated will be occupied by a low or moderate-income family by
the time close-out occurs.
15. Utility Assessments or Fees. Assessments or fees to recover the CDBG funded portion
of a utility project may be charged to properties not owned and occupied by low and
Moderate-income persons. Such assessments are program income and, as such, must be
used for eligible CDBG activities that meet a CDBG national objective. '
Page 3
16. Schedule for Release of Conditions and Completion Activities. The recipient must
satisfy all conditions to release CDBG funds within six months of receiving the grant, and
draw down all CDGB funds, expend all local non/CDBG funds and complete all project
activities in conformance with the activities implementation schedule in the application as
modified by the Performance Contract. The recipient must obligate all funds within 27
months and spend all funds within 30 months from the date the Grant agreement
and Funding Approval is signed by the DCA Director. The timetable for completion
activities may be extended, as warranted by extenuating circumstances beyond the control
of the recipient local government, through amendments to the application approved by the
Division. Consistent with Section .1104 of the program regulations (4NCAC 19L), based
on review of the recipient's performance for conformance with the approved application
approved performance schedules, the Secretary of Commerce may withdraw the grant,
except for funds already expended.
Upon execution of this agreement by DOC and the recipient, the recipient hereby accepts the
assistance on the terms of this grant agreement effective on the date indicated below, and further
certifies that the official signing this document has been duly authorized by the recipient's
governing body to execute this Grant Agreement.
Secretary of the Department of Commerce
Date: June 15, 2001 Q By: A'"U'""'r 0
William A. McNeil, AICP
Director
Division of Community Assistance
Date: 66 101 &4 V&OVZ
Name of R ipient 0 ,
Q By: _
Signature of Authorized Official
a
Page 4
North Carolina Department of Crime Control & Public Safety
• FUNDING APPROVAL
Crisis Housine Assistance Fund
1. Name & Address of Recipient: 2. Grant Number: 00-13-164
Orange County Date Awarded/Amended: July 11, 2001
PO BOx 8181
Hillsborough, NC 27278
3. Approved Projects:
Project
Number Project Name Approved Amount
R-2 Replacement $80,000.00
S-1 SARF- Homeowners $33,957.00
Total CHAF Funding Approved $113,957.00
4. Amendments:
The original approved amount of the grant award and of each project is the minimum authorized.
The amount of funds approved may be increased by the NC Department of Crime Control&Public Safety
(DCC&PS)upon approval of program amendments. This Funding Approval shall operate as the authorization
for the initial grant award and for any increases authorized by the DCC&PS through the amendment process.
5. Conditions: REVISED CONDITIONS:
• All approved CHAF projects must be under a signed written contract to perform approved rehabilitation,
replacement , or construction of infrastructure within 4 months from the above date and every such written
contract must provide for the completion of the approved project within 8 months from the date the contract
is signed.
• A bi-weekly status report on each approved CHAF project should be submitted to the DCC&PS,
Redevelopment Center(the content and dates for submission shall be determined by the Redevelopment
Center).
• CHAF grantees shall insure that all repair, replacement and buyout recipients who reside in FEMA/State
temporary housing receive priority when implementing projects (assurance to include the date of each
proposed completion).
• All funds are subject to all conditions of the grant, as amended.
6. Signature of Authorized Official 7. Signature of Authorized Local Official
David E. Kelly NAME
Director
N.C.Redevelopment Center July,2001 TITLE DATE /
NORTH CAROLINA DEPARTMENT OF CRIME CONTROL AND PUBLIC SAFETY
CRISIS HOUSING ASSISTANCE FUNDS
GRANT AGREEMENT
Upon execution of this grant agreement, the North Carolina Department of Crime Control and
Public Safety (DCC&PS) agrees to provide to the recipient grant assistance under Title I of the
Housing and Community Development Act of 1974 (P.L. 93-383), as amended, authorized by the
DCC&PS funding approval, the North Carolina Community Development Block Grant
administrative rules, applicable laws and all other requirements of DCC&PS now or hereafter in
effect. The grant agreement is effective on the date the grant agreement and funding approval are
signed by the recipient. The grant agreement consists of the approved application, including the
certifications, maps, schedules and other submissions in the application, any subsequent
amendments to the approved application and funding approval and the following general terms
and conditions:
1. Definitions. Except to the extent modified or supplemented by the agreement, any
term defined in the North Carolina Community Development Block Grant
Administrative Rules, 4 NCAC 19L, shall have the same meaning when used
herein.
(a) Agreement means this grant agreement, as described above, and
any amendments or supplements thereto.
(b) Recipient means the entity designated as a recipient for grant
assistance in the grant agreement and funding approval.
(c) Certifications mean the certifications submitted with the grant
application pursuant to the requirements of Paragraph (e) of Rule
.0407 of the North Carolina Community Development Block Grant
Administrative Rules, 4 NCAC 19L.
(d) Assistance provided under this agreement means the grant funds
provided under this agreement.
(e) Program means the community development program, project, or
other activities, including the administration thereof, for which
assistance is being provided under this agreement.
w
2. Obligations of the Recipient. The recipient shall perform the program as
specified in the application approved by DCC&PS. The recipient shall
comply with the certifications pursuant to Paragraph (e) of Rule .0407 of the North
Carolina Community Development Block Grant Administrative Rules, 4 NCAC 19L. The
recipient shall also comply with all other lawful requirements of DCC&PS, all applicable
requirements of the General Statutes of the State of North Carolina and any other
applicable laws and Executive Orders currently or hereafter in force.
3. Obligations of Recipient with Respect to Certain Third Party Relationships.
DCC&PS shall hold the recipient responsible for complying with the provisions of
this agreement even when the recipient designates a third party or parties to
undertake all or any part of the program. The recipient shall comply with all lawful
requirements of DCC&PS necessary to insure that the program is carried out in
accordance with the recipient's certifications including the certification of
assumption of environmental responsibilities under Rule .1004 of the North
Carolina Community Development Block Grant Administrative Rules, 4 NCAC
19L.
4. Conflict of Interest. None of the following or their immediate family members,
during the tenure of the subject person or for one year thereafter, shall have any
direct or indirect financial interest in any contract, subcontract or the proceeds
thereof for work to be performed in connection with the program assisted under
this agreement: employees or agents of the recipient who exercise any function or
responsibility with respect to the program, and officials of the recipient, including
members of the governing body. The same prohibition shall be incorporated in all
such contracts or subcontracts.
The assistance provided under this agreement shall not be used in the payment of any
bonus or commission for the purpose of obtaining DCC&PS approval of the application
for such assistance, or DCC&PS approval of applications for additional assistance, or any
other approval or concurrence of DCC&PS required under this agreement, or the North
Carolina Community Development Block Grant Administrative Rules, with respect
thereto; provided, however, that reasonable fees or bona fide technical, consultant,
managerial or other such services, other than actual solicitation, are not prohibited if
otherwise eligible as program costs.
5. Reimbursement to DCC&PS for Improper Expenditures. The recipient will
reimburse DCC&PS for any amount of grant assistance improperly expended.
Grant Agreement
Crisis Housing Assistance Funds
Page 2 of 4
6. Access to Records. The recipient shall provide any duly authorized representative
of DCC&PS, the federal Department of Housing and Urban Development (HUD),
and the Comptroller General at all reasonable times access to and the right to
inspect, copy, monitor, and examine all of the books, papers, records, and other
documents relating to the grant for a period of three years following the
completion of all closeout procedures.
7. Method of Payment. Payments on requisitions will be made only by electronic funds
transfer.
8. Fair Housing. For each grant year that a grant is active, a recipient must describe the
actions it will take in the areas of enforcement, education and removal of barriers and
impediments to affirmatively further fair housing.
9. Equal Employment and Procurement Opportunity. A recipient must describe the actions it
will take annually while the grant is open in the areas of enforcement, education and
removal of barriers and impediments that affirmatively further equal access in employment
and procurement. This includes a description of steps to be taken in the areas of
advertisement, compliance and complaint tracking.
10. Section 504 and ADA. Recipients must complete the Section 504 Survey and Transition
Plan. This plan will not satisfy all the requirements of the Americans with Disabilities Act,
but it will meet the minimum requirements for the grant assisted project.
Grant Agreement
Crisis Housing Assistance Funds
Page 3 of 4
4
Upon execution of this agreement by DCC&PS and the recipient, the recipient hereby accepts the
assistance on the terms of this grant agreement effective on the date indicated below, and further
certifies that the official signing this document has been duly authorized by the recipient's
governing body to execute this Grant Agreement.
Secretary of the Department of Crime Control and Public Safety
Date: July 11, 2001 By: ey► l
David E. Kelly, Director,
North Carolina Redevelopment Cente
Date: 0 RANG t Coo NI'Y
Name of Red i nt
By:
S2OU NTY of Authoriz
d Official
l Hhw.,, .E
(Title)
Grant Agreement
Crisis Housing Assistance Funds
Page 4 of 4
r