HomeMy WebLinkAbout2003 S Social Services - UNC Hospitals for income maintenance staff~/9"F to ~»~~
STATE OF NORTH CAROLINA
COUNTY OF ORANGE
UNCH#92
AGREEMENT BETWEEN
THE UNIVERSITY OF NORTH CAROLINA HOSPITALS
AND
ORANGE COUNTY, NORTH CAROLINA
THIS AGREEMENT, made and entered into this the 1st day of July, 2003 by and between
ORANGE COUNTY (hereinafter referred to as the COUNTY) and THE UNIVERSITY OF NORTH
CAROLINA HOSPITALS, (hereinafter referred to as UNCH) Orange County, North Carolina.
WITNESSETH:
WHEREAS, the parties have agreed with each other that the County will provide certain
services for The University of North Carolina Hospitals in connection with the Orange County
Department of Social Services (hereinafter referred to as OCDSS), Medicaid Program; and
WHEREAS, the UNCH has agreed to pay certain compensation for said service and the
parties desire to execute this contract to delineate their understanding of this agreement;
NOW, THEREFORE, the parties hereby agree as follows:
1. Orange County agrees to make available to UNCH the services of three full time
Income Maintenance Caseworkers and one part-time supervisor.
2. UNCH agrees to reimburse the County within 15 days of receipt of monthly billings for
the county share of the salary, benefits, and the indirect costs to which the parties have agreed
involved in maintaining three Social Services Income Maintenance Caseworkers at UNCH.
UNCH also agrees to reimburse the county for the costs of a part-time supervisor. The county
share of these positions is approximately 50 percent. Salary and benefits for the Income
Maintenance Caseworkers and the supervisor include: base salary according to the Orange
County pay plan; FICA taxes; local government retirement; vacation, sick, petty, or other leave
under approved county plan; paid holidays as observed by county; county paid insurance (health,
dental, and life). UNCH will also pay half of the administrative overhead and indirect costs
FOR AND ON BEHALF OF:
ORANGE COUNTY, NORTH CAROLINA
FOR AND ON BEHALF OF:
THE UNIVERSITY OF NORTH CAROLINA
HOSPITALS
I
Chair, r e County Board of Presi entiCEO, The University
Commiss ers ~,of North Carolina Hospitals
DATE: ~ /Z` ~ 3 DATE: 03
Attest:
Clerk of the Orange County
Board of Commissioners
This instrument has been preaudited in the manner required by the Local Government
Budget and Fiscal Control Act.
Ken Chavious, Orange County Finance
Officer
BUSINESS ASSOCIATE AGREEMENT
This Agreement is made effective the 15~ of July, 2003, by and between UNC Hospitals,
hereinafter referred to as "Covered Entity", and the Orange County, North Carolina, on behalf of its
Department of Social Services Medicaid Program, hereinafter referred to as "Business Associate",
(individually, a "Party" and collectively, the "Parties").
WITNESSETH:
WHEREAS, Sections 261 through 264 of the federal Health Insurance Portability and
Accountability Act of 1996, Public Law 104-191, known as "the Administrative Simplification provisions,"
direct the Department of Health and Human Services to develop standards to protect the security,
confidentiality and integrity of health information; and
WHEREAS, pursuant to the Administrative Simplification provisions, the Secretary of Health and
Human Services has issued regulations modifying 45 CFR Parts 160 and 164 (the "HIPAA Privacy
Rule"); and
WHEREAS, the Parties wish to enter into or have entered into an arrangement whereby
Business Associate will provide certain services to Covered Entity, and, pursuant to such arrangement,
Business Associate may be considered a "business associate" of Covered Entity as defined in the
HIPAA Privacy Rule (the agreement evidencing such arrangement is described on Exhibit A attached
hereto and made a part hereof, and is hereby referred to as the "Arrangement Agreement"); and
WHEREAS, Business Associate may have access to Protected Health Information (as defined
below) in fulfilling its responsibilities under such arrangement;
THEREFORE, in consideration of the Parties' continuing obligations under the Arrangement
Agreement, compliance with the HIPAA Privacy Rule, and for Ten and 00/100s Dollars ($10.00) and
other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged,
the Parties agree to the provisions of this Agreement in order to address the requirements of the HIPAA
Privacy Rule and to protect the interests of both Parties.
DEFINITIONS
Except as otherwise defined herein, any and all capitalized terms in this Section shall have the
definitions set forth in the HIPAA Privacy Rule. In the event of an inconsistency between the provisions
of this Agreement and mandatory provisions of the HIPAA Privacy Rule, as amended, the HIPAA
Privacy Rule shall control. Where provisions of this Agreement are different than those mandated in
the HIPAA Privacy Rule, but are nonetheless permitted by the HIPAA Privacy Rule, the provisions of
this Agreement shall control.
The term "Individually Identifiable Health Information" means health information (including demographic
information collected from an individual) that
(a) Is created or received by a health care provider, health plan, employer, or health care
clearinghouse; and
(b) Relates to the past, present, or future physical or mental health or condition of an
individual; the provision of health care to an individual; or the past, present, or future payment for the
provision of health care to an individual; and
(i) That identifies the individual; or
(ii) With respect to which there is a reasonable basis to believe the
information can be used to identify the individual.
The term "Protected Health Information" means Individually Identifiable Health Information:
(a) Except as provided in subparagraph (b) below, that is:
(i) transmitted by electronic media;
(ii) Maintained in any medium described in the definition of electronic media
at § 162.103 of the HIPAA Privacy Rule; or
(iii) Transmitted or maintained in any other form or medium.
(b) Protected Health Information excludes Individually Identifiable Health Information in:
(i) Education records covered by the Family Educational Rights and Privacy
Act (FERPA), as amended, 20 U.S.C. 1232g;
(ii) Records described at 20 U.S.C. 1232g(a)(4)(B)(iv); and
(iii) Employment records held by a covered entity in its role as employer.
Business Associate acknowledges and agrees that all Protected Health Information that is created or
received by Covered Entity and disclosed or made available in any form, including paper record, oral
communication, audio recording, and electronic display by Covered Entity or its operating units to
Business Associate or is created or received by Business Associate on Covered Entity's behalf shall be
subject to this Agreement.
CONFIDENTIALITY REQUIREMENTS
(a) Business Associate agrees:
(i) to use or disclose any Protected Health Information solely: (1) for meeting
its obligations as set forth in any agreements between the Parties evidencing their
business relationship or (2) as required by applicable law, rule or regulation, or by
accrediting or credentialing organization to whom Covered Entity is required to disclose
such information or as otherwise permitted under this Agreement, the Arrangement
Agreement (if consistent with this Agreement and the HIPAA Privacy Rule), or the
HIPAA Privacy Rule, and (3) as would be permitted by the HIPAA Privacy Rule if such
use or disclosure were made by Covered Entity;
(ii) at termination of this Agreement, the Arrangement Agreement (or any
similar documentation of the business relationship of the Parties), or upon request of
Covered Entity, whichever occurs first, if feasible, Business Associate will return or
destroy all Protected Health Information received from or created or received by
Business Associate on behalf of Covered Entity that Business Associate still maintains in
any form and retain no copies of such information, or if such return or destruction is not
feasible, Business Associate will extend the protections of this Agreement to the
information and limit further uses and disclosures to those purposes that make the return
or destruction of the information not feasible; and
(iii) to ensure that its agents, including a subcontractor, to whom it provides
Protected Health Information received from or created by Business Associate on behalf
of Covered Entity, agrees to the same restrictions and conditions that apply to Business
Associate with respect to such information. In addition, Business Associate agrees to
take reasonable steps to ensure that its employees' actions or omissions do not cause
Business Associate to breach the terms of this Agreement.
(b) Notwithstanding the prohibitions set forth in this Agreement, Business Associate may
use and disclose Protected Health Information as follows:
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(i) if necessary, for the proper management and administration of Business
Associate or to carry out the legal responsibilities of Business Associate, provided that
as to any such disclosure, the following requirements are met:
(A) the disclosure is required by law; or
(B) Business Associate obtains reasonable assurances from the
person to whom the information is disclosed that it will be held confidentially and
used or further disclosed only as required by law or for the purpose for which it
was disclosed to the person, and the person notifies Business Associate of any
instances of which it is aware in which the confidentiality of the information has
been breached;
(ii) for data aggregation services, if to be provided by Business Associate for
the health care operations of Covered Entity pursuant to any agreements between the
Parties evidencing their business relationship. For purposes of this Agreement, data
aggregation services means the combining of Protected Health Information by Business
Associate with the protected health information received by Business Associate in its
capacity as a business associate of another covered entity, to permit data analyses that
relate to the health care operations of the respective covered entities.
(c) Business Associate will implement appropriate safeguards to prevent use or disclosure
of Protected Health Information other than as permitted in this Agreement. The Secretary of Health and
Human Services shall have the right to audit Business Associate's records and practices related to use
and disclosure of Protected Health Information to ensure Covered Entity's compliance with the terms of
the HIPAA Privacy Rule. Business Associate shall report to Covered Entity any use or disclosure of
Protected Health Information which is not in compliance with the terms of this Agreement of which it
becomes aware. In addition, Business Associate agrees to mitigate, to the extent practicable, any
harmful effect that is known to Business Associate of a use or disclosure of Protected Health
Information by Business Associate in violation of the requirements of this Agreement.
AVAILABILITY OF PHI
Business Associate agrees to make available Protected Health Information to the extent and in the
manner required by Section 164.524 of the HIPAA Privacy Rule. Business Associate agrees to make
Protected Health Information available for amendment and incorporate any amendments to Protected
Health Information in accordance with the requirements of Section 164.526 of the HIPAA Privacy Rule.
In addition, Business Associate agrees to make Protected Health Information available for purposes of
accounting of disclosures, as required by Section 164.528 of the HIPAA Privacy Rule.
IV. TERMINATION
Notwithstanding anything in this Agreement to the contrary, Covered Entity shall have the right to
terminate this Agreement and the Arrangement Agreement immediately if Covered Entity determines
that Business Associate has violated any material term of this Agreement. If Covered Entity reasonably
believes that Business Associate will violate a material term of this Agreement and, where practicable,
Covered Entity gives written notice to Business Associate of such belief within a reasonable time after
forming such belief, and Business Associate fails to provide adequate written assurances to Covered
Entity that it will not breach the cited term of this Agreement within a reasonable period of time given
the specific circumstances, but in any event, before the threatened breach is to occur, then Covered
Entity shall have the right to terminate this Agreement and the Arrangement Agreement immediately.
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V. MISCELLANEOUS
Except as expressly stated herein or the HIPAA Privacy Rule, the parties to this Agreement do not
intend to create any rights in any third parties. The obligations of Business Associate under this Section
shall survive the expiration, termination, or cancellation of this Agreement, the Arrangement Agreement
and/or the business relationship of the parties, and shall continue to bind Business Associate, its
agents, employees, contractors, successors, and assigns as set forth herein.
This Agreement may be amended or modified only in a writing signed by the Parties. No Party may
assign its respective rights and obligations under this Agreement without the prior written consent of the
other Party. None of the provisions of this Agreement are intended to create, nor will they be deemed to
create any relationship between the Parties other than that of independent parties contracting with each
other solely for the purposes of effecting the provisions of this Agreement and any other agreements
between the Parties evidencing their business relationship. This Agreement will be governed by the
laws of the State of North Carolina. No change, waiver or discharge of any liability or obligation
hereunder on any one or more occasions shall be deemed a waiver of performance of any continuing
or other obligation, or shall prohibit enforcement of any obligation, on any other occasion.
The parties agree that, in the event that any documentation of the arrangement pursuant to which
Business Associate provides services to Covered Entity contains provisions relating to the use or
disclosure of Protected Health Information which are more restrictive than the provisions of this
Agreement, the provisions of the more restrictive documentation will control. The provisions of this
Agreement are intended to establish the minimum requirements regarding Business Associate's use
and disclosure of Protected Health Information.
In the event that any provision of this Agreement is held by a court of competent jurisdiction to be
invalid or unenforceable, the remainder of the provisions of this Agreement will remain in full force and
effect. In addition, in the event a party believes in good faith that any provision of this Agreement fails
to comply with the then-current requirements of the HIPAA Privacy Rule, such party shall notify the
other party in writing. For a period of up to thirty days, the parties shall address in good faith such
concern and amend the terms of this Agreement, if necessary to bring it into compliance. If, after such
thirty-day period, the Agreement fails to comply with the HIPAA Privacy Rule, then either party has the
right to terminate upon written notice to the other party.
IN WITNESS WHEREOF, the Parties have executed this Agreement as of the day and year
written above.
COVERED ENTITY:
By:
Title:
BUSINESS ASSOCIATE:
By:
Title: ~ ~
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EXHIBIT A
Description of Arrangement Agreement
AGREEMENT BETWEEN
THE UNIVERSITY OF NORTH CAROLINA HOSPITALS
AND
ORANGE COUNTY, NORTH CAROLINA
DATED
JULY 01, 2003
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