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HomeMy WebLinkAbout2011-227 DSS - Senior Care of Orange County for Adult Day Services~~,~ '~ SS Contract #65-2014 Senior Care of Orange County, Inc. Contract # 68-2014 fiscal Year Begins Julyl, 201 1 Ends June 30, 2012 This contract is hereby entered into by and between the Orange County Department of Social Services (the "County") and Senior Care of Orange County, [ne. (the "Contractor") (referred to collectively as the "Parties"). The Contractors federal tax identification number or Social Security Number is Contract Documents: This Contract consists of the following documents (1) This contract (2) The General Terms and Conditions (Attachment A) (3) The Scope of Work, description of services, and rate (Attachment B) (4) Federal Certification Regarding Drug-Free Workplace & Certiftcation Regarding Nondiscrimination (Attachment C) (5) Conflict of Interest (Attachment D) (6) No Overdue Taxes (Attachment E) (7) HIPAA Business Associate Addendum (Attachment I) (8) Certification of Transportation (Attachment J) (9) IRS Federal Tax Exempt Letter or 501(c)(3) (Attachment K) (] 0) Outcomes and Reporting (Attachment N) These documents constitute the entire agreement between the Parties and supersede all prior oral or written statements or agreements. 2. Precedence Among Contract Documents: In the event of a conflict between or among the terms of the Contract Documents, the terms in the Contract Document with the highest relative precedence shall prevail The order of precedence shall be the order of documents as listed in Paragraph 1, above, with the first-listed document having the highest precedence and the last-listed document having the lowest precedence. If there are multiple Contract Amendments, the most recent amendment shall have the highest precedence and the oldest amendment shall have the lowest precedence. 3. Effective Period: This contract shall be effective on July 1, 2011 and shall terminate on June 30, 2012. This contract must be twelve months or less. 4. Contractor's Duties: The Contractor shall provide the services and in accordance with the approved rate as described in Attachment B, Scope of Work, and shall meet the requirements set forth in Attachment N, Outcomes and Reporting. 5. County's Duties: The County shall pay the Contractor in the manner and in the amounts specified in the Contract Documents. The total amount paid by the County to the Contractor under this contract shall not exceed $2,000. This amount consists of $25,000 in Federal (CFDA # ), State and County funds, $0 (soz~~-ce of'oc/per Ji~~~da• if applicable). [X] a. There are no matching requirements from the Contractor. [ ] b. The Contractor's matching requirement is $ ,which shall consist of: [ ] In-kind [ ]Cash [ ]Cash and In-kind [ ]Cash and/or In-kind The contributions fiom the Contractor shall be sourced from non-federal funds. The total contract amount including any Contractor match shall not exceed $25,000. 6. Reporting Requirements: Contractor shall comply with audit requirements as described in N.C.G.S. § 143C-6-22 & 23 and OMB Circular A-133. Contract-General (07/l0) Page I of3 Contract #6S-20 t4 Senior Carc of Orange County, Inc. 7. Payment Provisions: Payment shall be made in accordance with the Contract Documents as described in the Scope of \Vork, Attachment B. 8. Contract Administrators: All notices permitted or required to be given by one Party to the other and all questions about the cone-act from one Party to the other shall beaddressed and delivered to the other Party's Contract Administrator. The name, post office address, street address, telephone number, fax number, and email address of the Parties' respective initial Contract Administrators are set out below. Either Party may change the name, post office address, street address, telephone number, fax number, or email address of its Contract Administrator by giving timely written notice to the other Party. For the County: IF DELIVERED BY US POSTAL SERVICE IF DELIVERED BY ANY OTHER MEANS Denise Shaffer, Social Work Program Director Denise Shaffer, Social Work Program Director Orange County Department of Social Services Orange County Department of Social Services P.O. Box S l 81 2501 Homestead Road Hillsborough, NC 27278 Chapel Hill, NC 27516 (919) 968-2000 ext.246 (919)968-2012 dshaffer cr,co,o+•an<~e.nc.us Program Contact: Renee Bynum, Adult Services Supervisor Orange County Department of Social Services P.O. Box 8181 113 Mayo Street Hillsborough, NC 27278 (919) 245-2881 For the Contractor: IF DELIVERED BY US POSTAL SERVICE IF DELIVERED BY ANY OTHER MEANS Alvonia Baldwin Alvonia Baldwin Florence Gray Soltys Adult Day Health Program Florence Gray Soltys Adult Day Health Program P.O. Box 8181 105 Meadowland Drive Hillsborough, NC 27278 Hillsborough, NC 27278 (919)245-2017 (919)245-2018 albaldwin(cr),co.oran~e.nc.us Contract-General (07/ 10) Page 2 of 3 Conn-act #C,S-201& Senior Care of Orange County, Inc. 9. Si ;natw-e Warranty: The undersigned represent and warrant that they are authorized to bind their principals to the terms of this agreement. The Contractor and the County have executed this contract in duplicate originals, with one original being retained by each party. SEi 12 CARE OG' ORANG t,COUNTY, INC. - ~ vate Signature o~~~ ~~1c~yJ rnl ,I ,~re~ ~~ Printed Name Title ORANGECOUNTY O~'(75- Sign ure, epartmen f Social Services Director ~D,ate ~ " Printed Name Title This ~strument has Clarence G. Grier, Financial Services Director This~onj~-act l~s b~n approved as to form and legal sufficiency. Date 1 Anndtte M. Moore, Staff Attoreny in the manner required by the Local Government Budget and Fiscal Control Act. 7-t~-~r Contract-General (07/l0) Page 3 of 3 Contract #CS-2014 Senior Care of Orange County, Inc. ATTACHMENT A GENERAL TERMS AND CONDITIONS Orange County Department of Social Services Relationships ol'the Parties [ ndependent Contractor: The Contractor is and shall be deemed to be an independent contractor in the performance of this contract and as such shall be wholly responsible for the work to be performed and for the supervision of its employees. The Contractor represents that it has, or shall secure at its own expense, all personnel required in performing the services under this agreement. Such employees shall not be employees of, or have any individual contractual relationship with the County. the Coutlty or the Contractor, receiving services or benefits under this contract shall be deemed an incidental beneficiary only. Indemnity and Insw•ance Indemnification: The Contractor agrees to indemnify and hold harmless the County and any of their officers, agents and employees, from any claims of third parties arising out or any act or omission of the Contractor in connection with the performance of this contract. Subconh•acting: The Contractor shall not subcontract any of the work contemplated under this contract without prior written approval from the County. Any approved subcontract shall be subject to all conditions of this contract. Only the subcontractors specified in the contract documents are to be considered approved upon award of the contract. The County shall not be obligated to pay for any work performed by any unapproved subcontractor. The Contractor shall be responsible for the performance of all of its subcontractors. Assignment: No assignment of the Contractor's obligations or the Contractor's right to receive payment hereunder shall be permitted. However, upon written request approved by the issuing purchasing authority, the County may: (a) Forward the Contractor's payment check(s) directly to any person or entity designated by the Contractor, or (b) Include any person or entity designated by Contractor as a joint payee on the Contractor's payment check(s). In no event shall such approval and action obligate the County to anyone other than the Contractor and the Contractor shall remain responsible for fulfillment of all contract obligations. Beneficiaries: Except as herein specifically provided otherwise, this contract shall inure to the benefit of and be binding upon the parties hereto and their respective successors. It is expressly understood and agreed that the enforcement of the terms and conditions of this contract, and all rights of action relating to such enforcement, shall be strictly reserved to the County and the named Contractor. Nothing contained in this document shall give or allow any claim or right of action whatsoever by any other third person. It is the express intention of the County and Contractor that any such person or entity, other than Insurance: During the term of the contract, the Contractor at its sole cost and expense shall provide commercial insurance of such type and with such terms and limits as may be reasonably associated with the contract. As a minimum, the Contractor shall provide and maintain the following coverage and limits: (a) Worker's Compensation -The contractor shall provide and maintain Worker's Compensation Insurance as required by the laws of North Carolina, as well as employer's liability coverage with minimum limits of $500,000.00, covering all of Contractor's employees who are engaged in any work under the contract. If any work is sublet, the Contractor shall require the subcontractor to provide the same coverage for any of his employees engaged in any work under the contract. (b) Commercial General Liability - General Liability Coverage on a Comprehensive Broad Form on an occurrence basis in the minimum amount of $1,000,000.00 Combined Single Limit. (Defense cost shall be in excess of the limit of liability.) (c) Automobile -Automobile Liability Insurance, to include liability coverage, covering all owned, hired and non-owned vehicles used in performance of the contract. The minimum combined single limit shall be $500,000.00 bodily injury and property damage; $500,000.00 uninsured/underinsured motorist; and $25,000.00 medical payment. The Contractor shall provide this insurance for all automobiles that are: a. owned by the Contractor and used in the performance of this contract; b. hired by the Contractor and used in the performance of this contract; and General Terms and Conditions - (07/10) Page I of 5 c. owned by Contractor's employees and used i^ performance of this contract ("non-owned vehicle insurance"). Non- owned vehicle insurance protects employers when employees use their personal vehicles for work purposes. Non- owned vehicle insurance supplements, but does not replace, the car-owner's liability tnsurance. The Contractor is not required to provide and maintain automobile liability insurance on any vehicle-owned, hired, or non-owned-unless the vehicle is used in the performance of this contract. (d) The insurance coverage minimums specified in subparagraph (a) are exclusive of defense costs. (e) The Contractor understands and agrees that the insurance coverage minimums specified in subparagraph (a) are not limits, or caps, on the Contractor's liability or obligations under this contract. (f) The Contractor may obtain a waiver of any one or more of the requirements in subparagraph (a) by demonstrating that it has insurance that provides protection that is equal to or greater than the coverage and limits specified in subparagraph (a). The County shall be the sole judge of whether such a waiver should be granted. (g) The Contractor may obtain a waiver of any one or more of the requirements in paragraph (a) by demonstrating that it is self-insured and that its self-insurance provides protection that is equal to or greater than the coverage and limits specified in subparagraph (a). The County shall be the sole judge of whether such a waiver should be granted. (h) Providing and maintaining the types and amounts of insurance or self-insurance specified in this paragraph is a material obligation of the Contractor and is of the essence of this contract. (i) The Contractor shall only obtain insurance from companies that are authorized to provide such coverage .and that are authorized by the Commissioner of Insurance to do business in the State of North Carolina. All such insurance shall meet all laws of the State of North Carolina. Q) The Contractor shall comply. at all times with all lawful terms and conditions of its insurance policies and all lawful requirements of its insurer. (k) The Contractor shall require its subcontractors to comply with the requirements of this paragraph. (1) The Contractor shall demonstrate its compliance with the requirements of this paragraph by submitting certificates of insurance to the County before the Contractor begins work under this contract. Contract #C,S-2014 Senior Carc of Orange County, Inc. Default and Termination Termination Without Causc: The County may terminate this contract without cause by giving 30 clays written notice to the Contractor. In that event, all finished or unfinished deliverable items prepared by the Contractor under this contract shall, at the option of the County, become its property and the Contractor shall be entitled to receive just and equitable compensation for any satisfactory work completed on such materials, minus any payment or compensation previously made. Termination for Causc: If, through any cause, the Contractor shall fail to fulfill its obligations under this contract in a timely and proper manner, the County shall have the right to terminate this contract Uy giving written notice to the Contractor and specifying the effective date thereof. In that event, all finished or unfinished deliverable items prepared by the Contractor under this conh•act shall, at the option of the County, become its property and the Contractor shall be entitled to receive just and equitable compensation for any satisfactory work completed oti such materials, minus any payment or compensation previously made. Notwithstanding .the foregoing provision, the Contractor shall not be relieved of liability to the County for damages sustained by the County by virtue of the Contractor's breach of this agreement, and the County niay withhold any payment due the Contractor for the purpose of setoff until such time as the exact amount of damages due the County from such breach can be determined. In case of default by the Contractor, without limiting any other remedies for breach available to it, the County may procure the contract services fi-otn other sources and hold the Contractor responsible for any excess cost occasioned thereby. The filing of a petition for bankruptcy by the Contractor shall be an act of default under this contract. Waiver of Default: Waiver by the County ofany-default or breach in compliance with the terms of this contract by the Provider shall not be deemed a waiver of any subsequent default or breach and shall not be construed to be modification of the teens of this contract t.inless stated to be such in writing, signed by an authorized representative of the County and the Contractor and attached to the contract. Availability of Funds: The parties to this conh•act agree and understand that the payment of the sums specified in this contract is dependent and contingent upon and subject to the appropriation, allocation, and availability of funds for this purpose to the County. Force Majeure: Neither party shall be deemed to be in default of its obligations hereunder if and so long as it is prevented from performing such obligations by any act of General Teens and Conditions - (07/10) Page 2 of ~ Contract #682014 Senior Care of Orange County, Inc. war, hostile foreign actio•:~, nuclear explosion, riot, strikes, civil insurrection, earthquake, hurricane, tornado, or other catastrophic natural event or act of God. Survival of Promises: All promises, requirements, terms, conditions, provisions, representations, guarantees, and warranties contained herein shall survive the contract expiration or termination date unless specifically provided otherwise herein, or unless superseded by applicable Federal or State statutes of limitation. [ntcllectual Property Rights Confidentiality Confidentiality: Any information, data, instruments, documents, studies or reports given to or prepared or assembled by the Contractor under this agreement steal I be kept as confidential and not divulged or made available to any individual or organization without the prior written approval of the County. The Contractor acknowledges that in receiving, storing, processing or otherwise dealing with any confidential information it will safeguard and not further disclose the information except as otherwise provided in this contract. Copyribhts and Ownership of Deliverables: All deliverable items produced pursuant to this contract are the exclusive property of the County. The Contractor shall not assert a claim of copyright or other property interest in such deliverables. Federal Intellectual Property Bankruptcy Protection Act: The Parties agree that the County shall be entitled to all rights and benefits of the Federal Intellectual Property Bankruptcy Protection Act, Public Law 100-506, codified at 11 U.S.C. 365 (n) and any amendments thereto. Compliance with Applicable Laws Compliance with Laws: The Contractor shall comply with all laws, ordinances, codes, rules, regulations, and I icensing requirements that are applicable to the conduct of its business, including those of federal, state, and local agencies having jurisdiction and/or authority. Title VI, Civil Rights Compliance: In accordance with Federal law and U.S. Department of Agriculture (USDA) and U.S. Department of Health and Human Services (HHS) policy, .this .institution is prohibited from discriminating on the basis of race, color, national origin, sex, age or disability. Under the Food Stamp Act and USDA policy, discrimination is prohibited also on the basis of religion or political beliefs. Equal Employment Opportunity: The Contractor shall comply with all federal and State laws relating to equal employment opportunity. Health Insurance Portability and Accountability Act (HIPAA): The Contractor agrees that, if the County determines that some or all of the activities within the scope of this contract are subject to the Health Insurance Portability and Accountability Act of 1996, P.L. 104-91, as amended ("HIPAA"), or its implementing regulations, it will comply with the HIPAA requirements and will execute such agreements and practices as the County may require to ensure compliance. Oversight Access to Persons and Records: The State Auditor shall have access to persons and records as a result of all contracts or grants entered into by State agencies or political subdivisions in accordance with General Statute 147-64.7. Additionally, as the State funding authority, the Department of Health and Human Services shall have access to persons and records as a result of al l contracts or grants entered into by State agencies or political subdivisions. Record Retention: Records shall not be destroyed, purged or disposed of without the express written consent of the County. The Department of Health and Human Services' basic records retention policy requires all records to be retained for a minimum of three years following completion or termination of the contract. If the contract is subject to Federal policy and regulations, record retention will normally be longer than three years since records Hurst be retained for a period of three years following submission of the final Federal Financial Status Report, if applicable, or three years following the submission of a revised final Federal Financial Status Report. Also, if any litigation, claim, negotiation, audit, disallowance action, or other action involving this contract has been started before expiration of the three year retention period described above, the records must be retained until completion of the action and resolution of all issues which arise from it, or until the end of the regular three year period described above, whichever is later. Warranties and Certifications Date and Time Warranty: The Contractor warrants that the product(s) and service(s) fiu•nished pursuant to this contract ("product" includes, without limitation, any piece of equipment, hardware, firmware, middleware, custom or General Terms and Conditions - (07/ l0) Page 3 of S Contract #6S-2014 Senior Care of Orange County, lnc. commercial software, or internal components, subroutines, and interfaces therein) tl-~at perform any date and/or time data recognition function, calculation, or sequencing will support a four digit year format and will provide accurate date/time data and leap year calculations. This warranty shall survive the termination or expiration of this contract. Certification Retarding Collection of Taxes: G.S. 143- 59.1 bars the Secretary of Administration from entering into contracts with vendors that meet one of the conditions of G.S. 105-164.8(b) and yet refuse to collect use taxes on sales of tangible personal property to purchasers in North Carolina. The conditions include: (a) maintenance of a retail establishment or office; (b) presence of representatives. in the State that solicit sales or transact business on behalf of the vendor; and (c) systematic exploitation of the market by media-assisted, media- facilitated, or media-solicited means. The Contractor certifies that it and all of its affiliates (if any) collect all required taxes. Time of the Essence: Time is of the essence in the performance of this contract. Executive Order # 24: "By Executive Order 24, issued by Governor Perdue, and N.C. G.S.§ 133-32, it is unlawful for any vendor or contractor (i.e. architect, bidder, contractor, construction manager, design professional, engineer, landlord, offeror, seller, subcontractor, supplier, or vendor), to make gifts or to give favors to any State employee of the Governor's Cabinet Agencies (i.e., Administration, Commerce, Con-ection, Crime Control and Public Safety, Cultural Resources, Environment and Natural Resources, Health and Human Services, Juvenile Justice and Delinquency Prevention, Revenue, Transportation, and the Office of the Governor). This prohibition covers those vendors and contractors who have a contract with a governmental agency; or have performed under such a contract within the past year; or anticipate bidding on such a contract in the future. Miscellaneous Choice of Law: The validity of this contract and any of its terms or provisions, as well as the rights and duties of the parties to this contract, are governed by the laws of North Carolina. The Contractor, by signing this contract, agrees and submits, solely for matters concerning this Contract, to the exclusive jurisdiction of the courts of North Carolina and agrees, solely for such purpose, that the exclusive venue for any legal proceedings shall be Orange County, North Carolina. The place of this contract and all transactions and agreements relating to it, and their situs and forum, shall be Orange County, North Carolina, where all matters, whether sounding in contract or tort, relating to the validity, construction, interpretation, and enforcement shalt be determined. Amendment: This contract may not be amended orally or by performance. Any amendment must be made in written form and executed by duly authorized representatives of the County and the Contractor. Severahility: In the event that a court of competent jurisdiction holds that a provision or requirement of this contract violates any applicable law, each such provision or requirement shall continue to be enforced to the extent it is not in violation of law or is not otherwise unenforceable and all other provisions and requirements of this contract shall remain in full force and effect. Headints: The Section and Paragraph headings in these General Terms and Conditions are not material parts of the agreement and should not be used to construe the meaning thereof. For additional information regarding the specific requirements and exemptions, vendors and contractors are encouraged to review Executive Order 24 and G.S. Sec. 133-32. Executive Order 24 also encouraged and invited other State Agencies to implement the requirements and prohibitions of the Executive Order to their agencies. Vendors and contractors should contact other State Agencies to determine if those agencies have adopted Executive Order 24." Key Personnel: The Contractor shall not replace any of the key personnel assigned to the performance of this contract without the prior written approval of the County. The term "key personnel" includes any and all ,persons identified as such in the contract documents and any other persons subsequently identified as key personnel by the written agreement of the parties. Care of Property: The Contractor agrees that it shall be responsible for the proper custody and care of any property furnished to it for use in connection with the performance of this contract and will reimburse the County for loss of, or damage to, such property. At the termination of this contract, the Contractor shall contact the County for instructions as to the disposition of such property and shall comply with these instructions. Travel Expenses: Reimbursement to the Contractor for travel mileage, meals, lodging and other travel expenses incurred in the performance of this contract shall not exceed the rates established in County policy. General Terms and Conditions - (07/10) Page 4 of S Contract #65-2014 Senior Care of Orange County, lnc. Sales/Usc Tax Refunds: If eligible, the Contractor and all subcontractors shall: (a) ask the North Carolina Department of Revenue for a refund of all sales .and use taxes paid by them in the performance of this contract, pursuant to G.S. 105-164.14; and (b) exclude all refundable sales and use taxes from all reportable expenditures before the expenses are entered in their reimbursement reports. Advertising: The Contractor shall not use the award of this contract as a part of any news release or conunercial advertising. Orange County Living Wage: Orange County is conunitted to providing its employees with a living wa~~e and encourages agencies to which it provides funding to pursue the same goal. The County's living wage hourly standard, as adopted by the Orange County Board of County Commissioners annually, can be found in the Orange County Budget Ordinance. To the extent possible, Orange County recommends that the Contractor and all subcontractors provide a living wage, as defined in this section, to their employees. General Tenns and Conditions - (07/l0) Page ~ oF~ Contract tt6S-2014 Senior Care of Orange County, Inc. ATTACHI~9ENT B SCOPE OF WORK Orange County Department of Social Services Federal Tax ld. or SSN Conh•act # 68-2014 A. CONTRACTOR INFORMATION I . Contractor Agency Name: Senior Care of OranPe County, hoc. 2. !f differe~~t from Contract Administrator Information in General Contract: Address Telephone Number: Fax Number: Email: 3. Name of Program (s): Adult Day Health Service 4. Status: ( )Public (X) Private, Not for Profit ( )Private, For Profit 5. Contractor's Financial Reporting Year .Iuly I, 201 1 through June 30, 2012 B. Explanation of Services to be provided and to whom (include SIS Service Code): _The Contractor will provide Adult Dav Health Services (SIS Code 091) to clients of the Orange County Department of Social Services. These services will include assistance with Activities of Daily LivinP, health monitoring by an RN, and therapeutic recreational pro~ratns. The Contractor is reouired to meet ali ~oais and outcomes listed in Attachment N. C. Rate per unit of Service (define the unit): 1. If Standard Fixed Rate, Maximum Allowable, (See Rates for Services Chart) Minitnutn daily rate: $38.92/day 2. Negotiated County Rate. D. Number of units to be provided: E. Details of Billing process and Time Frames; The County will reimburse the Contractor for services described in this contract un to the budeetarv limits of the contract allotment. The County will reimburse the Contractor at a rate of $38.92/day for approved services provided. For reimbursement, the Contractor must submit an original and two copies of an invoice by the fifth of the month for the preceding month's expenditures to the designated County Administrator. The County will reimburse the Contractor monthly upon receipt of a complete and correctly filed report. The service(s) under contract with the Contractor are services for which a client may voluntarily contribute to the cost. Policies re~ardint; the solicitation and acceptance of voluntary contributions are contained Services Manual, Volume VI, Chapter III. If a client Contract-Scope of Work (06/04) Page l of 2 Conu~act #CS-2014 Senior Care of Orange County, Inc. voluntarily contributes to the cost of service the County will inform the Contractor of the amount of the contribution and of any subsequent chanPes The Contractor will establish a plan with the client for accepting the conh•ibution on at least a monthly basis• and when contributions are not received within ten days of the agreed upon date will notify the client in writing and send a copy of the notification to the County No other fees for services may be charged to the client. Client cont'ibutions are to be reported monthly to the County F. Area to be served/Delivery site(s): OranPe County / ' /~t/`'~ - (Signature of C my Authorized Person) (Signatur of Contractor) o~ -oS -~ ~ ~ 2~ ll (Date Submitted) (Date Submitted) Contract-Scope of Work (06/04) Page 2of 2 Contract #65-2014 Senior Care of Orange County, [nc. ATTACHI\1ENT C CERTIFICATION REGARDING DRUG-FREE WORKPLACE REQUIREMENTS AND CERTIFICATION REGARDING NONDISCRIMINATION Orange County Department of Social Services L By execution of this Agreement the Contractor certifies that it will provide adrug-free workplace by: A. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession or use of a controlled substance is prohibited in the Contractor's workplace and specifying the actions that will be taken against employees for violation of such prohibition; B. Establishing a dntg-free awareness program to inform employees about: (1) The dangers of dntg abuse in the workplace; (2) The Contractor's policy of maintaining a drug-free workplace; (3) Any available drug counseling, rehabilitation, and employee assistance programs; and (4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; C. Making it a requirement that each employee be engaged in the performance of the agreement be given a copy of the statement required by paragraph (A); D. Notifying the employee in the statement required by paragraph (A) that, as a condition of employment under the agreement, the employee will: (1) Abide by the terms of the statement; and (2) Notify the employer of any criminal drug statute conviction for a violation occurring in the workplace no later than five days after such conviction; E. Notifying the County within ten days after receiving notice under subparagraph (D)(2) from an employee or otherwise receiving actual notice of such conviction; F. Taking one of the following actions, within 30 days of receiving notice under subparagraph (D)(2), with respect to any employee who is so convicted: (1) Taking appropriate personnel action against such an employee, up to and including termination; or (2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; and Making a good faith effort to continue to maintain adrug-free workplace through implementation of paragraphs (A), (B), (C), (D), (E), and (F). Federal Certification -Drug-Free Workplace (07/10) Page I of 2 Contract #65-2014 Senior Care of Orange County, Inc. [I. The site(s) for the performance of work done in connection with the specific agreement are listed below: (Street address) _ S ~-~ 2~127~ (City, county, state, zip code (Street address) (City, county, state, zip code) Contractor will inform the County of any additional sites for performance of work under this agreement. False certification or violation of the certification shalt be grounds for suspension of payment, suspension or termination of grants, or government-wide Federal suspension or debarment (45 C.F.R. Section 82.510. Section 4 CFR Part 85, Section 85.615 and 86.620). CERTIFICATION REGARDING NONDISCRIMINATION The Vendor certifies that it will comply with all Federal statutes relating to nondiscrimination. These include but are not limited to: (a) Title VI of the Civil Rights Act of 1964 (P.L. 88-352) which prohibits discrimination on the basis of race, color or national origin; (b) Title IX of the Education Amendments of 1972, as amended (20 U.S.C. §§1681-1683, and 1685-1686), which prohibits discrimination on the basis of sex; (c) Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. §794), which prohibits discrimination on the basis of handicaps; (d) the Age Discrimination Act of 1975, as amended (42 U.S.C. §§6101-6107), which prohibits discrimination on the basis of age; (e) the Drug Abuse Office and Treatment Act of 1972 (P.L. 92-255), as amended, relating to nondiscrimination on the basis of drug abuse; (f) the Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970 (P.L. 91-616), as amended, relating to nondiscrimination on the basis of alcohol abuse or alcoholism; (g) Title VIII of the Civil Rights Act of 1968 (42 U.S.C. §§3601 et seq.), as amended, relating to nondiscrimination in the sale, rental or financing of housing; (h) the Food Stamp Act and USDA policy, which prohibit discrimination on the basis of religion and political beliefs; and (i) the requirements of any other nondiscrimination statutes which may apply to this Agreement. Signature Title p e >(!~ ~ L~-t I Agency/Organiz ion Date (Certification signature should be same as Contract signature.) Federal Certification -Drug-Free Workplace (07/10) f age 2 of 2 Contract #65-201=! Senior Care of Orange County, Inc. ATTACHMENT D CONFLICT OF INTEREST POLICY Orange County Department of Social Services Instructions: This document is intended as an aid to assist non-State entities in establishing a conflict of interest policy. It is not intended to be used verbatim, but rather to serve as a template for nongovernmental organizations as they craft their individual conflict of interest policy. This example includes definitions of what is,considered unacceptable, and the consequences of any breaches thereof. Each organization that chooses to use this template should take care to make changes that reflect the individual organization. Conflict of Interest Defined: A conflict of interest is defined as an actual or perceived interest by a (Contractor/staff member/Board member) in an action that results in, or has the appearance of resulting in, personal, organizational, or professional gain. A conflict of interest occurs when an employee/Contractor/Board member has a direct or fiduciary interest in another relationship. A conflict of interest could include: - Ownership with a member of the Board of Directors/Trustees or an etnployee where one or the other has supervisory authority over the other or with a client who receives services. - Employment of or by a member of the Board ofDirectors/Trustees or an employee where one or the other has supervisory authority over the other or with a client wllo receives services. - Contractual relationship with a tnernber of the Board of Directors/Trustees or an employee where one or the other has supervisory authority over the other or with a client who receives services. - Creditor or debtor to a member of the Board of Directors/Trustees or an employee where one or the other has supervisory authority over the other or with a client who receives services. - Consultative or consumer relationship with a member of the Board of Directors/Trustees or an employee where one or the other has supervisory authority over the other or with a client who receives services. The definition of conflict of interest includes any bias or the appearance of bias in a decision-[Waking process that would reflect a dual role played by a member of the organization or group. An example, for instance, might involve a person who is an etnployee and a Board member, or a person who is an employee and who hires family members as consultants. Employee/Contractor/Board Member Responsibilities: It is in the interest of the organization, individual staff, and Board members to strengthen trust and confidence in each other, to expedite resolution of problems, to mitigate the effect and to minimize organizational and individual stress that can be caused by a conflict of interest. Employees are to avoid any conflict of interest, even the appearance of a conflict of interest. This organization serves the community as a whole rather than only serving a special interest group. The appearance of a conflict of interest can cause embarrassment to the organization and jeopardize the credibility of the organization. Any conflict of interest, potential conflict of Conflict of Interest Policy (06/04) Page 1 of 3 Contract #68-2014 Senior Care of Orange County, Inc. interest, or the appearance of a conflict of interest is to be reported to your supervisor immediately. Employees are to maintain independence and objectivity with clients, the community, and organization. Employees are called to maintain a sense of fairness, civility, ethics and personal integrity even though law, regulation, or custom does not require them. Acceptance of Gifts: Employees, members of employee's immediate family, and members of the Board are prohibited from accepting gifts, money or gratuities from the following: a. Persons receiving benefits or services from the organization; b. Any person or organization performing or seeking to perform services under contract with the organization; and c. Persons who are otherwise in a position to benefit from the actions of any employee of the organization. Employees may, with the prior written approval of their supervisor, receive honoraria for lectures and other such activities while on personal days, compensatory time, annual leave, or leave without pay. If the employee is acting in any official capacity, honoraria received by an employee in connection with activities relating to employment with the organization are to be paid to the organization. NOTARIZED CONFLICT OF INTEREST POLICY State of North Carolina County of Orange I, ~~~,~~ ~~ ~'~ I ~ ,Notary Public for said County and State, certify that ((~ J~~ ~J~ PS~~'1 ~•'~' personally appeared before me this day and acknoQwledged that he/she is 1 spa (d C~h a - r of _`.c_ ~ ire ~' (arm ~~ ~nG and by that authority duly given and as the act of the corporation, affirmed that the foregoing Conflict of Interest Policy was adopted by the Board of Directors in a meeting held on the ( day of r~ _, a~ . Sworn to and subscribed before me this ~ day of ~ ~~~1~. Conflict of Interest Policy (06/04) Page 2 of 3 0~11111111///`s Contract #68-2014 ~~~ PwN S/~ ~~nior Care of Orange County, lnc. T _ ~'q'P~ (Official Seal) ~~~9~/G ~.~~~~~~ Notary Public ~~i~~~F/C~V; l~a~~~ My Commission expires ~ t)1~,~ !J , 20 ~~~ Attached is the Conflict of Interest Policy for: Senior Care of Orange County, Inc. gna~tuere~o;f C~orpor- at`~n Offictal Conflict of Interest Policy (06/04) Page 3 of 3 Senior Care of Orange County, Inc. Apri15, 2004 Conflict of Interest Policy (Board of Directors and Employees) It is the policy of the Senior Care of Orange County, Inc. to prohibit business contracts or transactions with any firm in which a member of the Board of Directors or other policy- making body, or employee has a substantial business interest, or may directly or indirectly benefit from such transactions. Any member of the Board of Directors or other policy-making body or employee having any interest shall promptly make such interest known, in writing, to the President of the Board of Directors. This does not preclude conducting business with such firms when there is no other convenient source of supply. It it is necessary to conduct transactions with such firms, a written statement of justification shall be furnished. No reward, favor, gift or other form of remuneration may be accepted by any member of the Board of Directors or other policy-making body or employee for performance or non-performance from any vendor, contractor, individual or firm or from any other source having or proposing to have a business relationship with the agency. Contract #68-2014 Senior Care of Orange Cow~ty, Inc. ATTACHMENT E OVERDUE TAXES Orange County Department of Social Services Instructions: Grantee should complete this certification for all funds received. Entity should enter appropriate data in the yellow highlighted areas. The completed and signed form must be provided to the County Department of Social Services. Entity's Letterhead Date of Certification (mmddyyyy)] To: Orange County Department of Social Services Certification: We certify that the insert orgnnization's nnmeJ does not have any overdue tax debts, as defined by N.C.G.S. 105-243.1, at the federal, State, or local level. We further understand that any person who makes a false statement in violation of N.C.G.S. 143C-6-23(c) is guilty of a criminal offense punishable as provided by N.C.G.S. 143C-10-1. Sworn Statement: [Name of Board Chair] and [Name of Second Authorizing Official] being duly sworn, say that we are the Board Chair and [Title of the Second Authorizing Official], respectively, of [insert name of organization] of [City] in the State of [Name of State]; and that the foregoing certification is true, accurate and complete to the best of our knowledge and was made and subscribed by us. We also acknowledge and understand that any misuse of State funds will be reported to the appropriate authorities for further action. rd C air [Titled Second Authorizing Official] Sworn to and subscribed before me on the day of the date of said certification. `vooe~~oaorres~i \ t l P~1J S/~j yi~otmnission Expires V U l ~ o~b ~ (Notary Signature and Seal) ~,Q ~y ~~i~ - - = ~~'~~ ~T' ~~ ,,~~-9,~GE COV,,~~`. ~e~~R~~~~~. Overdue Taxes - (07/08) Page 1 of I Conn~act #65-2014 Senior Care of Orange County, Inc. t1T"I'ACFIMENT I BUSINESS ASSOCIATE ADDENDUM Orange County Department of Social Services This Agreement is made effective the ~ ~~~ay of ~uhQ , 20I(, by and between Orange County ("Covered Entity") and Senior Care of Orange County, Inc. ("Business Associate") (collectively the "Parties"). L BACKGROUND a. Covered Entity and Business Associate are parties to a contract entitled #68-2014 (the "Contract"), whereby Business Associate agrees to perform certain services for or on behalf of Covered Entity. b. Covered Entity is an organizational unit of Orange County (the "County") that has been designated in-whole or in part by the County as a health care component for purposes of the HIPAA Privacy and Security Rules. c. The relationship between Covered Entity and Business Associate is such that the Parties believe Business Associate is or may be a "business associate" within the meaning of the HIPAA Privacy and Security Rules. d. The Parties enter into this Business Associate Addendum to the Contract with the intention of complying with the H[PAA Privacy and Security Rules provision that a covered entity may disclose electronic protected health information or other protected health information to a business associate, and may allow a business associate to create or receive electronic protected heath information or other protected health information on its behalf, if the covered entity obtains satisfactory assurances that the business associate will appropriately safeguard the information. 2. DEFINITIONS Unless some other meaning is clearly indicated by the context, the following terms shall have the following meaning in this Agreement: a. "Electronic Protected Health Information" shall have the same meaning as the teen "electronic protected health information" in 45 CFR 160.103, limited to the information created or received by Business Associate froth or on behalf of Covered Entity. b. "HIPAA" means the Administrative Simplification Provisions, Sections 261 through 264, of the federal Health Insurance Portability and Accountability Act of 1996, Public Law 104-191. c. "Individual" shall have the same meaning as the term "individual" in 45 CFR160.103 and shall include a person who qualifies as a personal representative in accordance with 45 CFR 164.502(g). d. "Privacy and Security Rules" shall mean the Standards for Privacy of Individually Identifiable Health Information and the Security Standards for the Protection of Electronic Protected Health Information set out in 45 CFR part 160 and part 164, subparts A and E. e. "Protected Health Information" shall have the same meaning as the term "protected health information" in 45 CFR 160.103, limited to the information created or received by Business Associate froth or on behalf of Covered Entity. Contract-Scope of Work (07/08) Page lof 5 Contract #Ci;-2014 Senior Carc of Orange County, Inc. E "Required By Law" shall have the same meaning as the term "required by law" in 45 CFR 164.103. g. "Secretary" shall mean the Secretary of the United States Deparhnent of Health and Human Services or his designee. h. "Security Incident" shall have the same meaning as the tens "security incident" in 45 CFR 164.304. i. Unless otherwise defined in this Agreement, terms used herein shall have the same meaning as those terms have in the Privacy and Security Rules. 3. OB( [CATIONS OI± BUSINESS ASSOCIATE a. Business Associate agrees to not use or disclose electronic protected health information or other protected health information other than as permitted or required by this Agreement or as required by law. b. Business Associate agrees to itnpletnent administrative, physical, and technical safeguards that reasonably and appropriately protect the confidentiality, integrity, and availability of the electronic protected health information and other protected health information that it creates, receives, maintains, or transmits on behalf of Covered Entity, as required by the Privacy and Security Rules. c. Business Associate agrees to mitigate, to the extent practicable, any harmfitl effect that is known to Business Associate of a use or disclosure of electronic protected health information or other protected health information by Business Associate in violation of the requirements of this Agreement. d. Business Associate agrees to report to Covered Entity (i) any use or disclosure of electronic protected health information or other protected health infornation not provided for by this Agreement of which it becomes aware and (ii) any security incident of which it becomes aware. e. Business Associate agrees to ensure that any agent, including a subcontractor, to whom it provides electronic protected health information and/or other protected health information received from, or created or received by Business Associate on behalf of Covered Entity (i) agrees to be bound by the same restrictions and conditions that apply through this Agreement to Business Associate with respect to such information, and (ii) agrees to implement reasonable and appropriate safeguards to protect-such information. £ Business Associate agrees to provide access, at the request of Covered Entity, to electronic protected health information and other protected health information in a Designated Record Set to Covered Entity or, as directed by Covered Entity, to an individual in order to meet the requirements under 45 CFR 164.524. g. Business Associate agrees, at the request of Covered Entity, to make any amendment(s) to electronic protected health information and other protected health information in a Designated Record Set that Covered Entity directs or agrees to pursuant to 45 CFR 164.526. h. Unless otherwise prohibited by law, Business Associate agrees to make internal practices, books, and records, including policies and procedures concerning electronic protected health information and other protected health information, relating to the use and disclosure of electronic protected health information and other protected health information received from, or created or received by Business Associate on behalf of, Covered Entity available to the Covered Entity, or to the Secretary, in a tithe and manner Contract-Scope of Work (07/03) Page 2of 5 Contract #CS-?0l4 Senior Care of Orange County, lnc. designated by the Secretary, for purposes of the Secretary determining Covered Entity's compliance with the Privacy and Security Rules. i. Business Associate agrees to document such disclosures of electronic protected health information and other protected health information related to such disclosures as would be required for Covered Entity to respond to a request by an individual for an accounting of disclosures of electronic protected health information and other protected health information in accordance with 45 CFR 164.528, and to provide this information to Covered Entity or an individual to permit such a response. 4. PERMITTED USES AND DISCLOSURES a. Except as otherwise limited in this Agreement or by other applicable law or agreement, if the Contract permits, Business Associate may use or disclose electronic protected health information and other protected health information to perform functions, activities, or services for, or on behalf of, Covered Entity as specified in the Contract, provided that such use or disclosure: 1) would not violate the Privacy and Security Rules if done by Covered Entity; or 2) would not violate the minimum necessary policies and procedures of the Covered Entity. b. Except as otherwise limited in this Agreement or by other applicable law or agreements, if the Contract permits, Business Associate may use electronic protected health information and other protected health information as necessary for the proper management and administration of the Business Associate or to carry out the legal responsibilities of the Business Associate. c. Except as otherwise limited in this Agreement or by other applicable law or agreements, if the Contract permits, Business Associate may disclose electronic protected health infomtation and other protected health information for the proper management and administration of the Business Associate, provided that: 1) disclosures are required by law; or 2) Business Associate obtains reasonable assurances from the person to whom the information is disclosed that it will remain confidential and will be used or further disclosed only as required by law or for the purpose for which it was disclosed to the person, and the person notifies the Business Associate of any instances of which it is aware in which the confidentiality of the information has been breached. d. Except as otherwise limited in this Agreement or by other applicable law or agreements, if the Contract permits, Business Associate may use electronic protected health information and other protected health information to provide data aggregation services to Covered Entity as permitted by 45 CFR 164.504(e)(2)(i)(B). e. Notwithstanding the foregoing provisions, Business Associate may not use or disclose electronic protected health information or other protected health information if the use or disclosure would violate any term of the Contract or other applicable law or agreements. 5. TERM AND TERMINATION a. Tertn. This Agreement shall be effective as of the effective date stated above and s}iall terminate when the Contract terminates. b. Termination for Cause. Upon Covered Entity's knowledge of a material breach by Business Associate, Covered Entity may, at its option: Contract-Scope of Work (07/08) Page 3of 5 Contract #68-2014 Senior Care of Oran~c County, lnc. 1) Provide an opportunity for Business Associate to cure the breach or end the violation, and terminate this Agreement and services provided by Business Associate, to the extent permissible by law, if Business Associate does not cure the breach or end the violation within the time specified by Covered Entity; 2) Immediately terminate this Agreement and services provided by Business Associate, to the extent permissible by law; or 3) [f neither termination nor cure is feasible, report the violation to the Secretary as provided in the Privacy and Security Rules. c. Effect of Termination. 1) Except as provided in paragraph (2) of this section or in the Contract or by other applicable law or agreements, upon termination of this Agreement and services provided by Business Associate, for any reason, Business Associate shall return or destroy all electronic protected health information and other protected Health information received from Covered Entity, or created or received by Business Associate on behalf of Covered Entity. This provision shall apply to electronic protected health information and other protected health information that is in the possession of subcontractors or agents of Business Associate. Busitess Associate shall retain no copies of the electronic protected health information or other protected health information.. 2) In the event that Business Associate determines that returning or destroying the electronic protected health information or other protected health information is not feasible, Business Associate shall provide to Covered Entity notification of the conditions that make return or destruction not feasible. Business Associate shall extend the protections of this Agreement to such electronic protected health information and other protected health information and limit further uses and disclosures of such electronic protected health information and other protected health information to those purposes that make the return or destruction infeasible, for so long as Business Associate maintains such electronic protected health information and other protected health information. 6. GENERAL TERMS AND CONDITIONS a. This Agreement amends and is part of the Contract. b. Except as provided in this Agreement, all terms and conditions of the Contract shall remain in force and shall apply to this Agreement as if set forth fully herein. c. In the event of a conflict in terms between this Agreement and the Contract, the interpretation that is in accordance with the Privacy and Security Rules shall prevail. In the event that a conflict then remains, the Contract terms shall prevail so long as they are in accordance with the Privacy and Security Rules. d. A breach of this Agreement by Business Associate shall be considered sufficient basis for Covered Entity to terminate the Contract for cause. Contract-Scope of Work (07/08) Page 4of 5 S~ (Sign ture of apartment Director) ©~1~ -~US~I I (Date submitted) (Signature of Department Director) (Date Submitted) Conh~act #68-2014 Senior Care of Orange County, Inc. (Signature of ontr•actor) ~ZN~I (Date Submit ed) Conn•act-HIPAA (06/04) Page 5 of 5 Contract #65-201'1 Senior Care of Orangc County, Inc. ATTACRAIENT J CERTIFICATION REGARDING TRANSPORTATION Orange County Department of Social Services [3y execution of this Agreement the Contractor certifies that it will provide safe client transportation by: I . Insuring that all drivers (including employees, contractors, contractor's employees, and volunteers) shall be at least 18 years of age; 2. hisuring that all drivers (including employees, contractors, contractor's employees, and volunteers) shall be licensed to operate the specific vehicle used in transporting clients in accordance with Chapter 20-7 of the General Statutes of North Carolina and the Division of Motor Vehicle requirements; 3. Insuring that all vehicles used to transport clients shall have valid vehicle registration notices (verify both license tag and inspection expiration dates); 4. Insuring that all vehicles transporting clients shall have at least the minimum level of liability insurance appropriate for the type of vehicle; ~. Insuring that the contractor shall have written policies and procedures regarding how drivers handle and report client emergencies and/or vehicle crashes involving clients to contractor and how contractor notifies the Orange County Department of Social Services Signature Agency/Organization (Certification signature should be same as Contract signature.) ~~ J!~j~S ~d -~ ro-~~' Title Date fro ~,~ Transportation Certification (0/09) Page I of Contract #63-201-~ Senior Care of Orange County, fnc. ATTACHMENT K 501(c)(3) and TAX EXEMPT STATUS Orange County Department of Social Services What is a Private Non Profit Agency? Answer: A private non profit is an organization that is incorporated under State law and whose purpose is not to make. a profit, but rather to further a charitable, civic, religious, scientific, or other lawful purpose. The Secretary of State's office grants corporate status to organizations in North Carolina. What is a SOl(c)(3) designation? Answer: When the agency becomes a state private non profit corporation, it can then apply for 501(c)(3) designation through the IRS. Once the IRS grants 501(c)(3) status, the organization is exempt from certain taxes and any donations to the charitable organization are tax deductible. Many individuals and organizations prefer to make donations to 501(c)(3) private non profits. Who can obtain a 501(c)(3) designation? Answer: Any organization or group can apply for 501(c)(3) status, provided their charter or mission focuses on the non profit's objective. Another option is to apply fora 509(a)(1) status which falls under the 501(c)(3) umbrella. Being a 509(a)(1) designates an organization as a tax-free public charity that receives most of its support fi•om a governmental unit or from the general public. Becoming a 509(a)(1) provides public recognition oftax-exempt status, advance assurance to donors of deductibility of contributions, exemption from certain State and federal taxes, and non profit mailing privileges. Organizations that typically qualify are churches, educational institutions, hospitals, and governmental units. To learn more about non profits, visit www.irs.gov, or call the tax-exempt helpline at 877-829- 4933. How does a Private Non Profit obtain Tax Exempt Status? A private non profit must apply to the IRS for tax exempt status. To qualify, applicants rrnist complete and submit to the IRS Form 1023. Once federal tax exempt status is granted, the private non profit applies for State tax exempt status by completing Form CD-435 and submitting it to the N. C. Department of Revenue. Please attach proof of 501(c}(3) or IRS tax-exempt status to this page. 11/10/2008 09:53 9197328173 RC NEIGHBOURS CO INC PAGE 02 . II4T5SD1AL RSV~dB 38[tVZCB DSPAR'1'1~NT OF 'P~ TRH • ~. ,~. 'P. O. BO'R 2508 3. . CIBCIDNA,TI, 08 45201 ~~ Bmpla~rer Ideatificatioa tAtmiber: ~ Date: JUL 2 2 56-2460614 • . • DLN: ' `'"~ 17053159003034 • • S1~fi'=OQt CARii OF ORAL G~Z'7[ 7.5C Caatact Persam 5Z5 !03'AflO~iLA~Q,D IFt STS 400 Z~IA LVR YD~ 315ZZ HILTSHOSU~, NC Z7Z78 CoataCC Telep~e ~ar+~~+-; • (877} 8Z9-5500 • Acaouating Period 3~diag: • .lONB 30 Publfc Charity Status: 170 (b) (1) (A) (vi) Form 990 Required: YF3 .' '~' '` `~ 8ffectiYe Dace Of 8tion: CoatribuY.ion Deductibitaty: i'~,".iTI~J.~'."= L'•.:i.l C~;1:. .i'. .. ~ ~VB~ICE' ~ulillg ~G~.iag p~~e: . yam' 1r' • • . ,778 30, 2009 Dear Appl:~cant: 'r.•t::i -- ;~ c.: • 1(e ~e 35x~A19f~0? ~tl-• 3.ts€brm yvu that upon review pf y0ur appZi~Catian :for t2uC c a:3 14' c: 'i :••:'_ ~`~ Bt2l1i$B • N6A~have ' c7@te]CIDined that you ass eaQeaept ~rOtn yede7C8t1 ~ ~^^"'e ta7G ' T=~`'0•'•%z„ sett°ioia-~0~. (c) (3)' •of the ~,te~aa.2 due Code. Co~atrxbtstS.oaaua to yva a~•e ~~-• -'~` -',~+ %' deductible"tmdei• eectian, 170 of the Code. You are also qualified Co mseeive r'~.a:r• ~,Y ~,. 6ax-•~Beduc+G9.1~2'~~u0q~tests~ ~ devises9, transfers ox gifts wader sect3oz~ 2055. 2106 :'" _'•~•'.~~.~: or-352a •~if~'r:.he;~COdh.~'~Hecauee this letter Cau7,d Iaeip xsaolve say questioae ' ~ ~• ~..:.'• -' • re~aUCdia~Tgrvfi~r"-eabempt~• 8talt`115, you stuovtld teep it is your pexvaaaeat reco~ . ' . •.': ~'>° Or9aniaLbae• l~eempt wader section 501 (c) (3) of the Code are fustlae~r ola+a~.fied • •:"~;;+ as•=either 7nsblic Chharaties os private foundatS.Cns. Du7C9.ag your adQaace sul;luvg . .. • pe~riad, Y~ will be treated as a pob3.i.c cbaxity. Your advance ruling period • -• begiae Frith the effectivea date of your exemption sad each with advance ~ru].ing .. ' ending date shown in the heading of the letter. . fi''^4''''y before the .end of yoax advance ;v7.ing period, we wi7.1 send you Form 8734, Support Schedule fo~'14dvaaCe Boling Period. You will have 90 days after the eud of ynnr advance zuling•period to return the ct~tapleted form. tie Mill theca t~btify yaw, is writing, about yaar public c#~aziGy stator, . '•please see eaoloaed Zafo~ation for 8xempt Orgaaizacioom~ Uloder Section 501(c)(3) fax aoo~t helpful infoxmatian about your zeeponsibxlitiee as au exempt organisation. Letter 1045 (DO/G~3) i Contract #68-2014 Senior Care of Orange County, Inc. ATTACHMENT N OUTCOMES AND REPORTING Orange County Department of Social Services By signing and submitting this document, the Contractor certifies that it agrees to the following: 1. The Contractor agrees to participate in program, fiscal and administrative monitoring and/or audits, making records and staff time available to Federal, State and County staff. 2. The Contractor agrees to take necessary steps for corrective action, as negotiated within a corrective action plan, for any items found to be out of compliance with Federal, State, and County laws, regulations, standards and/or terms of the Contract. 3. The Contractor agrees that continuation of and/or renewal of this Contract is contingent on meeting the following requirements. The Contractor agrees to: A. Provide Adult Day Health Services, according to the North Carolina State Standards for Certification, to clients referred by the County. B. Comply with all State licensing standards, all applicable accrediting standards and any other standards or criteria established by the North Carolina Department of Health and Human Services to assure quality of services C. Maintain all financial and program records for a period of three years from the date of final payment under this agreement for inspection by the County, the Area Agency on Aging and the Comptroller General of the United States, or any of their duly authorized representatives. If any claim, litigation, negotiation, audit or other action involving the Contractor's records has been started before the expiration of the three-year period, the records must be retained until completion of the action and resolution of all issues that arise from it. D. Maintain appropriate program records, client case files which document the provision of the agreed upon service(s); and maintain a valid authorization for services for each client determined to be eligible by the County and authorized by the County for service(s) provided under this agreement. E. Furnish financial and program data as required to document the basis for the reimbursement rate and to document that applicable standards have been met. F. Be responsible for compliance with the audit requirements of the Department of Health and Human Services. a. An annual audit is to be performed in accordance with OMB Circular A-110 by an "independent auditor." "Independent auditor" means either: i. A state government auditor for the Department of Huinan Resources or the Department of Administration, Office of the State Auditor; or ii. A certified public accountant. b. Upon completion of the audit, a copy of the audit report must be forwarded to the County. G. Notify the County of participant absences of more than 5 days. H. Notify the County, in a timely manner, of significant changes in the clients' conditions or situations. Outcomes (06/04) Page 1 of 2 Contract #68-2014 ~Syenior Care of Orange County, Inc. ~. 1 c.~ ;rec.. ~2. Signature Title $u/ A21~ J~ ~~~~b1I Agency/Organizatt n ~~ Date (Certification signature should be same as Contract signature.) Outcomes (06/04) Page 2 of 2 Contract #68-2014 Senior Care of Orange County, fnc. ATTACHMENT N OUTCOMES AND REPORTING Orange County Department of Social Services By signing and submitting this document, the Contractor certifies that it agrees to the following: I .The Contractor agrees to participate in program, fiscal and administrative monitoring and/or audits, making records and staff time available [o Federal, State and County staff. 2. The Contractor agrees to take necessary steps for corrective action, as negotiated within a corrective action plan, for any items found to be out of compliance with Federal, State, and County laws, regulations, standards and/or terms of the Contract. 3. The Contractor agrees that continuation of and/or renewal of this Contract is contingent on meeting the following requirements. The Contractor agrees to: A. Provide Adult Day Health Services, according to the North Carolina State Standards for Certification, to clients referred by the County. B. Comply with all State licensing standards, all applicable accrediting standards and any other standards or criteria established by the North Carolina Department of Health and Hutnan Services to assure quality of services C. Maintain all financial and program records for a period of three years from the date of final payment under this agreement for inspection by the County, the Area Agency on Aging and the Comptroller General of the United States, or any of their duly authorized representatives. [f any claim, litigation, negotiation, audit or other action involving the Contractor's records has been started before the expiration of the three-year period, the records must be retained until completion of the action and resolution of all issues that arise from it. D. Maintain appropriate program records, client case files which document the provision of the agreed upon service(s); and maintain a valid authorization for services for each client determined to be eligible by the County and authorized by the County for service(s) provided under this agreement. E. Furnish financial and program data as required to document the basis for the reimbursement rate and to document that applicable standards have been met. F. Be responsible for compliance with the audit requirements of the Department of Health and Hutnan Services. a. An annual audit is to be performed in accordance with OMB Circular A-1 10 by an "independent auditor." "Independent auditor" means either: i. A state government auditor for the Department of Human Resources or the Department of Administration, Office of the State Auditor; or ii. A certified public accountant. b. Upon completion of the audit, a copy of the audit report must be forwarded to the County. G. Notify the County of participant absences of more than 5 days. H. Notify the County, in a timely manner, of significant changes in the clients' conditions or situations. Outcomes (06/04) Page l of 2 Signature ~- ~ Agency/Organization Title `~ 2~I' t Date (Certification signature should be same as Contract signature.) Contract ;16£;-2014 Scnior Care of Orangc County, Inc. ~rt~fv~ Outcomes (06/04) Page 2 of 2