HomeMy WebLinkAbout2003 S EMS - State Mutual Aid Agreementry ~~~
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'NORTH CAROLINA STATEWIDE EMERGENCY MANAGEMENT MUTUAL AID AND
ASSISTANCE AGREEMENT
Revision -July, 2002
THIS AGREEMENT IS ENTERED INTO BETWEEN THE NORTH CAROLINA DEPARTMENT OF CRIME CONTROL AND
PUBLIC SAFETY, AND ITS DIVISION OF EMERGENCY MANAGEMENT OF THE STATE OF NORTH CAROLINA AND
BY EACH OF THE ENTITIES THAT EXECUTES AND ADOPTS THE UNDERSTANDINGS, COMMITMENTS, TERMS,
AND CONDITIONS CONTAINED HEREIN:
WHEREAS, the State of North Carolina is geographically vulnerable to a variety of natural disasters;
WHEREAS, Chapter 166A of the.North Carolina General Statutes, entitled the North Carolina Emergency Management Act,
recognizes this vulnerability and provides that its intended purposes are to:
(1) Reduce vulnerability of people and property of this State to damage, injury, and loss of life and property;
(2) Prepare for prompt and efficient rescue, care, and treatment of threatened or affected persons;
(3) Provide for the rapid and orderly rehabilitation of persons and restoration of property; and
(4) Provide for cooperation and coordination of activities relating to emergency and disaster mitigation, preparedness,
response, and recovery;
WHEREAS, in addition to the State, the Federal Emergency Management Agency (FEMA) has recognized the importance of
the concept of coordination between the State and local governments;
WHEREAS, under Chapter 166A and other chapters of the North Carolina General Statutes, entities entering into mutual aid
and assistance agreements may include provisions for the furnishing and -exchanging of supplies, equipment, facilities,
personnel and services; and .
WHEREAS, the entities which have chosen to become signatories to this Agreement wish to provide mutual aid and
assistance amongst one another at the appropriate times; THEREFORE, pursuant to G.S. 166A-10(b), these entities agree
to enter into this Agreement for reciprocal
emergency management aid and assistance, with this Agreement embodying the understandings, commitments, terms, and
conditions for said aid and assistance, as follows:
Section I. DEFINITIONS
"Agreement" means this document, the North Carolina Statewide Emergency Management Mutual Aid and Assistance
Agreement.
"Aid and assistance" includes personnel, equipment, facilities, services, supplies, and other resources.
"Authorized Representative" means a party's employee who has been authorized, in writing by that party, to request, to offer,
or to otherwise provide assistance under the terms of this Agreement. The list of Authorized Representatives for each party
executing this Agreement shall be attached to the executed copy of this Agreement. (In the event of a change in personnel,
unless otherwise notified the presumption will be that the successor to that position will be the authorized representative.)
"Disaster" means an occurrence or imminent threat of widespread or severe damage, injury, or loss of life or property,
resulting from any natural or man-made accidental, military, or paramilitary cause.
"Local Agency" means a county agency charged with coordination of all emergency management activities for its
geographical limits pursuant to G.S. 166A-7.
"Party" means a governmental entity which has adopted and executed this Agreement.
"Provider" means the party which has received a request to furnish aid and assistance from another parry in need (the
"Recipient").
"Recipient" means the party setting forth a request for aid and assistance to another party (the "Provider").
• Section II. INITIAL RECOGNITION OF PRINCIPLE BY ALL PARTIES; AGREEMENT PROVIDES NO RIGHT OF ACTION
FOR THIRD PARTIES
As this is a reciprocal contract, it is recognized that any party to this Agreement may be requested by another party to be a
Provider. It is mutually understood that each party's foremost responsibility is to its own citizens. The provisions of this
Agreement shall not be construed to impose an unconditional obligation on any party to this Agreement to provide aid and
assistance pursuant to a request from another parry. Accordingly, when aid and assistance have been requested, a party
may in good faith withhold the resources necessary to provide reasonable and adequate protection for its own community,
by deeming itself unavailable to respond and so informing the early setting forth the request.
Given the finite resources of any jurisdiction and the potential for each party to be unavailable for aid and assistance at a
given point in time, the parties mutually encourage each other to enlist other entities in mutual aid and assistance efforts and
to enter into such agreements accordingly. Concomitantly, the parties fully recognize that there is a highly meritorious
reason for entering into this Agreement, and accordingly shall attempt to render assistance in accordance with the terms of
this Agreement to the fullest extent possible.
Pursuant to G.S. 166A-14 and as elaborated upon in Section X of this Agreement, all functions and activities performed
under this Agreement are hereby declared to be governmental functions. Functions and activities performed under this
Agreement are carried out for the benefit of the general public and not for the benefit of any specific individual or individuals.
Accordingly, this Agreement shall not be construed as or deemed to be an agreement for the benefit of any third parties or
persons and no third parties or persons shall have any right of action under this Agreement for any cause whatsoever. All
immunities provided by law shall be fully applicable as elaborated upon in Section X of this Agreement.
Section III. PROCEDURES FOR REQUESTING ASSISTANCE
Mutual aid and assistance shall not be requested unless the resources available within the stricken area are deemed
inadequate by Recipient. When Recipient becomes affected by a disaster and deems its resources inadequate, it may
request mutual aid and assistance by communicating the request to Provider, indicating the request is made pursuant to this
mutual aid agreement. The request shall be followed as soon as practicable by a written confirmation of that request,
including the transmission of a proclamation of Local state of emergency under G.S. 166A-8 and Article 36 A of Chapter 14
of the NC General Statutes, and a completed form describing its projected needs in light of the disaster. All requests for
mutual aid and assistance shall be transmitted by the parry's Authorized Representative or to the Coordinator of the Local
Agency as set forth below.
A. METHOD OF REQUEST FOR MUTUAL A/D AND ASS/STANCE: Recipient shall set forth requests by means of one of
the two options described as follows:
(i) REQUESTS ROUTED THROUGH THE RECIPIENTS LOCAL AGENCY: Recipient may directly contact the Local
Agency, in which case it shall provide the Local Agency with the information in paragraph 8 of this Section (Section III). The
Local Agency shall then contact other parties on behalf of Recipient to coordinate the provision of mutual aid and assistance.
Recipient shall be responsible for the costs and expenses incurred by any Provider in providing aid and assistance pursuant
to Section VII of this Agreement.
(ii) REQUESTS MADE DIRECTLY TO PROVIDER: Recipient may directly contact Provider's authorized representative,
setting forth the information in paragraph B of this Section (Section Ill). All communications shall be conducted directly
between Recipient and Provider. Recipient shall be responsible for the costs and expenses incurred by any Provider in
providing aid and assistance pursuant to the provisions of this Agreement as noted in Section VII of this Agreement.
Provider and recipient shall be responsible for keeping Local Agencies advised of the status of response activities, in a
timely manner.
{iii) RECORD OF REQUESTS TO BE PROV/DED:A record of the request for assistance shall be provided by the Recipient
to the Director of the Division of Emergency Management in the NC Department of Crime Control and Public Safety, in a
timely manner.
B. REQUIRED INFORMATION: Each request for assistance shall be accompanied by the following information, in writing or
by any other available means, to the extent known:
1. Stricken Area and Sfatus:A general description summarizing the condition of the community (i.e., whether the disaster is
imminent, in progress, or has already occurred) and of the damage sustained to date;
2. Services: Identification of the service function(s) for which assistance is needed and the particular type of assistance
needed;
•3. Infrastructure Systems:ldentification of the type(s) of public infrastructure system for which assistance is needed (water
and sewer, storm water systems, streets) and the type of work assistance needed;
4. Aid and Assistance:The amount and type of personnel, equipment, materials, and supplies needed and a reasonable
estimate of the length of time they will be needed;
Provider's Traveling Employee Needs-Unless otherwise specified by Recipient, it is mutually understood that Recipient will
provide for the basic needs of Provider's traveling employees. Recipient shall pay for all reasonable out-of-pocket costs and
expenses of Provider's personnel, including without limitation transportation expenses for travel to and from the stricken
area. Further, Recipient shall house and feed Provider's personnel at its (Recipient's) sole cost and expense. If Recipient
cannot provide such food and/or housing at the disaster area, Recipient shall specify in its request for assistance that
self-contained personnel are needed.
5. Facilities: The need for sites, structures, or buildings outside Recipient's geographical limits to serve as relief centers or
staging areas for incoming emergency goods and services; and
6. Meeting Time and Place:An estimated time and a specific place for a representative of Recipient to meet the personnel
and resources of any Provider.
C. STATE AND FEDERAL ASSISTANCE: Recipient shall be responsible for coordinating requests for state or federal
assistance with its (Recipient's) Local Agency.
Section IV. PROVIDER'S ASSESSMENT OF AVAILABILITY OF RESOURCES AND ABILITY TO RENDER ASSISTANCE
When contacted by the RecipienULocal Agency, Provider's authorized representative shall assess Provider's own local
situation in order to determine available personnel, equipment, and other resources. If Provider's authorized representative
determines that Provider has available resources, Provider's authorized representative shall so notify the RecipienULocal
Agency (whichever communicated the request). Provider shall complete a written acknowledgment, whether on the request
form received from Recipient or on another form, regarding the assistance to be rendered (or a rejection of the request) and
shall transmit it by the most efficient practical means to the RecipientLocal Agency for a final response. Provider's
acknowledgment shall contain the following information:
1. In response to the items contained in the request, a description of the personnel, equipment, and other resources
available;
2. The projected length of time such personnel, equipment, and other resources will be available to serve Recipient,
particularly if the period is projected to be shorter than one week (as provided in the "Length of Time for Aid and Assistance"
sectiori [Section VI] of this Agreement.)
3. The estimated time when the assistance provided will arrive at the location designated by the Authorized Representative
of the Requesting Party; and
4. The name of the person(s) to be designated as Provider's supervisory personnel (pursuant to the "Supervision and
Control" section [Section V] of this Agreement.}
Where a request has been submitted to the Local Agency, the Local Agency shall notify Recipient's authorized
representative and forward the information from Provider. The RecipienULocal Agency shall respond to Provider's written
acknowledgment by executing and returning a copy of the form to Provider by the most efficient practical means,
maintaining a copy for its file.
Section V. SUPERVISION AND CONTROL
Provider shall designate supervisory personnel amongst its employees sent to render aid and assistance to Recipient. As
soon as practicable, Recipient shall assign work tasks to Provider's supervisory personnel, and unless specifically instructed
otherwise, Recipient shall have the responsibility for coordinating communications between Provider's supervisory personnel
and Recipient. Recipient shall provide necessary credentials to Provider's personnel authorizing them to operate on behalf
of Recipient.
•Based upon such assignments set forth by Recipient, Provider's supervisory personnel shall:
(1 }have the authority to assign work and establish work schedules for Provider's personnel. Further, direct supervision and
control of Provider's personnel, equipment, and other resources shall remain with Provider's supervisory personnel. Provider
should be prepared to furnish communications equipment sufficient to maintain communications among its respective
operating units, and if this is not possible, Provider shall notify Recipient accordingly;
(2) maintain daily personnel time records, material records, and a log of equipment hours;
(3) shall report work progress to Recipient at mutually agreed upon intervals.
Section VI. LENGTH OF TIME FOR AID AND ASSISTANGE; RENEWABILITY; RECALL
Unless otherwise provided, the duration of Providers assistance shall be for an initial period of seven days, starting from the
time of arrival. Thereafter, assistance may be extended in daily or weekly increments as the situation warrants, for a period
agreed upon by the authorized representatives of Provider and Recipient.
As noted in Section 11 of this Agreement, Providers personnel, equipment, and other resources shall remain subject to recall
by Provider to provide for its own citizens if circumstances so warrant. Provider shall make a good faith effort to provide at
least twenty-four (24) hours advance notification to Recipient of its (Providers) intent to terminate mission, unless such
notice is not practicable, in which case as much notice as is reasonable under the circumstances shall be provided.
Section VlI. REIMBURSEMENTS
Except as otherwise provided below, it is understood that Recipient shall pay to Provider all documented costs and
expenses incurred by Provider as a result of extending aid and assistance to Recipient. The terms and conditions governing
reimbursement for any assistance provided under this Agreement shall be in accordance with the following provisions,
unless otherwise agreed in writing by Recipient and Provider. Recipient shall be ultimately responsible for reimbursement of
all eligible expenses. Provider shall submit reimbursement documentation to Recipient on the forms shown in Appendix B.
A. Personnel- During the period of assistance, Provider shall continue to pay its employees according to its then prevailing
ordinances, rules, and regulations. Recipient shall reimburse Provider for all direct and indirect payroll costs and expenses
including travel expenses incurred during the period of assistance, including, but not limited to, employee retirement benefits
as provided by Generally Accepted Accounting Principles (GAAP). However, as stated in Section IX of this Agreement,
Recipient shall not be responsible for reimbursing any amounts paid or due as benefits to Providers personnel under the
terms of the North Carolina Workers' Compensation Act (Chapter 97 of the North Carolina General Statutes).
B. Equipment Provider shall be~reimbursed by Recipient for the use of its equipment during the period of assistance
according to either apre-established local or state hourly rate or according to the actual replacement, operation, and
maintenance expenses incurred. For those instances in which costs are reimbursed by the Federal Emergency Management
Agency (FEMA), the FEMA-eligible direct costs shall be determined in accordance with 44 C.F.R. 206.228. Provider shall
pay for all repairs to its equipment as determined necessary by its on-site supervisor(s) to maintain such equipment in safe
and operational condition. At the request of Provider, fuels, miscellaneous supplies, and minor repairs may be provided by
Recipient, if practical. The total equipment charges to Recipient shall be reduced by the total value of the fuels, supplies,
and repairs furnished by Recipient and by the amount of any insurance proceeds received by Provider.
C. Materials And Supplies- Provider shall be reimbursed for all materials and supplies furnished by it and used or damaged
during the period of assistance, except for the costs of equipment, fuel and maintenance materials, tabor, and supplies,
which shall be included in the equipment rate established in subsection B of this section (Section VII), unless such damage
is caused by gross negligence, willful and wanton misconduct, intentional misuse, or recklessness of Providers personnel.
Providers personnel shall use reasonable care under the circumstances in the operation and control of all materials and
supplies used by them during the period of assistance. The measure of reimbursement shall be determined in accordance
with 44 C.F.R. 206.228. In the alternative, the parties may agree that Recipient will replace, with like kind and quality as
determined by Provider, the materials and supplies used or damaged. If such an agreement is made, it shall be reduced to
writing and transmitted to the North Carolina Division of Emergency Management.
D. Record Keeping- Recipient and NC Division of Emergency Management personnel shall provide information, directions,
and assistance for record keeping to Provider's personnel. Provider shall maintain records and submit invoices for
reimbursement by Recipient or the NC Division of Emergency Management using the format used or required by FEMA
publications, including 44 C.F.R. part 13 and applicable Office of Management and Budget (OMB) Circulars.
E. Payment; Other Miscellaneous Matters as to Reimbursements- The reimbursable costs and expenses with an itemized
notice shall be forwarded as soon as practicable after the costs and expenses are incurred, but not later than sixty (60) days
.following the period of assistance, unless the deadline far identifying damage is extended in accordance with 44 C.F.R. part
206. Recipient shall pay the bill or advise of any disputed items, not later than sixty (60) days following the billing date.
These time frames may be modified in writing by mutual agreement. This shall not preclude Provider or Recipient from
assuming or donating, in whole or in part, the costs and expenses associated with any loss, damage, or use of personnel,
equipment, and resources provided to Recipient.
Section VIII. RIGHTS AND PRIVILEGES OF PROVIDER'S EMPLOYEES
Pursuant to G.S. 166A-14, whenever Provider's employees are rendering aid and assistance pursuant to this Agreement,
such employees shall retain the same powers, duties, immunities, and privileges they would ordinarily possess if performing
their duties within the geographical limits of Provider.
Section IX. PROVIDER'S EMPLOYEES COVERED AT ALL TIMES BY PROVIDER'S WORKERS' COMPENSATION
POLICY
Recipient shall not be responsible for reimbursing any amounts paid or due as benefits to Provider's employees under the
temps of the North Carolina Workers' Compensation Act, Chapter 97 of the General Statutes, due to personal injury or death
occurring during the period of time such employees are engaged in the rendering of aid and assistance under this
Agreement. It is mutually understood that Recipient and Provider shall be responsible for payment of such workers'
compensation benefits only to their own respective employees. Further, it is mutually understood that Providerwill be
entirety responsible for the payment of workers' compensation benefits to its own respective employees pursuant to G.S.
97-51.
Section X. IMMUNITY
Pursuant to G.S. 166A-14, all activities performed under this Agreement are hereby declared to be governmental functions.
Neither the parties to this Agreement, nor, except in cases of willful misconduct, gross negligence, or bad faith, their
personnel complying with or reasonably attempting to comply with this Agreement or any ordinance, order, rule, or regulation
enacted or promulgated pursuant to the provisions of this Agreement shall be liable for the death of or injury to persons, or
for damage to property as a result of any such activity.
Section Xl, PARTIES MUTUALLY AGREE TO HOLD EACH OTHER HARMLESS FROM LIABILITY
Each party (as indemnitor) agrees to protect, defend, indemnify, and hold the other party (as indemnitee), and its officers,
employees and agents, free and harmless from and against any and all losses, penalties, damages, assessments, costs,
charges, professional fees, and other expenses or liabilities of every kind and arising out of or relating to any and all claims,
liens, demands, obligations, actions, proceedings, or causes of action of every kind in connection with or arising out of
indemnitor's negligent acts, en-ors andlor omissions. Indemnitor further agrees to investigate, handle, respond to, provide
defense for, and defend any such claims, etc. at indemnitor's sole expense and agrees to bear all other costs and expenses
related thereto. To the extent that immunity does not apply, each party shall bear the risk of its own actions, as it does with
its day-today operations, and determine for itself what kinds of insurance, and in what amounts, it should carry. Each party
understands and agrees that any insurance protection obtained shall in no way limit the responsibility to indemnify, keep,
and save harmless the other parties to this Agreement.
Notwithstanding the foregoing, to the extent that each party does not purchase insurance, it shall not be deemed to have
waived its governmental immunity by law.
SECTION XII, ROLE OF THE DNISION OF EMERGENCY MANAGEMENT
Under this Agreement, the responsibilities of the NC Division of Emergency Management are: (1) to serve as the central
depository for executed agreements, to maintain a current listing of entities with their authorized representatives and contact
information, and to provide this listing to each of the entities on an annual basis; (2) to coordinate the provision of mutual aid
and assistance to a requesting party, pursuant to the provisions of this Agreement; (3) to keep a record of all requests for
assistance and acknowledgments; (4) to report on the status of ongoing emergency ordisaster-related mutua! aid and
assistance as appropriate; and (5) if the parties so designate, to serve as the eligible entity for requesting reimbursement of
eligible costs from FEMA and provide information, directions, and assistance for record keeping pursuant thereto.
Section XIII. AMENDMENTS
Manner- This Agreement maybe modified at any time upon the mutual written consent of the Recipient and Provider.
Addifion of Other Entities-Additional entities may become parties to this Agreement upon; (1) acceptance and execution of
this Agreement; and (2) sending said executed copy of the Agreement to the NC Division of Emergency Management.
~Section'XIV. INITIAL DURATION OF AGREEMENT; RENEWAL; TERMINATION
This Agreement shall be binding for not less than one {1) year from its effective date, unless terminated upon at least sixty
(60) days advance written notice by a party as set forth below. Thereafter, this Agreement shall continue to be binding upon
the parties in subsequent years, unless canceled by written notification served personally or by registered mail upon the
Director of NC Division of Emergency Management, which shall provide copies to all other parties. The withdrawal shall not
be effective until sixty (60) days after notice thereof has been sent by the Director of the NC Division of Emergency
Management to al! other parties. A party's withdrawal from this Agreement shall not affect a party's reimbursement
obligations or any other liability or obligation under the terms of this Agreement incurred hereunder. Once the withdrawal is
effective, the withdrawing entity shall no longer be a party to this Agreement, but this Agreement shat! continue to exist
among the remaining parties.
Section XV. HEADINGS
The headings of various sections and subsections of this Agreement have been inserted for convenient reference only and
shall not be construed as modifying, amending, or affecting in any way the express terms and provisions of this Agreement.
Section XVI. SEVERABILITY: EFFECT ON OTHER AGREEMENTS
Should any clause, sentence, provision, paragraph, or other part of this Agreement be adjudged by any court of competent
jurisdiction to be invalid, such judgment shall not affect, impair, or invalidate the remainder of this Agreement. Each of the
parties declares that it would have entered into this Agreement irrespective of the fact that any one or more of this
Agreements clauses, sentences, provisions, paragraphs, or other parts have been so declared invalid. Accordingly, it is the
intention of the parties that the remaining portions of this Agreement.shall remain in full force and effect without regard to the
clause(s), sentence(s), provision(s), paragraph(s), or other part(s) invalidated.
In the event that parties to this Agreement have entered into other mutual aid and assistance contracts, for example
pursuant to Chapter 160A of the North Carolina General Statutes, those parties agree that to the extent a request for mutual
assistance is made pursuant to this agreement, those other mutual aid and assistance contracts are superseded by this
Agreement.
Section XVIl. EFFECTIVE DATE
This Agreement shall take effect upon its approval by the entity seeking to become a signatory to this Agreement and upon
proper execution hereof.
.IN WITNESS WHEREOF, each of the parties have caused this North Carolina Statewide Emergency Management Mutual
Aid and Assistance Agreement to be duly executed in its name and behalf by its chief executive officer, who has signed
accordingly with seals affixed and attested with concurrence of a majority of its governing board, as of the date set forth in
this Agreement.
EMERGENCY MANAGEMENT DIVISION
DEPARTMENT OF CRIME CONTROL AND PUBLIC SAFETY
BY:
Bryan E. atty, Secretary
Department of rime, Control & tic Safety
Date: S' ~ /03
WITNES
O ~,c a ~iUn ~1
BY: WITNESS:
enneth B. Taylor, Director ~.~/,Lx~c~e.. ~ ~ 6lti-~
Emergq cy~A ~ g ent Division
Date: ,~
8Y: NESS:
Chief E u 've 0 c - L al Government Unit /'--~~e
Printed Name 8 Title John M. Link, Jr.
County Manager
Name of Unit: Oranee County
Date: March 5 , 2003
APPROVED~TO PROC~4` S:
BY:
Fred Tucker, Con Iler
Department o ' 'm C?ontrol and Public Safety
Date:
• ~ N.C. STATEWIDE MUTUAL AID AND ASSISTANCE AGREEMENT
j List of Authorized Rearesentatives to Contact for Emeraencv Assistance
Name of Unit: Orange County
& Mailing Address: PO Box 8181
Hillsborough, NC 27278
Date: March 5 , 2003
1. PRIMARY REPRESENTATIVE:
Name: John M. Link Jr.
Title: County Manager
Day Phone: (919 ) 245-2300 Night Phone: ( 919) 382-0424
Fax #: ( 919 644-3004 Pager #: ( )
11. FIRST ALTERNATE REPRESENTATNE:
Name: Rod Visser
Title: Assistant County Manager
Day Phone: (919) 245-2308 Night Phone: ( 919) 929-9516
Fax #: 91 ) 644-3004 Pager #: ( )
III. SECOND ALTERNATE REPRESENTATIVE:
Name: Gwen Harvey
Title: Assistant County Manager
Day Phone: (~,~) X45-2307 Night Phone: ( 919) 933-2952
Fax #: (919 ) 644-3004 Pager #: ( )