HomeMy WebLinkAboutRES-2011-004 Resolution Providing Final Approval of Terms and Documents for QSCB for Public Hearing on the Issuance Qualified School Construction Bonds for SchoolsItem 6-a R E J"~ ~' ~ '- ~ ~ ~' s
January 20, 2011 BOCC Regular Meeting ~ 1 _ ?~ -- ~~ 1 1
Revised Resolution ~f ~ ~
Resolution Providing Final Approval of Terms and
Documents for QSCB School Improvements Financing
WHEREAS:
Orange County has been asked by the Boards of Education for both Orange
County Schools and the Chapel Hill - Carrboro City Schools to cooperate in the
construction and financing of various public school improvements, including
construction of a new auditorium wing at Stanford Middle School, various roof
replacements and renovations for Orange County Schools, and various roof
replacements for the Chapel Hill - Carrboro City Schools.
The County has also stated an intent to finance project costs by the use of
an installment contract, as authorized under Section 160A-20 of the North
Carolina General Statutes, that qualifies as a "qualified school construction bond"
(a "QSCB").
The Finance Off cer has obtained for the County a proposal from Branch
Banking and Trust Company ("BB&T) to provide the QSCB installment financing
to the County.
The Finance Officer has made available to this Board the draft agreements
listed on Exhibit A (the "Agreements"), which relate to the County's carrying out
the QSCB financing plan.
BE IT THEREFORE RESOLVED by the Board of Commissioners of
Orange County, North Carolina, as follows:
I. Determination To Proceed with Financing -The County confirms
its plans to undertake and finance the Project. The County accepts a proposal from
BB&T dated January 13, 2011, to provide Project financing.
Under the financing plan, BB&T will make funds available to the County
for use on Project costs. The County will repay the amount advanced over time.
As part of the financing plan, the Orange County School Board will convey C.W.
Stanford Middle School (and its associated real property) to the County, so that the
transferred property can provide collateral for the financing. The County will grant
to BB&T a mortgage-type interest in the property to secure the County's
repayment obligation.
2. Approval of Agreements; Direction To Execute Documents -- The
Board approves the forms of the Agreements submitted to this meeting. The Board
authorizes and directs the Board's Chairman and the County Manager, ~or either of
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them, to execute and deliver the Agreements in their final forms. The Agreements
in their respective final forms must be in substantially the forms presented, with
such changes as the Chairman or the County Manager may approve. The
Agreements in final form, however, must be consistent with the fmancing plan
described in this resolution and must provide (a) for the amount financed by the
County not to exceed $9,899,439.78, (b) for an annual interest rate to the County
not to exceed 5.49% (in the absence of a default or a change in tax status), and (c)
for a financing term not to extend beyond December 31, 2026.
In addition, the Board's Chairman and the County Manager, or either of
them, are authorized and directed to approve, execute and deliver any further
documents and agreements they deem desirable for carrying out the purposes and
intents of this resolution. It is the Board's understanding that the financing
documents may include (a) a .lease agreement, providing for the School Board to
continue to use the transfezred school properly during the term of the financing,
and (b) an agreement under which the School Board will carry out the planned
school improvements on the County's behalf.
The execution andtc~elivery of any document by an authorized officer will
be conclusive evidence of his approval of the fmal form of such document.
3. Authorization.:. to County Manager and Finance Officer To
Complete Closing -The County Manager, the Finance Off cer and all other
County officers and employees are authorized and directed to take all proper steps
to complete the financing in cooperation with BB&T and in accordance with the
terms of this resolution.
The Board authorizes and directs the Finance Officer to enter into an
agreement with BB&T to formalize the County's commitment to complete. the
financing with BB&T and thereby establish a "sale date" for the transaction for the
purpose of determining the:_tax credit rate to be applicable to the transaction for
BB&T.
The Board authorizes and directs the Finance Officer to hold executed
copies of all fmancing documents authorized or permitted by this resolution in
escrow on the County's behalf until the conditions for their delivery have been
completed to such officer's satisfaction, and thereupon to release the executed
copies of such documents for delivery to the appropriate persons or organizations.
Without limiting the generality of the foregoing, the Board specif cally
authorizes the Finance Officer to approve changes to any documents, agreements
or certifications previously signed by County officers or employees, provided that
such changes do not conflict with this resolution or substantially alter the intent
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from that expressed in the form originally signed. The Finance Officer's
authorization of the release of any such document for delivery will constitute
conclusive evidence of such officer's approval of any such changes.
In addition, the Finance Officer is authorized and directed to take all
appropriate steps for the efficient and convenient carrying out of the County's on-
going responsibilities with respect to the financing of the Project. This
authorization includes, without limitation, contracting with third parties for reports
and calculations that may be required under this resolution or otherwise with
respect to the Agreements.
4. Resolutions As To Tax Matters -- The County will not take or omit
to take any action the taking or omission of which will cause its obligations to pay
principal and interest (the "Obligations") to be "arbitrage bonds," within the
meaning of Section 148 of the United States Internal Revenue Code of 1986, as
amended, including the applicable Treasury regulations (the "Code"), or "private
activity bonds" within the meaning of Code Section 141.
S. Designation as a QSCB -The County designates the Obligations as
a "qualified school construction bond" for the purposes of, and within the meaning
of, Code Section 54F and related Code provisions. The County and BB&T intend
that the financing will qualify as a QSCB.
6. Miscellaneous Provisions -- All County officers and employees are
authorized and directed to take all such further action as they may consider
necessary or desirable in furtherance of the purposes of this resolution. All such
prior actions of County ..officers and employees aze ratified, approved and
confirmed. Upon the absence, unavailability or refusal to act of the County
Manager, the Board's Chairman or the Finance Officer, any other of such officers
may assume any responsibility or carry out any function assigned in this
resolution. In addition, the Vice Chairman or any Deputy or Assistant Clerk to
the Board may in any event assume any responsibility or carry out any function
assigned to the Chairman or the Clerk, respectively, in this resolution. All other
Board proceedings, or parts thereof, in conflict with this resolution are repealed, to
the extent of the conflict. This resolution takes effect immediately.
Ezhibit A --Draft Agreements
(a) A draft dated December 20, 2010, of a Financing Agreement and
Deed of Trust to be dated on or about January 20, 2011 (the "Financing
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Contract"), from the County for the benefit of BB&T, providing for the advance of
funds to the County for the County's undertaking of the Project, setting out the
terms of the County's promise and obligation to repay the amount financed and to
care for the collateral, and providing for a security interest in C.W. Stanford
Middle School (and its associated real property) to secure the County's
obligations.
(b) A draft dated December 20, 2010, of a Project Fund Agreement to
be dated on or about January 20, 2011, between the County and BB&T, providing
for the custody and investment of financing proceeds pending their application to
Project costs.