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Agreement No.
COOPERATIVE AGREEMENT
BETWEEN THE
UNITED STATES OF AMERICA
COMMODITY CREDIT CORPORATION
and
ORANGE COUNTY, NORTH CAROLINA
for the
FARM AND RANCH LANDS PROTECTION PROGRAM
This Cooperative Agreement, made this day of , 2005 is entered into
by and between the United States of America, acting by and through the Commodity Credit
Corporation (CCC), and Orange County, North Carolina for the implementation of the Farm
and Ranch Lands Protection Program (FRPP), formerly known as the Farmland Protection
Program. The CCC shall utilize the expertise and services of the United States Department of
Agriculture, Natural Resources Conservation Service (MRCS) (hereinafter "the United States") to
administer this program and perform the duties set forth within this Cooperative Agreement. For
purposes of this Cooperative Agreement, the term "Parties" refers collectively to the United
States and Orange County, North Carolina (hereinafter "Orange Count}' or "the County").
L AUTHORITY.
This Cooperative Agreement is entered into by the United States under the authorities of
the Commodity Credit Charter Act, 15 U.S.C. 714 et seq.; Title II, Subtitle F, Section 2503 of the
Farm Security and Rural Investment Act of 2002 (Public Law 107-171) and Title VII, Section
714 of the Agriculture, Rural Development, Food and Drug Administration, and related Agencies
Appropriation Act of 2001 (Public Law 106-387). In addition to these authorities, this
cooperative agreement will be administered in accordance with the policies and procedures set
forth in the FRPP regulation, 7 CFR part 1491. The CCC administers the FRPP under the
general supervision of the Chief of the NRCS who is a Vice President of the CCC.
II. BACKGROUND AND PURPOSE.
Enacted on May 13, 2002, Section 2503 of the Farm Security and Rural Investment Act
of 2002 authorized the Secretary of Agriculture to purchase conservation easements that are
subject to pending offers from a State, Tribal or units of local government or eligible
nongovernmental organizations for the purpose of protecting topsoil by limiting non-agricultural
uses of the land. To be eligible, the farm or ranch land must contain prime, unique, or other
productive soil or historical or archaeological resources. The Farm Security and Rural
Investment Act of 2002 authorized funding for fiscal years 2002 through 2007. On December 6,
2004, CCC published a notice in the Federal Register requesting proposals for participation from
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Tribes, States, units of local government, and non-governmental organizations. See Federal
Register Volume 69, Number 233, Notice Pages 70427-70432.
WHEREAS, Orange County and the United States have mutual interests in preventing
the conversion of agricultural lands to non-agricultural uses; and
WHEREAS, the United States administers the FRPP; and
WHEREAS, Orange County administers a farmland protection program and has pending
offers for acquiring agricultural conservation easements from landowners within Orange County,
and the United States and Orange County have agreed to combine their resources to assure that
such areas are protected from conversion to nonagricultural uses.
THEREFORE, the parties agree to enter into this Cooperative Agreement.
III. OBLIGATION OF FUNDS
Upon execution of this agreement, the United States shall obligate the sum of $ 845,686
for the acquisition of the United States' interests in conservation easements. Orange County
must request payment of this amount in accordance with Part V of this Cooperative Agreement
before September 30, 2007. After this date, any remaining funds will be released from this
obligation.
This Cooperative Agreement is the authorizing document that obligates CCC funds to
acquire conservation easements. The United States' contribution for the acquisition of each
conservation easement acquired by Orange County shall be up to but not more than 50% of the
appraised fair market value. The United States' contribution cannot be used for closing and
related administrative costs incurred in acquiring the conservation easement. Attachment A to
this Cooperative Agreement specifies the CCC funds to be used within Orange County and
includes a list with a detailed breakdown of the: (1) name and mailing address of the landowner;
(2) tax map number(s) of the property; (3) number of acres to be acquired; (4) FRPP's matching
share; and (5) the estimated conservation easement value. However, nothing in this document
obligates the United States or Orange County to purchase all or any of the conservation
easements parcels listed. There maybe further modifications, additions or deletions to the list
depending on the prices paid for the conservation easements, the ability to obtain good and clear
title, future funding for acquisitions, etc. Additions or deletions to the list will be made by
mutual agreement between the Parties to this Cooperative Agreement.
IV. ENTITY'S CONTRIBUTION
Orange County or designated escrow agent must disburse 100 percent of the payment,
representing the easement purchase price, to the landowner at the time of closing, unless it is
paying for the easement in installments in accordance with V.B. herein. Landowner donations up
to 25 percent of the appraised fair market value of the conservation easement maybe considered
as part of the entity's matching offer. Where a landowner's donation is considered to be part of
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an entity's matching offer, the entity is required, at a minimum, to contribute in cash, at least 25
percent of the appraised fair market value of the conservation easement or 50 percent of the
purchase price. Prior to NRCS accepting the conservation easement and issuing a payment,
Orange County shall self-certify on the NRCS CPA-230, Confirmation of Matching Funds, that
Orange County's share of matching funds has not come from additional donations, payments,
loans or fees made by or charged to the easement grantor, immediate family members, or
organizations controlled by or funded by the easement grantor, either through formal or informal
agreements.
The entity must have a current appraisal on the land in accordance with the Uniform Standards of
Professional Appraisal Practices (USPAP) or the Uniform Appraisal Standards for Federal Land
Acquisitions (IJASFLA)(Interagency Land Acquisition Conference, 1992).
V. PAYMENTS
A. Orange County shall notify the United States when the CCC funds are to be paid. CCC funds
shall be paid to Orange County when the United States is provided a copy of the. recorded
easement and Orange County has paid the landowner(s). Where Orange County cannot obtain
100 percent of the funds to be paid at closing to the landowner(s) and requires the United States
to make its payment at closing rather than on a reimbursable basis, Orange County may request a
waiver for the United States to pay its share of the conservation easement purchase at closing. In
any instance where a waiver is "requested, Orange County shall notify the United States at least 60
days prior to closing. Where a waiver is requested, the United States shall make payment to an
authorized closing agent. These funds will be transmitted to the Closing Agent by electronic
transfer. The Closing Agent will hold the funds in escrow for a period not to exceed 14 calendar
days. Upon receipt of the funds, the closing agent will sign a payment receipt form and return it
to the United States. If interest is earned upon CCC funds, the Closing Agent must return any
interest earned to the United States. All deeds used by Orange County shall be approved by the
Office of General Counsel (OGC) National office or regional OGC office prior to purchase of the
conservation easement.
In order to obtain payment of FRPP funds, Orange County will submit Form SF-270
(Request for Advance/Reimbursement of Funds), and the information specified below to the
North Carolina MRCS State Office. Prior to submitting the SF-270, Orange County must also
request a copy of closing agent requirements from the United States and ensure that the closing
agent meets these requirements. Orange County may submit the Form SF-270 prior to closing
when a payment is issued at closing, after all the deeds have been recorded and the landowner
has been paid, or on a quarterly basis for each quarter that conservation easements have been
recorded and the landowner(s) have been paid.
At a minimum, the following information shall be included in, or attached to, the SF-270,
prior to NRCS accepting the conservation easement and disbursing payment: (1) the name of
Orange County; (2) this cooperative agreement number; (3) conservation easement numbers (if
applicable); (4) landowner name; (5) landowner's tax identification number (TIN) or social
security number; (6) total amount of dollars paid the landowner for each conservation easement,
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specifying the CCC share and the non-CCC share of the conservation easement cost; (7) term of
conservation easement; (8) acres acquired for each easement; (9) Tax Identification Number
(TIN) for Orange County; (10) Federal Information Processing Standards (FIPS) number for
Orange County; (11) Bank routing number and account number for desired deposit location; (12)
copy of the conservation easement deed that contains the contingent right clause as described in
Part VI of this Agreement; (13) current appraisal conducted in accordance with UASFLA or
USPAP standards; (14) NRCS CPA-230, Confirmation of Matching Funds; and (15) appropriate
title assurances.
B. Upon request by a landowner, Orange County may issue installment payments to the
landowner. Such an arrangement may occur only after the easement has been conveyed in its
entirety and approval is obtained by the NRCS National Office and the Office of General
Counsel. Cooperating entities wishing to issue payments in installments for FRPP acquisitions
must issue a portion of the payment at closing and provide a copy of the recorded deed to the
United States and a promissory note detailing a payment schedule prior to CCC issuing
installment payments. Once the easement has been recorded, Orange County may request a
payment from CCC on a reimbursable basis after a sum twice the amount of the CCC payment
request has been disbursed to the landowner (i.e., the cooperating entity may request from NRCS
$75,000, after $150,000 has been paid to the landowner). Orange County must issue all
installment payments, including disbursement of all CCC funds and those of Orange County
prior to September 30, 2007.
VI. CONSERVATION EASEMENT REQUIREMENTS.
A. Orange County shall ensure that conservation easements acquired under this agreement:
1. run with the land in perpetuity or a minimum of thirty years, where State law prohibits
a permanent easement.
2. prevent the land from being converted to nonagricultural uses;
3. provide for the administration, management, and enforcement of the easement by
Orange County;
4. require management of the property in accordance with a conservation plan that is
developed utilizing the standards and specifications of the NRCS field office
technical guide,? CFR part 12, and is approved by the Conservation District. The
following paragraphs shall be included in all conservation easements acquired using
FRPP funds:
As required by section 1238I of the Food Security Act of 1985, as amended, the Grantor, his heirs,
successors, or assigns, shall conduct all agricultural operations on the Protected Property in a manner
consistent with a conservation plan prepazed in consultation with NRCS and approved by the
Conservation District. This conservation plan shall be developed using the standards and specifications
of the NRCS Field Office Technical Guide and 7 CFR part 12 that are in effect on the easement
signature date. However, the Grantor may develop and implement a conservation plan that proposes a
higher level of conservation and is consistent with the NRCS Field Office Technical Guide standards
and specifications. NRCS shall have the right to enter upon the Property, with advance notice to the
Grantor, in order to monitor compliance with the conservation plan.
In the event of noncompliance with the conservation plan, NRCS shall work with the Grantor to
explore methods of compliance and give the Grantor a reasonable amount of time, not to exceed twelve
months, to take corrective action. If the Grantor does not comply with the conservation plan, NRCS
will inform Grantee of the Grantor's noncompliance. The Grantee shall take all reasonable steps
(including efforts at securing voluntary compliance and, if necessary, appropriate legal action) to secure
compliance with the conservation plan following written notification from NRCS that (a) there is a
substantial, ongoing event or circumstance ofnon-compliance with the conservation plan, (b) NRCS
has worked with the Grantor to correct such noncompliance, and (c) Grantor has exhausted its appeal
rights under applicable NRCS regulations.
If the NRCS standards and specifications for highly erodible land are revised after the date of this
Grant based on an Act of Congress, NRCS will work cooperatively with the Grantor to develop and
implement a revised conservation plan. The provisions of this section apply to the highly erodible land
conservation requirements of the Farm and Ranch Lands Protection Program and are not intended to
affect any other natural resources conservation requirements to which the Grantor may be or become
subject.
5. where parcels are being enrolled in FRPP based on historical and archaeological
resources, a paragraph identifying standards and guidelines for treatment and
maintenance of these resources is required within the deed. These guidelines should
be based on the Secretary of Interior's Standards and Guidelines for Historic
Preservation. Orange County will ensure that title restriction to protect any historical
and archaeological structure(s) is appended to the deed and included in any
succeeding transfers; and
6. include the following "Contingent Right in the United States of America" provision
where title is held by Orange County:
"In the event that Orange County fails to enforce any of the temps of this easement [or
other interests in land], as detemuned in the sole discretion of the Secretary of the United
States Department of Agriculture, the said Secretary of Agriculture and his or her
successors and assigns shall have the right to enforce the terms of the easement through
any and all authorities available under Federal or State law. In the event that Orange
County attempts to terrninate, transfer, or otherwise divest itself of any rights, title, or
interests of this easement [or other interests in land] or extinguish the conservation
easement without the prior consent of the Secretary of the United States Department of
Agriculture and payment of consideration to the United States, -then, at the option of such
Secretary, all right, title, and interest in this easement [or other interests in land] shall
become vested in the UNITED STATES OF AMERICA."
7. include provisions regarding the amount of impervious surfaces permitted on the
Property, in accordance with the Conservation Programs Manual, Part 519.
8. include signature of a responsible MRCS official on the Conservation deed, accepting
the United States' property interest in the deed.
B. Unless otherwise agreed to by the Parties, Orange County shall hold title to any conservation
easement. However, title maybe held by the United States at the request of the Secretary of
Agriculture, upon mutual agreement of the Parties, or when the United States exercises its
contingent right.
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VII. RESPONSIBILITIES.
A. Those of the United States -
1. The United States, by and through the NRCS, shall provide technical and other
services required to assist the landowner in developing an appropriate conservation plan in
accordance with 7 CFR part 12. To ensure that the conservation plan is implemented in
accordance with 7 CFR part 12, the NRCS will be provided the opportunity to conduct periodic
field visits on lands that are enrolled in the FRPP and associated lands owned or.managed by the
landowner which are also subject to 7 CFR part 12.
2. The CCC shall, subject to the availability of funds, disburse the appropriate funds to
Orange County in accordance with Part III and V of this Cooperative Agreement.
3. Prior to NRCS accepting the conservation easement and processing the payment,
NRCS shall: ensure that a conservation plan for highly erodible lands is developed in accordance
with 7 CFR part 12 and that an AD-1026, Highly Erodible Land and Wetland Certification form
has been filed at the appropriate USDA Service Center; ensure that aCCC-526, Adjusted Gross
Income Certification has been filed at the appropriate USDA Service Center; obtain approval of
the conservation easement deed or conservation easement deed template from the Office of
General Counsel; acquire a signed letter from Orange County, which indicates the closing agent
meets FRPP closing agent requirements; a signed copy of the NRCS CPA-230, Confirmation of
Matching Funds, and appropriate title assurances.
B. Those of Orange County-
1. Orange County shall perform necessary legal and administrative actions to ensure
proper acquisition and recordation of valid easements.
2. Orange County shall use all awarded funds under this agreement for the acquisition of
conservation. easements within approved FRPP areas. CCC funds shall pay for not more than
50% of the appraised fair market value of the conservation easement acquired.
3. Orange County shall pay all costs of conservation easement procurement and will
operate and manage each conservation easement in accordance with Orange County program,
this Cooperative Agreement, and 7 CFR part 1491. The United States shall have no
responsibility for the costs or management of the conservation easements purchased by Orange
County. To the extent permitted by North Carolina law, Orange County shall indemnify, defend,
and hold the United States harmless for any costs, damages, claims, liabilities, and judgments
arising from past, present, and future acts or omissions of Orange County in connection with the
acquisition and management of the conservation easements acquired pursuant to this Cooperative
Agreement. This indemnification and hold harmless provision includes but is not limited to acts
and omissions of Orange County agents, successors, assigns, employees, contractors, or lessees
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in connection with the acquisition and management of the conservation easements acquired
pursuant to this Cooperative Agreement which result in violations of any laws and regulations
which are now or which may in the future become applicable.
4. Non-governmental organizations shall continue to meet the requirements specified in
Title II, Subtitle F, Section 2503 of the Farm Security and Rural Investment Act of 2002. The
Act states that eligible organizations are "any organization that-
(A) is organized for, and at all times since the formation of the organization has been
operated principally for, 1 or more of the conservation purposes specified in clause
(i), (ii), (iii), or (iv) of section 170(h)(4)(A) of the Internal Revenue Code of 1986;
(B) is an organization described in section 501(c)(3) of that Code that is exempt from
taxation under 501 (a) of that Code;
(C) is described in section 509 (a)(2) of that Code; or
(D) is described in section 509(a)(3) of that Code and is controlled by an organization
described in section 509 (a)(2) of that Code."
5. Orange County shall incorporate into each deed in which CCC funds are used as part of
the acquisition the "Contingent Right in the United States of America" provision described in
Part VI of this Cooperative Agreement, as well as the other required clauses set forth in Part VI
of this Cooperative Agreement.
6. Prior to payment certification, Orange County shall ensure that all lands for which a
conservation easement has been acquired will have a conservation plan, as described in Part VI of
this Cooperative Agreement.
7. Except as expressly authorized by NRCS, Orange County shall prohibit all non-
agricultural uses of the encumbered properties, except for recreational uses, such as hiking,
hunting, fishing, boating, horseback riding that will not conflict with the purpose of Section 2503
of the Farm Security and Rural Investment Act of 2002 (Pub. L. 107 -171).
8. At a minimum, Orange County shall monitor FRPP parcels on an annual basis to
ensure that the conservation easements are being implemented according to the deed provisions.
An annual report of the status of acquired conservation easements and conservation easements
pending acquisition will be submitted to the NRCS representative at the State level. The NRCS
representative will define the format of this report.
9. In acquiring conservation easements, Orange County shall ensure that the title to the
lands or interests therein shall be unencumbered or, if encumbered by outstanding or reserved
interests, Orange County shall ensure that any outstanding interest are subordinated to the
conservation easement. Orange County shall assure that proper title evidence is secured and that
the title of the interest acquired by the United States is insured to the amount of the CCC price
paid for the United States interest. Orange County shall ensure that American Land Title
Association (ALTA) title insurance will be issued for all acquisitions, and that the title insurance
company is approved by the State Insurance Commissioner. In the event of a failure of title,
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Orange County will reimburse the United States for the amount paid by CCC, less any amount
paid to the United States from title insurance.
10. Orange County shall ensure that the consideration paid to any landowners for the
conveyance to Orange County of any conservation easements is no more than the fair market
value of the land conveyed. Prior to cooperative agreement signatures, a copy of Orange County
current appraisal policy and standards shall be provided to NRCS. Prior to NRCS accepting an
interest in the easement, an appraisal shall be conducted on the Property and Orange County will
notify the landowner of the fair market value of the conservation easement, ascertained using an
appraisal purchased by Orange County. The appraisal shall conform to the Uniform Standards of
Professional Appraisals Practices or the Uniform Appraisal Standards for Federal Land
Acquisitions (Interagency Land Acquisition Conference, 1992.
11. Orange County shall certify payment(s) received by submitting a transmittal letter that
references; (i) the cooperative agreement number; (ii) the conservation easement number and
landowner name; (iii) the landowner's tax identification or social security number; (iv) total
amount of dollars paid or to be paid to the landowner for the conservation easement, specifying
the CCC share and the non-CCC share of the conservation easement cost; (v) acres acquired; (vi)
a copy of the recorded deed containing the contingent right clause and conservation easement
paragraphs as described in Part VI of this Agreement; (vii) MRCS CPA-230, Confirmation of
Matching Funds; and (viii) date when NRCS payment was received. Certification of payment for
all conservation easements acquired must occur on or before September 30, 2007.
12. Orange County shall not use FRPP funds to place an easement on a property in which
Orange County employee or board member, with decision making involvement in matters related
to easement and acquisition and management, has a property interest. Orange County shall not
use FRPP funds to place an easement on a property in which a person who is an immediate
family member or household member of an employee or board member, with decision making
involvement in matters related to easement acquisition and management, has a property interest.
Further, Orange County agrees to generally conduct itself in a manner so as to protect the
integrity of conservation easement deeds that it holds as well as avoid the appearance of
impropriety or actual conflicts of interests in its acquisition and management of conservation
easements.
13. Orange County agrees that it will not at any time, when Orange County is named as a
Grantee on the conservation easement deed, seek to acquire the remaining fee interest in the
Property unless the conservation easement deed for this Property, the fee interest of which is to
be acquired by Orange County, expressly provides that the terms of the conservation easement
survive any merger of the fee and easement interests in the Property. In the event Orange County
acquires the fee simple title to the Property, Orange County, with approval of the United States,
must transfer the conservation easement to a public agency or qualified non-profit organization
under Section 170(h) or successor provision of the Internal Revenue Code, prior to acquiring the
fee title. Likewise, if Orange County enters into an agreement with another entity to
manage/monitor the conservation easement, and the entity seeks to acquire the underlying fee,
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Orange County agrees to immediately terminate such a relationship and arrange for an
uninterested party to manage/monitor the conservation easement.
14. When a conservation plan violation is reported to the cooperating entity by NRCS, after
all administrative and appeal rights have been exhausted by the landowner in accordance with 7
CFR part 12 and 7 CFR part 614, Orange County shall implement easement enforcement
procedures.
15. Paragraphs 9, 12, 13, and 14 of this Section shall survive the termination or expiration of
this agreement.
VIII. GENERAL PROVISIONS.
A. The term of this agreement shall be from the date of the last signature affixed hereto through
September 30, 2007.
B. No assignment in whole or in part shall be made of any right or obligation under this
Cooperative Agreement without the joint approval of both the United States and Orange County.
Nothing herein shall preclude the United States or Orange County from entering into other
mutually acceptable arrangements or agreements, except as identified in Part VII of this
cooperative agreement. Such documents shall be in writing, reference this agreement, and be
maintained as part of the official agreement file.
C. This Cooperative Agreement maybe amended, extended, or modified by written amendment
signed by the authorized officials of the United States and Orange County.
D. This agreement maybe terminated by either party hereto by a written notice to the other party
at least 30 calendar days in advance of the effective date of the termination. The United States
may terminate this agreement if the United States determines that Orange County has failed to
comply with the provisions of this agreement. In the event that this agreement is terminated for
any reason, the financial obligations of the parties will be as set forth in 7 CFR part 1403, part
3016 and part 3019, as applicable.
E. This Cooperative Agreement shall be enforced and interpreted in accordance with applicable
Federal laws and regulations, directives, circulars, or other guidance. When signed, this
Cooperative Agreement will become binding on Orange County and the United States to be
administered in accordance with 7 CFR part 3015 Uniform Federal Assistance Regulations 7
CFR part 3016-Uniform Administrative Requirements for Grants and Cooperative Agreements to
State and Local Governments, or 7 CFR part 3019-Uniform Administrative Requirements for
Grants and Cooperative Agreements with Institutions of Higher Education, Hospitals, and Other
Non-Profit Organizations, as applicable.
F. As a condition of this Cooperative Agreement, Orange County assures and certifies that it is in
compliance with, and will comply in the course of the agreement with the 7 CFR Part 3016-
Uniform Administrative Requirements for Grants and Cooperative Agreements to State and
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Local Governments, or Part 3019-Uniform Administrative Requirements for Grants and
Cooperative Agreements with Institutions of higher Education, Hospitals, and Other Non-Profit
Organizations, as appropriate.
G. Orange County agrees that it will comply with Title VI of the Civil Rights Act of 1964, Title
IX of the Education Amendments of 1972, Section 504 of the Rehabilitation Act of 1973, the
Age Discrimination Act of 1975, and all requirements imposed by the Regulations of the
Department of Agriculture (7 CFR Part 15), Department of Justice (28 CFR Parts 42 and 50) to
the effect that, no person in the United States, shall, on the grounds of age, sex, disability, color,
race, or national origin, be excluded from participation in, or be denied the benefits of, or be
otherwise subjected to discrimination under any program or activity for which the applicant
received Federal financial assistance from the Department; and hereby gives assurance that it will
immediately take any measures necessary to effectuate this agreement.
H. The activities under this agreement will be in compliance with Title V of the Drug-Free
Workplace Act of 1988, 41 U.S.C. 702, and 7 CFR, Part 3017, Subpart F.
I. Employees of Orange County shall not be considered to be Federal employees or agents of the
United States for any purpose under this agreement.
J. Orange County shall give CCC, the United States, or the Comptroller General, through any
authorized representative, access to and the right to examine all records, books, papers, or
documents related to this agreement.
K. If any recipient of Federal funds under this Cooperative Agreement materially fails to comply
with the terms of this Cooperative Agreement, the United States reserves the right to wholly or
partially recapture funds provided in accordance with 7 CFR Parts 1403, 3015, 3016, and 3019.
L. Orange County agrees to comply with all applicable Federal, State, and local laws.
IX. PRINCIPAL CONTACTS.
The United States representative for this Cooperative Agreement is:
State Conservationist
Natural Resources Conservation Service
on behalf of the Commodity Credit Corporation
4405 Bland Road, Suite 205
Raleigh, NC 27609
(919) 873-2101
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The Orange County representative for this Cooperative Agreement is:
David Stancil, Director
Orange County Environment and Resource Conservation Dept.
PO Box 8181
Hillsborough, NC 27278
(919) 245-2590
IN WITNESS WHEREOF, the following authorized representatives of the United States
and Orange County have executed this Cooperative Agreement.
ORANGE COUNTY
By: Moses Carey Jr., Chair
Orange County Board of Commissioners
UNITED STATES OF AMERICA
COMMODITY CREDIT CORPORATION
By: State Conservationist
This instrument has been preaudited in the manner required by the Local Government Budget
and Fiscal Control Act.
Orange County Finance Officer