HomeMy WebLinkAboutS Grant - Resolution for Acceptance of Grant for Proposed Scenic Easement Project
~~~' ,~li Z~~~~
5 ~'
NORTH CAROLINA
ORANGE COUNTY
NORTH CAROLINA DEPARTMENT OF MAY 16, 2005
TRANSPORTATION
AND
COUNTY OF ORANGE
ENHANCEMENT AGREEMENT
PROJECT E-4779
W BS Element: 36469.1
CFDA 20.205
THIS AGREEMENT, made and entered into this the ~_ day of , 2005,
between the DEPARTMENT OF TRANSPORTATION, an agency of the State of North
Carolina,. hereinafter referred to as the Department, and ORANGE COUNTY, NORTH
CAROLINA, hereinafter referred to as the County;
WITNESSETH:
WHEREAS, Section 1201 of the Transportation Equity Act for the 21St Century
(TEA-21) requires that Surface Transportation Program funds be available for transportation
enhancement activities and allows for the acquisition of scenic easements on sites adjacent to,
or in close proximity to, a transportation facility, which possesses significant aesthetic,
historical, natural, visual or open space values; and,
WHEREAS, the County has identified the St. Mary's Road Corridor, SR 1002, a historic
corridor on the National Register of Historic Places Study List, as a transportation facility that
possesses significant aesthetic, historic, natural, visual or open space values; and,
WHEREAS, the Department, desiring to protect unique and valuable viewsheds along
the St. Mary's Road Corridor, has programmed federal Enhancement Funds for the purchase of
scenic conservation easements; and,
WHEREAS, the County has encouraged the Department to preserve the viewshed of
one or more of the priority tracts of land identified in the County's enhancement application to
preserve scenic beauty and rural character along the St. Mary's Road Corridor in Orange
County; and,
-1-
WHEREAS, the County shall acquire a conservation easement on property located
along the St. Mary's Road Corridor, SR 1002, in Orange County to save the property from
future development as is consistent with its goals of seeking sustainable conservation to protect
America's legacy of scenic beauty and rural character.
NOW, THEREFORE, the parties hereto, each in consideration of the promises and
undertakings of the other as herein provided, do hereby covenant and agree, each with the
other as follows:
1. The County shall perform certain protective right of way property functions to
acquire a conservation easement for one or more of the priority tracts of land identified in the
County's enhancement application as hereinabove described under the County's existing Lands
Legacy Program designed to negotiate conservation easements that preserve scenic beauty
and rural character. Upon execution of this Agreement, the County shall proceed with the
acquisition of the conservation easement for one of more of the priority tracts identified in the
County's Enhancement application and in accordance with policies and procedures as set forth
in the Right of Way Acquisition Policy contained in the Federal Air Policy Guide, Part 710,
Subpart B.
2. If applicable, the County will prepare the appropriate planning document and
public notice in accordance with State and Federal policies and procedures.
3. The County will take any appropriate administrative steps in a timely manner to
enable the County to accept stewardship responsibility for said conservation easement. The
County shall certify that the conservation easement is in compliance with all applicable State
and local laws, policies and regulations governing the acceptance of said conservation
easement. The County will prepare and record the conservation easement at the County
Courthouse.
-2-
4. The County shall secure the appropriate appraisals to determine the realty value
of the conservation easement covering one or more of the priority tracts identified in the
County's enhancement application. The appraisal shall be submitted to the Department's Right
of-Way Branch for review and approval in accordance with Departmental policies and
procedures. Upon execution of this Agreement, the County's attorney shall be responsible for
the recording of the conservation easement in a format acceptable to the Department. The
County shall follow the Department's standard appraisal procedures for highway right of way
acquisition. Upon recordation of a satisfactory conservation easement, the Department will pay
to the County eighty percent (80%) of the costs of the environmental assessment, realty
appraisals, surveys, closing costs, and the approved appraised fair market value of a
conservation easement up to the maximum award of ONE HUNDRED FORTY-ONE
THOUSAND TWO HUNDRED SIXTY-NINE DOLLARS ($141,269). Appraisals, surveys, and
closing costs, if any, must be pre-approved by the Department's Right of Way Branch.
5. Upon final settlement with the County, the County shall be solely responsible for
any damages caused by the existence of contaminated and/or hazardous material and shall, to
the extent permitted by North Carolina law, save the Department harmless from any legal
actions arising as a result of said material. Furthermore, the County, to the extent allowable by
law, shall be responsible for ensuring, in the acquisition of the conservation easement(s),
compliance with all State, Federal, and local environmental laws and regulations and
ordinances and shall indemnify the Department against any fines, assessments or other
penalties resulting from noncompliance.
-3-
IN WITNESS WHEREOF, this Agreement has been executed, in duplicate, the day and
year heretofore set out, on the part of the Department and the County by authority duly given.
ORANGE
BY:
M. Links /
~e County Manager
This Agreement has been pre-audited in the
manner required by the Local Government
Budget anted Fiscal Control Act.
/, ~~/~'
O nge County Finance Officer
Federal Tax Identification Number
56-6000327
Remittance Address:
Orange County ERCD
P.O. Box 8181
Hillsborough, NC 27278
APPROVED AS TO FORM:
BY:
A ISTANT ATT RNEY GENERAL
DEPA NT O TRANSPORTATION
BY:
A HIG ADMINISTRATOR
-4-
COPY OF A RESOLUTION PASSED BY THE BOARD OF COUNTY COMMISSIONERS
ORANGE COUNTY, NORTH CAROLINA
A m tion was made t?y and seconded by
for the adoptio of the following Resolution, and
upon being put to a vote was duly adopted:
WHEREAS, Orange County, North Carolina has requested enhancement funding for the
acquisition of a scenic conservation easement along St. Mary's Road in Orange County, North
Carolina; and,
WHEREAS, the Department of Transportation has programmed funding in the
2002-2008 Transportation Improvement Program, as revised, for said acquisition under Project
E-4779 in Orange County; and
WHEREAS, the County proposes to enter into an Agreement with the North Carolina
Department of Transportation for said acquisition as described in said Agreement; and,
WHEREAS, under the proposed Agreement and subject to the Agreement provisions,
the Department shall reimburse the County to the extent of eighty percent (80%) of the
approved eligible costs covered under this Agreement up to the maximum federal award of
$141,269; and,
WHEREAS, the County shall provide at least twenty percent (20%) matching funds and
all costs that exceed the federal award of $141,269..
NOW, THEREFORE, BE IT RESOLVED that the Agreement for Project E-4779, in
Orange County, is hereby formally approved by the Board of Commissioners of Orange County,
North Carolina, and that the County Manager is hereby empowered to sign and execute the
required Agreement with the Depoartment of Transportation.
I, ~~ .~1 ~~ Clerk of the Board of County Commissioners
do hereby certify that the foregoing is a true and correct copy of excerpts from the Minutes of
the meeting of the Board of County Commissioners duly held on the ~ day of ~,
2005.
WITNESS, my hand and the official seal of said County on this the ~ day of
2005.
~~_
CLERK TO THE ORANGE COUNTY
BOARD OF COMMISSIONERS
-5-
APPENDIX A
ENHANCEMENT PROJECT GUIDELINES
1. A DOT Transportation Improvement Program (TIP) Project Number (E-4XXX) has been assigned.
The Sponsor's application stated the estimated cost for the proposal, budgeting each phase of the
project as well as stating the estimated time schedule to accomplish each phase of the project. The
Board of Transportation awarded federal funds for projects based upon review of the budget
submitted. The program is a cost reimbursement program. The award amount is the maximum
amount allowed for reimbursement for eligible project cost. The Sponsor must accomplish the project
with the total of federal funds awarded plus other sponsor funding sources.
2. The Transportation Program Consultant (hereafter referred to as the TPC) has coordinated with the
Agreements Unit to prepare and transmit the Enhancement Agreement. Once the Agreement has
been prepared, the following steps will occur:
• The Agreement will be sent to the Sponsor and/or Governmental Co-sponsor for execution.
• The Agreement will be placed on the North Carolina Board of Transportation Agenda for approval.
• The Highway Administrator and the Assistant Attorney General will execute. the Agreement.
• The TPC will return a fully executed copy to the Sponsor and/or Governmental Co-sponsor. ,
Any costs incurred prior to execution of the agreement will not be eligible for reimbursement.
3. The TPC will request approval from FHWA for authorization of Preliminary Engineering funds. The
TPC shall provide written notification of funding authorization and authorization to proceed. Any PE
costs incurred prior to receipt of FHWA PE authorization will not be eligible for reimbursement.
4. The TPC will coordinate a scoping meeting to discuss project implementation and management.
5. Upon receipt of the PE authorization letter, the Sponsor may proceed with consultant selection or in-
house planning efforts. Prior to soliciting bid proposals from consultants for planning and design
work, a copy of the proposal may be sent to the TPC for review and comment on the scope of work.
(**NOTE: If the consultant is not on the list of pre-qualified consultants used by DOT, the consultant
must have acceptable accounting systems and be approved by DOT.)
6. The Sponsor shall select a proposed consultant in accordance with Federal and State Guidelines for
procurement as stated in "Rules and Regulations for Major Professional or Specialized Services
Contracts" that conforms to NCGS 143-64, and Title 23 of the Code of Federal Regulations (CFR).
The Sponsor shall submit two (2) copies of the proposed consultant agreement to the TPC for review
and approval by the TPC. The TPC will coordinate the review process. The Sponsor will include
changes requested by the TPC.
(`'*Note: Apre-negotiation audit must be pen`ormed by the Department's External Audit Branch in the
event that the architectural and/or engineering services exceed $250, 000.00. Apre-negotiation audit
of a contract under $250, 000.00 will be pen`ormed if the Sponsor or the TPC requests it.)
• Upon approval of the Engineering Contract, the Sponsor may submit invoices for costs incurred as
specified in the agreement. All preliminary' engineering and design invoices should. be
submitted to the TPC for approval. Please note the project number and whether the invoice is a
partial or final invoice on each invoice. Proof of payment and supporting documentation is
required.
-1-
APPENDIX A
7. The Sponsor is responsible for the acquisition or lease of property to ensure appropriate right of way.
The Sponsor shall comply with all rules and regulations and right of way must be certified in
accordance with the Uniform Relocation Assistance and Real Property Acquisitions Policies Act of
1970. Certification of existing municipally owned right of way shall be in accordance with all rules,
regulations, and procedures governing the acquisition of right of way.
• The Sponsor must contact the Division Right of Way Agent prior to initiating any right of way
acquisition and to certify the existing right of way.
• The Sponsor shall accomplish or cause to be accomplished the relocation and/or adjustment of
any publicly or privately owned utilities in conflict with the project. A plan showing utility conflicts
shall be included with the final plans.
• Only two categories allow reimbursement of ROW expenditures: Acquisition of Scenic Easements
or Preservation of.Abandoned Railway Corridors. Any right of way costs incurred prior to
receipt of FHWA right of way authorization will not be eligible for reimbursement.
8. The TPC will determine the type of Environmental Document required.
• If the project requires a Type I Categorical Exclusion (CE), the TPC will document this in the .file
and notify the Sponsor. This will conclude the Environmental Document requirements.
• If the project requires a Type II Categorical Exclusion (CE), the Sponsor, and/or its agent, is
responsible for preparing the Environmental Document and submitting it to the TPC for review and
approval
9. Preliminary design plans (number of sets to be determined by the TPC) will be submitted by the
Sponsor to the TPC for review and approval. Preliminary design plans are to show design, profiles,
typical section, construction limits, drainage, and proposed right of way and/or easements. The
project shall be designed in accordance with federal and state regulations as well as AASHTO
(American Association of State Highway and Transportation Officials) standards.
10. Prior to the Sponsor advertising for construction bids, the Sponsor shall. submit final plans,
specifications, and contractor's estimates to the TPC for review and approval. The TPC will determine
the number of final plans and contract proposals that need to be submitted.
11. After the TPC has reviewed and approved the final plans and contract proposals for the project, the
TPC will obtain FHWA construction authorization to proceed with the advertisement of the
construction project.
12. Upon receipt of approval by FHWA, the TPC shall notify the Sponsor that they may proceed with
advertisement. The Sponsor shall follow FHWA regulations as contained in the Federal-Aid Policy
Guide. Letting of contracts for construction and purchases shall be in accordance with NCGS 143-
129, NCGS 143-131, or 23 CFR 635A (whichever is determined by the TPC).
• Prior to award of the construction contract by the Sponsor, a letter will be submitted to the TPC
requesting concurrence with the selection and shall include: a copy of the municipal resolution
approving consultant selection, bid tabulation sheets, engineer's estimate(s), and two (2) copies of
the successful responsible bidder's contract.
FHWA and Board of Transportation must concur prior to award of contract by the Sponsor.
• The TPC will notify the Sponsor of FHWA and Board of Transportation concurrence, thereby
authorizing Sponsor to proceed with the awarding of the construction contract.
-2-
APPENDIX A -
Sponsor will submit copy of fully executed construction contract to TPC.
13. The Sponsor will oversee and inspect the project construction. All construction invoices should be
submitted to the TPC for review and approval subject to all conditions contained within the. project
Agreement. The Sponsor must adhere to Cost Principles as contained in OMB Circular A-87,
Administrative Requirements as contained in 49 CFR 18, and shall arrange for an independent audit
in compliance with NCGS 159-34 and in accordance with OMB Circular A-128.
• Any monies due from the Sponsor or any costs not reimbursed to the NCDOT by FHWA shall be
borne by the Sponsor and are subject to deduction from any other monies owed to the Sponsor or
Governmental Co-sponsor.
The funding of this project shall be as follows: Up to eighty percent (80%) from Transportation
Enhancement Funds as allocated by the FHWA; at least twenty percent (20%) from non-STP
matching funds. The maximum amount to be paid to the Sponsor shall not exceed the award by
the Board of Transportation. The Department shall have no liability for project costs that exceed
the authorized Transportation Enhancement Funds and the Sponsor shall bear all project costs for
which it is unable to substantiate actual cost.
• In the event that the Sponsor does not undertake construction of the project for which sums of
federal funds have been paid for preliminary engineering within two years following execution of
the project agreement, then the Sponsor shall repay any such expended federal funds in
accordance with the terms of the project agreement. Further, in the event that funding is
withdrawn or adjusted by FHWA, the DOT shall have no further obligation to the Sponsor or
liability for the project.
14. The Sponsor and/or Governmental Cosponsor shall be responsible for the maintenance of the
completed improvements and the costs thereof unless the NCDOT has agreed to maintain the project.
All projects should be maintained so that the safety and integrity of the project remains at a level
consistent with the end result of the funded project, subject to normal wear and tear. Any funds
generated as a direct result of the federal award must be used for the preservation and operation of
the Transportation Enhancement funded project. Further, the Department is indemnified and held
harmless from any and all claims that might arise on account of such project.
NOTE: PLEASE MAKE SURE YOU HAVE OBTAINED PROPER DOT AUTHORIZATION
AND/OR APPROVAL BEFORE BEGINNING WORK ON ANY PHASE OF THE
PROJECT.
S:1EnhancelReferences and Resou~ceslGuidelineslGuidelines- Enhancement Projects Revised Dec 2004.doc
-3-