HomeMy WebLinkAboutAgenda - 12-07-2009 - 4dORANGE COUNTY
BOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: December 7, 2009
Action Agenda
Item No.
SUBJECT: Examination of Bonds
DEPARTMENT: Asset Management & PUBLIC HEARING: (Y /N) No
Purchasing Services
ATTACHMENT(S): INFORMATION CONTACT:
Bonds for: Pam Jones (919) 245 -2652
Sheriff
Register of Deeds
Registrar's Bond Continuation Certificate
Tax Collector
Blanket Coverage for All Employees
Finance Director
PURPOSE: To examine bonds for officials pursuant to North Carolina General Statute 58 -72-
20.
BACKGROUND: Certain positions or officials in County government are required by law to be
covered by a fidelity bond. The bond will ensure the County is protected in the event the official
or employee mishandles County money. Statutes also require that each Board of
Commissioners examine these bonds each year to determine whether they have been impaired
in any way over the past year and to determine their sufficiency. The circumstances under
which the bonds would be called upon to perform do not indicate that an increase is needed
above the amounts currently carried. These amounts are as follows:
• Sheriff $ 25,000 (on file with the Clerk of Court)
• Register of Deeds $ 25,000 (on file with the Clerk of Court)
• Finance Director $250,000
• Tax Collector $ 30,000
• All County Employees (for faithful performance) $250,000 **
* *This coverage is part of the comprehensive policy through the County Commissioners
Insurance pool. $250,000 is the standard limit.
There have been no incidents or claims during the past year that would impair the security of
these bonds. Therefore, it is recommended that the bonding limits remain at the current levels
for the aforementioned positions.
FINANCIAL IMPACT: No direct financial impact associated with the examination of bonds.
RECOMMENDATION(S): The Manager recommends that the Board maintain the bonds at the
present levels.
2
PUBLIC OFFICIAL. BOND Travelers casualty and Surety Company of America
(Definite Term) One Tower Square 31313, Hartford, CT 06183
Bond No. 25044372
KNOW ALL MEN BY THESE PRESENTS, That we Albert L. Pendergrass
of 400 Severin Street, Chapel hill, Forth Carolina as Principal, an-,
Travelers Casualty and Surety Company of America, a corporation duly incorporated under the laws of the Sta e of
Connecticut, as Surety, are held and firmly bound unto Orange County, Hillsborough, North Carolina as
Obligee, in the penal sum of 'Twenty five thousand.
{5 25,006-00 ) Dollars, lawful money of the United States of America, for the payment of which
well and truly to be made, said Principal binds himself /herself, his/her heirs, executors, administrators and assigns, and
said Surety binds itself, its successors and assigns, jointly and severally, firmly by these presents.
WHEREAS, the said Principal has been elected to the office of Sherif f
for a definite term beginning Deceinbe — 7-7006 and ending Dec,ernl2er J. ;Z010
required to furnish a bond for the faithful performance of the duties of the said office or position.
and is
NOW, THEREFORE: THE CONDITION OF THIS OBLIGATION is such that if the above bounden Principal shall /except
as hereinafter provided) faithfully perform the duties of his/her said office or position during the said term, and shall pay
over to the persons authorized by law to receive the same all moneys that may come into his /her hands during the said
term without fraud or delay, and at the expiration of said term, or in case of his/her resignation or removal from office, shall
turn over to his/her successor all records and property which have come into his/her hands, then this obligation to be null
and void; otherwise to remain in full force and effect.
PROVIDED, HOWEVER, that the above named Surety shall not be liable hereunder for any loss of any public fund
resulting from the insolvency of any bank or banks in which said funds are deposited; and, if this provision shall be held
void, this entire bond shall be void.
AND PROVIDED FURTHER, that the Surety may cancel bond at any time during the said term by giving to the obligee a
written notice of its desire so to cancel and at the expiration of thirty (30) days from the receipt of such notice by the
obligee the surety shall be completely released as to all liability thereafter accruing. If this provision shall be held void, this
entire bond shall be void.
SEALED and dated this 29th day of November, 2006
By:
P(tr! 0
Witness
X
5 -2232 (08.98)
Principal
Travelers Casualty and Surety Company of America
By: .......... a,1:11rML Attorney -in -Fact
............... - ------- - . ...... .
TRAVELERS CASUALTY AND SURETY COMP A-NY OF AMERICA
TRAVELERS CASUALTY AND SURETY COMPANY
F.&RMINGTON CASUALTY COMPANY
Hartford, Connecticut 06183-w9062
POWER OF ATTORNEY AND CERTIFICATE OF AUTHORITY OF ATTORNEYS) -IN-FACT
KNOW ALL PERSONS BY THESE PRESENTS, THAT TRAVELERS CASUALTY AND SURETY COMPANY OF
AMERICA, TRAVELERS CASUALTY AND SURETY COMPANY and FARMINGTON CASUALTY COMPANY,
corporations daily organized under the laws of the State of Connecticut, and having their principal affices in the City of Hartford,
County of Hailford, State of Connecticut, (hereinafter the "Companies") hath made, constituted and appointed, and do by these
presents make, constitute and appoint: Larry A. Summers, Charles D. Thompson, of Chapel Hill, North Carolina, their true and
lawful Attorneys) -in - act, with full power and authority hereby conferred to sign, execute and acknowledge, at ally place within the
United States, the following instrument(s). by his/her sole signature and act., any and all bonds, recogni7ances, contracts of
indemnity, and other writings obligatory in the nature of a bond, recognizance, or conditional undertaking and any and all consents
incident ihereto and to bind the Companies, thereby as fully and to the same extent as if the same were signed by the duly authorized
officers of the Companies, and all the acts of said Attorneys) -in -Fact; pursuant to the authority herein given, are hereby ratified and
confirmed.
This appointment is made under and by authority of the following Standing Resolutions of said Companies, which Resolutions are
now in full force and effect:
VOTED: That the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President; any Vice President, any
Second Vice President, the Treasurer, any Assistant Treasurer, the Corporate Secretary or any Assistant Secretary may appoint AttDrncys-in.-Fact
and Agents to act for and on behalf' ofthe company and may give such appointee such authority as his or her certificate of authority may prescribe
to sign with the Company's name and seal with the Company's seal bonds, recognizances, contracts of indemnity, and other writings obligatory in
the nature of a bond, recognizance, or conditional undertaking, and any of said officers or the Board of Directors at any time may remove any such
appointee and revoke the power given him or her.
VOTED: That the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or any Vice President
may delegate all or any part of the foregoing authority to one or more officers or employees of this Company, provided that each such delegation is
in writing and a copy thereof is tiled in the office of the Secretary,
VOTED- That any bond, recognizance, contract of indemnity, or writing obligatory in the nature of a bond, recognizance, or conditional
undertaking shall be valid and binding upon the Company when (a) signed by the President, any Vice Chairman. any Executive Vice President, any
Senior Vice President, or any Vice President, any Second Vice President, the Treasurer, any 'Assistant Treasurer, the Corporate Secretary or any
Assistant Secretary and duly attested and sealed with the Company's seal by a Secretary or ,assistant Secretary, or (b) duly executed (under seall, if
required) by one or more Attorneys -Lri-Fact and Agents pursuant to the power prescribed in his or her certificate or their certificates of authority or
by one or more Company officers pursuant to a written delegation of authority.
This Power of Attorney and Certificate of Authority is signed and sealed by facsimile (mechanical or printed) under and by
authority of the following Standing Resolution voted by the Boards of Directors of TRAVELERS CASUALTY AND SURETY
COMPANY OF AMERICA, TRAVELERS CASUALTY AND SURETY COMPANY and FARMINGTON CASUALTY
COMPANY, which Resolution is now in full force and effect:
VOTED: .I list the signature of each of; the followin.g officers: President, any Executive Vice President, any Senior Vice President, any Vice
President, any Assistant Vice President, any Secretary, any Assistant Set-Tetary, and the seal of the Company may be affixed by facsimile to arty
power of attorney or to any certificate relating thereto appointing Resident Vice !residents, Resident Assistari, Secretaries or Attomeys-L—Fact for
purposes only of executing and attesting bonds and undertakings and other %Titings obligatore in the nature thereof, and any such power of attorney
or certificate bearing such facsimile signature or facsimile seal shall be valid and binding upon. the Company and any such power so executed and
certified by such facsimile sip-nature and facsimile seal shall be valid and binding upon the Company in the future with respect to any bond or
undertaking to vvhich it is attached.
(02-05) 1-Iniiinited
IN WITNESS WHEREOF, TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA, TRAVELERS
CASUALTY AND SURETY COMPANY and FARMINGTON CASITALTY COMPANY have caused this instrument to be
signed by their Senior Vice President and their corporate seals to be hereto affixed this 17th day of March, 2005.
SIWIL-'OF CONINNEC11CUT, F
}SS, 111artford
COUNTY OFILAk'1'1°01U)
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J. gyp 4 a HARTFORD, is 1982 0
S1 CONN.
TRAVELERS CASUALTY AND SURETY COMPANY OF A-NIERICA
TRAVELERS CASUALTY AND SURETY CONIPANNY
FARMENGTON CASUALTY COMPANY
WA V
-0002
George W. Thompson
Senior Vice President
On this 17th day of"March, 2005 before me personally came GEORGE W. THOMPSON to me known, who, being by me duly
sworn, did depose and say: that lie/she is Senior Vice President of TRAVELERS CASUALTY AND SURETY COMPANY OF
AMERICA, TRAVELERS CASUALTY AND SURETY COMPANY and FARMINGTON CASUALTY COMPANY, the
corporations described in and which executed the aboNe instrument; that he/she knows the seals of said corporations; that the seals
affixed to the said instrument are such corporate seals; and that he,/she executed the said instrument on behalf of the corporations by
authority of his/her office under the Standing Resolutions thereof.
hz , 0�41
CERTIFICATE
My commission expires June 30, 2006 Notary Public
Marie C. Tetreault
1, the undersigned, Senior Vice President of TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA,
TRAVELERS CASUALTY AND SURETY COMPANY and FARMINGTON CASUALTY COMPANY, stock corporations of
the State of Connecticut, DO HEREBY CERTIFY that the foregoing and attached Power of Attorney and Certificate of Authority
remains in full force and has not been revoked; and furthermore, that the Standing Resolutions of the Boards of Directors, as set
forth in the Certificate of Authority, are now in force.
Signed and Sealed at the Home Office of the Company, in the City of Hartford. State of Connecticut. Dated this
day of
'20
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sun
5 r V i CO HARTFORNK D, 0
n
By
Nicholas Serninara
Senior Vice President
r T,
Western Surety Company
CONTINUATION CHRTMCATE
Western Surety Company hereby continues in force .Bond No. 68744590 briefly
`m . *T- *T-w 001 C
for .Tn= H PEAK tK
as Principal.
in the sum of $ 'T'WKWn -FjVR TH ,SAND AND NO/ 00 Dctlars, for the term beginning
Doc nbar 07 r 2006 , and ending 2lerasher 07 2010 , subject to all
the covenants and conditions of the original bona referred to above.
This continuation is issued uponn the express condition that the liability of Western Surety Company
under said Band and this and all continuations thereof shall not be cumulative and shah in no event exceed
the total sum above wri#,em.
Dated this _ _ 30 _ day of --Dal air , Z906
WESTER i3REfiY COMPANY
P. T. ruflat sir Pica Preeident
St 0; °:
TMS "CSoutiaaation OextlficaW MUST HE FILIW WrM THE ABOVE BOND.
5
lErie POWER OF ATTORNEY
o lnsuranoce
KNOW ALL MEN BY THESE PRESENTS: That ERIE INSURANCE COMPANY, a corporation of the
Commonwealth of Pennsylvania, having its principal office in the City of Erie, Pennsylvania, does hereby make,
constitute and appoint john F. Kearns, Senior Vice President; Marc Cipriani, Vice President; Edward A. Mazzeo;
Katherine D. Pawlak; ;and Darlene Musica, its true and lawful Attorneys) -in -Fact, in their separate capacity if
more than one is named above, to make, execute, seal and deliver for and on its behalf as surety, any and all
bonds which are or may be allowed, required or permitted by law, statute, rule regulation, contract or otherwise,
provided, however, that the penal sum of any one such instrument executed hereunder shall not exceed FIVE
MILLION DOLLARS ($5,000,000) and that the execution of such instrument shall be binding upon ERIE
INSURANCE COMPANY.
This Power ofAttorney is'signed and sealed by facsimiles under and by the authority of the following Resolution
adopted by the Board of Directors of ERIE INSURANCE COMPANY at a meeting duly called and held on the
18th day of September, 2008, and said resolution has not been amended or repealed:
RESOLVED, that the signature of Terrence W. Cavanaugh, as President and Chief Executive Officer of the Company, and the Seal of
the Company may be affixed by the following facsimiles on any Limited Power of Attorney for the execution of bonds, undertakings,
recognizances, contracts and other writings in the nature thereof, and the signature of James J. Tanous, as Secretary of the Company, the
Seal of the Company, the signature of Sheila M. Hirsch, as Notary Public, and her Notarial Seal, may also be affixed by the following
facsimiles to any certificate or acknowledgment of any such Limited Power of Attorney, and only under such circumstances shall said
facsimiles be valid and binding on the Company.
IN WITNESS WHF-REOF, ERIE INSURANCE COMPANY has caused these presents to be signed by its Presi-
dent and Chief Executive Officer, and its corporate seal to be hereto affixed this 18th day of September, 2008.
reo• O sl
Z Lu 1972 y by—
d Terrence W. C
N. President and Chief Executive Officer
STATE OP PENNSYLVANIA
COUNTY OF ERIE ss.
On this 18th day of September, 2008, before me personally came Terrence W. Cavanaugh, President and Chief Executive Officer, to me known, who
being by me duly sworn, did depose and say: that he is President and Chief Executive Officer of ERTE INSURANCE COMPANY, the corporation
described in and which executed the above instrument; that he knows the Seal of said corporation; that the Seal affixed to the said instrument is such
corporate Seal; that it was so affixed by order of the Board of Directors of said corporation and that be signed his name thereto by like order.
�i OF !_ rltr .
y� p.� %o,• IWY commission expires June 27, 2012 Notary Public
CERTIFICATE
1, James J. Tanous, Secretary of ERIE INSURANCE COMPANY, do hereby certify that the original POWER OF ATTORNEY, of which the
foregoing is it full, true and correct copy and is in full force and effect.
In witness whereof. I have hereunto subscribed my naive and affixed the corporate Seal of the Company by facsimiles pursuant to the action of
the Board of Directors of the Company, this 25th day of November 2008
,,jkXNC "'',.
fir'apaeor�
uJ( 1972 '•>
UF831 9/08
James J. Tanous'U Secretary
1.1
7
M-W
Public Official Bond
f= It 4V Bond No,
F, C C17t
ThatWe, .. Apt. .SWATI.Raherscai— .................. .............. — ....... .........
of ... 4W0PrQVgb....i'g—.0 ............ I ........ I ......... ..... ............... as Principal,
and the ERIE INSURANCE COMPANY, a corporation duly incorporated under the laws of the State of
Pennsylvania, having Its principal office in 1he City of Erie in the said State, and licensed to do business in
the State of AW h -Q4XQ4Aa ....... with offices fit -WO- Erie. lnsuranee--Etlace,.=Erd-,e;,P-.Ae-,
as Surety, are held and firmly bound unto .County .of, Oranga,. North. ,Garolina ....... , ,
in the sum of .. YAirt-,y.,ThA4,sapA.&. Qa/100 ............................ ........... ... Dollars,
lawful money of the United States of America, for the payment of which, well and truly to be MaCe, w6
bind ourselves, ourbeirs, executors, administrators, successors and assigns, jointly and severally, firmly
by these presents,
SEALED WITH OUR SEALS and dated fts ..Fourth .................. day Of Jattuary, 2000
Where", the above bounden .................... ...... ... ;—
was on the ....Fourth......... , day of . JArluaz ................ 2000... duly appointed or elected
......Tax Collector . . ..................... Of the - rouaty- of, Drs nge ...... -- ..............
Fourth of January, 2000
for a term beginning on the ........ I ........ ................
MM, ThwOoro the condition of this obligation is such;
that if the above bounden ............ .......................
shall well and talthfulfy discharge the duties of his office and promptly amount for and pay over alf wianeys
or property received by him as such officer, in accordance with law, or in default thereof, the parties lime-
cuting this undertaking will pay all damages, costs and expenses resulting from such default, not ext eed-
ing the sum above mentioned, then this obligation to be void; otherwise to remain in full force end effect.
This undertakoV may not be ch4nqed or modified orally. No change or modification shah be effective
unless made by written endorsement issued to form a part hereof,
In Witness Whereof, said Principal has hereunto set his -hand and seal and the ERIE INSURANCE
COMPANY has affixed its corporate seal, attested by the signature of its duly authorized Attorney
the day and year firm above written.
0
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• CIATION OF COUNTY COMMISSIONERS Liability Property
SECTION IV
CRIME COVERAGE
CONTRACT DECLARATIONS
Participant ORANGE COUNTY
Contract Number LP- OR -067 -09
Contract Period July 1, 2009 to July 1, 2010
Effective Time 12:01 A.M., Eastern Daylight Time
SCHEDULE OF COVERAGS AND LIMITS
COVERAGE
LIMIT
Employee Theft (per Loss Coverage)
$250,000
Forgery or Alteration
$250,000
Inside the Premises Theft of Money and Securities
$250,000
Inside the Premises Robbery or Safe Bur-glary
$250,000
Outside the Premises
$250,000
Computer Fraud
$250,000
Money Orders and Counterfeit Paper Currency
$250,000
DEDUCTIBLE
Employee Theft (per Loss Covera a
$1,000
Forgery or Alteration
$1,000
Inside the Premises Theft of Money and Securities
$1,000
Inside the Premises Robbery or Safe Burglary
$1,000
Outside the Premises
$1,000
Computer Fraud
$1,000
Money Orders and Counterfeit Paper Currency
$1,000
NCACC RMP Crime Section Issued
Edition 7/1/2009 7/21/2009
DEC 15 2008
PUBLIC OFFICIAL BOND
knubu III Olen by gbege 3preantg,
Bond No. Q95 6160027
That we, Charles Gary Humphreys of McLeansville NC as Principal, and the ERIE INSURANCE
COMPANY, a corporation duly incorporated under the laws of the State of Pennsylvania, having its
Home Office in the City of Erie in said State, and licensed to do business in the State of North Carolina
with offices at 100 Erie Insurance Place, Erie PA as Surety, are held and firmly bound unto Orange
County Board of Commissioners, Orange County Purchasing in the sum of Two Hundred Fifty Thousand
Dollars, lawful, mo -ney of the United States of America, for the payment of which, well and truly to be
made, we bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and
severally, firmly by these presents.
SEALED. VVEM OUR SEALS and dated this 25th day of November, 2008.
Whereas, the above bounden Charles Gary Humphreys was on the 3rd day of March, 2008, duly
appointed or elected Director of Finance of the Orange County Commissioners, Orange Co Purchasing
Department for an intermediate term beginning on March 3, 2008.
Now, Therefore, the condition of this obligation is such:
that if the above bounden Charles Gary Humphreys shall well and faithfully discharge the duties of his
office and promptly account for and pay over all moneys shall well and faithfully discharge the duties of
his office and promptly account for and pay over all moneys or property received by him as such officer,
in accordance with law, or in default thereof, the parties executing this undertaking will pay all damages,
costs, and expenses resulting from such default, not exceeding the sum above mentioned, then this
obligation to be void; otherwise to remain in full force and effect.
This undertaking may not be changed or modified orally. No change or modification shall be
effective unless made by written endorsement issued to form a part thereof.
In Witnes' Whereof, said Principal has hereunto set his hand and seal and the ERIE
INSURANCE COMPANY has affixed its corporate seal, attested by the signature of its duly authorized
Attorney -In- Fact, the day and year first above written.
Principal:
C
SF -22 1 /00
Charles Gaky Humphreys
COMPANY