HomeMy WebLinkAboutAgenda - 11-05-2009 - 41ORANGE COUNTY
BOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: November 5, 2009
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Action Agenda
Item No.
SUBJECT: Transfer of Affordable Rentals, Inc. Properties
DEPARTMENT: Housing/Community Dev
PUBLIC HEARING: (Y/N) No
ATTACHMENT(S):
Letter from Affordable Rentals
Proposal for Dissolution
Inventory of Properties
2009 ARI Budget
INFORMATION CONTACT:
Tara L. Fikes, 245-2490
PURPOSE:
1) To approve the transfer of 13 properties currently owned by the Affordable Rentals, Inc.
(ARI) to EmPOWERment, Incorporated; and
2) To authorize the County Attorney's Office to prepare the necessary documents to
complete the transfer and authorize the Chair of the Board of the County Commissioners
and the County Manager to execute the necessary documentation.
BACKGROUND: In late September the County received notice from the Board of Directors of
Affordable Rentals, Inc. of its decision, after a strategic planning session, to dissolve Affordable
Rentals, Incorporated. This decision is based primarily on the fact that ARI is not able to hire an
Executive Director to help with fundraising for the organization. Currently, ARI is a totally
volunteer organization with limited time to pursue funding opportunities.
The 13 properties currently owned by ARI are being managed by EmPOWERment, Inc. with
whom ARI has along-standing history. One of the programs of EmPOWERment is an
Affordable Rental Program that enables it to not only own and lease its own property to low
income tenants, but that has also allowed it to serve as property manager for other local non-
profit organizations including ARI.. Thus, given its mission and expertise in property
management, EmPOWERment is the organization that ARI proposes to take ownership of the
current property holdings.
Nine (9) of the 13 properties were partially financed with HOME Investment Partnership funds
totaling $258,000 and four (4) properties were financed with Orange County Affordable Housing
Bond funds totaling $273,642. All properties have recorded Declarations of Restrictive
Covenants requiring a 99-year affordability provision and all have a recorded Deed of Trust
securing the investment.
Both the Declaration of Restrictive Covenants and Deed of Trust contain resale provisions that
provide should ARI become unable to operate a property as an affordable rental property, it
may be transferred to another 501(c)(3) organization with a similar interest in affordable housing
with the County's permission. County staff has talked extensively with the staff of the two non-
profit organizations regarding the potential transfer of these properties and agrees with the
interest of ARI to transfer the properties to EmPOWERment.
FINANCIAL IMPACT: Transfer of these properties to EmPOWERment, Inc. will provide
continued security of $258,000 in HOME Investment Partnership Program funds and $273,642
in County Affordable Housing Bond funds by an organization with a similar interest in affordable
housing.
RECOMMENDATION (S): The Manager recommends that the Board:
1) Approve the transfer of 13 properties currently owned by the Affordable Rentals, Inc.
(ARI) to EmPOWERment, Incorporated; and
2) Authorize the County Attorney's Office to prepare the necessary documents to complete
the transfer and authorize the Chair of the Board of the County Commissioners and the
County Manager to execute the necessary documentation.
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AFFORDABLE RENTALS, INC
Serving Orange County, Chapel Hill and Carrboro, NC
391 Lystra Estates Drive
Chapel Hill, NC 27517
September 25, 2009
Tara L. Fikes, Director
Orange County Department of Housing
and Community Development
PO Box 8181
Hillsborough, NC 27278
Dear Ms. Fikes,
The Board of Directors of Affordable Rentals, Inc is grateful to the Orange County Board
of County Commissioners for entrusting public funds to us for the acquisition of rental
properties to make housing available to residents earning less than 50% of the median
family income. We have acquired 13 properties, in full or in part, with funds from the
County's Affordable Housing Bond Program as well as the HOME Investment
Partnership Program.
We are proud to be aself-sustaining organization at this time, with a strong balance sheet
as evidenced by our 2008 audit submitted to the County this year.
At this time, our strategic planning brings us to the decision to dissolve Affordable
Rentals, inc, and to transfer our properties to EmPOWERment, Inc. The
EmPOWERment Board has agreed to accept the properties. Our detailed rationale for this
decision is explained in the attached Proposal for Dissolution and Transfer. We request
that the County Commissioners consider this request at the earliest passible date, as we
would hope to complete the transfer and dissolution by December 31, 2009.
In addition to the aforementioned Proposal, I am enclosing a list of properties now owned
by ARI and our 2009 budget. As soon as our year-to-date through September financial
report is available, I will forward that as well.
Thank you for your assistance and consideration.
Regards,
Nora G. Esthimer, Board President
Affordable Rentals, Inc
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PROPOSAL FOR THE DISSOLUTION OF AFFORDABLE RENTALS,
INC AND TRANSFER OF PROPERTIES TO EMPOWERMENT, INC
Background:
Affordable Rentals, Inc (ARI) was incorporated in September 2001, with the purpose, as stated
in the ARI Bylaws:
The purpose of Affordable Rentals, Inc. is to develop and manage
permanent, affordable rental housing in Orange County....to help
alleviate the immediate need for rental housing for residents with
family incomes at 30%-50% of the area median income.
Current Status of ARI:
• We, the Board of Directors of ARI, are proud that we have succeeded in meeting our goal
by purchasing 15 housing units which are available to families in our communities under
the terms of our Bylaws.
• We are also proud that we are now a viable and sustainable organization, as shown by our
2009 budget, attached.
• We can continue to operate on this basis well into the future.
• For most of our history, more than five years, we have functioned as a volunteer Board
with no paid staff.
Strategic Planning: Reasons for Dissolution and Transfer of Properties
From ARI's perspective, while we are self-sustaining and will continue to be, we cannot see an
easy path to further growth.
• With no executive director, fundraising is difficult.
• The Board members have limited time and ability to pursue fundraising and we think that
major private sector donors will be reluctant to fund a volunteer organization.
• At our present level of revenue, we cannot foresee a time when it will be possible to hire
staff.
We feel that ARI has succeeded in its mission but that its future is limited and that for the benefit
of all concerned, we should dissolve.
ARI can meet the terms of its Development Agreement with Orange County by transferring
properties to EmPOWERment, another 503(c)(3) organization serving families with income not
exceeding 50% of the area median household income.
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It is important to the ARI Board that both organizations share the philosophy that tenants should
have more than a roof overhead. We want them to live in the, community, not in isolation, and we
want them to live in home, not merely a shelter. We think our service structure enables them to
become a part of our community.
ARI has a long history with EmPOWERment.
• Some of the same individuals have been involved with both organizations.
• We-the ARI Board and the Executive Director of EmPOWERment~ollaborated
successfully three years ago to create the Property Manager's position at
EmPOWERment.
• ARI contracts management services from EmPOWERment and we have frequent
communication with the manager.
• The manager works closely with ARI's bookkeeper.
• Through the property manager, EmPOWERment's construction/repair manager has
performed services for Alta.
The EmPOWEltment Board has determined that it should and will become more involved in
affordable rental housing going forward; thus they are prepared to accept the transfer of
properties.
Because EmPOWERment wants to expand in this area and because EmPOWEltment's staff
already performs support services for ARI and its tenants, we believe that EmPOWEIZment is the
logical successor to ARI.
How will transfer be accomplished?
ARI proposes to transfer its properties to EmPOWEIZment at book value, and EmPOWERment
is prepared to accept the properties.
In addition to the properties, ARI will transfer all of its assets, including cash reserves, accounts
receivable and any other assets on hand as of the date of transfer. EmPOWERment will be asked
to accept all of ARI's short-term and long-term liabilities as of the that date.
EmPOWERment is represented by the Community Enterprise Clinic at Duke Law School. ARI
has engaged an attorney to handle the transfer of titles.
Advantages of dissolution and transfer
Advantages to EmPOWERment:
• Increased net rental income
• Increased profile in the community due to greater ownership of affordable rental units
• ARI's 2008 Financial Statement shows a net worth of $519,955. A transfer of properties
will enhance EmPOWERment's net worth
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• Expansion of a needed community service at a time when many people are losing their
homes and/or experiencing a drop in employment income
• With an enlarged service capacity, EmPOWERment's voice in the community and local
governments will be amplified.
• Three years of collaboration have shown that both non-profits share the same goals and
vision and EmPOWERment welcomes the opportunity to increase its service to the
community in the area of affordable rental housing.
Advantages to Orange County and Chapel Hill:
• The investments the local governments have made in ARI will be enhanced by reducing the
operating costs associated with properties
• The need for affordable rental housing continues to grow, especially during this time of
widespread financial difficulty. The EmPOWERment property manager maintains a
waiting list for potential vacancies. A successful but static organization (ARI) is less useful
to the community than is an organization that is able to grow (EmPOWERment).
• Annual reporting to the Town and County, as fenders, will be consolidated.
• Local governments have shown foresight in allocating funds for both rental and affordable
home ownership. It makes sense to have one efficient organization applying for funding in
the future.
• EmPOWERment staff will be receiving technical assistance around property management
and procedures to better satisfy HUD requirements. ARI, as it is currently structured,
would have no ability to make use of such assistance; indeed, it may be difficult for ARI to
comply in a timely fashion with changes in regulations and reporting requirements.
• The dissolution of ARI and transfer of properties may be a model for other nonprofits
whose missions may overlap, but which, once joined could provide a larger, more efficient
and sustainable service to the community.
Advantages to the families and individuals in need of affordable rental housing:
• The development of a dedicated property manager's position has worked to the benefit of
tenants and potential tenants.
• By obtaining operating efficiencies and increased net rental income as a result of
accepting the ARI properties, EmPOWERment will be in a position to do one or more of
the following:
o Develop a reserve fund for future improvements in properties
o Reduce mortgage debt
o Add to its portfolio of properties.
o Sustain and enhance services to tenants.
o Create aone-stop resource for local social agencies that also work with the
population being served by affordable rental housing.
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Financial Impact
Please refer to ARI's 2009 budget, attached.
• Please note that ARI used a projected 85% occupancy rate. This is a conservative
projection. To have an occupancy rate as low at 85%, we would have two or three units
vacant for the full year. Our history is much better, with few vacancies. The vacancies
that do occur are filled within a month or two, depending upon what work is needed to
refurbish the unit. Given the demand and the waiting list the property manager maintains,
we would expect higher occupancy rates, but for budgeting purposes, we err on the
conservative side. (Please recall that the property manager maintains a waiting list of
eligible tenants, so units that become vacant are filled as soon as painting and repairs can
be done.)
• The audit is the highest administrative cost ARI incurs. Both ARI and EmPOWERment
use the services of Koonce, Wooten and Haywood, LLC, CPAs. Our auditors agree that
the cost to EmPOWERment will increase after merger, but will not be as high as the
current combined costs of separate audits.
• Bookkeeping is the second highest administrative cost. Because EmPOWERment has a
Financial Manager and can perform these services in-house, this line item on ARI's
budget will be eliminated. The property manager and financial manager work closely
together.
• ARI pays almost $1,000 a year for Directors and Officers Insurance. This cost will be
eliminated after merger.
• ARI currently pays EmPOWERment $50 per unit per month ($9,000 per year) for
management services. This line item will be absorbed by EmPOWERment after merger.
• ARI budgets $3,000 for "Miscellaneous" expenses. That title describes it well-this is a
catch-all provision. In 2008, no expenses were recorded under that category. The $3,000
will be absorbed by EmPOWERment after merger.
• Repairs and Maintenance present a challenge to budget writers. In 2007, ARI spent
$6,240 on Repairs and Maintenance. In 2008, ARI spent $4,635. The 2009 budget shows
a high amount for this line item, $16,240. ARI uses azero-based budget and since
Repairs and Maintenance is always an unknown, any funds not otherwise accounted for
on the budget are added to that category. We would expect actual expenses to be closer to
the actual figures of recent years.
Another look at the 2009 budget for ARI shows that fixed costs associated with the properties
(HOA dues, assessments, insurance on properties, interest expense, taxes and utilities) total
$41,524. Compare that figure to the projected gross rental income of $69,278. The difference of
$27,754 suggests that with reduced administrative costs, several thousands of dollars will be
available to EmPOWERment as net rental income.
Please note: EmPOWERment's property manager is already performing all management services
for ARI; thus merger will not put an additional burden on EMPOWERMENT staff.
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Costs of Merger
• Transfer of titles: $17.00 per title. We have received legal advice that two properties may
be listed on the same title, thus reducing costs. Maximum cost: $255.
• Legal expenses: A local attorney offers to do the necessary work for $500 plus the cost of
filing titles, above.
• Costs of assuming mortgages: None, per ARI Treasurer's discussions with both banks.
• $500 for additional fees or unanticipated expenses.
• Final 2009 audit of ARI and final 2009 tax return: $6,500 (based on budget amount in
2009)
The only unusual costs, over and above usual accounting work, are the legal costs and the filing
fees, a maximum total of $1,255.
Because ARI will transfer all assets, including cash reserves, to EmPOWERment,
EmPOWERment will take responsibility for paying for ARI's final audit and tax return. The
properties transferred to EmPOWERment will provide the income to cover that expense, as
shown above.
Dissolution of ARI and Basis for Transfer
ARI and EMPOWERMENT intend to close the merger no later than December 31, 2009. If the
process carries over into 2010, the expenses for ARI's audit and an additional tax return will add
to the costs of merger. We want to avoid that.
Article VIII of ARI's Bylaws read: Upon the dissolution of the corporation and after the
payment or the provision for payment of all the liabilities of the Corporation, the Board will
dispose of all of the assets of the Corporation exclusively for the purposes of the Corporation or
to organizations that are then qualified as tax-exempt under section S01(c) (3) of the Internal
Revenue Code. Any assets not so disposed of will become property of Orange County, the county
in which the principal office of the corporation is based.
The basis for transferring properties to EmPOWERment is referred to above.
One or more members of the ARI Board will be pleased to join the Board of EmPOWERment, if
invited.
[Prepared by Nora Esthimer, President of the Board of Directors, Affordable Rentals, Inc,
with input from the Board of ARI, Delores Bailey, and members of the Board of
EmPOWERment, Inc, and advice from the auditors of both organizations and the Community
Enterprise Clinic of Duke University Law School.]
Affordable Rentals, Inc. Properties
Address Purchase
Date
Lender(s) Outstanding Mortgage
Balances
1 316-A McMasters Street 3/11/2003 Harrington Bank - 1st Mortgage $ 121,700
2 316-B McMasters Street 3/11/2003 Orange Co. -HOME - 2nd mortgage $ 70,000
3 124 Fidelity Street A-10 10/29/2003 Harrington Bank -1st Mortgage $ 100,649
4 124 Fidelity Street A-11 10/29/2003 Orange Co. -HOME - 2nd mortgage $ 188,000
5 124 Fidelity Street A-12 10/29/2003
6 124 Fidelity Street B-9 10/29/2003
7 124 Fidelity Street B-10 10/29/2003
8 124 Fidelity Street B-21 10/29/2003
9 124 Fidelity Street B-22 10/29/2003
10 800 Pritchard Ave. Ext. A18 (University Gardens) 5/12/2006 Orange Co- Housing Bond - 1st mortgage $ 172,300
11 800 Pritchard Ave. Ext. D18 (University Gardens) 5/12/2006
12 800 Pritchard Ave. Ext. F9 (University Gardens) 5/12/2006
13 500 Umstead Drive C-102 (Bolinwoods) 8/29/2008 Orange Co. Housing Bond -1st mortgage $ 101,342
Total Mortgages
Harrington Bank $ 222,349
Orange Co. -HOME $ 258,000
Orange Co. -Bonds $ 273,642
$ 753,991
ca
2009 ARI Budget -Final
Administrativ Hillmont niv Garden McMasters Abbey Ct Ashley Forest Umstead Rd Totals Notes
Rent Income
Late Fees
35,940.00
13,620.00
13,920.00
5,400.00
4,224.00
8,400.00
69,278.00 actual annual rent is $81,504
this figure assumes 15% vacancy
Contributions 1,500.00. 1,500.00 indiv/core donors
Totallncome 1,500.00 35,940.00 13,620.00 13,920.00 5,400.00 4,224.00 8,400.00 70,778.00
Appraisal
Audit
Bank Sev Chg 9,500.00. 9,500.00 $2000 for'08 exp, and $7500 for'09
Bookkeeping
Evictions Cost 2,500.00
240.00 2,500.00
240.00 should be less than '08
estimate
HOA Dues
Assessments
Insurance
Insurance-D&O
Interest Exp
Property Mgt
Taxes
Repairs & Maint
Utilities
Miscellaneous
,000.00 8,400.00
2,000.00
8,200.00
4,200.00
392.00
5,500.00
500.00 2,880.00
,800.00
243.00
3,000.00
500.00
1,300.00
9,400.00
1,200.00
240.00
2,240.00
1,300.00
500.00 1,560.00
,580.00
600.00
37.00
3,000.00
500.00 1,500.00
00.00
78.00
1,500.00
500.00 2,374.00
00.00
40.00
1,000.00
500.00 16,714.00
2,000.00
1,300.00
1,000.00
19,180.00
9,000.00
1,030.00
16,240.00.
1,300.00
3,000.00 based on '08 figures
set by Hillmont HOA
others covered b HOA
estimate based on balances
$50/unit per month
stormwater/recycling
estimates
McMasters is paid; others HOA
Total Expense 13,240.00 29,192.00 8,423.00 16,180.00 7,277.00 4,178.00 4,514.00 83,004.00
Net Income 11,740.00 .6,748.00 5 197.00 2,260.00 1,877.00 46.00 3 886.00 $ -
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