HomeMy WebLinkAboutAgenda - 10-20-2009 - 6eORANGE COUNTY
BOARD OF COMMISSIONERS
ACTION AGENDA ITEM ABSTRACT
Meeting Date: October 20, 2009
Action Agenda
Item No. (pe
_SUBJECT: Outsourcing of Business Personal Property Listin Function
DEPARTMENT: Revenue/Assessor/Manager PUBLIC HEARING: (Y/N) No
ATTACHMENT(S):
Contract with Tax Management
Associates
INFORMATION CONTACT:
Jo Roberson, 245-2735
Frank Clifton 245-2306
PURPOSE: To approve a contract for aone-year pilot project outsourcing business personal
property listing as part of the reorganization of the Tax Assessor's Office and the Collector's
Office into the Tax Administration Office.
BACKGROUND: On September 15, 2009 the Board of County Commissioners directed staff to
develop and present to the Board a more specific reorganization plan which allows for the
merging of the Tax Assessor's Office and the Revenue Department. One aspect of the
reorganization requires that plans be instituted that will allow taxation and excellent public
service to continue after the retirement of key staff and with a countywide hiring freeze
mandated. Staff has developed a reorganization plan that will allow for not only the continuance
of taxation and excellent public service but will potentially enhance operations while allowing for
coinciding budget cuts as well.
Over the past year, Durham County, Tax Management Associates (TMA) and the North
Carolina Department of Revenue have worked together to develop a viable outsourcing of
business personal property listing, managing, and billing that conforms to North Carolina
General Statutes. With the impending retirement of the County's only business personal
property appraiser effective January 1, 2010, staff would recommend the Board consider
pursuing a contract for aone-year pilot program with Tax Management Associates.
This one-year recommended pilot process will allow staff to thoroughly evaluate the overall
value to the County. This recommendation is based on the belief that outsourcing will not only
provide cost savings to the County but will also produce significant enhancements in the
implementation and administration of the business personal property taxation program. With
the TMA team (consisting of 45 special project team members) at Orange County's disposal,
much more can be accomplished than one Orange County Business Personal Property
Appraiser could achieve. With an entire team involved, Orange County will be able to more
thoroughly insure the accurate and complete listing of businesses and to also realize
enhancements in areas such as statistical and benchmarking analysis that will locate
questionable listings and will find businesses that have in the previous year listed but who have
not made current listings. There will be the resources and the software to create management
reports that will identify specific listings for special review and audit. There will also be time and
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the business structure to utilize extensive Internet search capabilities and some field canvassing
to locate and discover unlisted businesses. Increased manpower means more responsiveness
to the needs and issues of taxpayers, better communication and increased educational efforts
as well as the availability of greater taxation knowledge and legal expertise. Business personal
property staff will also be freed up to concentrate on the discovery, education, and taxation of
unlisted businesses.
Tax Office staff has worked with Financial Services Department staff to determine a cost
analysis and recommendation for pursuance of this course of action. By entering into a contract
with Tax Management Associates, the County could freeze the existing Business Personal
Property Appraiser position. On a twelve-month basis, the freeze would equate to a salary and
benefits savings of $80,000, some of which would fund the pilot program. The outsourcing effort
will cost, per the attached contract, $13-$15 per business listing. The cost for the pilot period of
one year is projected to be $60,000. The cost of promoting a staff member to oversee
coordination efforts between the County and TMA is projected to be $10,000, for a total cost of
$70,000. (The cost of maintaining the system that currently exists by hiring an experienced
business personal property appraiser plus using a second employee, with half of that position's
time allotted to business would have a cost of approximately $85,000 annually.) This equates to
an initial County cost savings of $15,000, but is expected to be only the beginning of the
potential County benefits.
For example, between the end of Fiscal Year 2004-2005 and the end of Fiscal Year 2008-2009,
the statistical report shows the personal property tax base has increased significantly. Much of
this increase is likely due to annually recurring business personal property discoveries made
through the enhanced auditing program. Using the current County tax rate, this growth
represents a significant increase in tax revenues annually. Since discovered business personal
property is annually recurring, there is an additive effect that is enhanced with each additional
discovery and with every new tax year. This growth is projected to expand with the
implementation of the outsourcing project.
The bottom line is that with every business personal property program enhancement there is the
excellent potential for increased listings, discoveries, and educational opportunities that will
generate significant and annually growing monetary returns to the County. It is therefore the
recommendation that this program should be pursued on a pilot basis for one year since the
program has the potential to result in streamlined business personal property taxation processes
with many revenue related benefits. More importantly staff believes this should be pursued
since it also enhances educational opportunities and services to the public. This pilot program
with Tax Management Associates will allow staff to thoroughly evaluate the benefits to the
County of outsourcing while also cutting County budgetary expenditures, initially in the short
term (immediate budget) and potentially long term.
FINANCIAL IMPACT: Cost savings to be realized from the reorganization and reallocation of
job duties as it relates directly to business personal property listing should equate to no less
than $15,000 for this fiscal year. There is also the great potential for increasing and additive
annual returns in County revenues.
RECOMMENDATION(S): The Manager recommends that the Board:
• Approve aone-year pilot project contract with Tax Management Associates and authorize
the Chair to sign the contract subject to final review and approval by staff and the County
Attorney;
• Direct the Manager and staff to move forward with Tax Management Associates to
provide the business personal property process.
TAX MANAGEMENT ASSOCIATES, INCORPORATED
BUSINESS PERSONAL PROPERTY OUTSOURCING
SERVICES CONTRACT
ORANGE COUNTY, NORTH CAROLINA
This contract made and entered into this day of , 2009, by and between
ORANGE COUNTY, a political subdivision of the State of North Carolina, hereinafter called the
COUNTY and TAX MANAGEMENT ASSOCIATES, INC., a corporation authorized to conduct
business in North Carolina, hereinafter called TMA, to assist the COUNTY TAX ASSESSOR in the
outsourcing of certain assessment administration and ad valorem property tax verification functions for
the Orange County Tax Office. Contractual services may begin upon full execution of this contract.
SPECIAL PROVISIONS
WITNESSETH:
WHEREAS, the COUNTY desires to obtain listing administration outsourcing for the County's
business personal property taxpayers as authorized by the North Carolina General Statutes; and
WHEREAS, TMA agrees to provide said outsourcing services for the COUNTY pursuant to the
charges, terms and conditions of this Agreement; and
NOW, THEREFORE, in consideration of the promises mutually exchanged, the parties agree as
follows:
A. OUTSOURCING SERVICES. In accordance with the charges, terms and conditions
contained in this Agreement, TMA agrees to furnish outsourcing services that assist the County with
business personal property assessment administration. The following steps outline TMA's
responsibilities:
1. Process Listing Extensions as Directed by the County Tax Assessor
With direction from the County Tax Assessor, TMA call center personnel will process both
physical and electronic letters requesting filing extensions and depending on rules currently in
place at the County, either grant or deny the extension request. Denial of any extension request
must be expressly directed by the County Tax Assessor or the County Tax Assessor's
designated agent. TMA outsourcing team members and managers have no statutory authority to
either grant or deny extension requests and will only process the requests as directed.
2. Process All Hard Copy Listing Forms Filed with Orange County
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s
TMA will collect and process all listing forms sent to Orange County. Each form will be
scanned and information from the form will be added to the TMA and Orange County
databases.
3. Enter All Information into TMA and Orange County Databases
TMA database experts will create a custom relational database to store and sort all information
concerning Orange County Business Personal Property Taxpayers including but not limited to
name, address, parcel numbers, contact information, values by group, supplies, notes included
with the form and any other information that is pertinent to that taxpayer. Records will include
discovery data if necessary, extension information and audit data as necessary. This database
will be able to be sorted, queried and reported on as necessary. This database will also mirror
information currently held within Orange County. Each tax year will be kept as its own
database with additions, deletions and changes taking place each subsequent year.
4. Coordinate Databases to Ensure Accuracy on Both Sites
TMA database experts will assist in uploading TMA database information to the Orange
County database to ensure that the County has a copy of all pertinent BPP Taxpayer
information at all times. While TMA databases may house more information than the Orange
County database, TMA's database will never have fewer fields or less information than Orange
County.
5. Benchmark All Returns for Accuracy and Completeness
Each Orange County listing form filed will be examined for completeness and accuracy as they
are entered into the TMA database. Forms that are deemed incomplete will be flagged and
taxpayers will be contacted for additional information as needed. TMA managers and audit
staff will run statistical reports comparing listing forms to prior years and forms falling outside
of a predetermined range will be flagged for further investigation.
6. Assist in the Preparation of the Final BPP Roll for the County Tax Assessor
TMA database experts will ensure that after all appropriate data has been entered into fields for
the respective taxpayers' records, that information is then aggregated into predetermined roll
ups for preparation of the final roll. These roll ups will be able to be migrated to the Orange
County database as a normal part of the database replication process.
7. Create Management Reporting As Necessary
TMA managers from the call center and the discovery team will prepare standardized
management reports on a monthly basis to deliver to the County Tax Assessor or the CTA's
designated liaison. These reports will include but not be limited to:
• Listing reports detailing electronic filings, hard copy filings and granted or denied
extensions
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• Statistical reports for listing forms including deviations from prior years and expected
number of audits necessary
• Discovery reports including new accounts, canvassing efforts and expected new
revenues
• Roll reports including latest roll up results from quarterly updates
• Balanced scorecard
B. COST AND PAYMENT FOR OUTSOURCING SERVICES:
1. The County shall pay to TMA for services furnished under this Agreement the set fee of $15.00
per assessment, but not more than $60,000 ($15 x 4000 assessments) per year for all
outsourcing services performed by TMA. This includes all services as previously described in
Section A. of this Agreement.
2. All expenses incurred by TMA in performing outsourcing services under this Agreement
including, but not limited to, travel, food, lodging, mileage, salaries, etc. shall be the
responsibility of TMA.
3. TMA shall invoice the County for outsourcing services on a quarterly basis. Invoiced fees will
be due and payable within forty-five days following billing date.
C. GENERAL PROVISIONS
1. AUTHORITY TO CONTRACT: The COiJNTY'S authority to contract for the service
herein is authorized by North Carolina General Statute 105-299.
2. AUDIT: All invoices shall be submitted by TMA to the COUNTY TAX ASSESSOR with
sufficient detail for a proper pre-audit or post-audit.
3. CANCELLATION: This Agreement shall become effective upon signing and shall remain in
effect for an initial term of (36) months. This Agreement may be terminated by either party
without cause upon thirty (30) days written notice.
4. COLLATERAL ASSIGNMENT: The COUNTY acknowledges and agrees that payment due
TAX MANAGEMENT ASSOCIATES, INC. under this Agreement and all other agreements
with the government authority (the "Agreement") have been collaterally assigned to Branch
Banking and Trust Company (a North Carolina banking corporation, whose address is 6869
Fairview Road, Charlotte, North Carolina 28210-3384). All payments due TAX
MANAGEMENT ASSOCIATES, INC. under this the Agreement will be sent, UPON
REQUEST, to the Bank at that address pursuant to a financing and cash management
arrangement. The Bank is authorized to receive information relating to this Agreement and
payments due under the Agreement and all amendments or modifications to the Agreement
from ORANGE COiJNTY (the government authority). The Bank is authorized to rely upon the
terms of the Agreement. The government authority agrees to give notice to the Bank thirty (30)
days prior to termination of this Agreement.
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5. INDEMNIFICATION: To the fullest extent permitted by laws and regulations, the
CONTRACTOR shall indemnify and hold harmless the COUNTY and its officials, agents, and
employees from and against all claims, damages, losses and expenses, direct, indirect or
consequential (including, but not limited to, fees and charges of engineers or architects,
attorneys and other professionals and costs related to court action or arbitration) arising out of
or resulting from the performance of this contract or the actions of TMA or its officials,
employees, or contractors under this Contract or under the Contracts entered into by TMA in
connection with this contract. This indemnification shall survive the termination of this
Agreement.
6. NON-DISCRIMINATION: TMA shall not discriminate against any person on the grounds of
race, color, religion, national origin, sex, age or disability in the administration of this contract.
Nor shall any person be excluded from participation in, or be denied the benefits of this contract
on the grounds of race, color, religion, national origin, sex, age or disability.
7. LAW CONTROLLING: The laws of the state of North Carolina shall control and govern this
contract.
8. NON-ASSIGNMENT: This Agreement is not assignable by either party, by operation of law
or otherwise.
9. MODIFICATION: This contract may be modified only by a written agreement executed by
both parties hereto.
10 ENTIRE AGREEMENT: This contract constitutes the entire agreement of the parties and no
other agreement or modification to this contract, expressed or implied, shall be binding on
either party unless same shall be in writing and signed by both parties. This Agreement may
not be orally modified. Any modifications must be in writing, expressly titled a modification or
addendum to this contract, attached to this contract, and signed by both parties.
11. SEVERABILITY: Should any provision, portion, or application thereof of this Agreement be
determined by a court of competent jurisdiction to be illegal, unenforceable; or in conflict with
any applicable law or constitutional provision, the Parties shall negotiate an equitable
adjustment in the affected provisions of this Agreement with a view toward effecting the
purpose of this Agreement, and the validity and enforceability of the remaining provisions,
portions, or applications thereof, shall not be impaired.
12. HEADINGS: The subject headings of the paragraphs are included for purposes of
convenience only and shall not affect the construction or interpretation of any of its provisions.
This Agreement shall be deemed to have been drafted by both parties, and no .purposes of
interpretation shall be made to the contrary.
13. NOTICES: Any notices to be given or submitted by either party to the other pursuant to this
Agreement shall be made in writing and sent by first class mail, postage paid or by hand
delivery to:
COUNTY: CONSULTANT:
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S
ORANGE COUNTY TAX MANAGEMENT ASSOCIATES, INC.
228 South Churton St. 2225 Coronation Blvd.
Suite 200
Hillsborough, NC 27278 Charlotte, NC 28227
ATTN: John Smith ATTN: Richard H. Cooke, Sr.
Tax Assessor President
Executed and entered into by the parties hereto
ACCEPTED: ACCEPTED:
ORANGE COUNTY TAX MANAGEMENT ASSOCIATES, INC.
BOARD OF COMMISSIONERS
200 SOUTH CAMERON ST. 2225 CORONATION BLVD.
HILLSBOROUGH, NC 27278 CHARLOTTE, NC 28227
AUTHORIZED SIGNATURE: AUTHORIZED SIGNATURE:
VALERIE P. FOUSHEE RICHARD H. COOKS, SR.
TITLE: CHAIR, ORANGE COUNTY BOARD TITLE: PRESIDENT
OF COMMISSIONERS
DATE: DATE:
ATTEST BY:
TITLE:
COUNTY CLERK (SEAL)
APPROVED: (If necessary)
AUTHORIZED SIGNATURE:
ATTEST BY:
APPROVED: (If necessary)
AUTHORIZED SIGNATURE:
NAME: NAME:
TITLE: TITLE:
DATE: DATE:
THIS CONTRACT HAS BEEN APPROVED AS TO LEGAL FORM BY THE ORANGE COUNTY
ATTORNEY' S OFFICE ON , 2009.
SIGNATURE:
ANNETTE M. MOORS
TITLE: STAFF ATTORNEY
This instrument has been pre-audited in the manner required by the local government budget and fiscal control act.
FINANCE OFFICER:
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