Loading...
HomeMy WebLinkAboutAgenda - 09-10-2009 - 2ORANGE COUNTY BOARD OF COMMISSIONERS ACTION AGENDA ITEM ABSTRACT Meeting Date: September 10, 2009 Action Agend~- Item No. SUBJECT• Follow-up with Interim Manager DEPARTMENT: PUBLIC HEARING: (Y/N) No ATTACHMENT(S): Cover Memo with Assignment Summaries INFORMATION CONTACT: Frank Clifton, 245-2300 PURPOSE: To provide the Board with an opportunity to discuss and follow-up on the August 24, 2009 report from the Interim County Manager regarding County departments, staff, organization, and activities. BACFCGROUND: With the departure. of former County Manager Laura Blackmon on June 30, 2009, the Board of Commissioners contracted with Mr. Frank Clifton to serve as Interim County Manager while the Board pursued hiring a permanent County Manager. In addition to Mr. Clifton's responsibilities for managing County operations, the Board requested that the Interim Manager review and assess County departments, staff, organization, and activities and provide a report back to the Board. The Interim Manager conducted this review and assessment and shared his conclusions with the Board on August 24, 2009.. Due to time constraints, Board members had limited opportunity on August 24th to discuss the assessment report with Mr. Clifton and with other Board members. This work session allows Board members to converse with Mr. Clifton and other members regarding the assessment report and provide any feedback and/or direction. FINANCIAL IMPACT: There is no financial impact associated with discussion of the report from the Interim Manager. RECOMMENDATION(S): The Interim Manager recommends that the Board discuss the report and provide any feedback and/or direction to the Interim Manager. 2 September 10, 2009 -Work Session Presentation Frank W. Clifton, Jr -Interim County Manager To: Orange County Board of County Commissioners Ms. Foushee, Chair Mr. Nelson, Vice Chair Mr. Jacobs, Commissioner Ms. Gordon, Commissioner Ms. Pelissier, Commissioner Ms. Hemminger, Commissioner Mr. Yuhasz, Commissioner This presentation follows the guidance provided and established by the County Commission upon my initial employment as assignments. Briefly sum~.narized below in respective order are the items addressed: I. Observe county government operations and develop a detailed summary of `potential' items to be addressed in a more comprehensive manner. H. Pursue a review and propose revisions to the County's current 66Agenda Development Process". IQ. Look closely at organizational efficiencies and effectiveness. IV. Identify where opportunities exist to expand upon and improve the County's communication efforts at all levels. V. Take a close look at the staffing levels in the manager's office with regards to existing and future challenges. VI. Look closely at reorganization options created by the potential retirements resulting from the County's incentive program. V.Q. Other duties as assigned (or as recognized by myself) needing management oversight, input or direction. Overview Several of these items have some overlap and impact other functions within the County's operating structures. When reviewing the information as presented you will see references between issues and functions highlighting expected outcomes or impacts. Where impacts are obvious, they may not have been addressed. All of this input is based on my professional 3 experience, direct exposure as manager of two other NC Counties and regular interaction with numerous county managers and staff in other counties over a ten year plus period in NC. I also call upon past experience as a city manager in other jurisdictions along with some experience in private sector areas including manufacturing and land development activities. One tenet to keep in mind is there is "NO" one-size fits all perfect method to do anything or everything. Any effort applied in delivering services must be customized to local conditions BUT valuable lessons are to be learned from other applications elsewhere. There is seldom an issue faced by local government "anywhere" that has not been dealt with "elsewhere". Approach and Methodology It would have been easy for me to make a list of items for you and the next manager to address and walk away saying the task is done. I approached these tasks with two objectives. First, I felt it important to give the BOCC my best effort responding to your directives. Second, regardless of who the next manager is, you have some personalized perspective of what that person will face and can use this input to best judge what type of individual will be best suited and capable of addressing these issues with some degree of success. Finally, "timing", "resources", "organizational response" and "persistence" will be the elements most impacting upon successful change AND improvements will be incremental. (Slay one dragon at a time!) My approach beyond addressing those challenges and opportunities that were readily available and obvious, was to attempt to reach out to every department in an effort to gain a better understanding of why "things are the way they are". In most cases, department heads and staff were fairly open about their operations. Many are proud of what they do and very guarded about how they do it. Ms. Blackmon began a process of transitioning the organization from that developed by Mr. Link over his 18 years as manager to more closely align with today's challenges and "resource limitations". I spent time talking with Ms. Blackmon and Mr. Link to gain a personalized perspective of their analysis of how the organization functions and could function better. Both provided valuable insight and similar perspectives on factors that critically impact upon county operations, and the ability of the 2 4 organization to plan for and respond to change. I have known both of these individuals for a number of years and value their opinions and experience. However, every manager approaches similar situations from varying perspective seeking similar measures of success. Again, no one-size fits all. Summary: Each of the items assigned has been addressed to some extent. Certainly, there are items that are not listed that could have been presented. Local government like any organization should have a goal to pursue "continuous improvement". Whether resources permit or not, it is prudent to know there are opportunities to be more efficient, but more importantly more effective. In the end, effectiveness maybe somewhat subjective depending upon measurements employed, except that those paying for the services will always expect quality at a reasonable cost. Change that the BOCC does not support if pursued by staff will fail. Support by the BOCC does not have to be unanunous but the BOCC consensus must be consistent or implementation. of change will be deterred accordingly. Organization staff has a history of attempting to give every member of the BOCC what that individual wants. Sometimes that occurs contrary to the BC~CC consensus or knowledge. 3 5 Assigneut l~Tumber I Observe county government operations and develop a detailed summary of `potential' items to be addressed in a more comprehensive manner. Overview: I have personally visited most county departments, their facility locations and met with department directors and a limited number of staff. My observations and comments are not to criticize directly anything that is in place at this time. My input should be viewed as an external critique aimed at stimulating a closer review of existing operations. In almost every observation offered, there are `reasons' why current situations are as they are. What should be asked is: (1) `can we improve?' (2) `ire we effective?' and (3) `are there better alternatives?' I believe that there are opportunities to respond affirmatively to all three of those questions. I~Tote: These items are not listed in any order of priority at this time. Priorities could be based upon (I) cost impacts, (2) a requirement for further analysis, (3) staffing impacts, (4) external review and input [state agency, advisory boards or other governmental inputs], (5) county manager's prerogative, (6) County Commission direction or (7) other considerations. EARLIER OBSERVATIONS (submitted 6/23/9 to Mercer) 1. Numbering of Ordinances/Resolutions and associated retrieval issues -This item has been addressed with the BOCC Clerk and County Attorney. Modifications are in process. 2. Granicus Implementation -This issue is discussed in greater detail in section Number 4 Communications. 3. Web site actions -This item is discussed in section Number 4 Communications. The county's new web site is set to go 1 6 active in mid-September. A presentation is being scheduled for a regular BOCC meeting. 4. Building Conditions and Up Keep -Observations indicate a fresh approach needs to be considered on how the county maintains its facilities and grounds. This item is discussed later in this section based upon departmental observations. 5. An update and adoption of revised personnel ordinance - This item is discussed under departmental reviews later within this section. 6. Board meeting presentation issues -This item is discussed in section Number 4 of this submittal. 7. Documentation of Ordinances/Resolutions for public meetings -This item is addressed in section Number 4. S. Development of strategic core values and the delivery of public services -This item deferred to section Number 7 of this submittal. 9. BOCC priorities -This item deferred to section Number 7. 10. Reorganization considerations -This item is addressed in section Number 6 of this submittal. 11. Alignment of county capital improvements program with expected revenues and financing options -This item is addressed later in this section. 12. Review of economic development options -This item is discussed later in this section. 13. Alignment of expectations with available resources - This item is addressed in section Number 7 of this submittal. 14. Staffing needs versus demands -This item is addressed later within this section and section Number 3. 15. Developing a level of trust between staff and the BOCC -Addressed in section Number 7. (The above items were general observations made during the week that I supported Ms. Blackmon before assuming full responsibilities as Interim County Manager. The summary was requested by Mr. Robertson with Mercer and 2 7 I believe he may have discussed some of the items with the BOCC.) The remaining information within this section is separated based upon observations and notes accumulated during my visits to the county's various departments as indicated. PLEASE understand that many of these offerings deserve further study and analysis `before' pursuing actions to modify current operations. IleT EACH CASE there may be information that I have yet to see that might influence my recommendations. I have spent limited time with each department so there is still much to understand. HOWEVER, casual observations do lend themselves to a need for further review and action where appropriate. VOLUleTTEER ADVISORY BOARS AI~TD COMMISSIOl~TS Attached at the end of this section is a list of the county's current advisory boards and commissions. The reason this item is presented is that among these various groups there appears to be considerable overlap and or `area sectionalizing' of county interests. I recognize that some of these groups are of a limited scope (task force) or represent a distribution of community input. However, all. of these groups do have significant input and influence on county government operations they are associated with adding to `staff' work loads and `at times' conflicting directives. (Staff respects the input and is guided by the involvement of members of these various advisory boards in serving public needs. Sometimes, the position of the advisory groups may not be consistent with the consensus of the BOCC). I have three recommendations for your consideration: One: 3 8 Be very selective and investigative of the persons appointed to serve on specific advisory boards and commissions. Some of these boards are statutory and the BOCC may or may not have influence on the appointments. Take time to know the individuals. Question their backgrounds, level of knowledge and their commitment to the task. Good advisory board members are difficult to fmd; bad advisory board members are difficult to remove. Two: Review the number of advisory boards and committees in place. It is far better to expand board membership than the number of boards. As advisory boards to county governments, these groups are all governed by NCGS as is county government with regard to their meetings, records and actions. The county assumes liability for their actions. Every advisory board requires staff support and follow up. Three: Each time an advisory board or committee is created, set a `sunset' provision requiring its re-establishment or automatic demise. The purpose of this provision is to ensure that each and every advisory group remains relevant; functions within goals and objectives in place when it was established; and, provides assurance that the BOCC (as a board) remains aware of how these groups are functioning. The `sunset' provision can be set for a specific period of time. I suggest a time frame closely tied to the initial goal that created the need and /or a period no longer than 3 to 5 years in length. They may be automatically renewed by the BOCC if desired, but it will provide an opportunity for regular evaluation without being a response to a crisis or some other conflict. NOTE: I made no attempt to define the amount of staff time assigned to supporting the numerous advisory groups currently 4 9 in use. I believe it to be a commitment of county resources which does have a significant budgetary impact on overall staffing costs. These groups meet after normal county operational hours, requiring staff time that later detracts from normal duties beyond follow up that occurs in regular hours. The BOCC Clerk also has a staff person whose time is fairly well dedicated to keeping the membership contact information and vacancy details of each of these groups up to date and listed on the county's web site. EIVIERGEleTCX SERVICES The county is currently pursuing consulting services to analyze the existing fire service and supporting emergency services in Orange County. Unless you are very different, the consultant will report that during normal day time hours volunteer fire response is limited in manpower. Afire or emergency during weekdays 8AM - 6PM represents a significant risk. The report depending upon how extensive it is, will also detail how improved assignment of resources and manpower can enhance operations county-wide. Addressing any change to that situation will require allocation of resources and diplomatic interaction with a variety of elements. The Orange County Rescue Squad situation is an example of how difficult dealing with the consultant's recommendations will be if pursued. Radio system coverage within Orange County is hampered by a lack of communication towers in appropriate locations. I understand zoning and public concerns associated with this issue, but it does carry serious implications. s 10 The county's population distribution and rural road system contribute to difficulties in establishing adequate response times to EMS calls. Additional resources, station locations and a GPS vehicle locator system can help. Adequate personnel resources are available within the region which is a plus compared to other parts of the state. Reorganization and changing mission parameters are adding to personnel issues. Sensitivity to these issues should remain in the forefront, but public safety considerations are paramount. Past, history indicates the county should continue to pursue solutions in a timely manner. Resolution of the Orange County Rescue Squad issues may require aggressive action by the BOCC to ultimately resolve. The BOCC needs to prepare itself by developing options for consideration and formulating a consensus position for action. H~.T1~~T ~~HTS ADD flaELA'TI®IVS This department operates independently of other county functions. The staff is committed to their efforts. There are two advisory boards associated with this operation making decisions relative to its mission and structure more difficult. There are elements of their work that do have. interaction with other county functions but are limited in scope. There is a lot of "advocacy" on the part of staff. That effort is usually pointed toward other governments and/or individuals with final resolution coming via external resources in most cases. There is some federal money for training and successful case reviews. However the budget associated with this group of attorneys and professional support staff is county funded. Elements of this function could be considered for shifting to a private non-profit volunteer agency if available. County 6 11 funding to a lesser extent supporting that effort but not totally fund staffing at current levels. Otherwise, if its operations require continued county staffing (BOCC decision) and could/should be shifted to the oversight of the county attorney. Expertise with regards to the mission and where this group's focus should be exists within the County Attorney's office. NOTE: Duties and parameters of each individual attorney's work maybe constricted to specific areas but, it might be wise to have oversight provided by the County Attorney as a central source of consistent legal review. Al~TIMAL SERVICES Orange County has a great facility. Staffing appears adequate for current operations. The county and its staff make a huge effort at reducing the number of animals euthanized annually. One immediate suggestion is the county pursue an appropriate sized incinerator for disposal of animals after euthanization. Currently, after an animal is euthanized the remains are transported to the landfill. Once the landfill closes it will be more of a problem. ~ The handling of the animals after euthanization is a discomforting task. An incinerator significantly reduces issues associated with disposing of the animals after euhanization leaving only ash residue as an item for disposal. There was an issue with the 09-10 budgets. Some of the expected savings for the animal control function was projected to occur from in-house spay/neuter services. That required $20,000 or more of new equipment not budgeted. Staff worked on a plan to address the issue brought to the BOCC on 8/18/9. 12 HEALTH D]EPARTIVIENT Some readily apparent issues may be addressed with the facility relocations under construction. I have not reviewed those plans nor visited the construction sites as I compile these notes. Space issues and multiple service locations create logistical issues associated with staffing, equipment, office space and record management. A case in point is the two dental clinics that the county attempts to operate. Neither is equipped with equipment sufficient to meet today's modern dental treatment needs. Equipment is a mix of hand-me-down or out-dated discounted fixtures not found in modern dental offices. Space is cramped and not indicative of quality services offered. BOTH locations are difficult to find with limited parking and/or access. I know the new complex at the old Wal-Mart is a planned improvement and discussion has occurred regarding the rental space in Carrboro. Equally sited services are great except: staffing, hours of operation and equipment used are not of a level of quality associated with the expenses generated either in efficiency or effectiveness. A suggestion is offered in section Number 3 of this submission. Filing systems and the condition of those systems within the health department, as in other departments is ineffective, inefficient, and of questionable security. This should improve with relocations. A suggestion is offered later. I do not know how closely the Health Department works with DSS other than through their collocations. There is opportunity for further collaboration as discussed elsewhere. I would define the Health Department operations along traditional lines except for some of its interactions on environmental issues. Some of those aspects might be better coordinated through more s 13 collaboration with ERC (i.e. the sludge disposal educational project). A regular periodic meeting between the Health Board and DSS Board and any of the related advisory committees might help open up more dialog for collaboration and reduce duplication or overlap serving similar population groups. This is important given the county's several service delivery locations. DSS Issues at DSS parallel those at the Health Department. After the construction projects are completed there may be opportunities to review facility issues again. Some items that came up during my departmental visits are highlighted below as worthy of further investigation and discussion. Orange County exceeds state minimums in its staffing allocations and response to human service needs provided by DSS.- There is duplication of administrative costs associated with the local Smart Start agencies separately run child care service support in lieu of the mandated function provided by DSS.. Smart Start funds spent on duplicative administrative costs are dollars diverted from child care subsidies for those in need. Orange County has been generous in its support of human services provided by various non-profits and not-for-profits. It is suggested that a closer analysis of that support and alignment with the mandated functions of DSS is worth pursuing. It is important that administrative costs be kept low and clients see the services they need. DSS agencies operate differently in counties across NC. It might be beneficial to periodically 9 14 review various programs for positive innovations in place elsewhere to determine applicability here. Facility issues with the North and South service divisions practiced in Orange County present barriers to efficiencies and add to local costs not covered by either federal or state reimbursements hidden in the county's fixed costs. Automation and contracted functions could overcome some of those elements of service delivery. There is a staff transportation issue between the two major points of service delivery (north and south). Many employees use their own vehicles. There is lost client service time spent by county staff traveling between locations. .A.G~NG Aging includes expanded, comprehensive transportation programs servicing several classifications of clients. In and of itself, transportation services need a comprehensive analysis and approach to service delivery. I have no specific recommendation except that fleet maintenance is now provided via the county garage and issues associated with fleet management practices should be reviewed. (Specific observations are reserved.) There are significant opportunities for better infra-departmental cooperation among Aging, DSS and Health as well as other departments within county government. There are "silos" that need to be lessened if services are to be cost effectively delivered to the public. There are opportunities for senior `volunteers' to fill many clerical support positions at numerous county locations. An item of disconnect mentioned here but discussed elsewhere is the lack of contact during construction projects between 10 15 departments that leads to delays, added costs and make little sense. (At the new senior center, delays in certifying the small kitchen where meals are delivered, not prepared by county health department inspectors is leading to revising construction plans, change orders to already completed work detracting from funds available for other expenses planned in the project.) Toilets at the new senior center (probably at the old) are NOT the newer elevated models making them easier to use by older adults. There are examples of similar problems that should have been avoided or resolved with better communications. C~III,D S~.TPP®R.T C®I~LIECTI®N SElaVICES The County has a very successful "program". It is a separate department in Orange County. Elsewhere in NC these services are a fiction of DSS and handled in a variety of options. Approximately 66% of the base costs of delivering these services are funded thru Title 40 SS federal dollars. The office building is not ADA compliant for the staff or public use. There is no dedicated public parking. LIBRARIES The main library under construction in Hillsborough will be a great asset. It will raise expectations elsewhere for the county to vastly improve upon other sites. All of the other branches need attention and both ashort-term and long-term approach should be considered for implementation. Suggestions include: CARRBORO -look at alternative space to allow for visibility and expansion of use. Rental space in another building would 11 16 be a step forward and help gauge long-term demand. Store front libraries work. CEDAR GROVE -plenty of space exists that with limited modification would increase the facility's use without adding staff. Currently separate rooms created staffmg demands to allow use. Connecting those rooms and centralizing access would allow for greater use. Signage would help too. CARRBORO SCHOOL SITE -Great idea that needs some attention. Future school designs that moved the library to a location accessible without going thru school halls would allow the facility to gain more public access and limit conflicts. Joint staffing options can be pursued. TOWN OF CHAPEL I~LLL -The County contributes to its library's operations. Note: the budget for the Chapel Hill library is roughly 3 times what the County spends county wide. The County Commission should define a policy for library expansions that create options with fmancial partnerships with the towns that bring forth wider community support. To move projects forward encourage the towns to step up with fmancial participation. Abetter agreement for assisting Chapel Hill could be established on some formulized basis. I am uncertain that along-term plan exists for library services county-wide. Mebane and Durham could become partners as their presence grows within the county and population shifts. PARKS AND RECREATI®N Historically, the county has purchased land for future parks and recreation sites. The latest soccer complex project is a tribute to those efforts. The process and its consistency are questioned. At issue is that long-standing commitments seem to go unmet in 12 17 a timely manner because dollars are shifted to other sites to `share' resources. Thus some projects with major investments appear to drag out in completion of promised improvements. Observations: One: There are staff issues and conflict with the Durham County over the j ointly funded park on the county line. Two: Staff supervision at remote sites is not consistent. Three: There is a need to create a park maintenance plan and decide where equipment associated with those tasks is stored. Some equipment needs to be stored at each park site while more expensive equipment can be stored centrally. Travel time to and from a central site is time not spent working at needed tasks. It usually involves more than one employee and is impacted by traffic, vehicle issues and poses some risk of roadway accidents impacting upon county equipment negatively. Four: Effort should be pursued to standardize agreements with the towns into similar format and content. Currently each town negotiates its best deal and county staff attempts to figure out what conditions apply based upon the town county facilities are most closely associated with at the time. Five: Parking issues may become a problem at the new soccer complex. 13 18 S1X: Parks and Recreation activities are closely aligned with some of the county's efforts at land preservation. There should be closer interaction and interface of those functions. ENVIROTTIVLENT AND RESOURCE CONSERVATION Orange County is unique in its approach to a variety of issues and this department is among those elements where Orange County differs from other counties in NC. I have experience with several aspects of what ERC does but from a differing view. IF, the BOCC is solidly supportive of the current structure, then there are opportunities to expand ERC to more closely address gaps that exist. It is pointed out within this submission that connecting the dots between Extension Services and/or Parks and Recreation would help reduce the administrative oversight via the manager's office. Either option could work, but would need phasing and proactive support among existing staff. Beyond those comments, the most important contribution available at this point is to urge that once a project is identified, Iinish it before tackling another major effort. Land acquisition is a valuable preservation technique, but along the way as land comes off the tax rolls it becomes difficult to support. Between environmental regulation policies and zoning provisions and the county's restriction on utility expansions, land within Orange County is guaranteed to remain rural with limited development. HOUSING AND COMMUNITY DEVELOPMENT This department consists of nine full and one part time staff. It oversees 620 Section 8 housing units with 120 landlords. Note- 1/a of the Section 8 housing units are mobile homes and there is currently a waiting list of 1400 persons with an availability rate 14 19 of about 100 or so units per year. Open enrollment in this program should be capped to allow better use of staff time. The department administers other state and federal housing programs and is the county's lead agency in responding to homelessness. Anew Housing Board was recently created to replace the BOCC as the oversight body for these programs. Orange County and its Citizens have supported these programs via bond referendums in excess of any required matches to federal programs (1998 and 2001). Those funds are spent. Travel around the county found many more mobile home units and parks than I expected. As land prices rise, especially where utilities are in place, relocation of mobile homes, closing of mobile home parks and impacts on tenants renting mobile homes may become a concern. In the near term, a work session related to discussion of recent study results related to affordable housing in Orange County is being scheduled to address findings and seek input on goals for the future. Financial commitments by the county to these issues need to be carefully weighed and evaluated maintaining a clear understanding of other commitments the BOCC has established. ~'®LID WASTE I do not dwell on the Transfer Station issue except to address the obvious, where ever this facility is located there will be strong opposition. Beyond the transfer station discussions it is important that the county look closely at its relationships with the towns and private haulers before financial commitments to this process are finalized. IF towns feel they have more cost effective options later (5, 10, 15 years from now) is the county covered for its investment. IF SO, fine, if not ratification of a 15 20 commitment for the life of the debt associated with the project should be obtained. Long term the county should address solid waste collection needs in the rural areas through some systematic process that allows for the eventual closure of most of the green box centers. Experience with both services leads me to believe that over time curbside collection allows for more effective and efficient allocation of resources. Currently the green box sites are funded by the general fund (county wide taxes). We staff these sites and haul the materials from those sites to destinations using county staff and vehicles. The rolling fleet for Solid Waste is quite extensive. . The county's 3R billing process if handled appropriately could be the basis for shifting from a tax based green box system to a curbside fee based one. Eventually, the current system will either require greater tax revenues or reduced operations. Observations: One: Staff generally opposes contract operations based on pride in their efforts. Two: The county has a 30 year financial commitment to maintain the existing landfill beyond its closure. It is uncertain if existing reserves are adequate to cover `potential' unknowns. Options to reuse the site for `revenue' producing outcomes should remain a priority. Three: This department has a public outreach effort in place that has over 2000 contacts. That is a resource to be made available to 16 21 other departments within the county with similar environmental connectivity. Four: Because this operation has been an "enterprise" funded service its impacts have seen less budgetary oversight than some other county functions. More direct involvement by senior staff is a needed priority. While no major concerns spark this suggestion, going forward the revenue stream will tighten and be limited to either the 3R's or transfer station assignment of costs. Five: It makes sense for discussions to begin on the future of the jointly owned "Green" tract of land purchased in part with landfill enterprise funds. The property may have economic development value long-term. All options should be explored relative to the property's value and potential uses. TAX ADl~IINIS'I'I2A'I'I®N - ASSESSIYIENTS, COLLLCTI®NS, LAND REC®I2DS For purposes of discussion these items in a broad sense are addressed as one. Elsewhere within the state efforts to merge these fiunctions under one director are common. Whether some form of consolidation is pursued or not remains for study. Issues do exist that without the close working relationship that now is in place could present problems going forward. Software issues ($1.5 - $2.5 Million) do exist and must be addressed soon. The towns will participate in that cost on a limited prorate basis. County costs will total 88% for purchase and maintain of the needed software. THIS PURCHASE SHOULD NOT BE DELAYED. Efforts are underway to negotiate the purchase. UVhen it comes to the BOCC (hopefully soon) you should act upon it. Putting the new software in place 17 22 will be difficult and take time. It needs to be implemented between re-valuations and tested to be sure it is accurate. EMS billings should be looked at closely. Several counties use third party agencies to pursue these billings. Knowing what insurance companies are doing elsewhere in NC is helpful when attempting to resolve billing disputes and pursuing third party payments. There is need to address HoteUMotel tax collections and ensure uniform enforcement. Chapel Hill collects its own I~aVI tax. A program of routine audits to ensure appropriate taxes are collected and remitted to local governments should be in place. There are firms that can perform these services for the county. Signage for the County's offices in the new facility needs to be pursued. Citizens spend time attempting to fmd the tax office et.al. because no public signage guides them to the destination. REGIST'E~t ®F DEEDS Issues for BOCC consideration and action include: One: Records prior to 1992 are in need of `back scanning' for preservation purposes. This is being done by part time staff on a limited basis. Older records are being handled; fading and losing detail. This is an expensive task and if not given priority, one-time records will be lost. Two: The same situation is applicable for `vital records' (birth, death and other one-of-a-kind forms). The ROD has a vendor proposal to do all vitals for a lump sum of $234,000 subject to bidding. 18 23 Three: There is a federal mandate to do an SSAN removal on all records subject to public search by 2011. A vendor search is needed. This could be a costly project. Four: The ROD has roughly $250,000 in an automation fund and the county budgeted $90,000 (I am told) toward the vitals project. All of these issues need BOCC attention soon. BOA OF ELECTIONS There may be some confusion on the needs of the BOE with regards to operating versus storage space. I believe more study needs to occur before the BOE is moved into the space being vacated by Finance and HR. State law requires the voting equipment and records to be secured and protected from tampering. It does not require direct location of these items with the BOE, just ensured BOE control. Later in this report a centralized record storage facility option is offered as a solution to some of the county's current and future records keeping and equipment storage needs. The concept is to reserve expensive office space for offices, not old files or limited use equipment. Voter registration information is stored in more than one location. That is an unacceptable approach to maintaining these documents. ARTS COMMISSION, TOURISM .AND ECONOMIC DEVELOPMENT These functions currently have a somewhat autonomous relationship with county government. A11 have separate 19 24 advisory boards that take direct interest in the functions beyond the involvement of the BOCC. I have yet to meet with the Arts Commission staff. However, among most county governments in NC this function is managed via anot-for-profit or non-profit with some county funding support. I have met with the Tourism Director and discussed some of the challenges associated with tourism marketing in our area. 100% of the county hoteUmotel tax collected goes to its operation ($700,000/yr). Chapel Hill also has a similar tax. It contributes $150,000 of its receipts to the tourism effort. The Orange County room occupancy rate is between 68-72%. Average room rates run $118/night versus $85 in Durham and $90 in Raleigh. In a tight economy, room rates impact occupancy rates. There are no near term issues other than retaining and securing quality staff in a competitive market. It is unlikely, occupancy taxes can be increased. Thus revenue streams are a function of room numbers, occupancy and room rates. Economic Development is a complex function with differing internal and external influences. The county needs a comprehensive approach to economic development. There is no uniform strategy in place. Staff issues result from attempting to `sell' economic diversity and development as important without a clear understanding of what ED is in Orange County. Beyond general conversation in support of ED as a priority limited effort or investment has evolved in support of unidentified end goals. Currently there are economic development functions operating in Carrboro, Chapel Hill along with the County EDC 20 25 I fully understand economic development is different in ®range County. I have been involved in economic development programs and policy formation for a long time. Without an `end goal' in mind; product to pitch; and supporting infrastructure, there is no economic development. Ail other factors aside including staffing, the B®CC should egaminie its commitments to ED in terms of target markets, infrastructure financing and the forms of incentives it would consider given a viable client and project. Without having a clear strategy, ED will continue to be a less than effective investment of resources with limited results. ~®~TIZ IDEPAlZTMENTS (~IIZ, Ii'INANCE, IT ANI) PUI2CI~ASING et.al. are either supporting functions for everything the county does; regulation/control over everything the county does; or, some combination of two. In Orange County, these functions tend to more about control and regulation. That view if supported by the BOCC is very successful. All of that control and regulation comes at a cost and tends to negatively impact upon operations and the delivery. of services. In a broad sense, this perception is addressed in the following paragraphs. Examples exist that do not favorably reflect upon organizational needs. IN~OIaIY.irATI®N TECIIN®L®GY I am told that ®range County government has more computers than staff. If so, that was not an I.T. decision. Throughout county government there is substantial need for updating software applications. A high initial cost and maintenance of software will be an on-going expense. Adoption and funding of an I.T. Strategic Plan should be a high priority. Clear goals need to be established and measured 21 26 carefully for effectiveness. Everything that I.T. does is in support of other organizational missions. If they do a good job, you will rarely hear any I.T. related comments. If there are problems you know quickly. Areas to be addressed: (some have been identified elsewhere) One: Web site design, functionality and maintenance -efforts to roll out a new web site are scheduled to conclude in September. On-going improvements are expected. Two: Granicus -discussed elsewhere. Three: Information storage and security -currently the county maintains far too many paper records. There are more efficient methods where cost can be offset by the reduced demand for file cabinets and the office space to hold those records. Four: Property Tax I.T. Package -atop priority at a high cost. Five: Planning and Inspections Software -existing planning software is dated and does not link to other inspections involved in construction development related services. Planning, Building and WelUWastewater inspection processes can be interfaced to provide one simple form and format. It would aid individuals involved in the process of getting construction documentation and bridge gaps in communications between the Health Department and Planning that exist. 22 27 S1X: Clearly organize and expand I.T. to a level responsible for all the county's technology functions in a comprehensive one-stop manner. Included would be computer hardware and software, telephone and other communication systems, the technical side of PIO functions and any other technical aspect of county operations that might come forth (a local government Cable Channel, radio communication systems, etc.). I~~TNIAN RESOURCES One: There is a definitive need to update and adopt the county's personnel policies in a comprehensive manner. Two: There is no formalized employee safety or wellness program. Three: Strong consideration should be given to going self-insured for employee health insurance. Four: There are some employee benefit packages available that offer employees direct individual benefit without adding cost to county administrative fian.ctions (Employee Health Savings Accounts) Five: Related to both HR and Finance and long-term sustainability, the county should consider how it will fiandgost-employment health benefits per its current benefit package. There exists an "unfunded" county liability of $ 57 million in future health care costs for retirees. If funded according to GFOA accounting standards it would require a $5 million annual allocation. 23 2$ This is currently spay-as-you-go expense that has an escalating impact upon future budgets. For the current fiscal year, $657,600 is budgeted for retiree insurance and $347,500 for Medicare supplemental coverage. Total insurance coverage for active employees is budgeted at $6,066,000. The scope of these numbers will grow as insurance costs rise and more employees retire. It is a great benefit. The question: is it a sustainable financial commitment? Six: FIR has become more directly involved in assisting departments with reorganization analysis. That work should be continued. Seven: The county should seek to have its formal personnel policies. (once adopted) accepted as substantially equivalent to those covering employees now governed under the State Personnel Act. This would bring consistency and uniformity to how the county handles personnel issues. Eight: In handling several personnel matters it has become evident that the county needs a formalized training program to assist mid level managers in preparing themselves for promotion; to assist and assure that long-term county senior staff is updated on more effective personnel practices; and, to make sure all county employees get basic introduction to human relation skill building training opportunities. PURCHASING, CENTRAL SERVICES, et.al As currently structured, this consolidation of services was just implemented in July and there are many items yet to be addressed. These comments are based upon departmental visits and conversations with several other departments. Some of input is unconfirmed but deserving of study and analysis. 24 29 P'URC~IIASII~TG One: The County Engineer function is assigned to this division. I do have questions why the need and why here? Further study is needed to validate the move. Why not the Planning Department or elsewhere? Two: As part of a county-wide need, there may be reason to study the concept of constructing a central storage and distribution facility (possibly near the county garage). The concept envisioned would encompass a centralized depository where historic county files could be securely stored. Items like the BOE voting machines could be housed there. It could be a location where such activities as scanning and shredding of documents could be centralized in a secured area. Doing so helps address record storage and space issues impacting all departments. Three: In an effort to control county purchasing activities a policy of requiring a "purchase order" for all purchases of $100 or more and also treating every equipment related purchase of $500 or more as a capital item is in place. An analysis of these two policies might make it difficult to justify their existence. Without verification, it may be that we are spending dollars to save dimes. Requiring a PO for every $100 purchase means an added paper trail is being created and that requires someone to handle, track and audit. I have not yet verified how many PO actions exist in total or the range of dollars involved. But without doing so, I know that excess staff time in Purchasing and at the operating department level is being spent tracking low value actions at a per hour cost that probably exceeds any savings in purchase coordination or incidental improper purchases made. We can research what baseline other counties 2s 30 have in place. Without doing so, I would suggest something in the order of $250 or higher. Treating capital items as a $500 or larger purchase is strictly a control function. For accounting purposes, the county does not capitalize any asset below $5,000. There are other methods to control purchases between $500 and $5000 that require less record keeping at a lower cost. Four: Discussions with operating departments indicate that Purchasing routinely substitutes its judgment for that of those delivering the services. Purchasing should standardize and economize but some flexibility needs to be granted those servicing the public. Five: A comprehensive approach is needed to address the county's real property assets (land, buildings and facilities either owned or leased). There are a number of agreements with specific expiration dates for action that need the BOCC involvement well in advance of renewals IF other options are considered. Operational and facility agreements that involve other county departments should involve the input of those departments before renewal deadlines force action not necessarily in the county's best long-term interests. 51X: Purchasing has been responsible for managing the various construction projects involving new county facilities. There are issues raised by departments deserving of further consideration. Examples include: a current disagreement at the new Senior Center related to its kitchen facilities discussed elsewhere in this report. Wall padding for an indoor basketball court at the senior center was purchased and installed but cost overruns elsewhere in the project deleted the basketball goal (?) There are 26 31 unresolved punch list items at the Animal Shelter. Two departments (HR and Finance} had little interface on the remodeling project for Link Center. A better process is needed to assure that departments actually housed in a facility are given adequate input into decisions related to a construction projects final acceptance. Seven: Surplus furniture sits in various locations around the county. It could be used in areas where poor quality items are in use or before someone purchases a new item. Some of my concerns on this issue deal with employee safety and welfare (OSHA and other regulatory considerations). CEI~T]L~L SEI~'VICES A comprehensive approach to facility maintenance does not exist. The system in place does not address routine items in a timely manner nor do follow up procedures exist that could help avoid more costly responses when systems fail. Some blame may be in the county's failure to property budget maintenance expenses or to fully recognize the value of an effective facility maintenance program. One: Most county buildings receive little programmed maintenance. It is not coordinated nor is it comprehensive. Efforts respond to complaints not to any prioritization of need. Two: Limited custodial services are provided county wide. While back office operations can survive with limited custodial support (staff can clean up after themselves) public areas need routine and on-going custodial services (Senior Centers, front 27 32 office areas, hallways, lobbies, bathrooms, etc.). Bringing new buildings on line should include a funded building maintenance and cleaning program.. Some services can be contracted out to third parties if found cost effective. Some system of routine inspections should be in place to assure quality control exists. Three: Vehicle maintenance efforts could be enhanced. Many surplus vehicles are stored at the county garage. Disposal of surplus vehicles is needed to free up space at the garage site. There are numerous other site oriented issues. Four: Analysis should be pursued to determine how cost effective vehicle maintenance practices are currently. Inventory of vehicle parts, batteries and tires should be reviewed for effectiveness. SITll~MA12X These observations are basic and not to be taken as absolutes. Further study and analysis could be appropriate. None of recommendations is to be taken as overtly "critical" of existing practices or personnel in a sense of "highlighting" weaknesses. Each comment is an attempt to ask four basic questions: (l) Why are we doing this or that in a certain manner? (2) Are there contributing factors that prevent or prohibit other options? (3) When was the last time these issues were addressed, reviewed or modified? (4) Is there a better, more effective and/or efficient approach to be considered? 2s 33 .~issignment IlTumber II Pursue a detailed review and propose revisions to the County's current "Agenda Development Process". How can the process be streamlined? How can more timely responses and distribution of information be introduced into workflow? How can that information be arranged in a better format for more concise presentation along with greater public access? Various factors impact the length, substance and format of the Orange County Board of County Convnission meetings. If applied, these recommendations could help the meetings become more streamlined and improve public perception. FIRST, "any" controversial issue will disrupt the normal meeting process. Some local governments have gone to a format of holding "special" meetings on a particular issue to allow other business to be handled in a normal manner at regular meetings. Special meetings create scheduling issues, but if there are a lot of these items occurring, create a meeting calendar and allows regular application of the "special" meeting consideration. When there is no issue, do not meet. I\TEXT, improve the meeting "abstract" process. Currently 15 days before a scheduled meeting departmental submissions must be into the Manager to qualify for placement on the agenda. (I imagine there are exceptions made to this policy.) 15 days before the next scheduled meeting is actually the day before the Board holds it previously scheduled meeting. Staff works to complete information due two weeks after the meeting they will attend that given Tuesday to be turned in on that Monday. I assume the Manager's staff does. not look at that information until after the meeting they have already prepared to attend is over (Wednesday 34 or later). Why an issue? Any item on a current agenda depending on board action could impact staff work loads for the next meeting and require redrafting of volumes of paperwork just submitted the day before. 1. I am told some staff has trouble preparing agenda items and abstracts requiring Manager's staff to rewrite and restructure submittals. Staff must be held responsible for their submittals. There are appropriate methods available to address those issues. 2. Numbering of Ordinances and 1Z.esolutions as already discussed separately will be functional action that makes tracking of County Commission actions easier; easier for the staff and the public. That effort was initiated and begins with January 2009. The Clerk and Attorney initiated actions to create a system of verifying Ordinances and Resolutions as attachments to meeting mhzutes when acted upon. The Attorney is scheduled to complete an update of the codification of the County's Ordinances for OFFICIAL adoption by the BOCC by year's end. 3. The Orange County BOCC has a lower level of contract and purchase sign-off authority for the County Manager than authorized under NCGS. NCGS authorize a County Manager to sign contracts for construction projects up to $500,000 and purchases of materials and supplies up to $90,000. ALL contracts still xequire a Pre-Audit sign-off by the County Finance Officer before they can be legally acted upon. A check of the BOCC meeting agendas for the period from January -June 2009 indicates that of the various board agenda items acted upon by the BOCC, fifteen (15) agenda items would `not' have been a Board item if Orange County followed the NCGS limits. ~Uhi].e not large in number from a Board action standpoint, each required full commitment of z 35 staff time to comply with the normal. submission process for Board agenda items and associated abstracts. Each of these actions was previously authorized by the ]BOCC through its thorough budget review and adoption. The BOCC has many roles within. the NCGS requiring hours of dedicated effort. Involving the BOCC in routine operational decisions detracts from its other roles. Staff workloads are increased in an inordinately costly and inefficient manner; not addressing time delays associated with deferring each item until the BOCC has completed the approval process. These purchase and contract decisions are open to review by the BOCC and public at any time. 1~.uditors review these records to identify misfeasance or malfeasance. 'T'hird, review the agenda format for slight modifications. Without specific knowledge of why the current structure exists, it is suggested that from a formatting standpoint a category be added for UNFINISHED, OLD or DEFERRED items (terminology optional). It is my understancling that some items have taken several meetings to be addressed only because at each subsequent meeting the items were listed toward the end of the agenda and time limits did not allow them to be acted upon. Fourth, as a matter of preference, I feel it more appropriate for the County Manager's report to occur before the Board Comments toward the end of the meeting. The BOCC should be last to comment at the close of the meeting rather than the manager. Fifth, meeting packages for the BOCC should have a copy of all power point presentations included in the appropriate sections and/or copies provided for the BOCC at the meeting so that they can refer to slides individually without disrupting the presentation. s 36 Sixth, if the BOCC moves forward on the GRANICUS system there axe other procedures that can be pursued as needed such as announcements by the Chair as to availability of that meeting, past and future meetings on the County's website for reference and record purposes, etc. Seventh, during the `one' meeting that I attended in Chapel Ffill., it was difficult for the audience to follow the BOCC agenda items. Using the flat screens in place, each agenda item could have a prepared slide showing the action being considered by the Board with a short description. Power point presentations could be shown on those flat screens so that everyone in the audience had a view. These items can be addressed in the `new' meeting facilities being planned for the Hillsborough site. Portable solutions may need to be evaluated for other sites. Eighth, ®range County often takes several steps and meetings to handle a single item from its inception until actual implementation occurs when fewer steps are possible. This is not the result stfuctured deliberation. It is functional practice. fin. example for consideration: ® Staff seeks approval to apply for a grant. A f-u11. agenda package, abstract and presentation is prepared, reviewed and placed on a scheduled agenda for BOCC approval to apply for the grant. ® The grant is awarded. A full agenda package, abstract and presentation maybe prepared, reviewed and placed on a scheduled agenda for the BOCC to approve acceptance of the grant. ® A budget amendment, associated documentation and agenda abstract is prepared, reviewed and placed on a scheduled agenda for BOCC approval before actual expenditures can occur. ® If contract documents, purchases of equipment exceeding the county's current limits apply, another meeting package, abstract 4 37 and supporting documentation is prepared, reviewed and placed on a scheduled BOCC meeting for action. It is recognized that this process is not always as depicted. However, if it does occur at all, several of these steps could have been consolidated to encompass One Motion of the B®CC to approve the associated actions. Doing so eliminates the added considerations and the associated staff time and effort to place the item on each subsequent agenda. I did not attempt to analyze how many such events occurred an the recent past, but can if the Board desires (the August 18~ meeting agenda has several) . Sumxn.ary: More considerations are possible given further study. This was a quick effort to offer options based upon limited participation or attendance at your meetings till now. 5 38 Assignment Number III Look closely at organizational efficiencies andl effectiveness. ®verview: Throughout this submission I have attempted to focus on those areas where the greatest opportunity exists to enhance what has been successfully developed in Orange County. Not all of the recommendations are expected to implemented or even considered. I told the BOCC in our discussions that I would be forthright in bringing you as comprehensive of an approach as possible within the established time frame. I have yet to do a thorough review of staff qualifications, backgrounds or capacities. General observations are. that there are many people in leadership roles within county government capable of greater challenges. Some remain fixed in the status quo, not all. Several are ready to step up and excited about the possibilities. Incrementally, there are many opportunities to improve and enhance service delivery within existing systems. Your leadership and ability to fend off the critics will greatly impact outcomes. The following suggestions relate to many comments elsewhere in this report but are highlighted here for reference. There are more possibilities. The absolute goal is to instill an attitude of Continuous Improvement and a motto to live by. Suggestions: One: 1 39 Create Quality Service Tear~as. This would consist of employees within various related functions from different county departments. Give them projects associated with reviewing a particular service delivery option currently in use. Challenge them to evaluate and produce "better" solutions. Focus attention on cost, service delivery and some measurement of client satisfaction. There are successful examples of this process in place in NC and elsewhere that can be used as models. The county could reward these efforts (examples exist). If we get out of the way, some good ideas may come forth by those closest to the action. (All efforts will not produce results. But given the right challenge, the right people might surprise us with insight and enthusiasm.) Two: Align resources (staff and funding) with realistic expectations. The County has just established an early retirement incentive. To pay for the plan it is expected that a vacated position will remain empty through the fiscal year. EXPECATIONS may need to be adjusted to account for the vacancies that will occur. The County should save money, but gaps in staff productivity are going to be a reality. Efficiency, strictly from a cost factor will be there. Unfortunately, productivity will also fall. It has to! There will be opportunities to re-evaluate those vacated tasks as to whether job functions can be shifted or shared among other staff; or contracted to other sources if they exist. Human Resources is working with each department as potential vacancies are identified with a serious effort to reorganize tasks if at all possible. 2 4d Three: LTse technology whenever possible. There are several areas where technology at some cost will be offset in potential savings in staff time. These examples exist throughout the County. Automated inspection tablets -efforts in Building Inspections could be extended to well/septic inspections. GIS solutions for EMS -equip ambulances with GIS tracking units so that 911 dispatch can send the available units closest to a need rather that dispatched from a fixed location. This approach could be applied to the county operated van system to aid in route control. Automated Agenda Meeting Packages - if the BOCC concurs, staff can begin a process of providing all meeting information in electronic format. I would suggest the BOCC be provided laptops with the appropriate software configurations to allow the process to work. (We would probably save a tree a month.) Other Examples exist - Four: Centralized records storage. Discussed elsewhere in this document. Five: Self funded health insurance. Discussed elsewhere. Six: Consider contracting some vehicle maintenance functions. We currently stock tires and other parts for most county vehicles and handle all replacements internally. Besides the inventory cost of holding items, staffing is allocated to this effort. Several other internal vehicle maintenance considerations are worthy of study. 3 41 Seven: Solicit Ynore use of volunteer staffing. There are many volunteers in use in several departments of county government. There are probably more opportunities to use retirees IF departments are encouraged to do so. Especially in roles of client greeters, phone answering duties and general filing functions. Eight: Develop target measure comparisons of performance. There are similar functions of service provided in Orange County in many NC counties. Comparatives can be developed to act as a basis to evaluate how services are delivered elsewhere. Learn from our peers. Nine: Create a position of Grants Coordinator for ®range County. Grants would still be pursued by individual departments BUT centrally coordinated to maximize grant opportunities, research, reporting and accountability. Ten: Create acounty-wide non-profit foundation. The purpose of this proposal is to create a vehicle for citizens, other foundations and any other group to `contribute' to atax-exempt organization that would focus on various civic priorities. Possibilities exist that those who would not give money to a government or government agency would see an appropriately managed foundation positively. The county might achieve some of its larger goals with less investment of tax dollars. (I have used community based foundations/non-profits to build libraries in Florida and North Carolina.) 4 42 Eleven: Seek more partnerships. The County often tackles challenges without seeking out those that might benefit by participation in efforts having common benefit. (In Cabarrus County, we built parks in partnership with the State, private developers, the towns and YMCA.) Twelve: Look closely at centralizing specific, more costly services. Orange County is fortunate to have an,expanding public transit system. That offers the County the ability to look more closely at attempting to centralize some service functions. A specific example for consideration is the Health Department Dental program. We now have two operations. One exists in rented office space on the second floor of an office building in Carrboro. The other is located in space at the current Health Department offices in Hillsborough. That location is scheduled to move to the old Wal-Mart. To properly equip one of these facilities is very expensive. Neither office is currently properly equipped. Old equipment is in use and some vital dental technology is not available (scanning dental x-ray and other) at either location. IF we want to deliver quality services, then better equipment and facilities is required. If we want two locations, the expense of equipping and staffing quality oriented service doubles. Look for a location somewhere, approximately half way between the two locations; furnish and staff a quality service; and do so in a cost effective manner. (The uniqueness of this issue is that this is not a service the county is required to provide. It is a valuable but not mandated service.) I stay in an apartment complex near I-40 and Hwy 86. There is rental office space or office condominium space readily available located in close proximity to scheduled bus services. It is roughly half way between the two current locations using the shortest 5 43 routes between destinations. We might be able to transport some clients via the Orange Bus as an option for getting people to the site. This is not an effort to centralize all county services. There are some cases where such consideration truly snakes tooth service, delivery and cost effectiveness sense. 44 Assignment Number 'The County does have several communication vehicles in place and operational at this time. Most of those efforts are not coordinated, done in collaboration or uniform in effort. A search of county records indicates the county spent $465,000 in FY2009 on advertising expense. The Tourism function accounted for $342,000 of that amount and legal announcements cover another $25,000-$30,000. The remainder of roughly $90,000 - $100,000 was spent among other departments for various public out reach functions. ('The largest portion of these expenditures was for print media/newspapers.) Td.esearch indicates there is "no one" newspaper outlet that effectively reaches all of Orange County. Chapel Dill Tlerald -18% penetration rate 7100 daily subscribers, 20,000 Sunday. 3 days per week focus on Orange Co. Chapel I~[ill News -18+% penetration rate Circulation similar to CTII-3[ not confirmed 2 days per week focus on Orange Co. News of Orange Co. -Penetration rate not confirmed Circulation numbers not confirmed Weekly 1 45 Carrboro Citizen -Rack distribution only (free) Circulation 6-x,000 copies Weekly Independent (Il~I~Y) -Rack distribution only (free) Circulation of 10,000 in ®range Co. Weekly None of these outlets provide county-wide distribution. SITGGESTI®1®T -ONE Chapel Hill periodically runs a quarter page input in the local edition of the CHN and CHH that focuses upon Chapel Hill issues and functions as an out reach to their citizens. Instead of various Orange County departments submitting individual ads, notices and other solicitations to the public independent of others, these efforts could be coordinated into a routine 1/4 -1/2 page insert into all of the newspapers covering the county. It may be possible to negotiate with each newspaper to get a fixed rate annually based upon the volume of space used. This would become a regular outlet for reaching newspaper users. Keeping the message accurate and timely is discussed in the last suggestion at the end of this set of recommendations. STJGGESTIOleT -TWO 'l'ake greater advantage of the County's access to cable television. I have not reviewed the County's franchise agreement with the cable company(s). Elsewhere counties are tal{ing advantage of franchise provisions that allow for local governments to provide numerous citizen outreach efforts. Since the State has assumed franchise management, there are also State grants of $25,000 annually to support this effort. You must follow certain guidelines and be consistent in effort as addressed in the last suggestion of this set of recommendations. 2 46 There are no shortage of informational options available to the County should it pursue a local government channel effort. Legal ads, employment opportunities, special programming, meeting programming and other `government' related promotional options exist. In Cabarrus County, the county functions as the service provider. In Onslow County, the City of Jacksonville operates the channel via an agreement, but the County controls county content. Your web site and Granicus can be linked to allow the cable programming to be available and to do double duty for future use. ~LTGGES'TIOIaT - TI~I~EE GRAI~TICIT~. There are several options on the market for web- casting meetings. This system is the one that I have familiarity with from prior experience and past research. It functions as software vehicle with continuous support for web-casting live meetings; as a storage link for prior meeting video records; as a link to other informational data bases; and if applicable can act as the basis from which to transcribe your meeting minutes. Once installed, the system becomes an on-line informational resource readily available to the public. One caution: it does become a living, accessible record of every action of the board and its members. Like You-'Tube, it can be downloaded and become a resource for use in unintended manners. SIJGGES'TIOl~ -FOUR Radio does offer an affordable method to communicate a brief pointed message, several times at a cost effective rate. There are methods to determine those stations with the highest number of listeners and apply those messages that need that exposure. I have not used radio extensively elsewhere, except where "talk-radio" offered opportunities to provide more detailed discussions regarding issues of importance. Like other media outlets, radio is ad revenue based. The County can buy time and negotiate for segment time on the smaller stations as a means of reaching out to 3 47 residents. Examples exist elsewhere that can be discussed if hoard interests are there. SITGGESTI®I0T -FIVE Ilse the County's web site to its fullest capacity. Although it has not been the County's highest priority, staff has been working internally to enhance and update the County's web site. This effort has occurred within limited expenditures (hence the time delays) and is an attempt to significantly update the County's Internet appearance. I have only viewed incremental portions of the effort which is scheduled to go live in September. It is sure to be better than the current site. Significant to this effort, there has been little past coordination of updates and linkage between departmental sites. The new model will provide better connectivity and subject search capacities. Individual departmental content will still be maintained by each department. ®versight to ensure collaboration, cooperation and cohesiveness remains an issue to be managed. SITGGESTI®l~t -SIX Establish an email based informational outreach that relays important information on a regular schedule to anyone and everyone that desires that information or the County needs to reach out and touch routinely. Much of the information sent to recipients would be similar to that published in the newspaper releases outlined in Suggestion -One above. It would be sent instantly, at minimal cost to an active list of recipients that had either requested to be on our email list or were targeted as those that should receive the information to assure their knowledge. (Examples of the later group would include State Legislators, the Governor, the Federal Delegation, Town Elected Leaders, News Media Outlets and other similar target individuals or groups.) 4 48 I was approached by the VOICES group about being a communication resource. That group and others could be included for distribution purposes or asked to provide regular updated email listings. Other than maintaining the email listing and routinely updating email addresses, the cost of this effort is minimal beyond the staff time in putting the information into an electronic format. In Casselberry, Florida (a metro Orlando city of 25,000) we began the email newsletter as an electronic copy of a published version that was included with utility billings. Within a few months of implementation, the email version was reaching 1500 users on a requested basis. Some people prefer email. SUGGESTION -SEVEN Direct mail or inserts in various third party mailings. Orange County mails real property and motor vehicle tax bills each year and an insert developed by David Lunt provides limited information to each recipient. There are roughly 61,000 real property tax bills sent annually (many go to mortgage companies) and roughly 110,000 motor vehicle billings (boats, cars, trucks, trailers, etc). Effort could be made to refine these mailing data bases, mine the data to reduce duplications and then use the data for direct mail purposes. A less expensive option is bulk mail. Efforts of this nature do create a lot of wasted paper, but if used properly and in a controlled manner can provide effective results. SUGGESTION - EIGIIT PTJBLIC INFORMATION OFFICER (P.I.O.) Orange County has several substantial efforts in use to attempt to reach out with information that the public needs to know. Those efforts lack consistency, coordination and central control. Effectiveness of those efforts is difficult to measure. The good news is the effort and information is there for transmission. The bad news is we are 5 49 probably not ma]~ing contact as often or with the persons we need to reach most. ~ qualified person is needed to bring consistency to our message; make sure collaboration exists among departments; coordinate outreach; ensure financial resources are magimi~ed and to be the go-to person for making it all come together in a sensible manner. The skill sets for a person of this type are broad and include the ability to be closely involved with all seven of the above suggested approaches. They will not be an expert in all areas but capable of knowing when to pursue technical assistance but not be reliant upon that assistance for routine functions. 6 50 Assignment Number ~ Take a close look at the staffing levels in the 1~Ianager's office with regards to existing and future challenges. I need to comment on current staffu1g levels to the extent that it is a direct reflection of the demands and expectations of the BOCC individually and collectively. There is an "understanding" among senior staff that "the BOCC gets what it wants -collectively and individually". In straight talk -staff feels it must meet the demands from direction provided by the Board or the staff's perception of what "individual" members of the Board expect. My best explanation of this factor is the time and effort spent by staff in the Manager's office on the agenda preparation, review, draft and redraft of the various submittals to accommodate the interest of the BBOC. I expect all county staff to pay attention to items coming before the BOCC. In Orange County an inordinate amount of time is spent on issues ultimately insignificant to the item(s) being considered. The pursuit of perfection is an inherently difficult if not impossible, extremely expensive task. Additionally, while on this subject, this is the first jurisdiction in my career where the BOCC Clerk's staff has such limited responsibilities associated with preparing the agenda. Thus when analyzing staffmg level in the County Manager's office it is important to recognize (especially if comparing to other counties) the extensive role played by the Manager's staff in meeting agenda preparation, especially with the number of times the BOCC meets and technical revisions required in Orange County. The BOCC Clerk's staff consists of four (4) fulltime positions and the actual production of meeting minutes are a contracted function. 1 51 I have not evaluated any functions performed by the Clerk's office beyond interaction on the meeting agenda and follow up. If vacancies in the Manager's office do occur, the Manager should use that opportunity to fine tune and analyze staffing work loads and options. In doing so, there is a gap (discussed elsewhere) that should be filled ASAP. That is the position of Fublic Information Officer (PIO). The last item not addressed yet in the building changes about to occur is where the public's central contact point will be for all of the departments to be located in the remodeled office facility. The BOCC, Clerk to the Board, County Manager, County Attorney, HR functions and Finance will all be in the remodeled building. How to "greet" the public as they enter the building needs analysis. I have no recommendation yet, except to recognize that the current situation was not designed to be a public friendly facility. 2 52 Assign~e~t Number VI Look closely at reorganization options created by the potential retirements resulting from the County's incentive program. ®verview: The retirement incentive package has produced approximately a 1/3 affirmative response of those qualified to select the option. Thus far results are mixed with regards to any serious restructuring of county departmental staffing. I plan to sit down with each department on a case by case basis and have ~Iuman Resources analyze work flow, staff qualifications, and how technology might be applied to assist in redesigning position functions. The retirements are producing vacancies at the operational levels within each department. On the short-term, department heads are being told that they should plan to deal with those vacancies for `at least' the period October 2009 -June 2010. I will be working with each department head where current situations will `not' support a particular position being vacant for that long of a period to address those immediate staffmg considerations on a case-by-case basis. We will seek off-setting savings within. departments to deal with budget implications, Some departments are actively working on restructuring plans addressing future needs. Others are in the early stages of assessing impacts. UNTIL we know who is retiring and who is not, any other analysis is speculation at this point. Beyond the initial impacts of any vacancies created by the retirements of any of the 150 +/- employees eligible under the County's one-time retirement incentive program I have looked broadly at the County's organizational structure. Every County's 1 53 organizational structure is a reflection of several factors: type of services; strength and quality of staffing; external influences; advisory board functions and the influence of the BOCC. NO one- size fits all. When opportunities are created to re-evaluate existing situations, they should not slip by without attention to how functions interact and what desired outcomes really are. An over-riding influence to avoiding rational reviews of existing operational (i.e. organizational reporting alignments) structures is "personalized" investments in the ST.t~TITS Qf.JO. It does exist in Orange County. At risk of ruffling feathers or shaking `silos' within Orange County's governmental structure, I broadly brush several opportunities to pursue more closely aligned functions within. existing parameters. (Again, the issue of staff strengths and quality are extremely important to these considerations along with the influence of the many advisory boards and their members.) Where are many options on alignment of county governanent functions that can be found across l~Torth Carolina. Each department within each county has a similar and varied role among its peers across the state. Offered within the context of this presentation are suggestions based on a limited overview of existing operations. More observations and study are required prior to implementation. I. El~TVIRONMEIvTT and RESOUI.2CE COloTSER~A-.TION - This function within Orange County is different than experienced or seen elsewhere within the state. I suggest two moves to bring associated activities into closer alignment for coordination and collaboration purposes. 2 54 A. Moving Extension Services as a reporting function to ERC would help align the various elements of Extension's interactions with the rural and farming community with the ERC goals. The programming side of Extension would not be as applicable, except that interactions with the environmental communities that exist in Orange County do overlap. Note: staffmg in Extension Services is via an agreement with NCSU. I need to review the specific commitments to NCSU the County has authorized via its MOU for support of Extension Services. Specific legislation passed this year that will limit our ability to influence staffing structure in Extension Services after 1 / 1 / 11 with regards to furloughs or salary reductions. B. Moving Parks and Recreation as a reporting function to ERC would help align the various land preservation activities of ERC with the overall mission of land management overseen by Parks and Recreation. The activities side of Parks and Recreation is a little less applicable. (Moving these two functions, expands the interaction of EIZC with the functions and narrows reporting relationships elsewhere within the organization.) II. TAX AIDMINISTIa.ATI®N - Functional coordination currently exists between Revenue/Tax Collector and the Tax Assessor. Formalizing this relationship with the creation of a Tax Administrator is a proven method to ensure that these functions gain complete coordination, collaboration and cohesiveness among the variety of functions transacted. Some discussion among the existing staff has focused on consolidation. I have not yet had a chance to listen to their proposals. I am familiar with this structural merger elsewhere among larger counties in North Carolina. 3 55 III. EC®N®MIC REVEL®PM]ENT/ARTS/T®UI2ISM Limitations exist on how economic development functions within Orange County can be effective. Some attention is paid to Tourism and Arts but the driving factors are oriented toward opportunities for economic expansion within a narrowly defined set of parameters. Suggestions for are offered for more study: A. Move the Arts function to a reporting relationship with the County's Library. Abetter fit exists between the mission of the Library and Arts than does the current alignment. B. Consider a split of Tourism and Economic Development as a reporting relationship. Both have separate advisory boards and the mission of Tourism although related to Economic Development is focused on the singular mission of `heads-in-beds'. Consider fi~.rther study of the Economic Development function. Within Orange County, economic development has a differing meaning than elsewhere within North Carolina. Land use regulations, utility extension policies and a variety of other issues impact `traditional' economic development found elsewhere. Some thought might be given to moving the function of economic development as an element where direct oversight is provided by the County's Planning Director.. Title changes and appropriate analysis would consider how to accomplish the move. The County needs to identify the infrastructure elements needed to support economic development and commit financial support. IV. BZJDGETING/FINANCE/PURC]EIASING - Two of the early retirements will be the current Budget Director and Finance Director. Replacements will be new hires. My recommendation is to create the position of Deputy Finance Director to assume the oversight of budgeting functions. The staff 4 56 of both divisions has operated separately and independently. That will change via cross-training with Finance and Budgeting staff able to assist each other to the maximum extent necessary. The County has moved added functions to Purchasing to include Asset Management and Public Works. The restructuring of the Purchasing/Central Services function to include Public Works and Asset Management is a different approach from what I have seen in NC county government. It is not unusual for Purchasing to be separated from Finance in municipal government due to the utility and public works contracting responsibilities cities assume. In county government purchasing usually falls within a Finance Department reporting structure. (This issue needs more evaluation on my part prior to any recommendation.) There is a definitive need for more oversight of the county's public worl~s function as discussed elsewhere in this submission. I am not sure of the rational that supports the position of County Engineer (two staff members) being a reporting function to Purchasing/Central Services. That relationship has just been establish and needs further analysis. V. I~[ITll~IAN RIG~ITS AND REI~ATI®NS/ C~IILI) SUPPORT ENF®RCEI~IENT/I~[OITSING - These three functions as stand alone departments are somewhat unique to Orange County. All three have narrowly defined missions, small staffs (with fairly technical backgrounds) and function in close relationships with one or more advisory boards (except Child Support Enforcement). 5 57 A past practice in Orange County has.been to create departments that fit a particular goal. In each case, these functions have been successful within their roles. What is not certain is whether their status as independently operating departments is necessary or best use of the talent within each department. There is some overlap among staff positions and responsibilities with other county departments. Human Iaights and l~.elations - A five member staff consisting of a director (attorney), two civil rights specialists (one attorney and one MPA), a translator and an administrative assistant comprise the office. They have two advisory boards that they work with closely. However, outreach ~is the main source of their client base and most of their work once completed results in referring cases to non-profits or other agencies for direct legal assistance. It is certain their role is important to those served. The issue is that their role is fairly self-directed or led by advisory board input. Housing -This department of county government has a diversified mission dealing with various elements of providing housing options for residents of Orange County. The main focus is upon federally funded opportunities to expand availability of housing options and provide subsidies where available. County funding does support the effort and its mission by associated input from external task forces has been expanded into `homelessness' in a staff support role. Further study of departmental functions could lead to closer collaboration and coordination with other county departments. Child Support Enforcement -This department has a successful record of achieving enforcement collection actions against those individuals responsible for fmancial support of children in Orange County. Elsewhere in NC this function usually falls within the parameters of DSS. The service is also a contracted function in some NC counties. The department has a relatively small staff and 6 58 limited mission. They have been effective, but are effectively insulated from other county operations via function and location. VI. SMART START CIIII,D CARE AI~1VIIl®TISTRATIOlOT - In Orange County State Smart Start child care subsidies are administered via the local Smart Start organization. At the same time, very similar subsidies are being administered via the County's DSS. Elsewhere, Smart Start Boards make a direct allocation of Smart Start funds to county DSS agencies and DSS administers those allocations similar to existing programs from other funding sources. Administration of these identical programs with different funding sources is being duplicated. Dollars spent on administrative expense could be put into child care subsidies for those seeking that assistance. VII. COI~tSOI.II)ATE~D IIITIVIAIOT SERVICES - As a function, consideration of this option would only be available pending special authorization by the NC General Assembly. NCGS 153A- 77 makes it possible for counties with a population of 425,000 or more to consider merging health and social service functions within one operational department. There are wide ranging implications for such a consideration and resistance to any change would come from vested interests in current organizational structures. The `potential' implications and "long-term" impacts of such a bold and aggressive approach to reaching out to those in need of assistance within Orange County would not be out of context with the efforts and many differing groups now actively involved in delivering services to a diverse population. In a county as rich in community involvement as Orange County and known for taking progressive approaches toward addressing local needs, such a step deserves detailed study at some point. There are working relationships between the 59 County's DSS and PH departments, but regulatory and reporting criteria along with independent vested interests hinder consideration of more effective approaches to service delivery. A comprehensive, independent analysis along with significant community input from all of the various organizations and associated interest groups could lead to consideration of this concept (if authorized by the General Assembly) or at a minimum more functionally .coordinated services provided under the existing organizational structure. These county functions as described elsewhere in this report service a very diverse population with a substantial and vocal community base of support. The reason~for mentioning the potential is because of the large portion of the County's budget devoted to I-Taman Services (I)SS/1') that goes far beyond the minimum levels required by 1~CGS and the norm delivered by other I®1C counties. VIII. ~CIIIEVIIeTG FUI~TCTI®l~TAL EQITIVAI.EleTCY BE~'V6rEEl~ 'T'IDE C®ITl®TTY'S PEI2S®lOT1oTEI. P®I,ICIES TI3E STATE I'EIZS®NNEL T2UL,ES Al~tl) PR.®CEDUIZES C®VERING TISS ANI) PUBLIC IIE.A~I.,TI:I ElVIPL®YEES - Achieving change with regards to shifting assignments, job functions and making decisions regarding compensation for employees of Public Health and DSS is unduly complicated by a personnel system administered at the State level that attempts to treat all employees within these two departments of county government the same in all 100 counties. Some of the larger counties with competent professional HR staff have successfully pursued this option. It requires updating and making sure all county personnel policies are compliant with state and federal law. s 60 We must also put forth an employee grievance system that closely follows the state's design. The benefits of this process (1) requires us to make sure our personnel rules and procedures are accurate and compliant with state and federal laws, and (2) grants the county more flexibility in staffmg assignments, job descriptions and job functions within both the health and social services functions. . SCSI®®I. SYSTEM F.ACII~ITY INTENANCE - Consolidation of schools is off-the-table. There are opportunities to focus upon unified approaches to many underlying core functions that support education. Any discussion of these issues requires `leadership' within the schools and county government. This suggestion focuses on support functions like facility and grounds maintenance (county facilities could be included as well). The two school systems now coordinate transportation functions. Facility and grounds maintenance functions could be a candidate for unification to achieve cost efficiencies. Electricians, Heat/Air technicians, Plumbers, Carpenters, and other skilled trades could serve both systems in some form of cost allocation. County functions could be added in the future. There are limited state funds involved with these activities. Thus the real potential efficiencies and savings are to Orange County. The commitment this County snakes to education is amazing. It could be a significant accomplishment if it were to be extended to developing more efficient use of its fmancial resources fully. This issue is not entirely within the BOCC's discretion, however discussion of the concept could benefit from BOCC initiative. If 9 61 pursued, it would assure that all public facilities were being maintained in a consistent and cost effective manner. Issues like energy efficiency and other environmental factors would be given similar consideration. Enhanced collaboration between the two school boards and the BOCC could be a side benefit. Future investments could be monitored for effectiveness. X. ~l~C A.SED CC~I~SID~R.A'I'I®leT ®F 1®T®I~t-Ply®F~T AID IoT®T-~®12-PIS®~'IT SERVICE PI2®'~DERS - Within in the metropolitan area there are numerous Non-profit and Not-for-profit organizations and agencies that deliver or can deliver many of the services now addressed by Orange County directly. There may be opportunities for the County to help establish such groups that could assume service delivery responsibilities that either the County is unable to do or is less effective or efficient at doing. I offer no specific examples at this point, except to know that if the BOCC supports the concept, opportunities can be pursued. I have participated is a large scale effort associated with the creation of the Cabarrus Health Alliance (a county sponsored Not-for-profit) which now is responsible for providing county health department functions in Cabarrus County. That is a discussion requiring far more expertise than I can offer. The CHA has been functioning for over 10 years so it offers a good basis for study and comparative analysis if desired. 10 62 Assignment l~Tuulber VII ®ther duties as assigned (or as recognized by mysel$~ needing management oversight, input or direction Since mid June I have been handling the daily activities associated with the Interim Manager responsibilities. The following items are the more time consuming aspects of that effort. Some issues and items are simply outlined to highlight what the next county manager should be prepared to face in his/her role of being a change agent for Orange County government. Record keeping and access Usually, the first thing an incoming manager will attempt to do is review information related to the more important challenges to be faced. Finding accurate, up-to-date official documentation in Orange County is high first hurdle to gaining important insight. Significant attention is needed to improve upon how information is compiled, organized and retained. Centralization and coordination of information resources is needed. Personnel issues Considerable time has been spent on personnel related issues involving individuals at the mid and upper management levels. Most are related to a few basic factors: (1)Throughout the organization good people are doing good things. There are more accomplishments to be gained. The organization is beginning to change at a much faster pace than in the past. A need exists for more interdepartmental coordination, cooperation and collaboration. (2)It had been a long time since I had heard the term "silos" used to describe the internalization of resources and information within county government. It is regularly used in Orange County. (3)Staff in senior management roles and mid level positions need more training in human relation skills and conflict resolution. Established goals, priorities and objectives -measuring progress I often encounter the terms "the Orange County Way" or "the Orange County Approach". "Process" is vitally important to any decision made 63 impacting public services in Orange County. Every process should begin with an end in mind. That does not always happen in Orange County. Staff closely follows the lead of the BOCC. Staff fully supports the consensus of the BOCC then attempts to be proactive to input from each and every member of the BOCC. That is not always possible. Several long-standing issues exist either because the challenges were never divided into achievable objectives, or every aspect of an. issue was infinitely researched to determine if another alternative existed. Para-phrasing Teddy Roosevelt, in the end there are three decisions a person can make: the right decision (always the best choice); the wrong decision (the second best choice); and no decision (the absolutely worst choice)! Delays in process often lead to the last option in Orange County. Challenges never get any easier if decisions are continuously delayed in search of the perfect solution. County staff needs a clear set of goals. They need to be aligned with a BOCC vision of the relevant values of how Orange County should look in the future. Priorities need be established. The BOCC needs to adopt priorities in a logical manner and commit resources. Every priority can not be number one. ®bjectives need to be developed and measured. Each county priority may be comprised of several objectives. Each of those objectives should have a measurable end result. (D+on't begin without an end in mind.) Creating a sense of identity for county employees, vehicles and facilities. During my stay in Orange County it has been one of my goals to travel the county broadly. I have attempted to visit and/or locate every county facility. There is little consistency that would lead visitors or citizens to easily view county employees, vehicles or facilities with any sense of common identity. There is no consistent approach to identifying county facilities via signage or a commonly used icon. Under municipal signage regulations, there still should be a method to properly let the public know where county facilities are located. A common approach and a modern icon could be pursued. 2 64 County vehicles come in a wide arrangement of colors, condition and identifying icons. It should be with some consistency that vehicles are identified as county vehicles; clearly numbered; kept in presentable condition (fresh paint is not that expensive); with a common icon and departmental identification placed in a similar location on each vehicle. Among county departments there is no common approach to identifying county employees. Some use a uniform approach (Sheriff and EMS), some use identification badges and many have not recognizable identity to tell the public they represent county government. Dress down Fridays mean little if some staff never has to dress up. My approach to this issue might be too formal in view of past practice here, but because we do pay well and county employees do represent the image of county government that the public encounters, first impressions do count and last. I am not stressing a coat and tie approach for all staff. I do think uniform style golf shirts for men and women; minimum standards on foot ware for safety purposes and determinations of acceptable daily wear for county employees will build upon a positive image with the public. Again, dress down Fridays mean little if you never have to dress up. Il~iero-management by the B®CC I have not personally experienced this issue during my brief time here. I am told BOCC members sometimes become directly involved in the details of delivering county services. I welcome BOCC input, but reserve the authority to act where NCGS, federal law or direction by the BOCC consensus has established responsibility. I understand the role of the manager in a local government organization. I make mistakes. When I do, I accept responsibility for those errors, attempt to make the appropriate adjustments and move on. In the end, if the BOCC wants change within the organization to occur, it will need to support those changes in the broader sense not on every single factor impacting a decision. Many of the items outlined in this report will not be addressed if each item must have intensive BOCC involvement before action can be implemented. The broader scope that the BOCC assumes in its policy development processes, the more effectively the manager and the organization can respond. 3 65 The BOCC intense interest is not a negative factor but is difficult for all staff to understand as to the line of questioning that sometimes accompanies discussion of issues before the BOCC. If staff is concerned their input may gain negative BOCC reaction OR they focus on only telling the BOCC what staff thinks the BOCC wants to hear, you may not be told or hear what the BOCC does need to hear. Staff does attempt to give the BOCC what it wants. Sometimes you may need to hear more. 4