HomeMy WebLinkAbout2009-055 Health - Chapel Hill Training and Outreach for Dental Headstart~g
AGREEMENT BETWEEN
ORANGE COUNTY HEALTH DEPARTMENT
AND
CHAPEL HILL TRAINING AND OUTREACH, INC.,
FOR DENTAL SERVICES FOR ORANGE COUNTY HEAD START AND EARLY HEAD START
THIS AGREEMENT, made and entered into this 1st day of July, 2009 by and between
The Orange County Health Department hereinafter referred to as "OCHD" for its Dental Health
Services Division; and the Orange County Head Start/Early Head Start Program of the Chapel Hill
Training and Outreach Inc., hereinafter referred to as "OCRs/EHS".
WITNESSETH
WHEREAS, OCHS/EHS desires the services of a dentist(s) licensed by the State of North
Carolina with experience or training in children's dentistry, and
WHEREAS, the Health Coordinator of OCHS/EHS and the Director of Dental Health
Services, OCHD shall administer this program and,
WHEREAS, OCHD desires to contract with OCHS/EHS to provide a dentist(s) licensed by
the State of North Carolina to provide services and to serve as a consultant to OCHS/EHS;
NOW THEREFORE, in consideration of the premises and of the following mutual
promises, covenants and conditions, OCHD and OCHS/EHS agree as follows:
1. OCHD shall provide a dentist(s) licensed to practice in the State of North Carolina to be
available to OCHS/EHS to serve as a consultant, and to provide dental services to the children
enrolled at OCHS/EHS and determine priority of dental needs for the program/children. Initial
screening will be done for all children enrolled as of August 1, 2008, 3-5 years of age, to be
screened at the OCHS/EHS Head Start centers. In addition, a full examination is required within
90 days of enrollment; that examination will be conducted at the OCHD Hillsborough dental
services site. Enrollees after this date are to be transported by OCHS/EHS to the clinic for
examination on the same day with children who have appointments.
2. As a result of the initial screening, OCHD will assign children to groups according to the
following:
A) Those with immediate need
B) Those with apparent need
C) Those with no apparent need
3. OCHD will provide treatment services to each group as follows:
A) Examination
B) Needed extractions
C) Needed restoration including pulp therapy and stainless steel crowns
D) Prophylaxis and topical fluoride application where indicated
E) Provide follow-up documentation of dental exams and treatment on each child
F) Referral of children with severe need to UNC School of Dentistry for
evaluation and possible acceptance for treatment
4. OCHD will provide educational services which may include but not be limited to the
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Agreement with OCEHS for Dental Services
FY 2009-2010
following:
A) Dental health education for children
B) Dental health education for parents, including meeting with a dental staff
member and individual parents of children requiring follow-up treatment
C) Dental health education for staff
D) Suggestions for classroom activities
E) Hand-outs to be taken home by the children
5. OCHD will complete the CAP-H.S.S.-30 forms pertaining to dental health and return the
forms to OCHS/EHS to be made a part of the child's permanent Head Start record.
6. OCHD will file for Medicaid/other third party insurance plans for reimbursement when
necessary (OCHS/EHS is not a health provider, therefore cannot file).
7. OCHD will submit a bill to Angela Wilcox, Director, OCHS/EHS, in the amount of $8,000
on an annual basis. OCHS/EHS agrees to pay the OCHD in two installments, $4,000 by
December 31, 2009 and the remaining $4,000 by June 30, 2010, upon receipt of OCHD original
invoice. The check should be made payable to Orange County Health Department and mailed to
Letitia Burns, Central Administrative Services Director, PO Box 8181, Hillsborough, NC.
8. OCHS/EHS agrees as follows:
a. To transport no more than 5-10 children to be scheduled at least every other week
on a block basis and to provide adequate supervision in the waiting room. OCHS/EHS shall be
responsible for obtaining and maintaining adequate automobile liability insurance as required by
law and if requested will furnish to the County certificates of such insurance.
b. To arrive for the scheduled appointments on-time with all children scheduled for
that day. OCHS/EHS shall be responsible for re-scheduling any appointments unable to be met
at least 24 hours in advance.
c. To provide necessary parental permissions, information for the Eligibility
Determination forms, and the Medical and Dental Histories for each child prior to that child
undergoing treatment. OCHS/EHS will bring alt signed forms on the day of service.
d. To provide CAP-H.S.S.-30 forms pertaining to dental health and will make the
completed form a part of the child's permanent OCHS/EHS record.
e. To obtain a copy of each child's Medicaid card or other dental insurance and bring
a copy to the OCHD on the scheduled day of service.
9. In the event that enrollment in OCHS/EHS program ceases or is significantly reduced
during the term of this agreement, OCHS/EHS may terminate this agreement upon 30 days notice
and OCHD will return a pro rata share of the payment for services not provided (approximately
$100 per enrolled child for those children whose dental work has not been started).
10. The parties agree that there shall be no unlawful discrimination based upon race, color,
ancestry, national origin, religion, sex, age, disability or veteran status.
11. The parties agree to abide by HIPAA regulations in the sharing of protected health
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Agreement with OCEHS for Dental Services
FY 2009-2010
information.
12. The term of this initial Agreement is for a period of one year commencing on the 1st day of
July, 2009 and terminating on the 30th day of June, 2010. This agreement shall be renewable by
written agreement signed by the official representatives of the parties. Either party may terminate
this Agreement after providing thirty (30) days notice.
13. The parties agree to the full and complete performance of the mutual covenants contained
herein and that this Agreement constitutes the sole, full and complete agreement by and between
the parties; and no amendments, changes, additions, deletions or modifications to or of this
Agreement shall be valid unless reduced to writing, signed by the parties and attached hereto.
14. This agreement shall be governed by the laws of the State of North Carolina.
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Agreement with OCEHS for Dental Services
FY 2009-2010
FOR AND ON BEHALF OF
ORANGE COUNTY HEAD START/EARLY HEAD START
f
Angela Vaf cox, Director
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Date
FOR AND ON BEHALF OF THE HEALTH DEPARTMENT
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Rosemary ummers, Health Director Date
Orange County Health Department
FOR AN ON B LF OFT E COUNTY OF ORANGE
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Valerie Foushee, Chair Date
Orange County Board of Commissioners
ORANGE COUNTY FINANCE DIRECTOR:
"This instrument has been pre-audited
in the manner required by the Local
Government Budget and Fiscal Control
Act." ,.,,~
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Ga u hreys Dat
Financial ervices Director
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BUSINESS ASSOCIATE AGREEMENT
This Agreement is made effective the1st day of July, 2009, by and between Orange County Government,
Health Department, hereinafter referred to as "Covered Entity", and Chapel Hill Training and Outreach, Inc.,
hereinafter referred to as "Business Associate," (individually, a "Party" and collectively, the "Parties").
WITNESSETH:
WHEREAS, Sections 261 through 264 of the federal Health Insurance Portability and Accountability Act
of 1996, Public Law 104-191, known as "the Administrative Simplification provisions," direct the Department of
Health and Human Services to develop standards to protect the security, confidentiality and integrity of health
information; and
WHEREAS, pursuant to the Administrative Simplification provisions, the Secretary of Health and Human
Services has issued regulations modifying 45 CFR Parts 160 and 164 (the "HIPAA Privacy Rule"); and
WHEREAS, the Parties wish to enter into or have entered into an arrangement whereby Business
Associate will provide certain services to Covered Entity, and, pursuant to such arrangement, Business Associate
may be considered a "business associate" of Covered Entity as defined in the HIPAA Privacy Rule (the
agreement evidencing such arrangement is entitled "Agreement Between Orange County Health Department and
Chapel Hill Training and Project, Inc. for Dental Services for Orange County Head Start and Early Head Start,"
effective July 1, 2009, and is hereby referred to as the "Arrangement Agreement"); and
WHEREAS, Business Associate may have access to Protected Health Information (as defined below) in
fulfilling its responsibilities under such arrangement;
THEREFORE, in consideration of the Parties' continuing obligations under the Arrangement Agreement,
the Parties agree to the provisions of this Agreement in order to address the requirements of the HIPAA Privacy
Rule and to protect the interests of both Parties.
DEFINITIONS
Except as otherwise defined herein, terms used in this Agreement shall have the same meaning as those terms
set forth in the HIPAA Privacy Rule.
II. CONFIDENTIALITY REQUIREMENTS
(a) Business Associate shall:
(i) use or disclose any protected health information solely as permitted or required
by this Agreement, the Arrangement Agreement (if consistent with this Agreement and the HIPAA
Privacy Rule), or as required by law.'
(ii) ensure that its agents, including a subcontractor, to whom it provides protected
health information received from or created by Business Associate on behalf of Covered Entity,
agrees to the same restrictions and conditions that apply to Business Associate with respect to
such information. In addition, Business Associate agrees to take reasonable steps to ensure that
its employees' actions or omissions do not cause Business Associate to breach the terms of this
Agreement;
(iii) implement appropriate safeguards to prevent use or disclosure of protected
health information other than as permitted or required by this Agreement;
(iv) permit the Secretary of Health and Human Services to audit Business
Associate's records and practices related to use and disclosure of protected health information to
ensure Covered Entity's compliance with the terms of the HIPAA Privacy Rule;
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(v) report to Covered Entity any use or disclosure of protected health information
which is not in compliance with the terms of this Agreement of which it becomes aware; and
(vi) mitigate, to the extent practicable, any harmful effect that is known to Business
Associate of a use or disclosure of protected health information by Business Associate in violation
of the requirements of this Agreement.
(b) Notwithstanding the prohibitions set forth in this Agreement or the Arrangement
Agreement, Business Associate may use and disclose protected health information
as follows:
(i) if necessary, for the proper management and administration of Business
Associate or to carry out the legal responsibilities of Business Associate, provided that as to any
such disclosure, the following requirements are met:
(A) the disclosure is required by law; or
(B) Business Associate obtains reasonable assurances from the person to
whom the information is disclosed that it will be held confidentially and used or further
disclosed only as required by law or for the purpose for which it was disclosed to the
person, and the person notifies Business Associate of any instances of which it is aware
in which the confidentiality of the information has been breached;
(ii) for data aggregation services, if such services are to be provided by Business
Associate for the health care operations of Covered Entity pursuant to any agreements between
the Parties evidencing their business relationship.
III. AVAILABILITY OF PROTECTED HEALTH INFORMATION
Business Associate shall:
(a) at the request of Covered Entity, provide access to protected health information in a designated
record set to Covered Entity or, as directed by Covered Entity, to an individual, in a time and manner sufficient to
permit Covered Entity to comply with the requirements of 45 CFR 164.524.
(b) at the request of Covered Entity or an individual, make any amendment(s) to protected health
information in a designated record set that are directed by or agreed to by Covered Entity, in a time and manner
sufficient to permit Covered Entity to comply with the requirements of 45 CFR 164.526.
(c) document disclosures of protected health information and information related to such disclosures
in a manner sufficient to permit Covered Entity to respond to a request by an individual for an accounting of
disclosures of protected health information in accordance with 45 CFR 164.528 and provide such documentation
to Covered Entity or an individual as directed by Covered Entity.
IV. TERMINATION
(a) Term: This Agreement terminates when the Arrangement Agreement terminates or as provided
in Paragraph IV.b. below (termination for cause).
(b) Termination for cause: Upon Covered Entity's knowledge of a material breach by Business
Associate, Covered Entity shall either:
(i) provide an opportunity for Business Associate to cure the breach or end the
violation or, if Business Associate does not cure the breach or end the violation within the time
specified by Covered Entity, terminate this Agreement and the Arrangement Agreement; or
(ii) immediately terminate this Agreement and the Arrangement Agreement if
Business Associate has breached a material term of this Agreement and cure is not possible.
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(c) Return or destruction of protected health information: At termination of this Agreement, the
Arrangement Agreement (or any similar documentation of the business relationship of the Parties), or upon
request of Covered Entity, whichever occurs first, Business Associate shall:
(i) if feasible, return or destroy all protected health information received from or
created or received by Business Associate on behalf of Covered Entity that Business Associate
still maintains in any form. Business Associate shall only destroy protected health information
with the written approval of Covered Entity. After return or destruction, Business Associate shall
retain no copies of such information.
(ii) if return or destruction is not feasible, Business Associate will provide Covered
Entity with documentation explaining the reason that it is not feasible. If the protected health
information is not returned or destroyed, Business Associate will extend the protections of this
Agreement to the information and limit further uses and disclosures to those purposes that make
the return or destruction of the information not feasible.
(d) Survival: The obligations of Business Associate under this Agreement shall survive the
expiration, termination, or cancellation of this Agreement, the Arrangement Agreement and/or the business
relationship of the parties, and shall continue to bind Business Associate, its agents, employees, contractors,
successors, and assigns as set forth herein.
V. MISCELLANEOUS
(a) All protected health information that is created or received by Covered Entity and disclosed or
made available in any form, including paper record, oral communication, audio recording, and electronic display
by Covered Entity or its operating units to Business Associate or is created or received by Business Associate on
Covered Entity's behalf shall be subject to this Agreement.
(b) A reference in this Agreement to a section in the HIPAA Privacy Rule means the section as in
effect or as amended.
(c) In the event of an inconsistency between the provisions of this Agreement (including definitions)
and mandatory provisions of the HIPAA Privacy Rule, as amended, the HIPAA Privacy Rule shall control. Where
provisions of this Agreement are different than those mandated in the HIPAA Privacy Rule, but are nonetheless
permitted by the HIPAA Privacy Rule, the provisions of this Agreement shall control.
(d) Except as expressly stated herein or the HIPAA Privacy Rule, the parties to this Agreement do
not intend to create any rights in any third parties.
(e) This Agreement may be amended or modified only in a writing signed by the Parties. No Party
may assign its respective rights and obligations under this Agreement without the prior written consent of the
other Party. None of the provisions of this Agreement are intended to create, nor will they be deemed to create
any relationship between the Parties other than that of independent parties contracting with each other solely for
the purposes of effecting the provisions of this Agreement and any other agreements between the Parties
evidencing their business relationship.
(f) This Agreement will be governed by the laws of the State of North Carolina.
(g) No change, waiver or discharge of any liability or obligation hereunder on any one or more
occasions shall be deemed a waiver of performance of any continuing or other obligation, or shall prohibit
enforcement of any obligation, on any other occasion.
(h) The parties agree that, in the event that any documentation of the arrangement pursuant to which
Business Associate provides services to Covered Entity contains provisions relating to the use or disclosure of
protected health information that are more restrictive than the provisions of this Agreement, the provisions of the
more restrictive documentation will control.
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(i) In the event that any provision of this Agreement is held by a court of competent jurisdiction to be
invalid or unenforceable, the remainder of the provisions of this Agreement will remain in full force and effect.
Q) The headings in this Agreement are for convenience of reference only and shall not define or limit
any of the terms or provisions hereof.
above.
IN WITNESS WHEREOF, the Parties have executed this Agreement as of the day and year written
COVERED ENTITY:
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BUSINESS ASSOCIATE:
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