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HomeMy WebLinkAboutAgenda - 03-09-1999 - III-BORANGE COUNTY Board of Commissioners Action Agenda Item No._IIL B._ Action Agenda Item Abstract Meeting Date: March 9,1999 Subject: Orange County Health Department as the Safety Net Provider Department: HEALTH Public Hearing Yes X No Budget Amendment Needed Yes X No Attachments(s): Core Public Health Functions, NACHO 1993 Information Contact: Excerpt from New Partnerships for the Future of Public Health Health Director's Office X2411 "Future Trends Affecting Public Health Challenges & Opportunities" Telephone Number "Prevention, Public Health, and Managed Care" Hillsborough - 732 -8181 Excerpts from Access to Health Care in North Carolina 1996 Chapel Hill - 968 -4501 Orange County Data from 1998 NC Data Guide to Child Well -Being Mebane - 227 -2031 Durham - 688 -7331 Purpose: To discuss jointly the philosophy, need, and implications for the Health Department to be the "Safety Net Provider" of health services. Background: The rapid change in the health care system has brought a plethora of new forms of financing and delivering health services. Even with the increased focus of managed care organizations on the need for community prevention programs, there is still a large number of citizens that remain without a regular source of health care. While those in poverty qualify for Medicaid, in some communities private providers are reluctant to accept Medicaid patients. One example in Orange County is the reluctance and often outright refusal of private dentists to accept Medicaid clients. The most consistent providers of those services are the UNC Dental School, Piedmont Health Services with its new dental program, and the Orange County Health Department. Dental health is only one example offered. Physicians are more likely to accept Medicaid clients into their practices because the reimbursement is at least at a more competitive level than dental reimbursement, however many physician practices "limit" their Medicaid enrollment. In addition to the Medicaid population, there is a significant portion of the population that is uninsured, either because they cannot afford private insurance rates or because they are small business owners who cannot afford health care coverage. A third population is the growing Latino population that often do not qualify for state or federal funds because they are undocumented aliens. A typical situation might be that the father is employed and has a work permit, but either the wife or the children or both are not "registered. As the health department considers future plans for delivering services to clients, it would be good to have some direction from both boards regarding this issue. Recommendation: To receive the information and to discuss the issues. • 61 • I] • • 62 PUBLIC. HEALTH FUNCTIONS. K] July 1993 • National Association of County Health Officials 63 • . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I..I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.111 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1 .......... Public health should be a critical element in any health care system and should be included in any reform proposal. Public health services are population - based, i.e., they are services andinterventions whichprotect entire populations from illness, disease and injury. Population -based services are essential to any effort to address such problems as spiraling health care costs, lack of access to care, and the poor health status of too many U.S. residents. With the recognition of public health as akey component in the health care system comes the responsibility to better define the specific services provided under the auspices of public health. What is public health? How does itfitwith the otherpiecess ofthehealthcut system? Andwhich ofthe functionsprovided through state and local public health agencies are essential, or "core" functions? This document is intended to provide a common definition of core functions that will allow public health officials and lawmakers to: • agree upon those functions which are essential, and require adequate base funding support; is • reach a common understanding of population -based health services and the critical role such services play in health care reform; and • determine which services will be purchased through a set aside of health care expenditures, created for public health activities. The document is being offered as a basis for discussion by NACHO members, as they address the issues of . national health care reform. • Core Functions Assessment of community health status and available resources. Policy Development resulting in proposals to support and encourage better health. Assurance that needed services are available. The mission of state and local health agencies is to protect and promote health, and prevent disease and inj ury. Public health services are population -based —that is, services which are focused on improving the health status of the population, as opposed to the treatment of individuals. This mission is the responsibility of the federal public health agencies, the 5o state departments and the 3,000local public health agencies nationwide. To accomplish this mission, public health agencies balance three core government public health functions. These functions are essential to the maintenance of population -based services: First, public health agencies assess community health status and whether the community has adequate resources to address the problems that are identified Second, they must use the data gathered through assessment to develop health policy and recommend programs to carry out those health policies. Finally, they must assure that necessary, high quality, effective services are available. This includes a responsibility for quality assurance through licensing and other mechanisms. 4 64 � wl F� / � _w t w I wrwwf w� I I � w w � w1 wwI � wI w � I w I w� �� w w w1 wI wwI s. w w w z =T I Il. � � � � �� � r w w �� w w� ww� � w w � � � �� � Assure does not always mean provide. Rather, it is the responsibility of a government public health agency to see to it that services are somehow available to people who need them. Typical providers include private practitioners and non -profit agencies, including community health centers, as well as government public health agencies themselves. Too few resources have been available to meet the three core government public health functions. Most of the resources available are spent on assurance and are limited to specific programs. Assessment and policy development are neglected. If public health is to be an effective component of health care reform, the public health system must be improved. AstrongergovernmenthmMsystem— worldngactivelytoprotectandpromotehealth and prevent disease and Injury—will ultimately result in costsavings and less demand for more expensive dlness care. Assessment Assurance na'- 'e'ri+��j"�'."'' s�S 'fir µ•�lyY +y ��tC.f -k �`ttt' ,,,R"� Development 65 :7 • • 66 Examples of Services Health Surveillance Programs: • Vital statistics - monitoring death certificates for unusual patterns of infant and other mortalities according to cause, race or residence. • Communicable disease reporting - following the incidence of cases of gastroenteritis to find epidemics such as the hamburger- related E. coil illness In Washington State in 1993. • Chronic disease registries - such as the birth date= registry which helps identify unusual clusters of birth defects and their causes. Health Protection Programs: • Drinking water monitoring - to identify bacterial or chemical contamination of wells or water supplies before people in the community are made ill. • Food sanitation - inspecting restaurants to prevent poor food handling practices that could spread hepatitis or gastroenteritis. • Toxic chemical regulation - monitoring storage and disposal of chemicals to protect neighbors, children or workers from toxic exposure. • Occupational safety - conducting studies of occupational illness and injury and Intervening as necessary. . Personal Preventive Services: • Immunization - requiring school entry Immunization to protect children and the community from outbreaks of diphtheria, measles, and polio. • Communicable disease investigation - investigating cases of tuberculosis to identify contacts and protect others from spread of the bacteria. Health Promotion Programs: • Alcohol and drug education - informing teenagers of consequences of alcohol and drug use; drinking and driving - to protect others in the community as well as protecting youth. • Tobacco control - smoking education and regulation of availability of tobacco to youth in order to prevent lung cancer and heart disease. • Injury and violence prevention - organizing community-wide initiatives to prevent intentional injuries and violence. Services Which Improve Access to Care: • Information and referral - assisting the needy and disabled in finding appropriate health care facilities. • Public health nursing home visits - Identifying families needing prenatal care, child health care or child abuse prevention. • Case management - providing supervision and coordination of health care for the chronically mentally ill and disabled. • Facilitating new resource development - working with hospitals and physicians to establish needed services, clinics or programs. 67 �w r� r r w r• r r i r. �� �� r� r r •ter r� Z The application of population -based health services in this century has saved millions of lives and resulted in the virtual elimination of a number of infectious diseases in this country, e.g., cholera and yellow fever. Smallpox has been eradicated worldwide. Earlierin this century, it was increasingly recognizedthatpeople could transmit disease to one another. The role of state and local public health agencies greatly expanded, and mortality and morbidity rates from diptheria, polio, typhoid, and other contagious diseases were significantly lowered. Public health efforts directed at preventing present day health problems are expected to yield similarresults. The Institute of Medicine and the Centers forDisease Control have recently emphasized the importance of population -based efforts to the health of the nation, i.e., services which target the health status of the entire population, as opposed to personal health care services administered after a person becomes ill. Population -based services focus on the identification of health threats, community health protection, screening and prevention services, health promotion programs and services that improve access to care; * Surveillanceofthehealthstatusofthecommunitytoidentifyunusualpattemsofillness and death, and to investigate their causes. *Monitoring drinking water, food sanitation and waste disposal in order to protect the health of the entire community. *Providing immunization or screening to high risk individuals to protect them as well as their families and communities from communicable disease. *Offering education andiuformationonhealthybehaviors andhealthylivinginorderto promote better health for all *Improving access to health care through information, referral, outreach and case management, as well as community planning and program development. Efforts to promote personal health, protect community health and prevent disease are known to be effective. However, an inadequate amount of current health system dollars is spent on these services. Increased emphasis on population-based services will help contain avoidable costs and decrease premature loss oflife. Six percent of national health care expenditures should be set aside to fund public health services. Population-based services are a major contributor to overall improvement of health status. Prevention, promotion and protection strategies need to be thought of as an integral part of the larger health cake system. • 0 • 68 Data Sources Personal Health Data: • Vital statistics " Epidemiology- surveiNance, disease reporting & investigation, sentinel events Health screening • Special disease or population registries " Laboratory test data • Hospital discharge data ' Research * Behavioral Risk Factor Surveys Environmental Health Data: • Sanitary surveys • Air & water monitoring • Facility inspections • Laboratory test data • Research Data about community concerns and resources: • Health resource inventory * Public forums • Polling • Special methods- APEX/PH Part ll, PATCH, eta • Information from private & non -profit providers • Research Date on the range & quality of services: • Selected treatment management review data • Consumer complaint follow -up information • Facility & professional licensure data • Research Methods of Distribution of Findings • Annual vital statistics report • Special project Worts • State Health Report • Monographs • Fact sheets • Professional publications • Media releases g 69 Assessment means the regularcollection, analysis and sharing ofinformation abouthealth conditions, risks andresourcesmacommunity. Theassessmentfunctionisneededtoidentifytrendsmillness ,injuryanddeath and the factors which may cause these events. It is needed to identify available health resources and their application, unmet needs, and community perceptions about health issues. Through the assessment function, a series of questions are addressed: * What are the major health problems? * What population groups are at risk? * How are risks distributed geographically? * What services are available? * What is the quality of available services? * Are health resources adequate? * What do citizens perceive to be health concerns? * What do providers perceive to be community health issues? Assessment results are then shared with the community, policy makers and the health care community for the purpose of developing resources and health policies to solve community health issues. State Role In most instances the state is responsible for establishing and maintaining surveillance systems, collecting and assembling health status and utilization information, and performing analysis. Expertise is needed at the state level forcomparative analysis and forecastingregional and state trends. The state department of health also needs the capacity to provide technical assistance to local health departments for local forecasting and interpretation of data. Finally ,the state tofheathprovidesleade<s hipmcommunicatingabouthealthisscesandconcernswith the public, generates public awareness through the news media, and issues state health reports. Local Role Local health departments are responsible for serving as collectors of the local data needed for their own services and by the state to assemble a picture of the health status of their jurisdiction's citizens. In addition to data, local health departments assess citizens' perceptions of community health status, or what people believe to be the most important health issues facing their community. Local health departments perform health resource inventories, hold public forms, conduct polls, collect information from private and non -profit providers, and engage in research. With the assistance of the state, local health deparanents provide local interpretations andfarecastsofhealthstatus and other related information, and serve as the repository of such information for the junsdictim served. Local health departments provide leadership at the local level in disseminating information to the public on community health status. It is their responsibility to provide information directly to the news media and community officials, and to publish easily understood reports. • • 70 The Process The policy development process uses: • Scientific information • Data from the assessment process • Information from concerned citizens & providers Concepts of political & organizational feasibility • Community values • An open process, involving all private & public sectors by communicating, networking, & building constituencies The policy development process: • Defines health needs ` Sets priority health issues by analyzing the outcome of assessment ` Develops policies & plans to address the most important health needs by setting goals & objectives with measurable outcomes ' Develops alternative strategies for implementing plans • Identifies necessary & available resources 10 71 — — — — — — — — — — — - - — — — — — — — — — — - - — — — — — — — -- — — Information gathered from assessment activities is used to develop local and state health policies. Policy development includes consideration of political, organizational and community values. Good public policy development includes information sharing, citizen participation, compromise and consensus building. The process nurtures shared ownership of the policy decisions. Policy makers review the recommendations and decide what will be done. State Role The State plays several roles in policy development. The state department of health is responsible for assem- bling and providing a periodic state health report, identifying statewide priorities and goals which reflect a series of local community planning efforts. In partnership with local public health agencies, the State initiates and/or develops policies on health issues that require statewide action or standards (e.g. clean air, water quality, tobacco control). The state department of health should also serve as a clearinghouse for the State Executive Branch, taking a leadership role in health policy and collaborating with other state agencies where overlapping responsibilities exist. Local Role Many health policy issues first develop at the local level. Regional or state policy development efforts ought to occur only when local leaders agree that such centralized policy development is more efficient and effec- tive, and then only with active participation of local communities. This approach is based on the assumption that the strongest public health policy is developed and owned by citizens at the local level. Local health departments should provide a leadership role in developing local priorities and plans in partner- ship with the entire community. Local health departments should also have the authority to initiate, develop and draft local ordinances or rules for health - related issues requiring a specific local response. • 72 Making sure necessary resources are available The assurance function calls upon public health agencies to: Provide public health nursing services Provide environmental health services Encourage, purchase or provide additional population -based services • Personal preventive services through private & public providers • improved access to care for individuals & families. e.g. promoting bilingual and multicultural services, addressing transportation, etc. • Health promotion & education programs, comprehensive school health education, public education campaigns, worksite health promotion Maintain emergency response capacity * Disease outbreaks * Toxic spills • Food and pharmaceutical recall * Emergency systems * Natural disasters Administer quality assurance • Health professional licensing & discipline • Facilities licensing • Public health services monitoring • Enforcement of standards & laws Help recruit & retain health care practitioners Maintain administrative capacity • Personnel • Contracting • Budgeting & accounting • Legal counsel • 12 73 Assurance means making sure that needed health services and functions are available. Assurance focuses on maintaining the capacity of public health agencies to manage day - today operations and provide the core public health functions. Part of that capacity includes the ability to respond to critical situations and emergencies, such as disease outbreaks, toxic spills or product recalls. The assurance function also requires monitoring the quality of health services provided in both public and private sectors. Population -based health protection and health promotion services are most often provided directly by public health agencies, as are quality assurance activities. While it is the responsibility of government health agencies to assure that necessary health resources are available, the actual provision of health services can come from a variety of sources: private practitioners, non -profit agencies such as community health centers and health maintenance organizations, and public healthagencies. State Role The state department of health needs adequate legal authority, resources and trained leadership and staff to provide a range of services, including maintenance of emergency response capacity at the state level, enforcement of standards and laws, andmaintenance ofquality assurance in the service delivery system. The state must also assure that there is adequate provision of the core functions throughout the state. Local Role Local health departments need the capacity to advocate, serve as catalysts for, coordinate and organize responses to priority needs in the communities served Local health departments also need the capacity to respond to majorregionalorlocalemergencies , enforce regulations, andprovideessentialoutreachfunctions, including transportation and foreign language assistance, to assure that people experiencing barriers to getting necessary health care services have access to the service delivery system. Incases where no other resources are available in the community, local health departments need the capacity to purchase or provide directly those personal health care services identified locally as priorities. Finally, local health departments and/or other community organizations need the capacity to provide population- basedhealthpromotion, healthpro= donandpreventivehealth services totirecommunity. Such efforts are crucial if costs of the overall system are to be contained • • • 74 Thepurposeof adequatelyfunding thecore govemmentpublichealthfunctions is to achieveahealthierlife span for all U.S. residents, regardless of ethnic or socioeconomic status. The following are preliminary suggestions for organizing and funding the system Sttudure State and local public health officials recognize the need to adequately support an official government structure with the capacity to deliver the core public health functions. This structure must include coordination between state and local public health agencies. Under this structure, local health departments conduct assessment and assurance activities, and develop policy recommendations based on their findings. The state department of health routinely considers policy recommendations, and reviews state -level assessment and assurance activities at least biennially. Based on tbisregularreview, state andlocalpolicy makers will determine the actual percentage ofhealth funds needed for the core government public health functions. 14 w - Unfortunately, the amount currently being spent on core functions is inadequate. As was stated earlier, most funding.is currently spent on the assurance function. Assessment and policy development are neglected In order to adequately fund the core functions, six percent of total health care expenditures must be set aside for this purpose. The six percent does not include payment for services to individuals who are insured by a third party. 75 Toachievethedesiredamountofsixpercentoftotalhealthcareexpenditures, acombinationofsources should be tapped An increase in federal, state and local tax support is one possibility. Permits, licenses and fees is for services could also be part of the total funding equation. Public health officials at the federal, state, and local levels should all be involved in determining how to fund population -based services. • • • The debate surrounding the strengthening of core public health functions will continue as the nation's health caresystemisundergoingreform. NACHOurgesitsmembershiptobecomemvolvedinthisdialogueatloc aL state and national levels. A healthier nation will be realized only when communities are afforded the protections that public health agencies offer. Population based services must be specifically supported in order to be truly effective. 16 76 I� 2 • Ll Healthy Communities: New Partnerships for the Future of Public Health Michael A. Stoto, Cynthia Abel, and:Anne Dievler, Editors A Report of the First Year of the Committee on Public Health INSTITUTE OF MEDICINE NATIONAL ACADEMY PRESS i Washington, D.C. 1996 Viii REFERENCES APPENDIX A APPENDIX B APPENDIX C E, HEALTHY COMMUNITIES 51 57 67 75 Executive Summary The Future of Public Health, issued in 1988, set forth a vision of public health and a specific role for the governmental public health agency within that vision, including the mission and content of public health, and an organizational framework. In the eight years since the report was released, there has been a significant strengthening of practice in governmental public health agencies and other settings. Substantial social, demographic, and technological changes in recent years, however, have made it necessary to reexamine governmental public health agencies' efforts to improve the public's health. Drawing on the activities and discussions initiated by the Institute of Medicine (IOM) Committee on Public Health, the current report addresses two critical public health issues that can greatly influence the opportunity for our public to be healthy as the United States enters a new century--(1) the relationship between public health agencies and managed care organizations, and (2) the role of the public health agency in the community-wand their implications for the broader issues raised in The Future of Public Health. The committee's analysis, presented in this report, reaffirmed the understanding of public health professionals and health scientists that the public's health depends on the interaction of many factors; thus, the health of a community is a shared responsibility of many entities, organizations, and interests in the community, Including health service delivery organizations, public health agencies, other public and private entities, and the people of a community. Within this context of shared responsibility, specific entities should identify, and be held accountable for, the actions they can take to contribute toward the community's health. As a result of this understanding, o4 1 0 2 9 HEALTHY COMMUNITIES the committee focused its report on how governmental public health agencies, especially at the state and local level, can develop partnerships with managed care organizations for the delivery of personal and population -based health services and with public and private community organizations to deal with broader concerns to advance the health of the community. Developing these partnerships, the committee believes, will be critical for advancing the health of the public and of communities in the future. PUBLIC HEALTH AND MANAGED CARE There has been substantial growth in organized health care delivery systems (which include managed care organizations) in recent years, and these developments have important implications for the health of the public. Managed care organizations are systems that are under the management of a single entity that (a) insures members, (b) furnishes covered benefits through a defined network of participating providers, and (c) manages the health care practices of participating providers. In the discussions initiated by the Public Health Committee, proponents of managed care have argued that its goals and tools are consistent with public health. Many public health professionals, on the other hand, have also expressed concerns about managed care organizations' motives and ability to deliver on their promises. The committee's view, as developed in this section, is that if the proper kinds of partnerships between managed care organizations and governmental public health departments are developed, managed care can indeed make an important contribution to improving the health of the public. The proliferation of organized health care delivery systems, which continue to provide care for an increasing number of Americans, has made it possible in some locales for governmental public health agencies to assure the provision of personal health services (which involve a one - to-one interaction between patient and provider) entirely within the private sector. How many elements of public health services private organizations can or should subsume remains unclear, but the number could be considerable. Providing care for the uninsured, however, remains a challenge; govemmental public health. departments will be ill prepared and inadequately funded to do so if no other personal services are being provided. In order to ensure that partnerships between governmental public health agencies and managed care organizations work effectively toward improving the health of the public, the committee reiterates The Future of Public Health recommendation that the function of local public health agencies should include an "assurance that high - quality services, including personal health services, needed for the protection of public health in the community are available and • EXECUTIVE SUMMARY accessible to all persons...:' This assurance function can be carried out "by encouraging other entities (private or public sector), by requiring such actions through regulation, or by providing services directly." Public health agencies can only exercise this responsibility if they are adequately staffed, equipped, and funded for this complex and demanding task and have appropriate relationships with health service providers. These activities should not be undertaken at the expense of existing essential public health services. Particular concerns arise when health departments have a dual role: direct provision of personal health services to some people and regulating private entities providing similar services to others. To improve the efficiency of all health systems, health agencies and organized health delivery systems, in conjunction with other community stakeholders, most reach agreement on their proper roles and responsibilities, which will vary by locale. Successful models of the integration of public health and managed care and of joint approaches to policy development do exist and need to be studied and tested more broadly, Most public health agencies do not currently have the full statutory and regulatory authority to ensure the accountability of the organized health delivery systems to the public. In the current regulatory structure, health care delivery systems are often regulated by insurance commissions that focus on fiscal integrity rather than on health. State Medicaid agencies, usually separate from public health departments, also typically focus on fiscal rather than medical accountability dimensions, except in states that have a quality initiative. Recognizing the clear need for financial oversight, governmental public health agencies should increase their ability to oversee health care providers, with the goal of becoming coequal partners with Insurance regulators and state Medicaid agencies, to ensure that the public's health is addressed in the regulation of public and private health care delivery systems. In many states, additional legislative authority will be needed before public health agencies can take on this role. This approach requires population -based health outcome and performance standards that can be monitored, and public health agencies should be a major contributor to the development and monitoring of these standards. The functions described in this report cannot be undertaken without properly trained professionals available to all communities. Thus, public health professionals should be trained to work with health services organizations to ensure quality personal health services In a community, as an essential element in providing for the health of the public. In addition, public health agencies should actively participate with organizations such as state health professions boards, medical schools, and accrediting bodies in planning and policy development. V �O HEALTHY COMMUNITIES PUBLIC HEALTH AND THE COMMUNITY In its discussions with community group representatives and public health officials, the committee heard of many innovative and effective approaches to community partnerships and collaboration that are consistent with widespread themes regarding community development and "reinventing government." Broader application and further development of these new approaches to collaboration within government (with legislators, boards of health, and nonhealth agencies) and with community partners to achieve public health goals should be encouraged Shared responsibility, however, requires careful management. The governmental.public health agency in each community needs to be capable of identifying and working with all of the entities that influence a community's health, especially those that are not directly health related. This function must be undertaken by public health agencies that understand the interactions of the full range of factors that influence the community's health. To address this, a companion IOM report proposes a "community health improvement process" that draws on performance monitoring concepts, an understanding of community development, and the role of public health consistent with the Committee on Public Health's discussions (IOM, in press). Public health professionals who must work with a community to improve its own health need to be trained and their roles need to be upgraded or enhanced. The committee's discussions showed that many functions essential to the public's health, such as immunizations and health education, can and are being performed by either public or private entities, depending on the historical context, community resources, and political dynamics of a particular area. Some functions, however, such as environmental regulation and enforcement of public health laws, must remain the responsibility of governmental public health agencies. There also needs to be a resource in each community to ensure that the health impact of multiple interventions in the community are understood and addressed. This remains an ideal function for governmental public health agencies and should not be delegated. Thus, the committee reasserts the critical findings of The Future of Public Health that governmental public health .agencies 'have a unique function in the community: "to see to It that vital elements are in place and that the [public health) mission is adequately addressed:' These elements include, assessment, policy development, and assurance. For a governmental agency to execute this responsibility effectively, there must be explicit legal authority, as well as health goals and functions, that the public understands and demands. A fundamental building block for this new approach to governance is public trust. With trust in public institutions at risk or at low levels in many communities, governmental EXECUTIVE SUMMARY public health agencies must find ways to improve their openness and their communication with the public to maintain and increase their trustworthiness. REVISITING THE FUTURE OF PUBLIC HEALTH Through its analysis of the interactions between managed care organizations and governmental public health agencies and the role of public health agencies to enhance the health of the community, and through its discussions about the many responses to The Future of Public Health, the committee found that the constructs of the mission and substance for public health agencies envisioned in that report have been extraordinarily useful in revitalizing the infrastructure and rebuilding the system of public health at all levels of government in the United States and continue to be viewed as the fundamental building blocks for the future. However, although clear progress has been made, some of the recommendations of that report have not yet been implemented In light of this, the committee's analysis shows that the concepts in The Future of Public Health remain vital and essential to current and future efforts to energize and focus the efforts of public health. These concepts need to be advanced, applied, and taught to all health professionals. The committee also found that the concepts of assessment, policy development, and assurance, while useful in the public health community itself, have been difficult to translate into effective messages for key stakeholders, including elected officials and community groups. These concepts need to be translated into a vernacular that these groups can understand. In conclusion, the committee found that the public health enterprise in the United States, as embodied in governmental public health agencies, is necessarily diverse in organization and function, but operates within the common framework set out in The Future of Public Health. The committee's discussions, however, revealed continuing evidence of inadequate support for governmental public health agencies in many communities. Now, as nearly a decade before, society must reinvest in governmental public health agencies, with resources, commitments, and contributions from government, private and non -profit sectors, and substantial legal authorities, if the public's health is to improve. The partnerships that are the focus of this report— between governmental public health agencies and managed care organizations, and between public health and the community—can provide both political - support and a vehicle for this reinvestment. • • t Introduction ,o Ae Future of Public Health set forth a vision for the public's health and the specific role for the governmental public health agency in that vision, including the mission and substance of public health and an organizational framework. In this perspective, the public's health is a societal priority and goal, to be achieved by governmental public health agencies and other public and private entities in the community. Public health is also a perspective and a profession, both of which focus on improving the health of the public. Specifically, The Future of Public Health stated that the mission of public health agencies is "fulfilling society's interest in assuring conditions in which people can be healthy. Its aim is to generate organized community effort to address the public interest in health by applying scientific and technical knowledge to prevent disease and promote health. The mission of public health is addressed by private organizations and individuals as well as by public agencies. But the governmental public health agency has a unique function: to- see to it that vital elements are in place and that the mission is adequately addressed." The Future of Public Health expressed the basic governmental responsibility for the people's health as assuring a substantive core of activities, assuring adequacy of means and methods, establishing objectives, and providing guarantees in an ideal health system, the substance of basic services will entail adequate personal health care for all members of the community, education of the community-at- large, the control of communicable disease, and the control of environmental hazards -biological, chemical, social, and physical (IOM, 1988). 00 HEALTHY COMMUNITIES The report defined the three core functions of public health as: 1. Assessment "Every public health agency [should] regularly and systematically collect, assemble, analyze, and make available information on the health of the community, including statistics on health status, community health needs, and epidemiologic and other studies of health problems. Not every agency is large enough to conduct these activities directly; intergovernmental and interagency cooperation is essential. Nevertheless each agency bears the responsibility for seeing that the assessment function is fulfilled. This basic function of public health cannot be delegated." 2. Policy development "Every public health agency [should] exercise its responsibility to serve the public interest in the development of comprehensive public health policies by promoting use of the scientific. knowledge base in decision - making about public health and by leading in developing public health policy. Agencies must take a strategic approach, developed on the basis of a positive appreciation for the democratic political process." 3. Assurance — "Public health agencies [should] assure their constituents that services necessary to achieve agreed upon goals are provided, by either encouraging actions by other entities (private or public sector), by requiring such action through regulation, or by providing services directly.... Public health agencies should] involve key policymakers and the general public in determining a set of high - priority personal and communitywide health services that governments will guarantee to every member of the community. This guarantee should include subsidization or direct provision of high - priority personal health services for those unable to afford them" (IOM, 1988). In the eight years since this report was released, there has been a significant strengthening of practice in governmental public health agencies and other settings. Substantial social, demographic, and technological changes in recent years (Brownson and Kreuter, in press), however, have made it necessary to reexamine governmental- public health agencies' efforts to improve the public's health. Building upon the conc6pts of assessment, assurance, and policy development contained in The Future of Public Health, a group of leading public health organizations (Public Health Functions Steering Committee, 1994) adopted a 1 Members of the Public Health Functions Steering Committee include: American Public Health Association; Association of State and Territorial Health Officials; National Association of County and City Health Officials; Institute of Medicine, National Academy of Sciences; Association of Schools of Public Health; Public Health Foundation; National Association of State Alcohol and Drug Abuse Directors; and the 0 9 INTRODUCTION 9 vision of public health as "healthy people in healthy communities," six public health goals, and ten essential public health services. The six public health goals are to: (1) prevent epidemics and the spread of disease, (2) protect against environmental hazards, (3) prevent injuries, (4) promote and encourage healthy behaviors, (5) respond to disasters and assist communities in recovery, and (6) assure the quality and accessibility of health services. The ten essential public health services are to: 1. monitor health status to identify community health problems; 2. diagnose and investigate health problems and health hazards in the community; 3. inform, educate, and empower people about health issues; 4. mobilize community partnerships to identify and solve health problems; 5. develop policies and plans that support individual and community health efforts; 6. enforce laws and regulations that protect health and ensure safety; 7. link people to needed personal health services and ensure the provision of health care when it is otherwise unavailable; S. ensure the availability of a competent public health and personal health care workforce; 9. evaluate , effectiveness, accessibility, and quality of personal and population -based health services; and 10. research new insights and innovative solutions to health problems. These essential public health services were used to describe public health more readily to external audiences and constituencies and played an important role in defining public health during the 1993 -1994 health care reform debate (Turnock and Handler, 1995). FACTORS AFFECTING PUBLIC HEALTH We live in a complexly, interconnected global society in which there are many threats to, and opportunities to improve, the public's health. In recent years, we have witnessed the emergence or reemergence of infectious diseases such as hanta virus, cryptosporidiosis, Fscherichia coli 0157, and Ebola virus (Gordon et U.S. Public Health Service (Centers for Disease Control and Prevention, Health Resources and Services Administration, Office of the Assistant Secretary for Health, Substance Abuse and Mental Health Services Administration, Agency for Health Care Policy and Research, Indian Health Services, and Food and Drug Administration). 0 N N 10 HEALTHY COMMUNITIES INTRODUCTION al., 1996). In the late 1980s and early 1990s, tuberculosis made a comeback in cities across the United States, with many drug - resistant cases arising (OTA, 1993; Gittler, 1994), and outbreaks of childhood diseases such as measles and mumps appeared among poor inner city children (Atkinson et al., 1992; Kelley et al., 1993; Vivier et al., 1994). The number of human immunodeficiency vines/ acquired immunodeficiency syndrome (HIV/AIDS) cases has surpassed 500,000 in the United States, and among persons aged 25--44 years, HIV infection is the leading cause of death in men and the third - leading cause in women (CDC, 1995a). Despite these outbreaks, which remain important, the 20th century has seen a shift in the major causes of death , from infectious to chronic diseases, and behavioral risk factors have increased in importance. Behavior - related factors such as use of tobacco, alcohol, illicit drugs, firearms, and motor vehicles, as well as diet, activity patterns, and sexual behavior, are responsible for nearly half of the deaths in the United States and substantial amounts of disability (McGinnis and Foege, 1993). Reflecting these realities, behavior and lifestyle interventions are highlighted, for instance, in Healthy People 2000. National Health Promotion and Disease Prevention Objectives (DHHS, 1991), with attention paid not only to the behaviors themselves but also to lifestyle more generally and to the context and social circumstances that influence individual behavior. Consistent with the development of these trends, public health professionals have come to realize that health is a dynamic state that is influenced by many internal and external process, and that embraces well - being — physical, mental, and emotional health. For both individuals and populations, health improvement depends not only on medical care but also on other factors including individual behavior, genetic makeup, and social and economic conditions for individuals and communities. The Field Model, as described by Evans and Stoddart (1994), presents these multiple determinants of health in a dynamic relationship. A wide range of actors, many of whose roles are not within. the traditional domain of health activities, have an effect on and a stake in a community 's health (Patrick and Wickizer, 1995). Tl}e Field Model suggests a variety of public and private entities in the community that, through their actions, could influence the community's health. As communities try to address their health issues in a comprehensive manner, everyone involved will need to sort out their roles and responsibilities. They also should participate in the process of "community-wide social change" that is needed to improve health (Green and Kreuter, 1990). As the public health community was coming to appreciate these ideas about the root determinants of health, other concerns about the high and rising costs of health care, the lack of geographical and economic access to health services for many, and questions about the quality and timeliness of the care provided led to many governmental and private attempts to alter the organization, delivery, and 11 funding of health care. Foremost among these attempts in the past decade has been the growth in organized health care delivery systems, including managed care, and the size of the organizations that deliver it (Gabel et al., 1994; Robinson, 1996). However, the implications of these changes in the mode of service delivery and funding for public health agencies are uncertain. Has access for disadvantaged Populations improved or worsened? Can public health agencies delegate or contract their clinical health promotion and disease prevention and control programs to emerging health care organizations? If they can, can the quality and effectiveness of such programs be assured? Is ensurigg adequate clinical health care for all an important public health priority?, As the health system has changed, so too has the political landscape. Although Americans have been skeptical of government since the founding of this country, in recent years there has been a growing mistrust of government, government institutions, and politics (Dionne, 1991; La Porte and Metlay, 1996; Washington Post, 1996). Although distrust of government has received considerable attention, trust in other institutions such as the press, religious institutions, banking, and business has also been challenged. Related to this lack of confidence in government, or perhaps in response to it is a decided shift in responsibility from the federal government to state and local levels. Furthermore, there has been a growing movement to "reinvent government," including making it more decentralized, responsive to clients or "customers," community-oriented, and entrepreneurial by employing performance monitoring and outcomes standards (Osborne and Gaebler, 1992). In many communities, public health functions previously performed directly by government employees are being carried out by employees of private organizations. As a result, the opportunities for public - private partnerships are greater than ever before. SUMMARY AND ORGANIZATION OF THIS REPORT In summary, the discussions initiated by the Committee on Public Health have suggested that three key forces shaping public health are (1) the rise of organized health care delivery systems, including managed care; (2) the changing role and public expectations of government; and (3) the increasing involvement and mobilization of communities in matters pertaining to their own health. Drawing on the committee's activities and discussions, this report addresses two critical public health issues in the United States as it enters a new century—the relationship between public health and managed care, and the role of the public health agency in the community—and their implications for the broader infrastructure and capacity issues raised in The Future ojPublic Health. 00 W 12 HEALTHY COMMUNITIES The committee's analysis, presented in this report, reaffirmed the understanding of public health professionals and health scientists that the public's health depends on the interaction of many factors; thus, the health of a community is a shared responsibility of many entities, organizations, and Interests in the community, Including health service delivery organizations, public health agencies, other public and private entities, and the people of a community. Within this context of shared responsibility, specific entities should identify, and be held accountable for, the actions they can take to contribute toward the community's health. As a result of this understanding, the committee focused its report on how governmental public health agencies, especially at the state and local levels, can develop partnerships with managed care organizations to deliver personal and population -based health services and with public and private community organizations to deal with broader concerns to advance the health of the community. Developing these partnerships, the committee believes, will be critical for advancing the health of the public and of communities in the future. • Public Health and Managed Care In the past decade, there has been substantial growth in organized health care delivery systems in most parts of the United States. Managed care organizations, the most common form of these systems, can be defined as "any system that is under the management of a single entity that (1) insures members -- either by itself or through an intermediary, (2) furnishes covered benefits through a defined network of participating providers, and (3) manages the health cart practices of participating providers" (Rosenbaum and Richards, 1996). Public health practice is sometimes thought of as separate from, or complementary to, the delivery of personal health services. A more helpful distinction is between personal health services and community interventions. Personal health services involve a one- to-one interaction between a provider and a Patient (IOM, 1993). Personal health services are delivered primarily by private- ssector organizations, but in many communities, governmental health dePartin ents provide many of these services, especially for disadvantaged populations. } Community interventions aim to alter the social or physical environment to change one or more health- related behaviors or to directly reduce the risk of causing a health problem. Community-based services are usually carried out by public health agencies, other government agencies, or comm carried voluntary organizations. The provision of personal health services per se, even if they are delivered in the community rather than in health care settings, is not a community intervention. Outreach or community-based activities intended to improve access to personal health services or their utilization, however, are { included. Public health .agencies are often challenged to provide both types of services, but community organizations frequently help the public hea agency 13 ro 4% 0 14 HEALTHY COMMUNITIES achieve a public health objective in a community (Box 1). Private health service organizations sometimes sponsor outreach activities such as mass screening and health fairs (at times with commercial interests), with and without a public health agency's involvement. BOX 1. Overcoming Barriers to Immunization: An Example for Public Health In 1992 the 16,000 members of the Florida District of Kiwanis International formed a partnership with the Department of Health and Rehabilitative Services' (HRS's) State Health Office Immunization Program to help increase immunization levels in the preschool population. As part of their "Young Children: Priority One" major initiative, the Florida District Kiwanis made an eight -year commitment to be lead volunteer agency assisting in implementing Florida's Immunization Action Plan. This plan provides objectives to raise the immunization rates of Florida's two-year -olds to 900/* by the year 2000. At the time of the formation of the partnership, only 63% of Florida's two-year - olds were up to date with their immunizations. Since the HRS- Kiwanis partnership was formed four years ago, the immunization levels have increased by 2wo. The Kiwanis have donated many thousands of volunteer hours in immunization clinics and have organized coalitions, recruited other community groups, and purchased computer equipment, vans, and educational materials. With the Kiwanis's help, Florida's 67 county public health units have increased their clinic hours, opened new clinic sites, extended service times and added locat ions, arranged transportation services for low - income clients, and coordinated services with other agencies to reach more children. Because of this partnership, more of Florida's young children are protected against vaccine - preventable diseases now than at any other time in the state's history. The 1995 Survey of Immunization Levels in the two-year -old population indicated that an unprecedented 80% of Florida's two-year -olds are immunized. Much of the increase can be attributed to the Kiwanis's leadership in volunteer efforts. This partnership has helped reduce the dangers that exist when society fails to immunize its children. For example, the number of measles cases in Florida. had nearly doubled, from 322 cases in 1989 to 603 cases in 1990. Two of the cases occurred among unvaccinated preschool children. In 1995, there were 14 confirmed measles cases in Florida. Through this partnership, the Kiwanis, the county public health units, and the immunization program office have set an example that demonstrates the positive benefits that result when a community-based partnership works together to donate time, energy, and resources to improve the health of Florida's children. SOURCE: Based on information provided by Charles Mahan, Dean of the University of South Florida College of Public Health (former director, Florida State Department of Health and Rehabilitative Services). 1996. PUBLIC HEALTH AND MANAGED CARE 15 An estimated 90 million insured Americans are enrolled in managed care plans, including more than 25% of Medicaid beneficiaries and 10• /a of Medicare beneficiaries (Rosenbaum and Richards, 1996). Most of the growth in enrollment has occurred in recent years. Between 1988 and 1993, the percentage of employees enrolled in a managed care plan increased from 290/a to 51% (Gabel et al., 1994). In the Medicaid program, the growth has been even more dramatic as states have requested waivers from the Health Care Financing Administration (HCFA) to shift their Medicaid populations into managed care arrangements. Between 1993 and 1994, the number of Medicaid beneficiaries in managed care increased by 63 0/e, from 4.8 million to 7.8 million (Kaiser Commission, 1995). The factors contributing to the growth in managed care are the rising costs of personal health care and an interest among employers to find ways to control providers and, therefore, to control costs (Rosenbaum and Richards, 1996). States have also used managed care arrangements as a way of containing spiraling costs in the Medicaid program and of trying to improve access to care (Kaiser Commission, 1995). STRENGTHS AND WEAKNESSES OF MANAGED CARE FOR PUBLIC HEALTH Managed care offers opportunities for public health (CDC and GHAA, n.d.; Baker et al., 1994; HRSA, n.d.) but it also poses challenges. In the discussions initiated by the Public Health Committee, proponents of managed care have argued that its goals and tools are consistent with public health. Many public health professionals, on the other hand, have also indicated concern about managed care organizations' motives and ability to deliver on their promises. The committee's view, as developed in this section, is that .if the proper kinds of partnerships between managed care organizations and governmental public health departments are developed, managed care can indeed make an important contribution to improving the health of the public. Accountability, Responsibility, and Quality Because it is responsible for delivering care to a defined group of enrollees, managed care makes possible, for the first time, accountability in terms of quality of care for populations, including access to care and health outcomes. This is possible because managed care organizations can monitor the health outcomes of enrollees and examine their use of services. However, this is not regularly done. Some managed care organizations, especially large staff -model managed care organizations, are using their data systems to track the health of their enrollees, but ce to 16 HEALTHY COMMUNITIES many managed care organizations do not collect the types of information needed for surveillance and epidemiologic studies. There have been a number of attempts to assess the quality of care offered by managed care organizations. The National Committee for Quality Assurance (NCQA), which accredits managed care organizations, has developed the Health Plan Employer Data and Information Set ( HEDIS), a set of performance measures for managed care organizations designed to meet employers' and government purchasers' needs for information about the value of services they purchase and to systematize the measurement process (NCQA, 1993). The data systems maintained by some managed care organizations are an important tool for improving performance and maintaining accountability, and simply by having performance monitoring systems, these organizations compare favorably with fee - for - service delivery systems or indemnity insurance companies that typically have no data with which to monitor performance. The committee heard of instances in which a managed care organization's performance --in terms of provision of preventive services, for example —was criticized based on the organization's own data, with the implicit assumption that other providers do better. Such assumptions may well be incorrect and are unfair because they cannot be checked unless the other providers have appropriate data systems. Experience suggests that performance monitoring as a basis for punishing those who are not producing as expected is not an effective way to alter behavior and improve outcomes. Rather, performance monitoring should be used to encourage productive action and broad collaboration (Berwick, 1989; IOM, in press). Population Orientation and Prevention Managed care's responsibility for a defined population -gives it an interest in promoting health and preventing disease in that population, which is the mission of public health. Both managed care organizations and governmental public health agencies have a philosophical emphasis on promoting health and preventing disease. Both address prevention and health promotion in a defined population. However, in actual practice, some managed care organizations seem more concerned about efficiency and controlling short run costs than about prevention or the health status of their members. Governmental public health agencies have a geographic perspective and are accountable to the people within their jurisdiction while many managed care organizations focus on their current enrollees, an ever - changing group, who may only be a subset of the population. Committee discussions suggested that in the long term, it is important for managed care organizations to think more broadly and to promote health in the whole community because anyone may be their enrollee in the future (Box 2). In a PUBLIC HEALTHAND MANAGED CARE 17 capitated system with limited turnover, some prevention activities might result in larger future profit margins. Unlike public. health agencies, managed care organizations are primarily accountable to purchasers, subscribing employers, large groups of payers, and ultimately their stockholders or trustees. As managed care organizations respond to public demands for accountability, more should find ways to measure the quality of services they provide. A focus on health outcomes and prevention objectives, as some organizations which have adopted HEDIS and other performance measures have done, would help. BOX 2. Group Health Cooperative of Puget Sound Group Health Cooperative of Puget Sound is a large, nonprofit health maintenance organization (HMO) that was established in 1947. It has approximately 540,000 enrollees, of whom about 80,000-90,000 are enrolled in the Medicare and Medicaid Basic Health Plan. The cooperative has been involved in community -based health for more than 50 years. Its public health focus grew out of 10 years of involvement with public health in community issues and priorities such as AIDS prevention. In 1992, Group Health adopted a vision statement that calls for delivery of quality health care to the whole community, not just its enrolled population. They also adopted a set of community service principles to recognize the work that Group Health had been doing in the community in the area of health promotion and disease prevention. They currently focus their attention on four areas: (1) childhood immunization, (2) the reduction of infant mortality, (3) health care for homeless families, and (4) the reduction and prevention of interpersonal violence. In their community -based programs, Group Health has gone beyond just providing immunization and preventive clinical services to issues that deal with changing social norms, such as violence and alcohol abuse. Group Health is also working with the State of Washington on surveillance issues to improve their performance measurements and develop more integrated information systems. Group Health considered several factors in implementing its community programs. Improving community health in general is expected to lead to improved health for the members of Group Health as well. Involvement in community -based programs also helps Group Health compete for contracts with large employer groups and with Medicaid and Medicare populations. In addition, community service programs help to encourage innovative approaches to providing services to the patient population. SOURCE: Based on a presentation by William Berry, director, Center for Health Promotion, Group Health Cooperative of Puget Sound, at the February 22, 1996, meeting of the Public Health Committee. co Ch 18 0 HEALTHYCOMMUNITIES 0 Personal Health Services for Vulnerable Populations As managed care organizations enroll increasing numbers of people from disadvantaged groups, the biggest challenge for public health agencies is in the area of providing personal health services for poor and vulnerable populations. Public health agencies, primarily at the local level, have played an important role in providing health care services to both Medicaid - eligible and uninsured and underinsured population groups. For example, they provide maternal and child health services, sexually transmitted disease (STD) services, and tuberculosis services. For certain services, issues of expertise or confidentiality would suggest that public health agencies are the appropriate entities to continue to provide these services (Frieden et al., 1995; IOM 1996), so local public health agencies must maintain this capacity. As more states shift their Medicaid enrollees into managed care, public health agencies have the option of trying to obtain contracts with managed care organizations, but many are ill- equipped to compete for and negotiate with health plans (Lipson and Naierman, 1996). Many issues of language, culture, tradition, class, race, and ethnicity need to be taken into account when providing services to especially vulnerable populations. Perhaps the most serious aspect of this problem is providing services to those who are covered by neither insurance nor Medicaid and who are especially vulnerable. As many cities and counties move to privatize public hospitals, which have traditionally served vulnerable populations, they will have to consider whether and how managed care organizations fill this role and how the delivery of care to the underinsured and uninsured will continue. Individuals who are eligible for Medicaid but unfamiliar with managed care organizations may not understand how to access needed services. A strategy of partnering with both governmental, public health agencies and community-based organizations, which have the skills and experience needed to work effectively with these vulnerable populations, could strengthen the entire health system's response to the needs of these special populations. Many state Medicaid agencies do not have the management skills to monitor the performance of managed care organizations or to .write appropriate contracts with these organizations (Box 3). Competitive cost - cutting pressures coupled with vulnerable populations may result in opportunities for health care plans or providers to take advantage of poor patients. The problem of turnover of patient population as enrollees lose and regain their eligibility for Medicaid also contributes to serious problems of continuity of care. • PUBLIC HEALTHAND MANAGED CARE 19 BOX 3. Medicaid Managed Care The move toward managed care for Medicaid patients offers promise for improving health outcomes and solving potential problems. The promise is due to the shift inherent in managed care toward interest in the health of defined populations. This facilitates the use of public health assessment tools (e.g., epidemiology), strategic thinking about efficient ways to . improve the health of populations, and opportunities to undertake activities focused on disease prevention. Problems that may occur during this transition to Medicaid managed care include (1) personal health services traditionally carried out by public. health departments (i.e., prenatal care, immunization services, family planning and sexually transmitted disease [STD] clinics, and Early and Periodic Screening, Diagnosis, and Treatment [EPSDTI) will not be completely transferred to a managed care organization; (2) poor people who are eligible for Medicaid but are unfamiliar with managed care organizations may not understand how to access needed service, (3) many state Medicaid agencies do not have the management skills to monitorthe performance of managed care organizations or to write appropriate contracts with them; and (4) competitive cost- cutting pressures coupled with vulnerable populations and weak oversight may result in some unscrupulous health care providers taking advantage of poor patients. There is a growing realization that managed care organizations need the expertise and authority of public health agencies to undertake community -based interventions and perform outreach services that are necessary for maintaining the health of the populations for which they are responsible. Public health services are also necessary in cases in which confidentiality is an issue, such as at STD or family planning clinics. Many public health professionals now provide ,personal health services, often in community-based categorical public health clinics. Such services are the type that managed care organizations should be able to handle, and therefore, once they are trasferrred, there will be less of a need for health professionals with the same skills in public health departments. There will be an increased need in both public health departments and managed care organizations for people with public health assessment skills and health care management skills. L URCE: Presentations to the Institute of Medicine (IOM) Board on Health Promotion Disease Prevention and the National Research CounciUlOM Board on Children and ilies in joint session on June 15, 1995. DEFINING ROLES AND RESPONSIBILITIES Given the challenges involved in the transition to managed care, it will be important for each community to define the roles and responsibilities of governmental public health agencies and managed care organizations in improving health. Depending on local conditions, public health agencies can play a variety of roles, from serving in an advisory or regulatory capacity to obtaining contracts to OD V 20 HEALTHY COMMUNITIES provide services. Managed care organizations can play a role in health promotion and disease prevention, disease surveillance, and promoting quality. The IOM report The Hidden Epidemic: Confronting Sexually Transmitted Diseases (1996), illustrates the opportunities and problems in the relationship between health department and managed care organizations in one area (Box 4). Two recent reports (CDC and GHAA, n.d.; Joint Council, 1996) identify a variety of approaches to collaboration. More generally, a new joint initiative of the American Medical Association and the American Public Health Association is exploring new ways that medicine and public health can collaborate to improve health and health care in the United States (Reiser, 1996). BOX 4. IOM Committee on the Prevention and Control of Sexually Transmitted Diseases (STDs) The Institute of Medicine (IOM) Committec on the Prevention and Control of STDs held a workshop on November 9, 1995, to examine the role of managed care in STD prevention and control. The national movement toward managed care coupled with limited public funds for health programs will have a significant impact on the delivery of services provided by public health agencies, especially those that involve many providers and intervention points such as STD prevention and control. There are many opportunities and challenges for managed care to address STD issues effectively. Strengths of managed care organizations that are particularly appropriate for this role include (1) a population -based focus (i.e., group and staff models track disease and health trends for a population), (2) the ability to coordinate and integrate STD services into primary care, and (3) accountability to purchasers of health services. Increasingly, managed care organizations are enrolling Medicaid populations whose health care used to be provided by local public health departments. In some states, Medicaid revenues have been a major source of funding for public health clinical services. The absence of the revenues becomes a problem for local health departments as well as for community-based health clinics that have been providing services. Nevertheless, local health departments report that many persons with health insurance continue to use public health clinics, local health department STD clinics, or other clinics outside of their health plan for STD - related services. SOURCE: Presentation by Richard Brown, member of the IOM Committee on the Prevention and Control of STDs, at the February 22, 19%, meeting of the Public Health Committee; IOM (1996). PUBLIC HEALTH AND MANAGED CARE 21 Roles for Public Health Agencies With their potentially extensive knowledge of the community and its depth and breadth of experience in fields such as epidemiology and injury prevention, governmental public health agencies can play an important role with managed care organizations. The Future of Public Health's analysis implies that public health departments should work with managed care organizations, in the public interest, as part of their assessment and assurance mandate. "Their role can include everything from offering advice about data and information systems, to developing training and education programs, even to fostering an advocacy role (Box 5). In Particular, governmental public health agencies can: • provide information about the health status, risks, and determinants of communities served by managed care organizations, which is vital for raising awareness and setting priorities even if the jurisdictions of the health agencies do not correspond exactly to the population covered by the managed care organizations; • participate with managed care organizations in planning and policy development related to voluntary collaborative actions or regulatory policy development; • provide services, such as case management and enabling services, to managed care clients; and • assist managed care organizations with assurance and oversight when working with state agencies with regulatory responsibility. In carrying out the assessment function, governmental public health agencies have a responsibility to monitor the health status of managed care enrollees, just as for others in their communities. Similarly, governmental agencies must ensure that members of managed care plans have access to quality health care, and assessment results provide relevant information to carry out this function. In conjunction with managed care, these two functions are clearly interrelated and have undeniable costs. Managed care organizations can and should participate in data preparation and analysis, and their data systems can facilitate these activities. If there are to be independent checks on managed care plans' performance, these functions must, at some level, involve public health or other governmental agencies. 00 00 • 89 Future Trends Affecting Public Health: Challenges and Opportunities Ross C. Brownson and Matthew W. Kreuter Many accomplishments of public health can be cited, yet public health professionals face unprecedented challenges and opportunities in the coming decades. To assist public health practitioners, researchers, and educators in preparing for current and future changes affecting the population's health, the authors describe several important "macro - level" trends. These trends include: the aging of the population, changing patterns in the U.S. racial /ethnic composition, changes in health care delivery systems, the explosion of information technologies, changing needs in the public health work force, the growth in health - related partnerships, and anti- govenunent sentiment and polarization. A series of implications for each of the major trends is provided. It may be important for public health leaders and policy makers to take these trends and implications into account as they plan and prioritize future approaches to disease prevention and health promotion. Key words: demographic, health care, policies, prevention I Public Health Management Practice, 1997, 3(2), 48-60 0 1997 Aspen Publishers, Inc. If you don't know where you are going, you might wind up somewhere else. —Yogi Berra UBLIC HEALTH involves organized com- munity efforts aimed at prevention of dis- ease and promotion of health.' As illustrated in Figure 1, health is a complex continuum in which a variety of social and environmental fac- tors determine individual well- being.' Public health has traditionally taken a population -based approach to disease prevention; whereas clinical medicine has taken an individually oriented approach toward treatment of disease. The Institute of Medicine de- fined the core functions of public health as assess- ment, policy development, and assurance.' Other suggested core functions have included communica- tion, training, and generation of new knowledge (Gil- bert Omenn, personal communication, February 14, 1996) .3 These public health functions are addressed by public agencies, private organizations, universi- ties, and individuals .4 The philosophical basis for public health is the application of scientific knowledge for social justice, Ross C. Brownson, PhD, is Professor of Epidemiology and Chair of the Department of Community Health at the Saint Louis University School of Public Health, St. Louis, Missouri. Matthew W. Kreuter, PhD, MPH, is Assistant Professor of Behavioral Science and Health Education,of the Department of Community Health at the Saint Louis University School of Public Health, St. Louis, Missouri. The authors are grateful for the assistance from numerous experts in public health who provided valuable insights on the issues: Robert Harmon, Martha Katz, Coleen Kivlahan, Jeffrey Koplan, James Marks, and Mr. Charlie Stokes were involved in key infor- mant interviews; Barbara Arrington, John Bagby, Elizabeth Baker, Sharon Homan, Richard Kurz, Jeffrey Mayer, Anthony Moulton, Gilbert Omenn, and Ms. Linda Hillemann reviewed the initial trends. 4P 50 JOURNAL OF PUBLIC HEALTH MANAGEMENT AND PRACTICE /MARCH 1997 Spiritual Envilmment Natural Sow Environment Environment Community Government/ Built Politics Genetics Medical Environment 20% Delivery System 10% Education Community �/ R Safety Lifestyle Environment ° 20% Arts/Culture/ Housing 0 Heritage & Recreation Transportation/ Mobility Access to Health Care Economy/ Employment Figure 1. Individual and community factors that influence health (Source: Daughters of Charity National Health System; 1994). including the concept of health as a human right.5.6 Public health is ultimately and essentially an ethical enterprise committed to the notion that all persons are entitled to protection from hazards and to min- imization of risks of death and disability.' The or- ganizational framework for public health involves activities under the formal structures of government, related efforts in private and voluntary agencies, and the educational and research efforts of universities. An innovation of U.S. efforts in public health is the multidisciplinary approach to disease prevention.° The accomplishments of public health and related social changes have extensively changed the pattern of death and disease in modern society. Infant mor- tality in the United States has fallen from 150 per 1,000 live births in 1900 to 8.5 per 1,000 in 1992.9.10 Life expectancy from birth has risen from 47 years in 1900 to more than 76 years in 1992.10 This represents an increase of over two days of life expectancy for every week since the beginning of this century. Much of the gain in life expectancy can be attributed to provision of safe water and food, sewage disposal, 90 i i • • • control of infectious diseases through immunization, and other population- based, public health activ- ities." Despite the marked reductions in overall mortality, disparities remain among certain sub - populations in the United States (e.g., persons of low socioeconomic status, African Americans). We recently conducted a review of major trends that are likely to affect public health in the coming decades. The trends identified were those that were already in progress and likely to have significant im- pacts in the coming decades rather than those that may be more speculative in nature. To identify these trends, we conducted key informant interviews with six experts in public health who represented a range of perspectives including academia; medicine and health care; and local, state, and federal governmen- tal public health. Findings from these structured in- terviews were summarized and subsequently re- viewed by nine other public health experts. This review was designed to validate major trends and to assist in prioritizing the initial list of 88 "implica- tions" that were identified in the first phase of the review process. A literature review also was con- ducted to help validate and clarify the implications of major trends. In this article, we summarize seven "macro- level" trends, ranging from sociodemographic changes to policy and social trends. For each, we provide evi- dence of the trend and a discussion of its expected impact on the public health system. The implica- tions of each trend also are summarized for public health research, practice, and education (see Appen- dix). Trend Aging of the population. Evidence The elderly, defined as persons aged 65 years and older, are the most rapidly growing segment of the U.S. population. Among the elderly, the proportion of persons aged 85 years and older is growing most rapidly. In 1960, 9.2 percent of the population was aged 65 years and older. This compares with 12.5 percent (31.2 million) in 1990.28 From 2010 to 2030, the survivors of the "baby boom" cohort will enter the elderly age groups. During this period, the popu- lation aged 65 years and older is projected to in- crease from 39.7 million in 2010 to 69.8 million in Future Trends Affecting Public Health 51 2030.28 The 65 year and older age group is expected to comprise over 20 percent of the nation's popula- tion by 2030.28 Impact The greater proportion of elderly persons will place increasing demands on the public health and health care systems. About 80 percent of the elderly visit a doctor eight times a year or more because of illness, and the elderly consume twice as much med- ication as all other age groups combined .29 Older adults are more likely to suffer from multiple chronic diseases and therefore require more complex treat- ment regimens and drug treatments .13 New methods are needed to prevent and control a variety of chronic diseases that afflict the elderly. This group of diseases includes heart disease, stroke, cancers, ar- thritis, osteoporosis, and Alzheimer's disease.30 In addition to impacts in the elderly subgroup, the old- est of the baby boom cohort are now turning 50, which will impact a variety of preventive services. Trend Changing patterns in the U.S. racial /ethnic compo- sition. Evidence The racial /ethnic composition of the United States is projected to change substantially in the coming decades. The non - Hispanic Caucasian population is projected to grow slowly from 191 million in 1992 to 208 million in 2029, then slowly decline to 202 mil- lion in 2050 (53 percent of the total population) .28 The African American population is projected to double from 32 million in 1992 to 62 million in 2050.28 The Hispanic population is anticipated to triple in size from 24 million in 1992 to 81 million in 2050.28 The Asian and Pacific Islander group is ex- pected to continue as the most rapidly growing ra- cial /ethnic group on a percentage basis — rising from 9 million in 1992 to 41 million in 2050.28 Each of these major racial/ethnic groups is younger than the non - Hispanic Caucasian population. For example, 76.5 percent of African Americans are under 45 years of age, compared with 65.8 percent of non - Hispanic Caucasians. Urban areas are likely to grow dispro- portionately more diverse compared with other met- ropolitan and rural areas of the United States.91 91 52 JOURNAL OF PUBLIC HEALTH MANACEtaw AND PRAcncE /MARCH 1997 Impact As outlined in- Healthy People 2000, large health disparities exist for certain racial/ethnic groups; par- ticularly at high risk are African Americans and American Indians /Alaska Natives .32 In addition, re- cent data suggest erosion of gains in life expectancy from earlier birth cohorts (e.g., among African American males) .33 Unless the factors largely respon- sible for health disparities (i.e., infant deaths, cardio- vascular disease, cancer, homicide) are addressed more fully, we can expect a leveling or decline in the health status of the overall population.94 Because of the shift in proportions of racial /ethnic groups noted earlier, new health issues are likely to be encoun- tered. Many of the current epidemics affecting younger age groups in minority populations are likely to continue and will need particular attention. These include human immunodeficiency virus /ac- quired immune deficiency syndrome transmission, substance abuse, violence, conditions resulting from the lack of prenatal care, control of sexually trans- mitted diseases, and teen pregnancy. It is important to note that although race is commonly cited as a risk factor for poor health status, the underlying factor is largely poverty.31 Trend Changes in health care delivery systems. Evidence The United States spends more per capita on health care than any other country in the world -14 percent of our gross domestic product in 1994.29 Of the total health care budget, only about 3 percent is allocated to prevention.3° Primarily due to concern about rising costs, the health care system is currently Primarily due to concern about rising costs, the healthcare system is currently undergoing profound changes that will influence public health and health care greatly in the coming decade. undergoing profound changes that will influence public health and health care greatly in the coming decade. Managed care organizations, specifically health maintenance organizations, have grown from enrollments of 6 million people in 1976 to 50 million in 1994.37 Within the next decade, 80 to 90 percent of the insured 'population will receive its health care through various forms of managed care.' Impact The traditional governmental role in public health of providing clinical, preventive services is changing and is likely to evolve further. As underserved populations are increasingly moved into managed care settings, fewer health depart- ments will provide services directly to clients. Changes within the Medicaid and Medicare pro- grams also are likely to influence prevention oppor- tunities among vulnerable populations (i.e., persons of low income, the elderly, and the disabled). At the present time, there is little assessment of the effects of these changes in health care coverage for underserved populations; it is thus unclear whether recent changes will have overall positive or nega- tive effects on the health of the public.3e In order for managed care companies to enhance the overall health of the public, they will have to be responsible for the communities they serve, in much the same way public health departments have been in the past. Because these companies will be paid on a capitated basis, it will be in their best interest to minimize disease and injury risks.39 To do this effec- tively, it seems likely they will play a larger role in the kinds of assessment, advocacy, and assurance activities traditionally the bailiwick of public health workers .2U13 It is unlikely that economic incentives alone will be sufficient for consistent efforts in risk minimiza- tion and increased service coverage when some pre- ventive activities are long -term and effectiveness is uncertain. Therefore, for private reform efforts to succeed, public health must fully assume the as- surance role by serving as a leader and catalyst in providing those oversight functions that only gov- ernment can perform.' Public health agencies can provide a vital function in the managed care environ- ment by providing external incentives —i.e., consis- tent and timely feedback on health outcomes to pro- viders of health care. In conjunction with the changing health care sys- tems, the demand for personnel in various medical 92 • • • • • disciplines will change &reatly over the coming de- cade. It is likely that the growth of managed care will amplify the oversupply of specialist and sub- special- ist physicians .4.40 It will also magnify the need for new educational competencies for physicians, in- cluding a greater emphasis on population - based sciences such as those taught in schools of public health.'° Trend Explosion of information technologies. Evidence The proliferation of information technologies will continue to provide exciting opportunities and new approaches to public health and health care delivery. It has been estimated that the amount of information available to the public doubles every five years .29 The explosion in information technologies provides new ways in which to make information -based deci- sions—i.e., new and better methods of communica- tion, improved analysis tools, and improvements in presentation of knowledge .41 In the clinical setting, information -based decision making may involve electronic synthesis of complete patient histories, literature review to support diagnosis and treatment decisions, and computerized systems for prompting physicians and patients, and for measuring quality in the health care setting.42.49 Impact Persons working in all areas of public health in- cluding universities, state and local health depart- ments, and health care settings will have an unprec- edented array of information tools at their disposal. However, it is important to note that improved tech- nology does not necessarily result in improved and integrated information." In many areas of public health, information systems have been created that cannot "talk" to each other, making their use less than optimal. Trend Changing needs in the public health work force. Evidence Unlike professions such as medicine or law, no single educational degree is required for professional Future Trends Affecting Public Health 53 work in public health. The public health work force is estimated at one half million, yet less than one third of all employees in public health departments have formal training in public health.43 As health care reform proceeds at state and local levels, the necessary skills for public health professionals are likely to change and the boundaries between private and governmental sectors in health become less dis- tinct. Impact Public health is a rapidly changing discipline as noted earlier in discussions about managed care and changing demographics. Abilities. that are likely to be needed in the coming decade include stronger skills in community assessment, program evalua- tion, better understanding of the uses of information technologies, and stronger leadership skills.l,48 The consequences of an undertrained work force will be greater than in the past due to the rapidly changing nature of public health. Trend Growth in health- related partnerships. Evidence Many of the changes noted earlier are likely to lead to new opportunities for interdisciplinary partner- ships that can link the academic and public health practice settings. Several recent examples of such partnerships are the "community empowerment" projects funded by the Kellogg Foundation, large community-based trials to reduce chronic disease morbidity funded by NHLBI, and the Prevention Re- search Centers funded by the Centers for Disease Control and Prevention.47,48 Increasingly, researchers are recognizing that the most effective community- based research projects are those that involve a true partnership between academics and community groups."" Partnerships discussed earlier in this sec- tion, such as those between traditional public health agencies and managed care providers, are likely to increase in frequency and scope. Impact The growth in community-based partnerships and applied prevention research has the potential to greatly inform the methods for long -term mainte- nance of community interventions. Presently, there 93 54 JOURNAL OF PuBLic HEALTH MANAGm iENT AND PRAcncE /MARcH 1997 is little research on the "hows" and "whys" of effec- tive academic - community collaboration.so Trend Anti- government sentiment and polarization. Evidence The current trend, particularly at the federal level, is toward smaller government and lower taxes. Trends over the past several decades indicate that the U.S. population is increasingly dissatisfied with government. Since the 1960s, the percentage of Americans expressing trust in Washington has de- creased from around 70 percent to near 20 percent si The current movements toward decreasing the fed- eral deficit and cutting taxes are likely to continue. Similarly, the present trend of shifting many govern- mental responsibilities in public health from the fed- eral to state and local levels is likely to continue. In addition to skepticism and distrust about gov- ernment in general, the governmental role in public health is poorly understood. Both focus group data and population -based surveys suggest that despite people's general knowledge of the importance of care access, the scope and significance of public health is not understood.0 Common misperceptions include exclusive associations of public health with health care to the poor, misplaced confidence that governmental public health functions can be per- formed by others, concern about the intrusiveness of lifestyle messages, and resentment of public health's regulatory role. 52 Impact Current trends, in government will place increas- ing stress on the resources available for public health and health care. Funding may decline in several ar- eas including Medicare, Medicaid, and Public Health Service training grants. It is likely that re- search funding from the federal government will re- main relatively level, with declines in certain areas, and that state public health agencies may have greater latitude to make decisions about resource al- location for public health. ■ ■ ■ Perhaps more so than at any other time in history, public health currently faces unprecedented chal- lenges and opportunities. In many respects the threats and possibilities in the coming decades are paradoxical. At the time when technological ad- vances provide public health with more tools than ever before, the political climate may make those ad- vances more difficult to implement, evaluate, and maintain. It is hoped that awareness of these chal- lenges and addressing them within the context of the trends presented in this article will benefit public health professionals and the overall health of the public. REFERENCES 1. Institute of Medicine. The Future of Public Health. Washing- ton, D.C.: National Academy Press, 1988. 2. Fielding, J., and Halfnn, N. "Where is the Health in Health System Reform ?" Journal of the American Medical Associa- tion 272 (1994): 1292 -1296. 3. The Johns Hopkins University School of Hygiene & Public Health. MPH Alum. Baltimore, Md.: Master of Public Health Program Office, December 1995. 4. Pew Health Professions Commission. Critical Challenges. Re- vitalizing the Health Professions for the Twenty-First Century. The Third Report of the Pew Health Professions Commission. San Francisco, Calif.: University of California, San Francisco, Center for the Health Professions, November 1995. 5. Foege, W.H. "Preventive Medicine and Public Health." Jour- nal of the American Medical Association 270 (1993): 251- 252. 6. Susser, M. "Health as a Human Right: An Epidemiologist's Perspective on the Public Health." American Journal of Pub- lic Health 83 (1993): 418-426. 7. Beauchamp, D.E. "Public Health as Social Justice." Inquiry 13 (1976):3-14. 8. Susser, M. "The Bell Tolls for a School of Public Health —and for Thee ?" American Journal of Public Health 83 (1993): 1524 -1525. 9. Taylor, W.R. et al. "Current Issues and Challenges in Chronic Disease Control." In Chronic Disease Epidemiology and Con- trol, edited by R.C. Brownson,' P.L. Remington, and J.R. Davis. Washington, D.C.: American Public Health Associa- tion, 1993. 10. National Center for Health Statistics. Health, United States, 1994. DHHS Pub. No. (PHS) 95 -1232. Hyattsville, Md.: Gov- ernment Printing Office, 1995: 11. Centers for Disease Control and Prevention. Public Health in the New American Health System. Discussion Paper. Atlanta, Ga.: CDC, 1993. 12. Greenberg, B.G. "The Future of Epidemiology." Joumal of Chronic Disease 36 (1983): 353 -359. 13. McLeroy, K.R. et al. "Creating Capacity: Establishing a Re- search Agenda for Special Populations." Health Education Quarterly 22 (1995): 390 -405. 14. Marin, G. et al. "A Research Agenda for Health Education 94 • • • C 2- 00 b 01 n cC A cn V to CA APPENDIX Implications of Seven Major Trends on Public Health Research, Practice, and Education Implications Trend Research Practice Education Aging of the population • increasing opportunities for all re- search addressing health issues in • need for identifying effective strategies for marketing health promotion programs • need for teaching students the epi- demiology and prevention of aging - elderly populations, including re- and activities to the elderly, especially related disorders search on the epidemiology of aging- older males" • need for teaching resources to meet related health problems12 • need for accessing new research findings the educational needs of older stu- • need to develop new and effective on disease prevention for the elderly, and dents returning to college for educa- interventions for promoting healthy translating those findings into effective tion in public health lifestyles among the elderly to im- programs prove quality of life and reduce the complications due to disabling con- ditions • need to determine the effectiveness of community -based approaches that focus on improving the health, func- tional status, and quality of life of the elderly'' Changing pat- terns in the • need to ascertain the most relevant risk factors and to identify effective • need for strategies to translate known pre- vention technologies to the highest risk • need for recruiting into the field of health into U.S. racial/ means of delivering culturally ap- segments of the population in culturally public and educational programs a more ethnically diverse ethnic com- position propriate interventionsl* • need to determine the effectiveness appropriate ways • need for providing effective cultural com- and multilingual population • need for increasing minority repre- and acceptability among ethnic petency training to practitioners sentation in faculty and student populations of programs and inter- • need for strategies to empower ethnically body of schools of public health's ventions that have been effective in diverse communities and help them take • need for providing cultural compe- the general population" action to improve health and conditions tency training as part of public of living health education's . • need for promoting among all popula- tions, especially the dwindling white ma- jority, a recognition of public health as a "common good" Changes in health care • new opportunities for collaboration between schools of public health • greater opportunity to "market" preven- tion, especially among managed care pro- • need in public health curricula for enhanced courses that describe the delivery sys- and managed care providers, espe- viders and HMOs" changing health care system focus tems cially in the areas of prevention pro- • need for developing prevention - related needs to include the system and the C 2- 00 b 01 n cC A cn V to CA Implications Trend Research Practice Education gramming, program evaluation, out- comes research, and cost - benefit and cost effectiveness analyses' need to increase the adoption of out- come measures as policy makers as- sess the performance of the health care system1° increased emphasis on evaluation of prevention programs and services provided in health care settings as well as community settings need for creating programs at federal, state, and managed care organization levels to build a support base for psychosocial behavioral research' Explosion of in- • opportunities for engaging in col - formation laborative research with both public technologies health and health care organizations on the application of integrated data systems' • opportunities for universities to work closely with health care pro- viders and others to more effectively deliver and communicate prevention messages (e.g., no- smoking advice, mammography screening) • new opportunities for secondary data analysis will be created by es- tablishing linkages between existing data sets collected by public health agencies and managed care providers surveillance systems, such as report cards to measure quality -of -care, and private - public collaborations" • increased demand in health care settings for workers with an orientation toward community health— serving the entire population' • increased emphasis on evaluation of pro- grams and services provided in health care settings • need for public health organizations and practitioners to recognize and embrace the market - driven changes in provision of health care, and not ignore them based on philosophical or ideological objections' opportunities for universities to work closely with health care providers to more effectively deliver and communicate pre- vention messages (e.g., no- smoking ad- vice, mammography screening) opportunities for universities and govern- ment agencies to establish and maintain websites on the Internet as up -to -date in- formation and research resources for prac- titioners and for the general public environment that is driving change • need for public health students to more fully understand the eco- nomic implications of changes in the health care system — economic value of prevention becomes-In- creasingly important—need for ap- propriate use of cost - effectiveness analysis'9-20 • need for teaching concepts of health status measurement, out- comes assessment, epidemiology, and health promotion and disease prevention to students in health ad- ministration programs " -=' • need for teaching clinicians about community assessment, prevention, health promotion and disease pre- vention, and a population perspec- tive'' • need for programs in schools of public health to emphasize admin- istrative and business skills in the context of public health • need for teaching public health pro- fessionals how to locate and use modern data systems • need for using distance learning technologies to more effectively de- liver public health education • need for public health students to learn to navigate the Internet and other information technologies cn 00 .--, 0 1 0 N ca ca V ko o� Trend Research Changing needs • need for researchers to establish and in public use skills in conducting literature health work syntheses and/or meta - analyses force • need for a stronger commitment among public health researchers to work toward more efficient and timely translation of research find- ings into practice recommendations Growth in • need for conducting research to de- health- related termine how and which theories and partnerships principles of community and indi- vidual health behavior can be ap- plied most effectively and efficiently to community practice" • need for identifying ways to increase the capacity of nonhealth organiza- tions to deliver health - related pro - grams" and to conduct business in a way that enhances the health of workers Anti - govern- • need for universities to seek more re- ment senti- search funding from agencies outside ment and po- the federal government, including larization managed care companies, philan- thropic'organizations, and state and local governments • opportunities for conducting policy research, such as assessing the effect of changing public health policies (e.g., do the new block grants work ?) • need for prevention researchers to build a "research machine" like bench scientists have been success- ful in doing • Implications Practice • need for more entrepreneurial public health leaders, those with the ability to recognize and use innovation • need for public health leaders who can bridge the gap between private and public sectors, those with the ability and com- mitment to build strategic alliances • need for practitioners to be better trained in ways to systematically communicate complex scientific information to the public • increasing opportunities for building part- nerships with public and private commu- nity- based organizations16 • opportunities to emphasize that partner- ships between universities, health agen- cies, and communities must be true col- laborations in which all parties share responsibility in the development of the public health agenda 27 • opportunity for the public health commu- nity to offset some anti- government senti- ment and misconceptions through the well - established process of coalition building —Le., bringing together diverse individuals and agencies to pursue com- mon health - related goals • need for organizing communities and coa- litions for activities such as needs assess- ment and advocacy, to increase communi- ties' ability to lobby and compete for funding allocated by state and local agen- cies • need for public health professionals to Education • need for linking in -class curricu- lum, internship experience, and necessary job skills (core competen- cies) • need for establishing more intern- ships that bridge the private and public sectors • need for teaching physicians ad= ` ministrative and management skills, and population -based sci- ences such as epidemiology • increasing need for teaching leader- ship skills for public health and health care administrators • need for incorporating the experi- ences of practitioners in classroom education • need for creating new internship opportunities in community set- tings and nontraditional settings • need for preparing public health students to work effectively within changing public health and health care organizational structures • need to better prepare students to understand how national, state, and local laws and regulations affect the health of the public • need for public health professionals to receive better training in media advocacy and as media liaisons to enhance their ability to disseminate messages about public health through the media • c� c� b MA oa 'U n m P_ Cn CD b V Implications p Trend Research Practice Education raise awareness and appreciation of pub- 0 lic health among the general population by pointing out public health services that benefit all, but are taken for granted, using relevant local examples to illustrate ,d the value of public health (e.g., a system of "profiling the best ") n a ►d CO co V CD Prevention, Public Health, and Managed Care: Obstacles and Opportunities Emily Friedman his conference was convened because managed care and public health have been pursuing quite different paths in terms of prevention, and there is more than a little tension and competition afoot, as there usually is when jobs, prestige, and money are on the line. This is complicated by the fact that neither side is exactly a monolith: in public health, there are contrasts between understaffed, underfunded county health departments nationwide and the well- funded, renowned national infectious disease program at CDC. The managed care world is similarly character- ized by lavishly capitalized health plans, led by multi- millionaire chief executive officers, and thinly funded non -profit plans struggling to serve Medicaid, disabled, and other vulnerable patient populations. The lack of a binding sense of unity around prevention is therefore not surprising. Beyond that, there are at least three legitimate dif- ferences between public health and managed care that can impede collaboration on prevention. First, al- bough both have responsibility for populations, man- aged care gets to choose its populations, whereas public health is responsible for everyone. For a long time, managed care's main constituency was young, em- ployed, reasonably healthy groups of people --not the most intractable population in terms of health. More recently, managed care has expanded into Medicaid and Medicare and is beginning to serve more difficult populations. In some cases, this change is proving to be a far superior way of organizing care for these vulner- able groups. In others, though, it has been a calamity characterized by brutal risk aversion by some managed care plans. The result has been lawsuits, injunctions, and, in many cases, lackadaisical regulatory response. Although Congress and state legislatures have been passing man- aged care legislation at a breakneck pace, too much of it has consisted of dictating how care is to be provided on a diagnosis- specific or procedure - specific basis, a terrible precedent in terms of clinical autonomy and quality of care. Contributing Editor, Hospitals and Health Networks and Healthcare Forum Journal and Section Editor, Journal of the American Medical Association. Address correspondence to: Emily Friedmon, Unit G, 851 West Ommison Street, Chicago, Illinois 60640 102 Am J Prey Med 1998;14(35) ® 1998 American journal of Preventive Medicine Meanwhile, at least 40 states plan to implement Medicaid managed care. This will increase the number of sicker people in managed care plans; a study by the Kaiser Family Foundation in 1996 found, for example, that 30% of all [welfare] families have at least one disabled member. Seeking to enroll these fragile pa- tients in some managed care plans will not produce a good match in all cases, particularly if plans continue to skim on the basis of patient health status. In contrast, public health does not enjoy the luxury of selectivity; it has to protect everyone. Moreover, as the skimming goes on, public health is ending up with responsibility for more of the sickest and most difficult patients while the money goes elsewhere. Public health is also picking up persons technically enrolled in managed care who continue to seek public health services, as well as those who are being dropped from - Medicaid — including the 180,000 persons dropped last year who had been deemed disabled by reason of substance abuse, and long -term [welfare] families and some immigrants who may be dropped soon. The effect, intentional or not, is that even the Medicaid population deemed eligible for managed care is being cleansed of bad risks and difficult populations. As for the uninsured, their numbers keep rising. According to the Census Bureau, 40 to 45 million people lack coverage most or all of the time. The private sector, though, is not hurrying to sign them up. Managed care can pick the populations for which it takes responsibility; public health cannot. This is a major source of tension between the two. A second difference is that public health's mission is well defined, whereas managed care serves many mas- ters. In managed care, which master you serve has everything to do with ownership and structure. I disagree with Dr. McGuire's view that the issue is not for - profits versus non profits or integrated versus non - integrated plans. These are precisely the issues. Most HMOs today are for -profit, and almost all of them are publicly held and are thus accountable to stock- holders and to the Wall Street brokers who rate their stock. This is appropriate for a publicly held organizes tion, but it raises questions about whether such ac- countability is appropriate for health care. In contrast, non - profits are first accountable to their boards, the 0749 - 8797/98/$19.00 PH S0749- 3797(97)00034 -2 99 Internal Revenue Service, the state government, and, in many cases, their members and communities. Furthermore, most HMOs are not integrated. An integrated plan employs or exclusively contracts with physicians in group practices, likely owns some or most of the hospitals that serve its members, and provides most services in a reasonable continuum of care. An IPA or broker -type plan simply makes a deal between payers and providers, transfers much or even all the risk to the providers, and'takes as much as a third of the premium money as its-payment. An integrated plan actually provides services as well as collecting premiums, and it bears the risk. It makes a difference, in terms of a commitment to prevention, whether you are required by law to provide community benefits or are required by law to maximize profit for stockholders. It makes a difference in terms of access, in terms of quality of care, and in terms of which master you serve. This is not a dilemma faced by public health. Whether its structure facilitates it or not—and often it does not, whether the funding is there or not—and often it is not, public health is supposed to protect the public —all of the public. Some health plans do serve the public and serve it brilliantly. Others do not It makes a difference. A third area of difference is turf and money. The positions of the combatants appear to be that managed care is attacking and winning public health territory, with public health on the defensive and being beaten back. The question is what managed care will do with the territory it wins if it is able to hang on to it. Fears on the part of the public health community that some plans will just take the money and run are thoroughly justified. Concerns also center on the many faces of preven- tion. Some consultants and managed care advocates are now suggesting that all prevention and public health activities can be taken over by managed care plans. Well, perhaps in a perfect world; but I cannot see health plans figuring out which part of the water supply to protect because they are only responsible for their own members, or surveying their members about the restaurants they eat in so that they only have to worry about salmonella in those restaurants. This may seem far- fetched, but as competition for patients, turf, and funds increase, many health care entities will be actively seeking new worlds to conquer. On a larger scale, if we decide that the CDC is, superfluous, who will do the epidemiology in the face of new disease agents attacking us from all sides? On the other hand, the managed care community's frustration with the parochialism, paranoia, and arro- gance of public health people is also sometimes justi- fied. If public health is so wonderful at prevention, why are so many of our 2-year-olds not immunized? Why are 100 we struggling with antibiodc- resistant tuberculosis and pneumococci? Why did dozens of American children die of measles in 1991? This is hardly an advertisement for the achievements of public health. Maybe Aak could learn something from truly integrated, commi red health plans. The most remarkable thing about this conference, then, is that so many participants were willing to put aside their differences and start talking to each other. It has not been without suspicion and tension, of course, but, for the most part, this has been a good start. If the overcoming of these differences or at least the opening of negotiations —has been the most visible accomplishment of this conference, the most impor- tant responsibility of the people here is to accept that managed care and public health share an enormous amount when it comes to preventive health. Not all of what they share is positive, but much of it is. First, you share three obstacles to improving both the theory and practice of prevention in this country. As Dr. Smith said, this is not a country or culture that exactly worships at the altar of prevention. We talk a good game, but the fact is that we glorify anorexia; we price health clubs and equipment out of the reach of the persons who could benefit from them the most; we preach fresh fish and vegetables to people who are trying to raise a family on $13,000 a year and whose supermarkets are in 7- Elevens; and we market a healthy lifestyle characterized by grueling exercise, nothing fun to eat, no cigarettes, no alcohol, no drugs, and exho0 tations to watch the stress levels. And then we wonder why people don't flock to our banner. At the same time, when people do not live up to our expectations, we scorn them. As Dr. Roger Evans of the Mayo Clinic has written: "As we pursue the ideology of preventive health, those persons who have inherited or acquired health deficiencies for which they are consid- ered responsible will necessarily be viewed. as pariahs who place excessive demands on society."' He argues that we view these people as failures —and that our sociopolitical system does not like to reward failure. Public health has been able to slip prevention (in small doses) into schools, onto radio and television, and in some cases into the popular culture. On the other hand, managed care has included preventive services in the regular regimen of care, something that the fee - for - service system and the insurers who paid for it not only did not do regularly, but excluded from most policies. So managed care is doing something right in that regard. The fact remains, though, that all of us must work harder to make prevention easier, more accessible, and more attractive in a country that essentially still refuses to take it seriously. Another obstacle is that Americans are distrustful of public functions, whether they are provided in the public or the private sector. This country was settled by Am J Prev Med 1998;14(35) 103 anti- government radicals whose philosophy still holds sway. Moreover, the average American's fear of bureau- crats is so pervasive that we seem to be expecting less and less of the public sector. Therefore, even a private HMO trying to encourage smoking cessation and weight control must contend with patient distrust and apprehension about "Big Brother " –like behavior. Man- aged care and public health both have to do a better job in dealing with paranoia about our intruding too deeply into people's private lives, asking too many questions, and being careless with data and information that can ruin someone's life. Also, we must become much more serious about evaluation, outcomes, and implementation. Prevention theory needs to become prevention practice, and guideline theory needs to become protocols that peo- ple pay attention to. As for evaluation and outcomes, we see too much anecdotal data being presented as gospel, shady statistics whose origin is always proprietary so that their legitimacy cannot be assessed, public opinion surveys that have been manipulated into meaningless- ness, and scare tactics that result in a rush to judgment. Like the'rest of health care, prevention has become an industry, and it, too, wants to justify its existence. At these prices, however, maybe we should cast a colder eye on what we are doing and find out what really makes a difference. One clue could come from the great economist Eli +� Ginzberg, who conducted an exhaustive study of the impact of the health care system on poor people in the United States. In his book, Tomorrow's Ho*itaf, he concluded that the health care system's greatest contri- bution to the health of the poor is to employ them and thereby get them out of poverty --the single most important determinant of a person's health.' Thus, there are undoubtedly some problems we should throw money at, but they may not be clinical in nature. These are obstacles faced by anyone and any organization, public or private, that really wants to do prevention. Fortunately, there are three shared opportunities as well. First, although it has been obscured by time, politics, and distractions, managed care and public health started out with a shared vision. The first health plans, which were non - profit, community - oriented, and highly integrated as service providers as well as insurers, put a high premium on keeping people healthy. The almost limitless opportunity to spend money on the front end has always been available to both health plans and the public health community. In the end, the goals are the same, even if they were derived from strikingly different organizations and traditions. The recent emergence of managed care as an investment opportu- nity and an avoider of risk has obscured that shared 0 ision, but if we clear away the smoke, it is still there. Second, the good guys are in it for the long term. Despite the rumors of its demise, public health isn't going anywhere. Neither are the oldest integrated health plans. Both plan to stick around, and that means being able to reap the rewards of prevention, i.e., seeing children grow up having never smoked a cigar rette, snacked on lead paint, or been struck by a parent in anger. Third, both public health and good managed care can redistribute any savings achieved through success- ful prevention activities. There are many opportunities to do enormous good with the money saved by organ nizing care better and practicing meaningful preven- tion: extension of coverage to the uninsured, environ- mental health initiatives, real violence prevention on the streets and in our homes, facing up to hunger and homelessness. Of course, any savings achieved by prevention activ- ities can be stolen or squandered, and there is still debate as to whether prevention does, in fact, save money — although I, at least, believe it does. But on the assumption that at least some savings will be achieved, there is a world of opportunity for those organizations, public and private, that can capture the savings and reinvest them in their communities. What a chancel This is what you share. This is what we all share. This is a rich enough possibility that it is worth giving each other the benefit of the doubt. I will close with three suggestions to you as organiza- tions and three to you as individuals. As organizations; first, pick your fights about content and turf. We need to focus more on what matters. My discussions with health plan representatives about what we really know about prevention have yielded three thoughts: (1) tobacco is really bad for you; (2) some exercise —which can be no more complicated than taking a walk —is really good for you; and (3) depres- sion, even mild depression, makes almost all other threats to good health worse. Similarly, in terms of turf, protect what must be protected, and give' way when you should. Public health's turf clearly includes restaurant inspections, food and water safety, epidemiology, and other things that public health has always done and that must be done for everyone. Managed care's turf centers on more circumscribed populations and goals. Give way when you should. No one will win them all, but know which ones you can win —and what is worth fighting for in the first place. 1. Second, find out who does what best, and support them. That could mean having health plans fund public agencies, public agencies fund health plans, or both fund a third party, e.g., an AIDS hospice, a feeding program, or a summer camp for lour- income children. Do not reinvent the wheel. Do not duplicate existing excellence. Do not compete for the sake of comped- 104 American Journal of Preventive Medicine, Volume 14, Number 3S 101 I 1 i i I tion. Follow the maxim enunciated by Henry Kaiser. find a need, and fill it. Third, do not provide prevention and screening without follow-up. What good is colorectal screening if surgery is not available when tumors are found? What good is violence counseling when a battered woman has nowhere to go except back to her torturer's home? For that matter, why do we continue to immunize kids against disease and then send them home into violence, poverty, and despair? Prevention is only a means, a first step. Too often, though, it .becomes an end in itself. Finally, there are three challenges to you as individ- uals. First, why are you in prevention? I hope it is not for recognition, job security, or protection of your tax- exempt status. Working in prevention is a high calling, the most honorable kind of work. We should all take pride in being involved in it because it protects the length, quality, and dignity of human life —and because it is what a civilized society should do. That has nothing to do with money or turf. Second, what are you willing to give up in the pursuit of prevention? Will you concede some turf? Will you relinquish some power? Will you share your money and resources? Most important, are you willing to risk failure? Joycelyn Elders, MD, our last visible surgeon general, knew that bringing up the possibility of legalizing illicit drugs and discussing masturbation as a means of pre- venting sexually transmitted diseases was not likely to win her support. She was willing to take the risk in the service of public health, and she got fired. However, she wrote a beautiful piece after her forced resignation in which she said two things: (1) It is time to tone down the rhetoric in our discussions of health policy, and (2) if her actions had saved one child from being infected with HIV, she would find the whole experience worth- while. In prevention, we are constantly asking others to give things up. We should also ask ourselves what we are willing to give up and what risks we are willing to take on behalf of what we believe. Last, we are, after all, in Atlanta, and yesterday was the birthday of this city's magnificent son, Martin Luther King, Jr. He, too, was willing to lay it on the line because of a simple belief. He believed, profoundly, in the value of every human being and the dignity of every person. In that sense, he, too, toiled in the vineyards of 102 public health. He knew that there are some things we can only accomplish together. He knew that, whether it is the rights of men and women to be respected as me or women or the rights of people to have a chance good health, individual effort can go only so far. It is an understanding echoed by the philosopher Alistair Campbell, who wrote, "The aim of all health care is a shared freedom, whereby one finds one's aspirations fulfilled, not only by having one's own needs met, but also by participating in a society in which those who are at the greatest disadvantage can equally find the means to personal fulfillment. "s That may not be the heart of prevention, but it is close. In Tom Stoppard's play Rosencrantz and Guildenstern Are Dead, the two main characters have been killed, are being carried off at the end of the play, and are having a chat. (It's a surrealistic play.) Rosencrantz says to Guildenstem, "You know, somewhere along the line there must have been a point where we could have stopped and said 'No.'" And Guildenstern replies, "Yeah," but I guess we missed it." In this country, we are at a crossroads between Alistair Campbell's vision of health care as a shared value — something we all own and to which we all must have access —and the nightmare of a health care Third World in which a fat, bloated health care system lavishes its services on the insured rich while uninsured children and the excluded poor die of measles an � polio. It seems to me that the choice is easy enoug especially in terms of what we want our legacy to be. So I hope that, when those who come after us look back at us from the future, they will know that, in preventing what could be prevented and in protecting those whose sorrows could not be avoided, when the point came when we were asked if we had the courage to do what needed to be done, we stood up and said, "Yes." References 1. Evans, R Rationale for rationing. Health Manage Q 1992; 14(2):14 -17. 2. Ginzberg, E. Tomorrow's hospital: a look to the 21 st century. New Haven: Yale University Press, 1996. 3. Campbell, A. Health as libertion. Cleveland, OH: Pilgram Press, 1995. 0 Am J Prev Med 1998;14(3S) 105 I � 1 ACCESS TO HEALTH CARE IN � NORTH CAROLINA � Indicators and Baseline Data 1996 z G. e Author — Kathryn Surles Quality Control — Amy Cox Graphics — Carol Schriber and Frank Mathews Layout and Typesetting — Jean Stafford N.C. Department of Environment, Health, and Natural Resources State Center for Health Statistics Raleigh, North Carolina M ALLLLLLLLLLL No* Carolina nibbe Haallh 103 t is often said that children are society's most valuable resource. Thus, it is very dis- turbing that the national KIDS COUNT 1995 ranking of states placed North Carolina 42nd. That means, based on a composite score for 10 key indicators of the well-being of young children and adolescents, ours was the 9th worst state in the nation.'s Childhood provides a critical window during which to establish good health practices, detect impairments, and intervene early. The American Academy of Pediatrics (AAP) recommends a schedule of six well-child visits during infancy to CHILD HEALTH provide adequate immunization against childhood diseases, conduct routine assessments, and pro- vide counseling to parents. The AAP also recom- mends three well-child visits during the second year, then annual visits through age 6, and one visit every other year thereafter. Additional visits may be needed for acute episodes or chronic condi- tions.' Eight access indicators for child health fol- low. A desired but unavailable indicator is the percentage of pediatricians and general/family practitioners participating in Medicaid. Access to Health Care in North Carolina Fzs 104 • • • • • • 26 CHILD HEALTH ► Indicator 9: Percent of Children Unin- sured As Medicaid programs have expanded nationwide, the percentage of children with no health insurance has declined slightly. Still, in North Carolina and the United States in 1990- 92, more than one child in 10 had no health insurance. Data from the 1995 North Carolina Health Profile telephone survey show that only 7.2 percent of children under age 18 were without health insurance during the past year — 4.7 per- cent of white children and 13.5 percent of mi- nority children. Since households without m m m c c m to c m a telephones were not included, the true percent -. ages are probably higher. Lack of health insurance may be the most im= portant barrier to health care. Although insur- ance does not assure access to care, it has been documented that children who have health cov- erage through private means or through Med- icaid see a physician more frequently than children without the coverage." In addition to uninsurance, underinsurance may result in limited access to health care — because preventive or acute can is not covered or it is covered only with significant copayments s Percent Difference in Health Insurance Coverage of Children Under 18 North Carolina, 1990 -92 compared to 1988 -90 50 - 42.2 40 30 20 10 0 -10- -7.9 -20 Employer' .Medicaid -7.9 Other Uninsured' Insurance Insurer •Includes ehlaron covered as depe AWft an the empb)w group Insurance of another fw* number. Note. Data are from the uS. Current Populadon sunny, as eompled by The urban Institute7 see e3Plsnabon of the estimates on paps S. Access to Health Care in North Carolina 105 CHILD HFALTH 9. More than 1 child in 10 has no health insurance c 'c m ciy 0 3 m W c 7 c U O c a� U tb n. 25- 20 - 15- 10- 5- 0- 12.7 J J 1 North Carolina 15.1 14.7 South Atlantic Area 12.4 Jr I United States Note: Data are from the U.S. Current Population Survey, as compiled by The Urban Institute7See w0anatkn of the estimates an page 5. `2 % Access to Health Care in North Carolina 106 • • • • • 10 28 CHILD HEALTH ► Indicator 10: Percent of Eligible Chil- dren Enrolled in Medicaid The state's Medicaid program grew substan- tially after new income eligibility levels were established in October 1990 and during in- creased unemployment in 1991 and 1992.11 As a result, the percentage of all children (under age 18) enrolled in Medicaid rose 42 percent between 1988 -90 and 1990 -92 to 21, the same percentage as the nation's. Unfortunately, the state's Medicaid program still enrolled in 1990 -92 a significantly lower percentage of eligible children (68.7) than did programs nationwide (75.4)? Effective July 1, 1994, Medicaid was ex- panded to cover children aged 10 -18 whose family incomes are under 100 percent of pov- erty. The state's Health Planning Commission has recommended that Medicaid benefits be further expanded to cover a) infants (under I year) whose family incomes are below 200 per- cent of poverty, b) children aged 1 -5 with fam- ily incomes below 185 percent of poverty, and c) children aged 6 -18 with family incomes be- low 133 percent of poverty. The Health Plan- ning Commission also recommends eventual Access to Health Care in North Carolina coverage of all children whose family incomes are below 200 percent of poverty as well as, for two years, postpartum women whose family incomes are below 200 percent of poverty. 10 Data from the 1995 North Carolina Health Profile telephone survey show that more than one out of three minority children and 14 per- cent of white children were covered by Medic- aid. Overall, 21 percent were in the program, according to the children's caregivers. Once again, households without telephones were not included in the survey. Even when poor children are enrolled in Medicaid, access to private physicians may -be limited due to physicians' unwillingness to par- ticipate in the program. A recent North Caro- lina study found that, in 89 reporting counties, 38 percent of general and family practitioners did not accept Medicaid children under age 5 in 1994. In 74 reporting counties, 27 percent of pediatricians did not accept Medicaid children under age 5.19 Data on physician participation in Medicaid are not routinely collected. The feasibility of obtain- ing this information should be investigated. 107 108 CHILD HEALTH 10. Medicaid fails to cover 1 out of 3 eligible children in North Carolina T m :a -v 6 c � a� � U U � m� c 0 0 c � a� CD v a� a 100- so- 80- 70- 807 50- 40- 30- 20- 107 0- .: North Carolina * 75.4 South Atlantic Area United States Note: Data are from the U.S. Current Population Sunray, as compiled by The Urban Insdtute7See explanation of the estimates an page 5. 29 Access to Health Care in North Carolina • • • • 109 CHILD HEALTH ► Indicator 12: Percent of Children Having a Usual Source of Routine Health Care The receipt of health care from a regular source is a concern because it is an indicator of continuity of care, which can affect the quality of care as well as the cost. Most children have a usual source of routine health care, especially white children and younger children, as shown by Indicator 12. The sources of care vary by race, age of child, and type of care, as shown below. White chil- dren appear more likely than minorities to go to a doctor's office or private clinic. When sick or injured, minority children are more likely than whites to seek care from hospitals, where the cost of visits is much higher than the cost of visits to a doctor's offices Data for Indicator 12 and below are from the North Carolina Health Profile telephone survey. See Technical Notes, page 5, keeping in mind that these results are based on information pro- vided by the children's adult caregivers. Data for children under one are not included because the survey included too few minorities in this age group: Percent of Children by Reported Place of Last Health Care 72.4 in Past Year by Type of Care 82.6 55.3 North Carolina 1995 10.9 16.0 , Care When 0.0 Neighborhood or Government Clinic Sick or Injured Routine Care Ages 1 -4 Whites Minorities Whites Minorities Doctor's Office or Private Clinic 75.8 70.0 76.3 61.6 Hospital Emergency Room 10.0 12.4 0.0 1.0 Neighborhood or Government Clinic 6.1 12.6 16.8 19.3 Other* 8.1 5.0 6.6 18.1 Unknown 0.0. 0.0 0.3 0.0 Ages 5 -17 Doctor's Office or Private Clinic 72.4 53.6 82.6 55.3 Hospital Emergency Room 10.9 16.0 , 0.4 0.0 Neighborhood or Government Clinic 2.9 7.6 8.0 33.1 Other* 13.8 19.7 8,8 11.6 Unknown 0.0. 31 - 0.2 0.0 *Mainly hospital, hospital outpatient clinic, and nonhospital emergency or urgent care center. Source: North Carolina Health Profile, Fall 1995. 32 Access to Health Care In North Carolina 12. CHILD HEALTH Most N.C. children reportedly have a usual source of routine healthcare loo- , 97.2 LO •r< OWhites • a x w: k� 4n1 1 ; • CL 50- o `Rq, 1 0 h <$x • 0 ¢ Mme' • 20-1 b < \r Ages 1-4 6o.:rce: North Carolina Health Profile, Fall 1995. Ages 5 -17 33 Access to Health Care in North Carolina 110 r� • • CHILD HEALTH ► Indicator 15: Preventable Hospitaliza- tions per 1, 000 Children Under Age 6 Indicator 15 depicts, for total and Medicaid children under the age of 6, rates of hospital- ization for conditions that might have been pre- vented or ameliorated by adequate and timely primary care. Higher rates for Medicaid chil- dren may suggest that there are barriers to am- bulatory care for those children. Based on results for 1990 -92, the Medicaid child is at excess risk of hospitalization for se- vere ear /nose /throat (ENT) infections, asthma, and gastroenteritis. Trends in these rates bear watching as efforts are made to improve the pri- mary care picture for children on Medicaid. Carolina Access is a new program to provide a more efficient and effective health care sys- tem for Medicaid recipients by linking them to primary care providers who deliver and coordinate their health care. Begun as a dem- onstration project in April 1991, the program had expanded to 38 counties with 221,023 en- rollees as of December 1, 1995. This repre- sented about 27 percent of Medicaid enrollees statewide. Almost all states and the District of Colum- bia how have managed care plans for Medic- aid recipients, involving about one - quarter of the Medicaid population nationally. Somewhat surprisingly, given many providers' past reluc- tance to accept Medicaid reimbursement rates, competition to run the new Medicaid managed care contracts is strong.' Future updates of this report should examine Indicator 15 for Carolina Access counties ver- sus others. After several years of experience with the program, Medicaid enrollees in partici- pating counties should be at lower risk for po- tentially preventable hospitalizations. Rates of Preventable Hospitalizations* Total and Medicaid Populations Under Age 6 in North Carolina ,,,, Total discharges M Medicaid discharges III Potend* avoidable with adequate and timely primary cam. See cwt nd", opposlb. Access to Health Care in North Carolina I 25 I 112 CHILD HEALTH Chart Notes: • Conditions are "ambulatory care sensitive" conditions identified by the Ambulatory Can Access Project, United Hospital Fund of New Yorks See list of disease codes, page 81. • Numerators of the rates are calendar year counts of principal diagnoses (with some exclusions). For Medicaid, numerators are uses identified as Medicaid pay plus "indigent care" and "charity" uses. Many of those cases are found post - discharge to be eligible for Medicaid pay. Counts are by year of discharge using files of the N.C. Medical Database Commission. • Denominators of the total rates are population counts provided by the Office of State Planning. Denominators for the Medicaid rates are federal fiscal year unduplicated counts of Medicaid - eligibles, provided by the Division of Medical Assistance. 39 p Access to Health Care in North Carolina II - r J� L 1 e� e dults need routine primary care just as children do. Unfortunately, personal income and health insurance coverage too often determine: the frequency of such care. Among the Year 2000 health objectives for the nation are a number of risk reduction and service objectives that target adults. Those in- clude objectives to increase the proportion of adults who have recently had a variety of car- diovascular and cancer screening tests and the ADULT HEALTH proportion of older adults who have had flu and pneumonia immunizations. Other objectives stress education and counseling, which are clearly critical to maintaining health and pre- venting disease in the adult population.2 Twelve access indicators for adult health fol- low. A desired but unavailable indicator is the percentage of internal medicine and general/ family practitioners participating in Medicaid. Access to Health Care in North Carolina 113 42 ADULT HEALTH ► Indicator 17: Percent of Working -Age Adults Uninsured Uninsured adults ages 18 -64 are less likely than those who are insured to receive inpatient care and nonemergency ambulatory care. Among those with chronic or serious medical problems, the uninsured are more likely than their insured counterparts to need — but not to receive — ancillary services (such as physical therapy, nursing care), medications, and equip - ment.6 In contrast to the situation for children (Indicator 9), the percentage of working -age adults who were uninsured rose between 1988- 90 and 1990 -92, by 13 percent in North Carolina. These results may reflect increased unemployment during 1991 and 199218 or other factors related to a national decline in the per- centage of working -age adults covered by em- ployer- sponsored insurance? Younger adults (ages 18 -34) are particularly likely to have no health insurance. The state's percentage (21.1) is below the nation's (22.6); however, this may reflect that North Carolina has an above - average concentration of manu- facturing employers who are more likely to pro- vide insurance. For working -age adults, data from the 1995 North Carolina Health Profile telephone survey show that 17 percent of minorities compared to 11 percent of whites had no health insurance during the past year. Since households without telephones were not included in that survey, the true percentages are probably higher. As was noted earlier for children, under - insurance may also result in limited access to health care — because preventive or acute care is not covered or it is covered only with signifi- cant copayments 5 Percent Difference In Health Insurance Coverage of Adults Ages 18 -64 North Carolina, 1990 -92 compared to 1988 -90 50 m 40- 30 _ 25 5 20 12.8 10- = .0.9 0= a -4.4 -10 Employer' Medicaid Other Uninsured Insurance Insurer Includes persorm covered an dependents on the employer group Insurance of another family member. Note; Data we tmm the U.S. cu"wo Populadm Survey, as compiled by The Urban ImtkIIIJ See explwlicn d the eatlrtulea cn pope L Access to Health Care in North Carolina 114 lei "I 0 0 IL i n i :J 4 f t I] 4 4 - LI ADULT HEALTH 17a. The percent of working -age adults who are uninsured Is rising 25- . 20- 20 16.8 17.3 17.7 •<.. 16.2 14.9 :4 :v4• _ A:S v.. { Yip.:: '^•�r+y4••' ?' '3 4}.i' `. w > ?:; f•,';{: � rye:.}, �'r'% }ti F'.,ry;.{'�: ?4 ••Y. m: �. - k.•ri4,�y::i�v:4: H..• v:'.:v?'v?? :i: {•.. S:i. hv'•?h4•::% . {9riJ :�+ ++v.:ii}:ti{•:•:Sv4:�: j �.: •., ::yry, ff4. . = '6J:{•.}JY;: �:j•:•: CL 22yy }i S• : A - .�•.�•`+n',�.••hv<,�} xk'�• 4w:{:v]i }i: :}}i:vi•'!m'GKWh{ United States South Atlantic Area 17b. Young adults are the most likely to be uninsured N 30 - 25 - 2 20- 3 - 252 North Carolina -South Atlantic area I Unted States Access to Health Care in North Carolina 115 i '" 15.8 15- 13.9 4y 14 �.. 13.2 .mac 10 - {' CL 0- Age 18-34 Age 35-53 Age 5464 Note Data an from tM U.S. current Population Survey, as compied by The Urban IneMM 7 See eplanatian d dw estimates an page 5. Access to Health Care in North Carolina 115 i '" ADULT HEALTH ► Indicator 18: Percent of Eligible Work- ing -Age Adults Enrolled in Medicaid About 11 percent of the state's working -age adults were eligible for Medicaid in 1990 -92. Of those, only 62.5 percent were enrolled. That percentage is significantly lower than the U.S. average (71.5).' The state's Health Planning Commission has recommended that Medicaid benefits be ex- panded to cover more adults: a) pregnant women whose family incomes are below 200 percent of poverty, b) for two years, postpartum women whose family incomes are below 200 percent of poverty, and c) the elderly and dis- abled whose family incomes are below 100 per- cent of poverty. The Commission also recom- mends eventual expansion of Medicaid to cover the elderly and disabled whose family incomes are below 200 percent of poverty.10 Access to Health Care in North Carolina Based on self reports by working -age adults, data from the 1995 North Carolina Health Pro- file telephone survey show that 3 percent of whites and 16 percent of minorities were cov- ered by Medicaid during the past year. Among adults 65 and older, 10 percent of whites and 34 percent of minorities said they were covered during the past year. Again, that survey ex- cluded households without telephones, so the percentages *are probably underestimates. Failure of physicians to participate in Med- icaid also limits the working -age adult's access to health care. As was noted for children (Indi- cator 10), the feasibility of obtaining this infor- mation should be investigated. v 0 ;2 r n h M M 117 ADULT HEALTH 18. Medicaid fails to cover 4 out of 10 eligible working -age adults /n North Carolina N 0 100- v so- 80- 70- v - �' 60 - e c - d 50- - °r° 40- 30- 20- 79 - e 10- c V 0- CL 62.5 North Carolina .M.: South Atlantic Area 71.5 United States Not Data are tram the U.S. Current Populsdon Surrey, as compiled by The Uran b Insdtute.T e: See a)lamation of the estimates cn page S. 45 Access to Health Care in North Carolina ADULT HEALTH ► Indicator 19: Percent of Adul& Having a Usual Source of Routine Health Care As was noted for children, the receipt of health care from a regular source is a concern because it is an indicator of continuity of care, which can affect the quality of care as well as the cost. Most adults have a usual source of routine health care, especially white adults and older adults, as shown by Indicator 19. The sources of care vary by race, age, and type of care, as shown below. Whites appear more likely than minorities to go to a doctor's office or private clinic. Minorities are more likely than whites to seek care from hospitals, where the cost of vis- its is much higher than the cost of visits to a doctor's office.' Data for Indicator 19 and below are from the North Carolina Health Profile telephone survey. See Technical Notes, page 5, keeping in mind that these results are based on self - reports. Percent of Adults by Reported Place of Last Health Care 63.4 in Past Year by Type of Care 89.6 68.8 North Carolina 1995 7.5 14.3 Care When 3.4 Neighborhood or Government Clinic Sick or Injured Routine Care Ages 18.64 Whites Minorities Whites Minorities Doctor's Office or Private Clinic 65.9 52.3 79.8 58.6 Hospital Emergency Room 8.8 9.4 0.1 1.0 Neighborhood or Government Clinic 4.6 5.8 5.3 18.8 Other* 20.5 32.0 14.7 20.4 Unknown 0.2 0.5 0.1 1.2 Ages 65+ Doctor's Office or Private Clinic 63.4 48.9 89.6 68.8 Hospital Emergency Room 7.5 14.3 0.1 3.4 Neighborhood or Government Clinic 0.3 7.1 2.4 4.4 Other* 27.6 29.7 6.7 22.7 Unknown 1.2 0.0 1.2 0.7 *Mainly hospital, hospital outpatient clinic, and nonhospital emergency or urgent care center. Source: North Carolina Health Profile, Fall 1995. 46 1 Access to Health Care in North Carolina 118 �9 1 �1 I 0 r i r r r i r r ADULT HEALTH 19. Working -age whites are more likely than working -age minorities to report a usual source of routine health care 0 LO T t .G mt CL c a°� 5 ao ° o C c� L m a 100- 90 - 80- 70 60 50- 40 - 30 - 20 - 10- 0 Ages 18-64 Ages 65 and over Sourer. North Cardku Heakh Profile. Fd 1995. •whites Minorities 47 Acce55 to Health Care in North Carolina 119 ADULT HEALTH ► Indicator 20: Preventable Hospitaliza- tions per 1,000 Adults 21 -64 Years Old Indicator 20 depicts, for total and Medicaid working -age adults, rates of hospitalization for conditions that might have been prevented or ameliorated by adequate and timely primary care. Higher rates for Medicaid enrollees may suggest that there are barriers to ambulatory care for those individuals. Based on results for 1990 -92, Medicaid en- rollees are at far greater risk than total adults for potentially preventable hospitalizations. One confounding factor may be, however, that a majority of Medicaid adults are women. Counts of Medicaid enrollees by sex were not available to compute the sex - specific rates in order to investigate that potential bias. Carolina Access is a new program to provide a more efficient and effective health cart system for Medicaid recipients by linking them to primary care providers who deliver and coordinate their health care. Begun as a demonstration project in April 1991, the program had expanded to 38 coun- ties with 221,023 enrollees as of December 1, 1995. This represented about 27 percent of Med- icaid enrollees statewide. Almost all states and D.C. now have man- aged care plans for Medicaid recipients, involv- ing about one - quarter of the Medicaid popula- tion nationally. Future updates of this report should examine Indicator 20 for Carolina Access counties ver- sus others. After several years of experience with the program, Medicaid enrollees in partici- pating counties should not be at excess risk for potentially preventable hospitalizations. Indica- tor 20 also needs to be examined for men ver- sus women to assess the extent of any sex bias in the results. 120 1 i r r r r r 1 Rates of Preventable Hospitalizations* 11 discharges �•V WMedicald discharges Access to Health Care in North Carolina il 177 r • r r ADULT HEALTH 20. North Carolina's poor adults have higher rates of preventable hospitalizations* Bacterial . 1 1 1 pneumonia U0.4 kim I I Total Cellulitis °•6 12 1 I discharges I 1 I 1 Kidne /urina it Medicaid Y rY . i 0.9 discharges infections 2.6 s , 9 , Dehydration 0.4 ' ' 10.9 Gastroenteritis 1 1 1 Asthma ' .... 1.1 3.7 COPD (Chronic Obstructive iy' 0,7 , Pulmonary Disease) IIiW®12 Congestive 1.3 1 I heart failure LL . 3.7 � 'gyp 9 Angina . V 1.5 ' Diabetes 1.3 3.5 , , 0 1 2 3 4 5 Discharges per 1,000 people ages 21-64,1990-92 • Potend* avoidable with adequate and timely care. Chart Notes: • Conditions are "ambulatory care sensitive" conditions identified by the Ambulatory Care Access Project, United Hospital Fund of New York.' See list of disease codes, page 81. • Numerators of the rates are calendar year counts of principal diagnoses (with some exclusions). For Medicaid, numerators are cases identified as Medicaid pay plus "indigent care" and "charity" cases. Many of those cases are found post - discharge to be eligible for Medicaid pay. Counts are by year of discharge using 1990 -1993 files of the N.C. Medical Database Commission. • Denominators of the total rates are population counts provided by the Office of State Planning. Denominators for the Medicaid rates are federal fiscal year unduplicated counts of Medicaid - eligibles, provided by the Division of Medical Assistance. Access to Health Care in North Carolina 49 121 • • ;7 I t i t t 5� c t i� i I i I Orange DEMOGRAPHICS Number of children, age 0-4 4,386 4,007 5,350 ; 5,739 Percent of population, age 0-4 7.6% 5.2% 5.7% 5.2% Number of children, age 5-17 7,444 11,866 12,388 ; 15,319 Percent of population, age 5-17 12.9% 15.4% 13.2% 13.9% Total number of children and youth, age 0-17 11,830 15,873 17,738 ; 21,058 Total percent of population, age 0-17 20.5% 20.6% 18.9% 19.1% Total county population 57,707 77,055 93,851 ; 110,093 Population density per square mile 144.0 192.5 249.0 77 PHYSICAL WELL -BEING Number of pediatricians 47 62 96 ; 94 Fetal deaths (stillbirths) per 1,000 live births 19.4 12.1 9.9 3.5 Infant mortality rate (per 1,000) 16.6 17.7 10.8 9.8 Percent of low birth - weight babies 8.4% 7.4% 5.4% 6.7% S'I'D rate among teens (per 1,000) 15.8 ; 13.9 INTELLECTUAL WELL-BEING Children in subsidized child rue 366 1,469 Children on subsidized child cue waiting list 432 77 Academically gifted students 393 1,048 787 846 Specific learning disabled students 170 492 603 881 Public school retention rate (percent) 69.7% 75.9% 69.9% Public school dropout rate (percent) 2.8% 1.8% Per -pupil expenditure in public schools $948 $1,695 $4,381 $5,637 Middle school students writing at or above grade level 74.4% 69.2% ; 64.2% Average SAT scores (out of 1600) 914 937 1091 Number of teens not working and not in school 383 262 324 SOCIAL WELL -BEING Divorce rate (per 100 marriages) 23.3 57.8 46.9 44.8 Percent of children in single parent households 17.3% 24.1% 24.2% Child abuse and neglect rate (per 1,000) 10.3 11.0 51.1 Rate of children in DSS custody (per 1,000) 3.7 4.2 5.3 Children in foster care placement 13 39 61 Teen pregnancy rate (per 1,000) 49.3 57.1 62.6 39.8 Teen birth race (per 1,000) 69.8 21.3 16.2 14.3 Juvenile custody rate (per 1,000) 2.5 3.2 Number of suicides among youth 0 1 1 1 ECONOMIC WELL -BEING Median family income $8,700 $19,305 $40,685 ; $52,300 Number of children in.poverty 2,248 1,810 1,792 2,286 Percent of children in poverty 19.0% 11.4% 10.1% 10.9% Percent of single parents in work force 71.4% 63.2% 69.3% Percent of single parent families in poverty 24.7% 21.7% 20.3% Number ofTANF recipients, age 0-17 882 774 Number of Food Stamp recipients, age 0-17 1,447 1,676 Children in subsidized school meal programs 2,137 2,175 2,866 1998 NC Data Guide / The Knowledge Excbange / Norm CAROLINA CxnA ADvoc.AcY INSr1TUTE r 79 122 0 • • ORANGE COUNTY HEALTH DEPARTMENT AS A SAFETY NET PROVIDER CORE FUNCTIONS OF PUBLIC HEALTH Assessment of community health status and available resources. Policy Development resulting in proposals to support and encourage better health Assurance that needed services are available. POPULATION -BASED SERVICES Population -based services are services and interventions which protect entire populations from illness, disease and injury. They are essential to any effort to address such problems as spiraling healthcare costs, lack of access to care, and the poor health status of too many U.S. residents. ESSENTIAL SERVICES ADOPTED BY THE BOARD OF HEALTH Monitor health status to identify community problems, needs and assets Diagnose and investigate health problems and health hazards in the community Link people to needed personal health services and assure the provision of health care, health education, and outreach services, especially to vulnerable populations Inform and educate people about health issues Mobilize community partnerships and action to address community health needs Develop policies and plans that advocate for and support individual and community health efforts Assure an expert public health workforce Evaluate effectiveness, accessibility, and quality of health services Research for new insights and innovative solutions to health problems PERSONAL HEALTH CARE SAFETY NET ISSUES Health departments are the traditional providers for poor and vulnerable populations, including Medicaid patients and the uninsured/underinsured. Increasing availability of managed care plans. Managed care companies and private providers are more willing to take Medicaid patients. Financial and other access barriers ( geographic, cultural, co- insuranceldeductibles/up -front payment, etc.) continue to persist for the insured and the uninsured QUESTIONS Should the Health Department continue to provide personal health (clinic) services for vulnerable populations, that is, be the provider of last resort? If not, who is responsible for providing services to this population? How do we assure that services are available for this population? How do we overcome access barriers?